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FT Equity Allocation ETF Model, 2nd Qtr 2019
Ticker Symbol: FOXYBX

15 Holdings (As of Day of Deposit)
Ticker Name Initial
Weight
Price*
Domestic Core (52.52%)
FTCS First Trust Capital Strength ETF 10.00% $53.63
FTC First Trust Large Cap Growth AlphaDEX® Fund 17.00% 66.44
FTA First Trust Large Cap Value AlphaDEX® Fund 13.52% 51.35
FNX First Trust Mid Cap Core AlphaDEX® Fund 4.00% 66.77
FYX First Trust Small Cap Core AlphaDEX® Fund 4.00% 61.59
FVD First Trust Value Line® Dividend Index Fund 4.00% 32.34
International Core (23.45%)
FEM First Trust Emerging Markets AlphaDEX® Fund 6.50% 24.89
FEP First Trust Europe AlphaDEX® Fund 11.48% 34.57
FJP First Trust Japan AlphaDEX® Fund 5.47% 49.95
Satellite (24.03%)
SKYY First Trust Cloud Computing ETF 2.99% 56.98
FXD First Trust Consumer Discretionary AlphaDEX® Fund 3.99% 41.99
FXH First Trust Health Care AlphaDEX® Fund 2.01% 75.66
FTXO First Trust Nasdaq Bank ETF 3.02% 24.53
FBT First Trust NYSE Arca Biotechnology Index Fund 3.01% 147.89
FXL First Trust Technology AlphaDEX® Fund 9.01% 63.00

*As of the close of business on 3/28/19.
Market values are for reference only and are not indicative of your individual cost basis.


Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 3/29/2019
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 6/30/2020
Historical 12-Month Distribution Rate of Trust Holdings:* 1.08%
Cash CUSIP 302652185
Reinvestment CUSIP 302652193
Fee Accounts Cash CUSIP 302652201
Fee Accounts Reinvestment CUSIP 302652219

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical distribution rate of the securities included in the trust is for illustrative purposes only and is not indicative of the trust’s distribution rate. The historical distribution rate is calculated by dividing the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio by the trust’s offering price and is reduced to account for the effects of fees and expenses which will be incurred when investing in a trust. Distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.


Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 1.40%
Creation & Development Fee:   0.10%
Maximum Sales Charge:   1.50%

The deferred sales charge will be deducted in three monthly installments commencing 7/19/19.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

Fee/Wrap Accounts
Maximum Sales Charge: 0.10%

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $.01 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than 0.10%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.10%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations:
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning ETFs which invest in common stocks.

Common stocks are subject to risks such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETFs are subject to various risks, including management’s ability to meet the fund’s investment objective, and to manage the fund’s portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors’ perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund’s net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Certain of the ETFs invest in securities issued by foreign issuers. Such securities are subject to certain risks, including currency and interest rate fluctuations, nationalization or other adverse political or economic developments, lack of liquidity of certain foreign markets, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less developed, less liquid, less regulated, and more volatile than the U.S. and developed foreign markets.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust’s sales charge, operating expenses and organizational costs.

Although this portfolio terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

For a discussion of additional risks of investing in the trust see the “Risk Factors” section of the prospectus.

 
Fund Cusip Information
302652185 (Cash)
302652193 (Reinvest)
302652201 (Cash-Fee)
302652219 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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