Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 

S&P International Dividend Aristocrats, 4th Qtr 2019  Ticker: FZQRFX
 
Description
This unit investment trust seeks to provide total return through a combination of dividend income and capital appreciation; however, there is no assurance the objective will be met. The stocks in the portfolio are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: IA4Q19
Portfolio Status: Secondary
Initial Offer Date: 10/10/2019
Secondary Date: 01/07/2020
Portfolio Ending Date: 01/11/2021
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.9826
POP(*): $10.1192
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 02/24/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 2/24/2020) Per Unit (as of 2/21/2020)
3.25% $0.32930
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 23.07%
Consumer Discretionary  Consumer Discretionary 12.10%
Consumer Staples  Consumer Staples 7.94%
Energy  Energy 3.65%
Financials  Financials 13.60%
Health Care  Health Care 4.01%
Industrials  Industrials 12.24%
Information Technology  Information Technology 3.52%
Materials  Materials 0.00%
Real Estate  Real Estate 7.51%
Utilities  Utilities 12.06%
Other  Other 0.30%
 
  Large Mid Small  
Growth  3.89% 4.77% 8.58%  
Value  26.44% 44.33% 11.69%  

 Style Weighting
Large-Cap Growth 3.89%
Large-Cap Value 26.44%
Mid-Cap Growth 4.77%
Mid-Cap Value 44.33%
Small-Cap Growth 8.58%
Small-Cap Value 11.69%
Undetermined 0.30%
 Composition
U.S. Stocks 0.00%   Other 0.30%
Non-U.S. Stocks 99.70%      
The style and sector characteristics of the portfolio are determined as of 02/21/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $21,391.27
Price/Earnings 17.93
Price/Book 1.48
As of 2/21/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Ashmore Group Plc ASHM.LN Financials  Financials Mid-Cap Growth 4.77%
 IG Group Holdings Plc IGG.LN Financials  Financials Small-Cap Growth 4.72%
 Kingfisher Plc KGF.LN Consumer Discretionary  Consumer Discretionary Mid-Cap Value 4.64%
 Skanska AB (Class B) SKAB.SS Industrials  Industrials Mid-Cap Value 4.58%
 Tate & Lyle Plc TATE.LN Consumer Staples  Consumer Staples Mid-Cap Value 4.48%
 Swisscom AG SCMN.SW Communication Services  Communication Services Large-Cap Value 4.37%
 Genworth MI Canada Inc. MIC.CN Financials  Financials Small-Cap Value 4.11%
 Bouygues S.A. EN.FP Industrials  Industrials Mid-Cap Value 4.09%
 Power Assets Holdings Limited 6.HK Utilities  Utilities Mid-Cap Value 4.04%
 AGL Energy Ltd. AGL.AU Utilities  Utilities Mid-Cap Value 4.03%
 Miraca Holdings Inc. 4544.JP Health Care  Health Care Small-Cap Value 4.01%
 Red Electrica Corporacion S.A. REE.SM Utilities  Utilities Mid-Cap Value 3.99%
 NTT DOCOMO, Inc. 9437.JP Communication Services  Communication Services Large-Cap Value 3.96%
 H & M Hennes & Mauritz AB HMB.SS Consumer Discretionary  Consumer Discretionary Large-Cap Growth 3.89%
 Daily Mail and General Trust Plc (Class A) DMGT.LN Communication Services  Communication Services Small-Cap Growth 3.86%
 Sun Hung Kai Properties Limited 16.HK Real Estate  Real Estate Large-Cap Value 3.85%
 Shaw Communications, Inc. (Class B) SJR/B.CN Communication Services  Communication Services Mid-Cap Value 3.67%
 Wharf Real Estate Investment Company Limited 1997.HK Real Estate  Real Estate Mid-Cap Value 3.66%
 Total S.A. FP.FP Energy  Energy Large-Cap Value 3.65%
 Singapore Telecommunications Limited ST.SP Communication Services  Communication Services Large-Cap Value 3.63%
 Publicis Groupe PUB.FP Communication Services  Communication Services Mid-Cap Value 3.58%
 Flughafen Zurich AG FHZN.SW Industrials  Industrials Mid-Cap Value 3.57%
 Sumitomo Rubber Industries, Ltd. 5110.JP Consumer Discretionary  Consumer Discretionary Small-Cap Value 3.57%
 Canon Inc. 7751.JP Information Technology  Information Technology Large-Cap Value 3.52%
 Japan Tobacco, Inc. 2914.JP Consumer Staples  Consumer Staples Large-Cap Value 3.46%
 
Total Number of Holdings:    25
Underlying Securities information represented above is as of 02/21/2020 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 17, 2020
$0.04500 February 20, 2020
$0.04500 March 20, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Cybersecurity Risk. Cybersecurity companies are subject to the risks set forth in "Information Technology". In addition to their cybersecurity business, certain of these companies may be involved in other businesses unrelated to cybersecurity. Negative performance by a company's other business operations may have a negative effect on a company's stock performance, even in situations in which they are deriving positive results from their cybersecurity business.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

The S&P Global Dividend Aristocrats Index is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P Global Dividend Aristocrats Index.

Fund Cusip Information
30311U625 (Cash)
30311U633 (Reinvest)
30311U641 (Cash-Fee)
30311U658 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page

 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2020 All rights reserved.