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Sabrient Small Cap Growth, 29  Ticker: FZTLXX
 
Description
This unit investment trust seeks above-average capital appreciation by investing in top-ranked small-cap stocks (at the time of their selection) that Sabrient believes are positioned to perform well in the coming year.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: SBSC29
Portfolio Status: Secondary
Initial Offer Date: 03/15/2021
Secondary Date: 06/11/2021
Portfolio Ending Date: 06/15/2022
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $9.7069
POP(*): $9.8397
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 06/14/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 6/14/2021) Per Unit (as of 6/14/2021)
0.53% $0.05220
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 1.94%
Consumer Discretionary  Consumer Discretionary 26.92%
Consumer Staples  Consumer Staples 6.50%
Energy  Energy 0.00%
Financials  Financials 6.51%
Health Care  Health Care 5.57%
Industrials  Industrials 17.80%
Information Technology  Information Technology 29.90%
Materials  Materials 4.86%
Real Estate  Real Estate 0.00%
Utilities  Utilities 0.00%
Other  Other 0.00%
 
  Large Mid Small  
Growth  0.00% 2.62% 49.63%  
Value  0.00% 2.24% 45.51%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 0.00%
Mid-Cap Growth 2.62%
Mid-Cap Value 2.24%
Small-Cap Growth 49.63%
Small-Cap Value 45.51%
Undetermined 0.00%
 Composition
U.S. Stocks 86.85%   Other 0.00%
Non-U.S. Stocks 13.15%      
The style and sector characteristics of the portfolio are determined as of 06/11/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $2,913.69
Price/Earnings 20.25
Price/Book 2.89
As of 6/11/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 The Chemours Company CC Materials  Materials Mid-Cap Growth 2.62%
 Kulicke and Soffa Industries, Inc. KLIC Information Technology  Information Technology Small-Cap Growth 2.44%
 Nomad Foods Limited NOMD Consumer Staples  Consumer Staples Small-Cap Value 2.42%
 Commvault Systems, Inc. CVLT Information Technology  Information Technology Small-Cap Growth 2.41%
 Boot Barn Holdings, Inc. BOOT Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.40%
 ExlService Holdings, Inc. EXLS Information Technology  Information Technology Small-Cap Growth 2.39%
 Onto Innovation Inc. ONTO Information Technology  Information Technology Small-Cap Value 2.33%
 Virtus Investment Partners, Inc. VRTS Financials  Financials Small-Cap Growth 2.28%
 Titan Machinery Inc. TITN Industrials  Industrials Small-Cap Value 2.27%
 Veeco Instruments Inc. VECO Information Technology  Information Technology Small-Cap Growth 2.27%
 Ultra Clean Holdings, Inc. UCTT Information Technology  Information Technology Small-Cap Growth 2.26%
 Louisiana-Pacific Corporation LPX Materials  Materials Mid-Cap Value 2.24%
 CTS Corporation CTS Information Technology  Information Technology Small-Cap Value 2.24%
 Skyline Champion Corporation SKY Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.23%
 Gates Industrial Corporation Plc GTES Industrials  Industrials Small-Cap Value 2.22%
 BellRing Brands, Inc. (Class A) BRBR Consumer Staples  Consumer Staples Small-Cap Growth 2.19%
 Box, Inc. (Class A) BOX Information Technology  Information Technology Small-Cap Growth 2.18%
 Ethan Allen Interiors Inc. ETH Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.17%
 Artisan Partners Asset Management Inc. APAM Financials  Financials Small-Cap Growth 2.15%
 Green Brick Partners, Inc. GRBK Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.12%
 Axcelis Technologies, Inc. ACLS Information Technology  Information Technology Small-Cap Value 2.08%
 Essent Group Ltd. ESNT Financials  Financials Small-Cap Value 2.08%
 Ironwood Pharmaceuticals, Inc. IRWD Health Care  Health Care Small-Cap Growth 2.07%
 Terex Corporation TEX Industrials  Industrials Small-Cap Growth 2.04%
 Silicon Motion Technology Corporation (ADR) SIMO Information Technology  Information Technology Small-Cap Growth 2.04%
 Echo Global Logistics, Inc. ECHO Industrials  Industrials Small-Cap Value 2.03%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.99%
 Crane Co. CR Industrials  Industrials Small-Cap Growth 1.98%
 Rent-A-Center, Inc. RCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.97%
 Masonite International Corporation DOOR Industrials  Industrials Small-Cap Growth 1.95%
 TEGNA Inc. TGNA Communication Services  Communication Services Small-Cap Value 1.94%
 LCI Industries LCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.90%
 Taylor Morrison Home Corporation (Class A) TMHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.90%
 The Hain Celestial Group, Inc. HAIN Consumer Staples  Consumer Staples Small-Cap Value 1.89%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 1.89%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.87%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 1.86%
 Collegium Pharmaceutical, Inc. COLL Health Care  Health Care Small-Cap Growth 1.84%
 Columbus McKinnon Corporation CMCO Industrials  Industrials Small-Cap Value 1.83%
 Harmonic Inc. HLIT Information Technology  Information Technology Small-Cap Value 1.82%
 MACOM Technology Solutions Holdings, Inc. MTSI Information Technology  Information Technology Small-Cap Growth 1.82%
 Patrick Industries, Inc. PATK Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.79%
 Cohu, Inc. COHU Information Technology  Information Technology Small-Cap Value 1.73%
 Sonos, Inc. SONO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.71%
 American Public Education, Inc. APEI Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.69%
 Pacira BioSciences Inc. PCRX Health Care  Health Care Small-Cap Growth 1.66%
 Malibu Boats, Inc. (Class A) MBUU Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.66%
 ArcBest Corporation ARCB Industrials  Industrials Small-Cap Value 1.62%
 Universal Electronics Inc. UEIC Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.52%
 
Total Number of Holdings:    49
Underlying Securities information represented above is as of 06/11/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 June 18, 2021
$0.04500 July 20, 2021
$0.04500 August 20, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Industrials Risk. The companies engaged in the industrials sector are subject to a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30318G462 (Cash)
30318G470 (Reinvest)
30318G488 (Cash-Fee)
30318G496 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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