|
|
| Sabrient Baker's Dozen, November 2018 |
FDWKRX |
11/20/2018 |
| 30310E440 |
| 30310E465 (Fee) |
|
| 30310E457 |
| 30310E473 (Fee) |
|
13 Month |
|
|
| New York Municipal Income Select Closed-End, 50 |
FWPLDX |
11/21/2018 |
| 30310G643 |
| 30310G668 (Fee) |
|
| 30310G650 |
| 30310G676 (Fee) |
|
2 Year |
|
|
| Cloud Computing, 23 |
FVCBNX |
11/27/2018 |
| 30310H245 |
| 30310H260 (Fee) |
|
| 30310H252 |
| 30310H278 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge, 121 |
FTNBLX |
11/27/2018 |
| 30310H849 |
| 30310H864 (Fee) |
|
| 30310H856 |
| 30310H872 (Fee) |
|
2 Year |
|
|
| Limited Duration Fixed Income ETF, 27 |
FWJYLX |
11/27/2018 |
| 30310G528 |
| 30310G544 (Fee) |
|
| 30310G536 |
| 30310G551 (Fee) |
|
2 Year |
|
|
| Senior Loan and Dividend Growers, 21 |
FUNEZX |
11/27/2018 |
| 30310H203 |
| 30310H229 (Fee) |
|
| 30310H211 |
| 30310H237 (Fee) |
|
2 Year |
|
|
| Strategic Income Closed-End, 69 |
FSKIPX |
11/27/2018 |
| 30310G486 |
| 30310G502 (Fee) |
|
| 30310G494 |
| 30310G510 (Fee) |
|
2 Year |
|
|
| Banking Opportunity, 32 |
FDZARX |
11/28/2018 |
| 30310H286 |
| 30310H302 (Fee) |
|
| 30310H294 |
| 30310H310 (Fee) |
|
15 Month |
|
|
| Capital Strength Opportunity, 7 |
FEHRTX |
11/28/2018 |
| 30310H328 |
| 30310H344 (Fee) |
|
| 30310H336 |
| 30310H351 (Fee) |
|
15 Month |
|
|
| Senior Loan & Limited Duration Closed-End, 85 |
FLECZX |
11/28/2018 |
| 30310H401 |
| 30310H427 (Fee) |
|
| 30310H419 |
| 30310H435 (Fee) |
|
2 Year |
|
|
| Cybersecurity, 14 |
FQAYGX |
11/29/2018 |
| 30310H369 |
| 30310H385 (Fee) |
|
| 30310H377 |
| 30310H393 (Fee) |
|
2 Year |
|
|
| Defensive Equity, 47 |
FIFTYX |
11/29/2018 |
| 30310G569 |
| 30310G585 (Fee) |
|
| 30310G577 |
| 30310G593 (Fee) |
|
2 Year |
|
|
| Sabrient Defensive Equity, 18 |
FIZLJX |
11/29/2018 |
| 30310G601 |
| 30310G627 (Fee) |
|
| 30310G619 |
| 30310G635 (Fee) |
|
15 Month |
|
|
| Senior Loan Select Closed-End, 35 |
FVRCEX |
11/29/2018 |
| 30310L220 |
| 30310L246 (Fee) |
|
| 30310L238 |
| 30310L253 (Fee) |
|
2 Year |
|
|
| Strategic Income Advantage Opportunity, Closed-End, 11 |
FAUHQX |
11/29/2018 |
| 30310L261 |
| 30310L287 (Fee) |
|
| 30310L279 |
| 30310L295 (Fee) |
|
15 Month |
|
|
| U.S. Equity Closed-End Portfolio, 29 |
FWLNPX |
11/29/2018 |
| 30310L303 |
| 30310L329 (Fee) |
|
| 30310L311 |
| 30310L337 (Fee) |
|
2 Year |
|
|
| Covered Call Select Closed-End, 68 |
------- |
12/3/2018 |
| 30310H484 |
| 30310H500 (Fee) |
|
| 30310H492 |
| 30310H518 (Fee) |
|
2 Year |
|
|
| January Effect, 8 |
------- |
12/3/2018 |
| 30310H443 |
| 30310H468 (Fee) |
|
| 30310H450 |
| 30310H476 (Fee) |
|
2 Year |
|
|
| U.S. Infrastructure, 16 |
------- |
12/3/2018 |
| 30310G288 |
| 30310G304 (Fee) |
|
| 30310G296 |
| 30310G312 (Fee) |
|
2 Year |
|
|
| Cyclical Strength, 24 |
------- |
12/4/2018 |
| 30310H526 |
| 30310H542 (Fee) |
|
| 30310H534 |
| 30310H559 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge Opportunity, 9 |
------- |
12/4/2018 |
| 30310L501 |
| 30310L527 (Fee) |
|
| 30310L519 |
| 30310L535 (Fee) |
|
15 Month |
|
|
| Balanced Income Opportunity, 8 |
------- |
12/5/2018 |
| 30310L345 |
| 30310L360 (Fee) |
|
| 30310L352 |
| 30310L378 (Fee) |
|
15 Month |
|
|
| Dividend Strength Opportunity, 7 |
------- |
12/5/2018 |
| 30310H567 |
| 30310H583 (Fee) |
|
| 30310H575 |
| 30310H591 (Fee) |
|
15 Month |
|
|
| Dorsey Wright Relative Strength Top 50, 33 |
------- |
12/5/2018 |
| 30310H609 |
| 30310H625 (Fee) |
|
| 30310H617 |
| 30310H633 (Fee) |
|
15 Month |
|
|
| Energy Select, 70 |
------- |
12/5/2018 |
| 30310H641 |
| 30310H666 (Fee) |
|
| 30310H658 |
| 30310H674 (Fee) |
|
2 Year |
|
|
| Water Utility & Infrastructure Select, 52 |
------- |
12/5/2018 |
| 30310H682 |
| 30310H708 (Fee) |
|
| 30310H690 |
| 30310H716 (Fee) |
|
2 Year |
|
|
| Corporate Investment Grade, 3-7 Year, 6 |
------- |
12/6/2018 |
| 30310G189 |
| 30310G197 (Wrap) |
|
|
TBD |
|
|
| Municipal Advantage Closed-End and ETF, 51 |
------- |
12/6/2018 |
| 30310J225 |
| 30310J241 (Fee) |
|
| 30310J233 |
| 30310J258 (Fee) |
|
2 Year |
|
|
| Capital Strength, 45 |
------- |
12/7/2018 |
| 30310G684 |
| 30310G700 (Fee) |
|
| 30310G692 |
| 30310G718 (Fee) |
|
2 Year |
|
|
| Dorsey Wright Relative Strength Dividend, 33 |
------- |
12/7/2018 |
| 30310J449 |
| 30310J464 (Fee) |
|
| 30310J456 |
| 30310J472 (Fee) |
|
15 Month |
|
|
| Market Strength Allocation Opportunity, 7 |
------- |
12/7/2018 |
| 30310G726 |
| 30310G742 (Fee) |
|
| 30310G734 |
| 30310G759 (Fee) |
|
15 Month |
|
|
| Market Strength Allocation Select, 34 |
------- |
12/7/2018 |
| 30310G767 |
| 30310G783 (Fee) |
|
| 30310G775 |
| 30310G791 (Fee) |
|
2 Year |
|
|
| Alternative Income, 31 |
------- |
12/10/2018 |
| 30310L543 |
| 30310L568 (Fee) |
|
| 30310L550 |
| 30310L576 (Fee) |
|
2 Year |
|
|
| Biotechnology, 43 |
------- |
12/10/2018 |
| 30310J480 |
| 30310J506 (Fee) |
|
| 30310J498 |
| 30310J514 (Fee) |
|
2 Year |
|
|
| Dow® Target 10, December 2018 |
------- |
12/10/2018 |
| 30310F348 |
| 30310F363 (Fee) |
|
| 30310F355 |
| 30310F371 (Fee) |
|
13 Month |
|
|
| Equity Closed-End, 51 |
------- |
12/10/2018 |
| 30310J647 |
| 30310J662 (Fee) |
|
| 30310J654 |
| 30310J670 (Fee) |
|
2 Year |
|
|
| High Dividend Equity Allocation, 30 |
------- |
12/10/2018 |
| 30310J522 |
| 30310J548 (Fee) |
|
| 30310J530 |
| 30310J555 (Fee) |
|
2 Year |
|
|
| REIT Growth & Income Select, 48 |
------- |
12/10/2018 |
| 30310J563 |
| 30310J589 (Fee) |
|
| 30310J571 |
| 30310J597 (Fee) |
|
2 Year |
|
|
| Strategic Dividend Select, 35 |
------- |
12/10/2018 |
| 30310J605 |
| 30310J621 (Fee) |
|
| 30310J613 |
| 30310J639 (Fee) |
|
2 Year |
|
|
| Financials Opportunity, 4 |
------- |
12/12/2018 |
| 30310K784 |
| 30310K800 (Fee) |
|
| 30310K792 |
| 30310K818 (Fee) |
|
15 Month |
|
|
| International Capital Strength Opportunity, 7 |
------- |
12/12/2018 |
| 30310J688 |
| 30310J704 (Fee) |
|
| 30310J696 |
| 30310J712 (Fee) |
|
15 Month |
|
|
| SMid Capital Strength Opportunity, 7 |
------- |
12/12/2018 |
| 30310J720 |
| 30310J746 (Fee) |
|
| 30310J738 |
| 30310J753 (Fee) |
|
15 Month |
|
|
| Strategic Income Select Closed-End, 37 |
------- |
12/12/2018 |
| 30310K701 |
| 30310K727 (Fee) |
|
| 30310K719 |
| 30310K735 (Fee) |
|
2 Year |
|
|
| Tactical Alpha, 19 |
------- |
12/12/2018 |
| 30310J761 |
| 30310J787 (Fee) |
|
| 30310J779 |
| 30310J795 (Fee) |
|
15 Month |
|
|
| Balanced Income Equity and ETF Opportunity, 7 |
------- |
12/13/2018 |
| 30310G809 |
| 30310G825 (Fee) |
|
| 30310G817 |
| 30310G833 (Fee) |
|
15 Month |
|
|
| California Municipal Income Select Closed-End, 70 |
------- |
12/14/2018 |
| 30310L584 |
| 30310L600 (Fee) |
|
| 30310L592 |
| 30310L618 (Fee) |
|
2 Year |
|
|
| Low Volatility, 14 |
------- |
12/14/2018 |
| 30310J803 |
| 30310J829 (Fee) |
|
| 30310J811 |
| 30310J837 (Fee) |
|
15 Month |
|
|
| Preferred Income, 97 |
------- |
12/14/2018 |
| 30310E689 |
| 30310E705 (Fee) |
|
| 30310E697 |
| 30310E713 (Fee) |
|
2 Year |
|
|
| Richard Bernstein Advisors Tactical Series, American Industrial Renaissance®, 2018-3 |
------- |
12/14/2018 |
| 30310K826 |
| 30310K842 (Fee) |
|
| 30310K834 |
| 30310K859 (Fee) |
|
2 Year |
|
|
| Strategic Income Advantage Select Closed-End, 80 |
------- |
12/14/2018 |
| 30310L626 |
| 30310L642 (Fee) |
|
| 30310L634 |
| 30310L659 (Fee) |
|
2 Year |
|
|
| Tactical Income, 55 |
------- |
12/14/2018 |
| 30310H807 |
| 30310H823 (Fee) |
|
| 30310H815 |
| 30310H831 (Fee) |
|
2 Year |
|
|
| Aerospace & Defense, 23 |
------- |
12/17/2018 |
| 30310L105 |
| 30310L121 (Fee) |
|
| 30310L113 |
| 30310L139 (Fee) |
|
2 Year |
|
|
| Innovative Technology, 21 |
------- |
12/17/2018 |
| 30310L147 |
| 30310L162 (Fee) |
|
| 30310L154 |
| 30310L170 (Fee) |
|
2 Year |
|
|
| Mega-Cap, 51 |
------- |
12/17/2018 |
| 30310L188 |
| 30310L204 (Fee) |
|
| 30310L196 |
| 30310L212 (Fee) |
|
2 Year |
|
|
| Tax-Advantaged Municipal Closed-End, 55 |
------- |
12/17/2018 |
| 30310L709 |
| 30310L725 (Fee) |
|
| 30310L717 |
| 30310L733 (Fee) |
|
2 Year |
|
|
| High-Yield Income Closed-End, 84 |
------- |
12/18/2018 |
| 30310L667 |
| 30310L683 (Fee) |
|
| 30310L675 |
| 30310L691 (Fee) |
|
2 Year |
|
|
| Dow Jones Global Titans, 26 |
------- |
12/19/2018 |
| 30310L428 |
| 30310L444 (Fee) |
|
| 30310L436 |
| 30310L451 (Fee) |
|
2 Year |
|
|
| Global Deep Value Dividend, 21 |
------- |
12/19/2018 |
| 30310J845 |
| 30310J860 (Fee) |
|
| 30310J852 |
| 30310J878 (Fee) |
|
15 Month |
|
|
| Global Equity Income Closed-End, 62 |
------- |
12/19/2018 |
| 30310L782 |
| 30310L808 (Fee) |
|
| 30310L790 |
| 30310L816 (Fee) |
|
2 Year |
|
|
| Richard Bernstein Advisors Global Dividend Kings®, 29 |
------- |
12/19/2018 |
| 30310L469 |
| 30310L485 (Fee) |
|
| 30310L477 |
| 30310L493 (Fee) |
|
2 Year |
|
|
| Silicon Valley Opportunity, 2 |
------- |
12/19/2018 |
| 30310L741 |
| 30310L766 (Fee) |
|
| 30310L758 |
| 30310L774 (Fee) |
|
15 Month |
|
|
| Interest Rate Hedge and ETF, 23 |
------- |
12/20/2018 |
| 30310L824 |
| 30310L840 (Fee) |
|
| 30310L832 |
| 30310L857 (Fee) |
|
2 Year |
|
|
| Sabrient Baker's Dozen, December 2018 |
------- |
12/20/2018 |
| 30310G841 |
| 30310G866 (Fee) |
|
| 30310G858 |
| 30310G874 (Fee) |
|
13 Month |
|
|
| AI, Robotics & Technology Opportunity, 6 |
------- |
12/21/2018 |
| 30310M103 |
| 30310M129 (Fee) |
|
| 30310M111 |
| 30310M137 (Fee) |
|
15 Month |
|
|
| Sabrient Small Cap Growth, 21 |
------- |
12/21/2018 |
| 30310M186 |
| 30310M202 (Fee) |
|
| 30310M194 |
| 30310M210 (Fee) |
|
15 Month |
|
|
| Strategic International Opportunity, 7 |
------- |
12/21/2018 |
| 30310M145 |
| 30310M160 (Fee) |
|
| 30310M152 |
| 30310M178 (Fee) |
|
15 Month |
|
|
| Diversified Equity Strategic Allocation, 1st Qtr 2019 |
------- |
1/9/2019 |
| 30310J340 |
| 30310J365 (Fee) |
|
| 30310J357 |
| 30310J373 (Fee) |
|
15 Month |
|
|
| Dow® Target 10, January 2019 |
------- |
1/10/2019 |
| 30310J308 |
| 30310J324 (Fee) |
|
| 30310J316 |
| 30310J332 (Fee) |
|
13 Month |
|
|
| Dow® Target 5, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K107 |
| 30310K123 (Fee) |
|
| 30310K115 |
| 30310K131 (Fee) |
|
15 Month |
|
|
| Dow® Target Dividend, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K149 |
| 30310K164 (Fee) |
|
| 30310K156 |
| 30310K172 (Fee) |
|
15 Month |
|
|
| European Target High Quality Dividend, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310J100 |
| 30310J126 (Fee) |
|
| 30310J118 |
| 30310J134 (Fee) |
|
15 Month |
|
|
| Global Target 15, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K180 |
| 30310K206 (Fee) |
|
| 30310K198 |
| 30310K214 (Fee) |
|
15 Month |
|
|
| Income Allocation Closed-End, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310J266 |
| 30310J282 (Fee) |
|
| 30310J274 |
| 30310J290 (Fee) |
|
15 Month |
|
|
| S&P Dividend Aristocrats Target 25, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K222 |
| 30310K248 (Fee) |
|
| 30310K230 |
| 30310K255 (Fee) |
|
15 Month |
|
|
| S&P Target 24, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K263 |
| 30310K289 (Fee) |
|
| 30310K271 |
| 30310K297 (Fee) |
|
15 Month |
|
|
| S&P Target SMid 60, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K461 |
| 30310K487 (Fee) |
|
| 30310K479 |
| 30310K495 (Fee) |
|
15 Month |
|
|
| Target Diversified Dividend, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K305 |
| 30310K321 (Fee) |
|
| 30310K313 |
| 30310K339 (Fee) |
|
15 Month |
|
|
| Target Diversified Global Allocation, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310J381 |
| 30310J407 (Fee) |
|
| 30310J399 |
| 30310J415 (Fee) |
|
15 Month |
|
|
| Target Dividend Blend, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310J142 |
| 30310J167 (Fee) |
|
| 30310J159 |
| 30310J175 (Fee) |
|
15 Month |
|
|
| Target Dividend Double Play, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310H724 |
| 30310H740 (Fee) |
|
| 30310H732 |
| 30310H757 (Fee) |
|
15 Month |
|
|
| Target Double Play, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K347 |
| 30310K362 (Fee) |
|
| 30310K354 |
| 30310K370 (Fee) |
|
15 Month |
|
|
| Target Focus Four, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K503 |
| 30310K529 (Fee) |
|
| 30310K511 |
| 30310K537 (Fee) |
|
15 Month |
|
|
| Target Global Dividend Leaders, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K388 |
| 30310K404 (Fee) |
|
| 30310K396 |
| 30310K412 (Fee) |
|
15 Month |
|
|
| Target Growth, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K545 |
| 30310K560 (Fee) |
|
| 30310K552 |
| 30310K578 (Fee) |
|
15 Month |
|
|
| Target High Quality Dividend, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310J183 |
| 30310J209 (Fee) |
|
| 30310J191 |
| 30310J217 (Fee) |
|
15 Month |
|
|
| Target Triad, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K586 |
| 30310K602 (Fee) |
|
| 30310K594 |
| 30310K610 (Fee) |
|
15 Month |
|
|
| Target VIP, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K628 |
| 30310K644 (Fee) |
|
| 30310K636 |
| 30310K651 (Fee) |
|
15 Month |
|
|
| Value Line® Target 25, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310K420 |
| 30310K446 (Fee) |
|
| 30310K438 |
| 30310K453 (Fee) |
|
15 Month |
|
|
| Value Line® Target Safety 30, 1st Qtr 2019 |
------- |
1/10/2019 |
| 30310H765 |
| 30310H781 (Fee) |
|
| 30310H773 |
| 30310H799 (Fee) |
|
15 Month |
|
|
| Inflation Hedge, 40 |
------- |
1/15/2019 |
| 30310M343 |
| 30310M368 (Fee) |
|
| 30310M350 |
| 30310M376 (Fee) |
|
2 Year |
|
|