FT Equity Allocation ETF Model, 2nd Qtr 2019
Ticker Symbol: FOXYBX
|15 Holdings (As of Day of Deposit)
|Domestic Core (52.52%)
||First Trust Capital Strength ETF
||First Trust Large Cap Growth AlphaDEX® Fund
||First Trust Large Cap Value AlphaDEX® Fund
||First Trust Mid Cap Core AlphaDEX® Fund
||First Trust Small Cap Core AlphaDEX® Fund
||First Trust Value Line® Dividend Index Fund
|International Core (23.45%)
||First Trust Emerging Markets AlphaDEX® Fund
||First Trust Europe AlphaDEX® Fund
||First Trust Japan AlphaDEX® Fund
||First Trust Cloud Computing ETF
||First Trust Consumer Discretionary AlphaDEX® Fund
||First Trust Health Care AlphaDEX® Fund
||First Trust Nasdaq Bank ETF
||First Trust NYSE Arca Biotechnology Index Fund
||First Trust Technology AlphaDEX® Fund
*As of the close of business on 3/28/19.
Market values are for reference only and are not indicative of your individual
|Not FDIC Insured Not Bank Guaranteed May Lose Value
|Initial Date of Deposit
|Initial Public Offering Price
||$10.00 per Unit
|Portfolio Ending Date
|Historical 12-Month Distribution Rate of Trust Holdings:*
|Fee Accounts Cash CUSIP
|Fee Accounts Reinvestment CUSIP
*There is no guarantee the issuers of the securities included in the trust will declare dividends or
distributions in the future. The historical distribution rate of the securities included in the trust is
for illustrative purposes only and is not indicative of the trust’s distribution rate. The historical
distribution rate is calculated by dividing the weighted average of the trailing twelve month
distributions paid by the securities included in the portfolio by the trust’s offering price and is
reduced to account for the effects of fees and expenses which will be incurred when investing in a
trust. Distributions may include realized short term capital gains, realized long-term capital gains
and/or return of capital. Certain of the issuers may have reduced their dividends or distributions
over the prior twelve months. The distribution rate paid by the trust may be higher or lower than
the amount shown above due to certain factors that may include, but are not limited to, a change
in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities
in the portfolio.
|Sales Charges (based on a $10 public offering
|Transactional Sales Charges:
|Creation & Development Fee:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing
When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If
the price exceeds $10.00 per unit, you will pay an initial sales charge.
|Maximum Sales Charge:
The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.01 per unit collected at the end of the initial offering
period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than
0.10%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.10%.
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
You should consider the portfolio's investment objective, risks, and charges and
expenses carefully before investing. Contact your financial advisor or call
First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which
contains this and other information about the portfolio. Read it carefully
before you invest.
An investment in this
unmanaged unit investment trust should be made with an
understanding of the risks involved with owning ETFs which
invest in common stocks.
Common stocks are subject to risks such as an economic
recession and the possible deterioration of either the financial
condition of the issuers of the equity securities or the general
condition of the stock market.
ETFs are subject to various risks, including management’s ability
to meet the fund’s investment objective, and to manage the
fund’s portfolio when the underlying securities are redeemed or
sold, during periods of market turmoil and as investors’
perceptions regarding ETFs or their underlying investments
change. Unlike open-end funds, which trade at prices based on a
current determination of the fund’s net asset value, ETFs
frequently trade at a discount from their net asset value in the
secondary market. Certain ETFs may employ the use of leverage,
which increases the volatility of such funds.
Certain of the ETFs invest in securities issued by foreign issuers.
Such securities are subject to certain risks, including currency
and interest rate fluctuations, nationalization or other adverse
political or economic developments, lack of liquidity of certain
foreign markets, withholding, the lack of adequate financial
information, and exchange control restrictions impacting
foreign issuers. Risks associated with investing in foreign
securities may be more pronounced in emerging markets where
the securities markets are substantially smaller, less developed,
less liquid, less regulated, and more volatile than the U.S. and
developed foreign markets.
An investment in a portfolio containing small-cap and mid-cap
companies is subject to additional risks, as the share prices of
small-cap companies and certain mid-cap companies are often
more volatile than those of larger companies due to several
factors, including limited trading volumes, products, financial
resources, management inexperience and less publicly
The value of the securities held by the trust may be subject to
steep declines or increased volatility due to changes in
performance or perception of the issuers.
As the use of Internet technology has become more prevalent in
the course of business, the trust has become more susceptible to
potential operational risks through breaches in cyber security.
It is important to note that an investment can be made in the
underlying funds directly rather than through the trust. These
direct investments can be made without paying the trust’s sales
charge, operating expenses and organizational costs.
Although this portfolio terminates in approximately 15 months,
the strategy is long-term. Investors should consider their ability
to pursue investing in successive portfolios, if available. There
may be tax consequences unless units are purchased in an IRA or
other qualified plan.
For a discussion of additional risks of investing in the trust see
the “Risk Factors” section of the prospectus.