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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning four distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
F43Q24 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
07/10/2024 |
Secondary Date: |
10/10/2024 |
Portfolio Ending Date: |
10/09/2025 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.1560 |
POP(*): |
$10.2950 |
Remaining Deferred Sales Charge: |
$0.0900 |
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* As of Trade Date: 11/01/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
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Communication Services |
12.12% |
Consumer Discretionary |
7.91% |
Consumer Staples |
2.80% |
Energy |
4.57% |
Financials |
31.27% |
Health Care |
2.59% |
Industrials |
1.80% |
Information Technology |
15.65% |
Materials |
2.33% |
Real Estate |
2.90% |
Utilities |
15.36% |
Other |
0.70% |
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Large |
Mid |
Small |
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Growth |
19.00% |
3.50% |
1.44% |
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Value |
16.60% |
25.47% |
33.29% |
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Large-Cap Growth |
19.00% |
Large-Cap Value |
16.60% |
Mid-Cap Growth |
3.50% |
Mid-Cap Value |
25.47% |
Small-Cap Growth |
1.44% |
Small-Cap Value |
33.29% |
Undetermined |
0.70% |
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U.S. Stocks |
76.89% |
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Other |
0.70% |
Non-U.S. Stocks |
22.41% |
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The style and sector characteristics of the portfolio are determined as of 11/01/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$218,876 |
Price/Earnings |
11.84 |
Price/Book |
1.32 |
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As of 11/1/2024
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
Taiwan Semiconductor Manufacturing Company Ltd. (ADR)
| TSM |
Information Technology
| Large-Cap Growth |
7.32%
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Alphabet Inc. (Class C)
| GOOG |
Communication Services
| Large-Cap Growth |
6.39%
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Applied Materials, Inc.
| AMAT |
Information Technology
| Large-Cap Growth |
2.67%
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Janus Henderson Group Plc
| JHG |
Financials
| Mid-Cap Value |
2.49%
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First Horizon Corporation
| FHN |
Financials
| Mid-Cap Value |
2.32%
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Black Hills Corporation
| BKH |
Utilities
| Small-Cap Value |
2.21%
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NorthWestern Energy Group, Inc.
| NWE |
Utilities
| Small-Cap Value |
2.21%
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Valley National Bancorp
| VLY |
Financials
| Small-Cap Value |
2.01%
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Entergy Corporation
| ETR |
Utilities
| Large-Cap Value |
1.97%
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Avista Corporation
| AVA |
Utilities
| Small-Cap Value |
1.89%
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Cincinnati Financial Corporation
| CINF |
Financials
| Mid-Cap Value |
1.70%
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Dominion Energy, Inc.
| D |
Utilities
| Large-Cap Value |
1.69%
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Lam Research Corporation
| LRCX |
Information Technology
| Large-Cap Growth |
1.69%
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United Bankshares, Inc.
| UBSI |
Financials
| Small-Cap Value |
1.68%
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AT&T Inc.
| T |
Communication Services
| Large-Cap Value |
1.67%
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Old Republic International Corporation
| ORI |
Financials
| Mid-Cap Value |
1.62%
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FMC Corporation
| FMC |
Materials
| Mid-Cap Value |
1.58%
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Dell Technologies Inc. (Class C)
| DELL |
Information Technology
| Large-Cap Value |
1.56%
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F.N.B. Corporation
| FNB |
Financials
| Small-Cap Value |
1.53%
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UGI Corporation
| UGI |
Utilities
| Small-Cap Value |
1.49%
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Southwest Gas Holdings, Inc.
| SWX |
Utilities
| Small-Cap Value |
1.46%
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Conagra Brands, Inc.
| CAG |
Consumer Staples
| Mid-Cap Value |
1.44%
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Kohl's Corporation
| KSS |
Consumer Discretionary
| Small-Cap Value |
1.40%
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Franklin Resources, Inc.
| BEN |
Financials
| Mid-Cap Value |
1.33%
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Ford Motor Company
| F |
Consumer Discretionary
| Large-Cap Value |
1.11%
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General Motors Company
| GM |
Consumer Discretionary
| Large-Cap Value |
1.03%
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Vornado Realty Trust
| VNO |
Real Estate
| Mid-Cap Value |
0.99%
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Columbia Banking System, Inc.
| COLB |
Financials
| Mid-Cap Value |
0.91%
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Frontier Communications Parent, Inc.
| FYBR |
Communication Services
| Mid-Cap Value |
0.89%
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CNX Resources Corporation
| CNX |
Energy
| Small-Cap Value |
0.85%
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CNO Financial Group, Inc.
| CNO |
Financials
| Small-Cap Value |
0.81%
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Graham Holdings Company
| GHC |
Consumer Discretionary
| Small-Cap Value |
0.80%
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Sabra Health Care REIT, Inc.
| SBRA |
Real Estate
| Small-Cap Growth |
0.77%
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Zions Bancorporation
| ZION |
Financials
| Mid-Cap Value |
0.76%
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Wintrust Financial Corporation
| WTFC |
Financials
| Mid-Cap Value |
0.75%
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RenaissanceRe Holdings Ltd.
| RNR |
Financials
| Mid-Cap Value |
0.75%
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Cadence Bank
| CADE |
Financials
| Mid-Cap Value |
0.75%
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TEGNA Inc.
| TGNA |
Communication Services
| Small-Cap Value |
0.74%
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Kite Realty Group Trust
| KRG |
Real Estate
| Mid-Cap Value |
0.73%
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Old National Bancorp
| ONB |
Financials
| Mid-Cap Value |
0.72%
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ONE Gas, Inc.
| OGS |
Utilities
| Small-Cap Value |
0.71%
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MGIC Investment Corporation
| MTG |
Financials
| Mid-Cap Value |
0.69%
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Portland General Electric Company
| POR |
Utilities
| Small-Cap Value |
0.69%
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Bank OZK
| OZK |
Financials
| Small-Cap Value |
0.69%
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Roivant Sciences Ltd.
| ROIV |
Health Care
| Mid-Cap Value |
0.69%
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Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.67%
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Spire Inc.
| SR |
Utilities
| Small-Cap Value |
0.66%
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Neogen Corporation
| NEOG |
Health Care
| Small-Cap Value |
0.60%
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PVH Corp.
| PVH |
Consumer Discretionary
| Mid-Cap Value |
0.58%
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Applovin Corp. (Class A)
| APP |
Information Technology
| Large-Cap Growth |
0.55%
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NOV Inc.
| NOV |
Energy
| Mid-Cap Value |
0.53%
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United Natural Foods, Inc.
| UNFI |
Consumer Staples
| Small-Cap Value |
0.52%
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Adient Plc
| ADNT |
Consumer Discretionary
| Small-Cap Value |
0.52%
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Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Mid-Cap Growth |
0.47%
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Hanmi Financial Corporation
| HAFC |
Financials
| Small-Cap Value |
0.45%
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Telephone and Data Systems, Inc.
| TDS |
Communication Services
| Small-Cap Value |
0.43%
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Natwest Group Plc
| NWG |
Financials
| Large-Cap Value |
0.43%
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Jackson Financial Inc. (Class A)
| JXN |
Financials
| Mid-Cap Value |
0.43%
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Telefonica, S.A. (ADR)
| TEF |
Communication Services
| Mid-Cap Value |
0.41%
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Barclays Plc (ADR)
| BCS |
Financials
| Large-Cap Value |
0.41%
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Sterling Infrastructure Inc.
| STRL |
Industrials
| Small-Cap Growth |
0.41%
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Acadia Realty Trust
| AKR |
Real Estate
| Small-Cap Value |
0.41%
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HSBC Holdings Plc (ADR)
| HSBC |
Financials
| Large-Cap Value |
0.40%
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ArcelorMittal (ADR)
| MT |
Materials
| Mid-Cap Value |
0.40%
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Takeda Pharmaceutical Company Limited (ADR)
| TAK |
Health Care
| Large-Cap Value |
0.40%
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Concentrix Corporation
| CNXC |
Industrials
| Small-Cap Value |
0.40%
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Banco Santander S.A. (ADR)
| SAN |
Financials
| Large-Cap Value |
0.39%
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Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
0.39%
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Orange (ADR)
| ORANY |
Communication Services
| Large-Cap Value |
0.39%
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UBS Group AG
| UBS |
Financials
| Large-Cap Value |
0.39%
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WaFd Inc.
| WAFD |
Financials
| Small-Cap Value |
0.38%
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Suncor Energy Inc.
| SU |
Energy
| Large-Cap Value |
0.38%
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Deutsche Bank AG
| DB |
Financials
| Large-Cap Value |
0.38%
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Vistra Corp.
| VST |
Utilities
| Large-Cap Growth |
0.38%
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Trustmark Corporation
| TRMK |
Financials
| Small-Cap Value |
0.37%
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Eni SpA (ADR)
| E |
Energy
| Large-Cap Value |
0.37%
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First Commonwealth Financial Corporation
| FCF |
Financials
| Small-Cap Value |
0.37%
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First Financial Bancorp.
| FFBC |
Financials
| Small-Cap Value |
0.37%
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SpartanNash Company
| SPTN |
Consumer Staples
| Small-Cap Value |
0.37%
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Banco Bilbao Vizcaya Argentaria, S.A. (ADR)
| BBVA |
Financials
| Large-Cap Value |
0.37%
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Comfort Systems USA, Inc.
| FIX |
Industrials
| Mid-Cap Growth |
0.37%
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Honda Motor Co., Ltd. (ADR)
| HMC |
Consumer Discretionary
| Large-Cap Value |
0.36%
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S&T Bancorp, Inc.
| STBA |
Financials
| Small-Cap Value |
0.36%
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PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
0.36%
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EZCORP, Inc.
| EZPW |
Financials
| Small-Cap Value |
0.36%
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G-III Apparel Group, Ltd.
| GIII |
Consumer Discretionary
| Small-Cap Value |
0.36%
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ORIX Corporation (ADR)
| IX |
Financials
| Mid-Cap Value |
0.36%
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Tenet Healthcare Corporation
| THC |
Health Care
| Mid-Cap Growth |
0.35%
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Redwood Trust, Inc.
| RWT |
Financials
| Small-Cap Value |
0.35%
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Lloyds Banking Group Plc (ADR)
| LYG |
Financials
| Large-Cap Value |
0.35%
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Vale S.A. (ADR)
| VALE |
Materials
| Large-Cap Value |
0.35%
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Bread Financial Holdings Inc.
| BFH |
Financials
| Small-Cap Value |
0.35%
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SiriusPoint Ltd.
| SPNT |
Financials
| Small-Cap Value |
0.35%
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Lincoln National Corporation
| LNC |
Financials
| Mid-Cap Value |
0.34%
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TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.34%
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Celestica Inc.
| CLS |
Information Technology
| Mid-Cap Growth |
0.34%
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Assured Guaranty Ltd.
| AGO |
Financials
| Small-Cap Value |
0.34%
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GoDaddy Inc. (Class A)
| GDDY |
Information Technology
| Mid-Cap Growth |
0.34%
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Cable One, Inc.
| CABO |
Communication Services
| Small-Cap Value |
0.34%
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Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.34%
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Petroleo Brasileiro S.A. - Petrobras (ADR)
| PBR |
Energy
| Large-Cap Value |
0.33%
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Franklin BSP Realty Trust, Inc.
| FBRT |
Financials
| Small-Cap Value |
0.33%
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Carlisle Companies Incorporated
| CSL |
Industrials
| Mid-Cap Growth |
0.32%
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Equinor ASA
| EQNR |
Energy
| Large-Cap Value |
0.32%
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Millicom International Cellular S.A.
| TIGO |
Communication Services
| Small-Cap Value |
0.31%
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BP Plc (ADR)
| BP |
Energy
| Large-Cap Value |
0.30%
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AerCap Holdings N.V.
| AER |
Industrials
| Mid-Cap Value |
0.30%
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PennyMac Mortgage Investment Trust
| PMT |
Financials
| Small-Cap Value |
0.30%
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Woodside Energy Group Limited (ADR)
| WDS |
Energy
| Large-Cap Value |
0.30%
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Customers Bancorp, Inc.
| CUBI |
Financials
| Small-Cap Value |
0.30%
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DaVita Inc.
| DVA |
Health Care
| Mid-Cap Growth |
0.29%
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Dick's Sporting Goods, Inc.
| DKS |
Consumer Discretionary
| Mid-Cap Growth |
0.29%
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Two Harbors Investment Corp.
| TWO |
Financials
| Small-Cap Value |
0.28%
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AMC Networks Inc. (Class A)
| AMCX |
Communication Services
| Small-Cap Value |
0.28%
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Shenandoah Telecommunications Company
| SHEN |
Communication Services
| Small-Cap Value |
0.27%
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Stellantis N.V.
| STLA |
Consumer Discretionary
| Large-Cap Value |
0.27%
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NetApp, Inc.
| NTAP |
Information Technology
| Mid-Cap Growth |
0.26%
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Ecopetrol S.A. (ADR)
| EC |
Energy
| Mid-Cap Value |
0.26%
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Organon & Co.
| OGN |
Health Care
| Small-Cap Growth |
0.26%
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Cirrus Logic, Inc.
| CRUS |
Information Technology
| Mid-Cap Growth |
0.25%
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Ready Capital Corporation
| RC |
Financials
| Small-Cap Value |
0.25%
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ProPetro Holding Corp.
| PUMP |
Energy
| Small-Cap Value |
0.25%
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Crocs, Inc.
| CROX |
Consumer Discretionary
| Mid-Cap Growth |
0.22%
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Dana Inc.
| DAN |
Consumer Discretionary
| Small-Cap Value |
0.22%
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Total Number of Holdings: 124 |
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Underlying Securities information represented above is as of 11/01/2024 but will vary with future fluctuations in the market. |
Deferred Sales Charge Schedule |
$0.04500
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October 18, 2024
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$0.04500
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November 20, 2024
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$0.04500
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December 20, 2024
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Emerging Markets Risk. Risks associated with investing in non-U.S. securities may be more pronounced in emerging and developing markets where the securities markets are substantially smaller, less developed, less liquid, less regulated, and more volatile than the U.S. and developed non-U.S. markets. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The Dow Jones Industrial Average is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the Dow Jones Industrial Average. Source ICE Data Indices, LLC, is used with permission. "NYSE®" is a service/trade mark of ICE Data Indices, LLC or its affiliates and has been licensed, along with the NYSE® International 100 Index ("Index") for use by First Trust Portfolios L.P. Neither First Trust Portfolios L.P. nor the product, as applicable, is sponsored, endorsed, sold or promoted by ICE Data Indices, LLC, its affiliates or its Third Party Suppliers ("ICE Data and its Suppliers"). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Product particularly, or the ability of the Index to track general market performance. Past performance of an Index is not an indicator of or a guarantee of future results.
ICE DATA AND ITS SUPPLIERS DISCLAIM ANY AND ALL WARRANTIES AND REPRESENTATIONS, EXPRESS AND/OR IMPLIED, INCLUDING ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE, INCLUDING THE INDICES, INDEX DATA AND ANY INFORMATION INCLUDED IN, RELATED TO, OR DERIVED THEREFROM ("INDEX DATA"). ICE DATA AND ITS SUPPLIERS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY WITH RESPECT TO THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDICES AND THE INDEX DATA, WHICH ARE PROVIDED ON AN "AS IS" BASIS AND YOUR USE IS AT YOUR OWN RISK. The S&P MidCap 400 and the S&P SmallCap 600 Indices are products of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and have been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P MidCap 400 and the S&P SmallCap 600 Indices.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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30336F686 |
(Cash) |
30336F694 |
(Reinvest) |
30336F702 |
(Cash-Fee) |
30336F710 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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