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Target Global Dividend Leaders, 3rd Qtr 2021  Ticker: FYSIIX
 
Description
A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The stocks in the portfolio are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DL3Q21
Portfolio Status: Secondary
Initial Offer Date: 07/12/2021
Secondary Date: 10/11/2021
Portfolio Ending Date: 10/07/2022
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.6510
POP(*): $9.7830
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 10/20/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 10/20/2021) Per Unit (as of 10/18/2021)
4.92% $0.48180
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 9.72%
Consumer Discretionary  Consumer Discretionary 11.25%
Consumer Staples  Consumer Staples 3.32%
Energy  Energy 9.45%
Financials  Financials 20.94%
Health Care  Health Care 1.90%
Industrials  Industrials 3.92%
Information Technology  Information Technology 1.83%
Materials  Materials 12.87%
Real Estate  Real Estate 10.57%
Utilities  Utilities 13.74%
Other  Other 0.49%
 
  Large Mid Small  
Growth  0.00% 5.14% 12.05%  
Value  13.62% 31.60% 37.10%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 13.62%
Mid-Cap Growth 5.14%
Mid-Cap Value 31.60%
Small-Cap Growth 12.05%
Small-Cap Value 37.10%
Undetermined 0.49%
 Composition
U.S. Stocks 60.72%   Other 0.49%
Non-U.S. Stocks 38.79%      
The style and sector characteristics of the portfolio are determined as of 10/20/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $20,337.45
Price/Earnings 9.06
Price/Book 1.44
As of 10/20/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Equitrans Midstream Corporation ETRN Energy  Energy Small-Cap Value 2.55%
 Canadian Natural Resources Limited CNQ Energy  Energy Large-Cap Value 2.40%
 Companhia Energetica de Minas Gerais-CEMIG (ADR) CIG Utilities  Utilities Small-Cap Value 2.39%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 2.39%
 Janus Henderson Group Plc JHG Financials  Financials Mid-Cap Value 2.35%
 PetroChina Company Limited (ADR) PTR Energy  Energy Large-Cap Value 2.28%
 Mobile TeleSystems PJSC (ADR) MBT Communication Services  Communication Services Mid-Cap Growth 2.25%
 Antero Midstream Corp. AM Energy  Energy Small-Cap Value 2.22%
 Ternium S.A. (ADR) TX Materials  Materials Mid-Cap Value 2.20%
 Atlas Corp. ATCO Industrials  Industrials Small-Cap Value 2.17%
 Greif, Inc. GEF Materials  Materials Small-Cap Value 2.16%
 Companhia Paranaense de Energia-Copel (Preference, ADR) ELP Utilities  Utilities Small-Cap Value 2.10%
 H&R Block, Inc. HRB Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.08%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.04%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 2.04%
 OneMain Holdings, Inc. OMF Financials  Financials Mid-Cap Value 2.04%
 Sempra Energy SRE Utilities  Utilities Large-Cap Value 1.97%
 FirstEnergy Corp. FE Utilities  Utilities Mid-Cap Value 1.97%
 Sturm, Ruger & Company, Inc. RGR Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.93%
 UGI Corporation UGI Utilities  Utilities Mid-Cap Value 1.92%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.91%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 1.90%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 1.90%
 KT Corporation (ADR) KT Communication Services  Communication Services Mid-Cap Value 1.90%
 The Buckle, Inc. BKE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.87%
 B&G Foods, Inc. BGS Consumer Staples  Consumer Staples Small-Cap Value 1.87%
 Rogers Communications Inc. (Class B) RCI Communication Services  Communication Services Mid-Cap Value 1.84%
 Sibanye Stillwater Ltd. (ADR) SBSW Materials  Materials Mid-Cap Value 1.84%
 SK Telecom Co., Ltd. (ADR) SKM Communication Services  Communication Services Mid-Cap Value 1.83%
 Seagate Technology Holdings Plc STX Information Technology  Information Technology Mid-Cap Growth 1.83%
 The Chemours Company CC Materials  Materials Small-Cap Growth 1.82%
 POSCO (ADR) PKX Materials  Materials Mid-Cap Value 1.79%
 Deluxe Corporation DLX Industrials  Industrials Small-Cap Growth 1.75%
 Mercury General Corporation MCY Financials  Financials Small-Cap Value 1.75%
 International Paper Company IP Materials  Materials Mid-Cap Value 1.72%
 South Jersey Industries, Inc. SJI Utilities  Utilities Small-Cap Value 1.71%
 Centrais Eletricas Brasileiras S.A. (ADR) EBR Utilities  Utilities Mid-Cap Value 1.68%
 Companhia Brasileira de Distribuicao Grupo Pao de Acucar (ADR) CBD Consumer Staples  Consumer Staples Small-Cap Value 1.45%
 Betterware de Mexico SAB de CV BWMX Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.42%
 Vale S.A. (ADR) VALE Materials  Materials Large-Cap Value 1.26%
 Lexington Realty Trust LXP Real Estate  Real Estate Small-Cap Value 1.20%
 Redwood Trust, Inc. RWT Financials  Financials Small-Cap Value 1.17%
 Kimco Realty Corporation KIM Real Estate  Real Estate Mid-Cap Value 1.12%
 Arbor Realty Trust, Inc. ABR Financials  Financials Small-Cap Value 1.11%
 UMH Properties, Inc. UMH Real Estate  Real Estate Small-Cap Growth 1.10%
 Chimera Investment Corporation CIM Financials  Financials Small-Cap Value 1.07%
 Industrial Logistics Properties Trust ILPT Real Estate  Real Estate Small-Cap Value 1.07%
 Iron Mountain Incorporated IRM Real Estate  Real Estate Mid-Cap Growth 1.06%
 Brandywine Realty Trust BDN Real Estate  Real Estate Small-Cap Value 1.03%
 MFA Financial, Inc. MFA Financials  Financials Small-Cap Value 1.02%
 Apollo Commercial Real Estate Finance, Inc. ARI Financials  Financials Small-Cap Value 1.02%
 Piedmont Office Realty Trust, Inc. PDM Real Estate  Real Estate Small-Cap Value 1.02%
 Kilroy Realty Corp KRC Real Estate  Real Estate Mid-Cap Value 1.01%
 Ready Capital Corporation RC Financials  Financials Small-Cap Value 1.01%
 New York Mortgage Trust, Inc. NYMT Financials  Financials Small-Cap Value 1.00%
 TPG RE Finance Trust, Inc. TRTX Financials  Financials Small-Cap Value 1.00%
 Annaly Capital Management, Inc. NLY Financials  Financials Mid-Cap Value 0.99%
 PotlatchDeltic Corporation PCH Real Estate  Real Estate Small-Cap Value 0.99%
 PennyMac Mortgage Investment Trust PMT Financials  Financials Small-Cap Value 0.98%
 VICI Properties Inc. VICI Real Estate  Real Estate Mid-Cap Value 0.97%
 Sylvamo Corporation SLVM Materials  Materials Small-Cap Growth 0.08%
 
Total Number of Holdings:    61
Underlying Securities information represented above is as of 10/20/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 October 20, 2021
$0.04500 November 19, 2021
$0.04500 December 20, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of "reasonably" normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30320G385 (Cash)
30320G393 (Reinvest)
30320G401 (Cash-Fee)
30320G419 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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