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Diversified Equity Strategic Allocation, 3rd Qtr 2020  Ticker: FDTSGX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE3Q20
Portfolio Status: Secondary
Initial Offer Date: 07/09/2020
Secondary Date: 10/09/2020
Portfolio Ending Date: 10/15/2021
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $13.2159
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 07/23/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate  Per Unit (as of 7/23/2021)
----- $0.14890
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 6.27%
Consumer Discretionary  Consumer Discretionary 13.04%
Consumer Staples  Consumer Staples 9.37%
Energy  Energy 5.69%
Financials  Financials 8.95%
Health Care  Health Care 16.18%
Industrials  Industrials 15.70%
Information Technology  Information Technology 12.98%
Materials  Materials 7.07%
Real Estate  Real Estate 1.89%
Utilities  Utilities 2.33%
Other  Other 0.53%
 
  Large Mid Small  
Growth  28.16% 10.09% 5.72%  
Value  35.41% 13.52% 6.57%  

 Style Weighting
Large-Cap Growth 28.16%
Large-Cap Value 35.41%
Mid-Cap Growth 10.09%
Mid-Cap Value 13.52%
Small-Cap Growth 5.72%
Small-Cap Value 6.57%
Undetermined 0.53%
 Composition
U.S. Stocks 79.73%   Other 0.53%
Non-U.S. Stocks 19.74%      
The style and sector characteristics of the portfolio are determined as of 07/23/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $102,980.04
Price/Earnings 20.72
Price/Book 3.07
As of 7/22/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Twitter, Inc. TWTR Communication Services  Communication Services Large-Cap Growth 1.26%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Growth 1.14%
 Intuitive Surgical, Inc. ISRG Health Care  Health Care Large-Cap Growth 1.04%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 1.03%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.00%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.99%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 0.99%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.97%
 ASML Holding N.V. (New York Registry Shares) ASML Information Technology  Information Technology Large-Cap Growth 0.96%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.95%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Large-Cap Value 0.93%
 AutoZone, Inc. AZO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.93%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.91%
 Cadence Design Systems, Inc. CDNS Information Technology  Information Technology Large-Cap Growth 0.91%
 Old Dominion Freight Line, Inc. ODFL Industrials  Industrials Large-Cap Growth 0.91%
 Cintas Corporation CTAS Industrials  Industrials Large-Cap Growth 0.90%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.90%
 Generac Holdings Inc. GNRC Industrials  Industrials Large-Cap Growth 0.89%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.87%
 Automatic Data Processing, Inc. ADP Information Technology  Information Technology Large-Cap Growth 0.86%
 LVMH Moet Hennessy Louis Vuitton SE (ADR) LVMUY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.86%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 0.85%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 0.84%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.84%
 ConocoPhillips COP Energy  Energy Large-Cap Value 0.84%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.84%
 Veeva Systems Inc. (Class A) VEEV Health Care  Health Care Large-Cap Growth 0.83%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.83%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.82%
 Enphase Energy, Inc. ENPH Information Technology  Information Technology Mid-Cap Growth 0.81%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.81%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.80%
 The Bank of New York Mellon Corporation BK Financials  Financials Large-Cap Value 0.80%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.79%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.79%
 AmerisourceBergen Corporation ABC Health Care  Health Care Mid-Cap Growth 0.78%
 Humana Inc. HUM Health Care  Health Care Large-Cap Value 0.77%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Large-Cap Value 0.77%
 CoStar Group, Inc. CSGP Industrials  Industrials Large-Cap Value 0.77%
 The Progressive Corporation PGR Financials  Financials Large-Cap Value 0.76%
 Atlas Copco AB (ADR) ATLKY Industrials  Industrials Large-Cap Growth 0.76%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.76%
 Dassault Systemes S.E. (ADR) DASTY Information Technology  Information Technology Large-Cap Growth 0.75%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Value 0.74%
 BHP Group Ltd (ADR) BHP Materials  Materials Large-Cap Value 0.74%
 Schneider Electric SE (ADR) SBGSY Industrials  Industrials Large-Cap Value 0.74%
 Tokyo Electron Limited (ADR) TOELY Information Technology  Information Technology Large-Cap Value 0.74%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.72%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.72%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 0.72%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.72%
 Sony Group Corp. (ADR) SONY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.71%
 AstraZeneca Plc (ADR) AZN Health Care  Health Care Large-Cap Growth 0.71%
 Activision Blizzard, Inc. ATVI Communication Services  Communication Services Large-Cap Value 0.71%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.71%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.71%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 0.71%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.71%
 Darling Ingredients Inc. DAR Consumer Staples  Consumer Staples Mid-Cap Value 0.70%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Growth 0.70%
 Ball Corporation BLL Materials  Materials Mid-Cap Growth 0.69%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.68%
 Ecolab Inc. ECL Materials  Materials Large-Cap Growth 0.68%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.68%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 0.68%
 Church & Dwight Co., Inc. CHD Consumer Staples  Consumer Staples Mid-Cap Growth 0.67%
 American Tower Corporation AMT Real Estate  Real Estate Large-Cap Growth 0.67%
 VMware, Inc. VMW Information Technology  Information Technology Large-Cap Value 0.67%
 Lonza Group AG (ADR) LZAGY Health Care  Health Care Large-Cap Growth 0.67%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 0.66%
 Air Products and Chemicals, Inc. APD Materials  Materials Large-Cap Value 0.66%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.64%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 0.62%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Mid-Cap Value 0.62%
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 0.60%
 Kimberly-Clark Corporation KMB Consumer Staples  Consumer Staples Large-Cap Growth 0.59%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 0.59%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.59%
 Daikin Industries, Ltd. (ADR) DKILY Industrials  Industrials Large-Cap Value 0.59%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.58%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.58%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.58%
 Vinci S.A. (ADR) VCISY Industrials  Industrials Large-Cap Value 0.57%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.56%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.56%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.54%
 MarketAxess Holdings Inc. MKTX Financials  Financials Mid-Cap Growth 0.54%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.53%
 East West Bancorp, Inc. EWBC Financials  Financials Mid-Cap Value 0.53%
 Mohawk Industries, Inc. MHK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.52%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.52%
 The Clorox Company CLX Consumer Staples  Consumer Staples Mid-Cap Growth 0.51%
 Marathon Oil Corporation MRO Energy  Energy Mid-Cap Value 0.50%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.50%
 Koninklijke Philips N.V. (New York Registry Shares) PHG Health Care  Health Care Large-Cap Value 0.49%
 First Citizens BancShares, Inc. (Class A) FCNCA Financials  Financials Mid-Cap Value 0.49%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.43%
 Arista Networks, Inc. ANET Information Technology  Information Technology Large-Cap Growth 0.43%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.42%
 Oshkosh Corporation OSK Industrials  Industrials Mid-Cap Value 0.42%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.41%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.41%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.40%
 Daiichi Sankyo Company, Limited (ADR) DSNKY Health Care  Health Care Large-Cap Value 0.39%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.38%
 Hyatt Hotels Corporation (Class A) H Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.38%
 Houlihan Lokey, Inc. HLI Financials  Financials Mid-Cap Value 0.38%
 Barrick Gold Corporation GOLD Materials  Materials Large-Cap Value 0.37%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.37%
 Fidelity National Financial, Inc. FNF Financials  Financials Mid-Cap Value 0.37%
 Pioneer Natural Resources Company PXD Energy  Energy Large-Cap Value 0.36%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.35%
 Power Integrations, Inc. POWI Information Technology  Information Technology Small-Cap Growth 0.35%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.35%
 Ovintiv Inc. OVV Energy  Energy Mid-Cap Value 0.35%
 Henry Schein, Inc. HSIC Health Care  Health Care Mid-Cap Value 0.34%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 0.34%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.34%
 Penumbra, Inc. PEN Health Care  Health Care Mid-Cap Growth 0.34%
 Concentrix Corp. CNXC Information Technology  Information Technology Mid-Cap Value 0.34%
 BorgWarner Inc. BWA Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 Encompass Health Corporation EHC Health Care  Health Care Mid-Cap Growth 0.32%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.32%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.32%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Small-Cap Growth 0.31%
 MasTec, Inc. MTZ Industrials  Industrials Mid-Cap Value 0.31%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Small-Cap Growth 0.31%
 NRG Energy, Inc. NRG Utilities  Utilities Mid-Cap Growth 0.31%
 TriNet Group, Inc. TNET Industrials  Industrials Small-Cap Growth 0.31%
 AptarGroup, Inc. ATR Materials  Materials Mid-Cap Value 0.30%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.30%
 FTI Consulting, Inc. FCN Industrials  Industrials Small-Cap Growth 0.30%
 Korn Ferry KFY Industrials  Industrials Small-Cap Value 0.30%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Value 0.30%
 PS Business Parks, Inc. PSB Real Estate  Real Estate Small-Cap Growth 0.30%
 Exponent, Inc. EXPO Industrials  Industrials Small-Cap Growth 0.30%
 Builders FirstSource, Inc. BLDR Industrials  Industrials Mid-Cap Value 0.30%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.30%
 Omnicell, Inc. OMCL Health Care  Health Care Mid-Cap Growth 0.29%
 Pinnacle West Capital Corporation PNW Utilities  Utilities Mid-Cap Value 0.28%
 National Instruments Corporation NATI Information Technology  Information Technology Small-Cap Growth 0.28%
 STAAR Surgical Company STAA Health Care  Health Care Mid-Cap Growth 0.28%
 SEI Investments Company SEIC Financials  Financials Mid-Cap Growth 0.27%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.27%
 Allegheny Technologies Incorporated ATI Materials  Materials Small-Cap Growth 0.26%
 Grand Canyon Education, Inc. LOPE Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.26%
 The New York Times Company (Class A) NYT Communication Services  Communication Services Mid-Cap Growth 0.25%
 Ciena Corporation CIEN Information Technology  Information Technology Mid-Cap Value 0.25%
 EMCOR Group, Inc. EME Industrials  Industrials Mid-Cap Value 0.25%
 SYNNEX Corporation SNX Information Technology  Information Technology Mid-Cap Value 0.25%
 Tandem Diabetes Care, Inc. TNDM Health Care  Health Care Mid-Cap Growth 0.25%
 Medifast, Inc. MED Consumer Staples  Consumer Staples Small-Cap Growth 0.24%
 Qualys, Inc. QLYS Information Technology  Information Technology Small-Cap Growth 0.24%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.23%
 Amkor Technology, Inc. AMKR Information Technology  Information Technology Small-Cap Value 0.23%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.23%
 Hilltop Holdings Inc. HTH Financials  Financials Small-Cap Value 0.23%
 Ollie's Bargain Outlet Holdings, Inc. OLLI Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.23%
 Medpace Holdings, Inc. MEDP Health Care  Health Care Mid-Cap Growth 0.23%
 Kemper Corporation KMPR Financials  Financials Small-Cap Value 0.22%
 Cabot Oil & Gas Corporation COG Energy  Energy Mid-Cap Value 0.22%
 First Financial Bancorp. FFBC Financials  Financials Small-Cap Value 0.22%
 Simmons First National Corporation SFNC Financials  Financials Small-Cap Value 0.21%
 Equity Commonwealth EQC Real Estate  Real Estate Small-Cap Value 0.21%
 Saia, Inc. SAIA Industrials  Industrials Small-Cap Growth 0.21%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 0.21%
 Radian Group Inc. RDN Financials  Financials Small-Cap Value 0.20%
 Commercial Metals Company CMC Materials  Materials Small-Cap Value 0.20%
 Badger Meter, Inc. BMI Information Technology  Information Technology Small-Cap Growth 0.20%
 LGI Homes, Inc. LGIH Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.20%
 Murphy Oil Corporation MUR Energy  Energy Small-Cap Value 0.19%
 UFP Industries Inc. UFPI Industrials  Industrials Small-Cap Growth 0.19%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.19%
 Laureate Education, Inc. (Class A) LAUR Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.19%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Big Lots, Inc. BIG Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 PennyMac Financial Services, Inc. PFSI Financials  Financials Small-Cap Value 0.18%
 Federal Signal Corporation FSS Industrials  Industrials Small-Cap Growth 0.17%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.17%
 American Equity Investment Life Holding Company AEL Financials  Financials Small-Cap Value 0.17%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Value 0.17%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.16%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.16%
 Quidel Corporation QDEL Health Care  Health Care Mid-Cap Value 0.16%
 Stepan Company SCL Materials  Materials Small-Cap Value 0.16%
 SPS Commerce, Inc. SPSC Information Technology  Information Technology Small-Cap Growth 0.16%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Knowles Corporation KN Information Technology  Information Technology Small-Cap Value 0.16%
 Cloudera, Inc. CLDR Information Technology  Information Technology Small-Cap Growth 0.16%
 UniFirst Corporation UNF Industrials  Industrials Small-Cap Value 0.15%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.15%
 Nu Skin Enterprises, Inc. (Class A) NUS Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 USANA Health Sciences, Inc. USNA Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 ALLETE, Inc. ALE Utilities  Utilities Small-Cap Value 0.15%
 Super Micro Computer, Inc. SMCI Information Technology  Information Technology Small-Cap Value 0.15%
 Corcept Therapeutics Incorporated CORT Health Care  Health Care Small-Cap Growth 0.15%
 Alarm.com Holdings, Inc. ALRM Information Technology  Information Technology Small-Cap Growth 0.15%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.14%
 Adtalem Global Education Inc. ATGE Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.14%
 FirstCash, Inc. FCFS Financials  Financials Small-Cap Value 0.14%
 Premier, Inc. (Class A) PINC Health Care  Health Care Small-Cap Value 0.14%
 Weis Markets, Inc. WMK Consumer Staples  Consumer Staples Small-Cap Value 0.13%
 Werner Enterprises, Inc. WERN Industrials  Industrials Small-Cap Value 0.12%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Small-Cap Growth 0.12%
 Virtu Financial, Inc. (Class A) VIRT Financials  Financials Small-Cap Value 0.12%
 Heartland Express, Inc. HTLD Industrials  Industrials Small-Cap Value 0.10%
 eHealth, Inc. EHTH Financials  Financials Small-Cap Value 0.07%
 Strategic Education, Inc. STRA Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.06%
 Organon & Co. OGN Health Care  Health Care Mid-Cap Value 0.02%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 07/23/2021 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of "reasonably" normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30314P102 (Cash)
30314P110 (Reinvest)
30314P128 (Cash-Fee)
30314P136 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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