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Diversified Equity Strategic Allocation, 4th Qtr 2019  Ticker: FHVBRX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE4Q19
Portfolio Status: Secondary
Initial Offer Date: 10/09/2019
Secondary Date: 01/09/2020
Portfolio Ending Date: 01/15/2021
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.4243
POP(*): $10.5669
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 02/24/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 2/24/2020) Per Unit (as of 2/21/2020)
1.66% $0.17560
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 7.08%
Consumer Discretionary  Consumer Discretionary 16.58%
Consumer Staples  Consumer Staples 12.63%
Energy  Energy 8.64%
Financials  Financials 6.88%
Health Care  Health Care 13.78%
Industrials  Industrials 14.20%
Information Technology  Information Technology 7.89%
Materials  Materials 2.35%
Real Estate  Real Estate 2.67%
Utilities  Utilities 7.04%
Other  Other 0.26%
 
  Large Mid Small  
Growth  28.57% 8.32% 4.73%  
Value  41.54% 11.91% 4.67%  

 Style Weighting
Large-Cap Growth 28.57%
Large-Cap Value 41.54%
Mid-Cap Growth 8.32%
Mid-Cap Value 11.91%
Small-Cap Growth 4.73%
Small-Cap Value 4.67%
Undetermined 0.26%
 Composition
U.S. Stocks 80.49%   Other 0.26%
Non-U.S. Stocks 19.25%      
The style and sector characteristics of the portfolio are determined as of 02/21/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $70,202.90
Price/Earnings 18.37
Price/Book 2.51
As of 2/21/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 1.14%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 1.10%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 1.09%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 1.07%
 Lam Research Corporation LRCX Information Technology  Information Technology Large-Cap Growth 1.05%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 1.00%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Growth 0.98%
 Applied Materials, Inc. AMAT Information Technology  Information Technology Large-Cap Growth 0.98%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.97%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.95%
 T-Mobile US, Inc. TMUS Communication Services  Communication Services Large-Cap Value 0.95%
 HCA Healthcare, Inc. HCA Health Care  Health Care Large-Cap Growth 0.95%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Growth 0.95%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.94%
 The Kroger Co. KR Consumer Staples  Consumer Staples Large-Cap Value 0.93%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.90%
 Copart, Inc. CPRT Industrials  Industrials Large-Cap Growth 0.89%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.88%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.87%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Growth 0.86%
 Cintas Corporation CTAS Industrials  Industrials Large-Cap Growth 0.85%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.85%
 ONEOK, Inc. OKE Energy  Energy Large-Cap Growth 0.85%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.85%
 Ross Stores, Inc. ROST Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.85%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.84%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 0.84%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.83%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.83%
 Motorola Solutions, Inc. MSI Information Technology  Information Technology Large-Cap Growth 0.82%
 WEC Energy Group, Inc. WEC Utilities  Utilities Large-Cap Value 0.82%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.82%
 The Home Depot, Inc. HD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.81%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.81%
 Stryker Corporation SYK Health Care  Health Care Large-Cap Growth 0.81%
 Waste Management, Inc. WM Industrials  Industrials Large-Cap Growth 0.81%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.81%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.81%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.80%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 0.80%
 Southwest Airlines Co. LUV Industrials  Industrials Large-Cap Value 0.80%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 0.80%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Large-Cap Value 0.78%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.78%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 0.77%
 AutoZone, Inc. AZO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.77%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.77%
 Occidental Petroleum Corporation OXY Energy  Energy Large-Cap Value 0.77%
 Walmart, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 0.75%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 0.74%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.74%
 Enel SpA (ADR) ENLAY Utilities  Utilities Large-Cap Value 0.74%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 0.74%
 Cincinnati Financial Corporation CINF Financials  Financials Mid-Cap Value 0.73%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.73%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.73%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Growth 0.73%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.73%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 0.72%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.72%
 Twitter, Inc. TWTR Communication Services  Communication Services Large-Cap Value 0.72%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.71%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.70%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.70%
 Sony Corporation (ADR) SNE Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.69%
 Public Storage PSA Real Estate  Real Estate Large-Cap Growth 0.69%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.68%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.67%
 Engie S.A. (ADR) ENGIY Utilities  Utilities Large-Cap Value 0.67%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.67%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.67%
 Phillips 66 PSX Energy  Energy Large-Cap Value 0.66%
 EssilorLuxottica S.A. (ADR) ESLOY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.66%
 Medtronic Plc MDT Health Care  Health Care Large-Cap Value 0.65%
 Vinci S.A. (ADR) VCISY Industrials  Industrials Large-Cap Value 0.65%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.64%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Growth 0.64%
 Suncor Energy Inc. SU Energy  Energy Large-Cap Value 0.63%
 adidas AG (ADR) ADDYY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.62%
 BCE Inc. BCE Communication Services  Communication Services Large-Cap Value 0.60%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.60%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 0.60%
 Total S.A. (ADR) TOT Energy  Energy Large-Cap Value 0.59%
 Henkel AG & Co. KGaA (ADR) HENKY Consumer Staples  Consumer Staples Large-Cap Value 0.59%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 0.57%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.57%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.57%
 Pernod Ricard S.A. (ADR) PDRDY Consumer Staples  Consumer Staples Large-Cap Value 0.57%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.56%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.52%
 Generac Holdings Inc. GNRC Industrials  Industrials Mid-Cap Growth 0.46%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.41%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.40%
 Encompass Health Corporation EHC Health Care  Health Care Mid-Cap Growth 0.39%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 0.39%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.38%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 0.38%
 Toll Brothers, Inc. TOL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.37%
 Arthur J. Gallagher & Co. AJG Financials  Financials Large-Cap Value 0.37%
 Medical Properties Trust, Inc. MPW Real Estate  Real Estate Mid-Cap Value 0.37%
 Performance Food Group Company PFGC Consumer Staples  Consumer Staples Mid-Cap Growth 0.37%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Growth 0.36%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.36%
 The Scotts Miracle-Gro Company SMG Materials  Materials Mid-Cap Growth 0.36%
 MDU Resources Group, Inc. MDU Utilities  Utilities Mid-Cap Value 0.35%
 Curtiss-Wright Corporation CW Industrials  Industrials Mid-Cap Value 0.35%
 FTI Consulting, Inc. FCN Industrials  Industrials Mid-Cap Value 0.35%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Mid-Cap Growth 0.34%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.34%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.34%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.34%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.33%
 Henry Schein, Inc. HSIC Health Care  Health Care Mid-Cap Value 0.33%
 Mohawk Industries, Inc. MHK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 Owens Corning OC Industrials  Industrials Mid-Cap Value 0.33%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.33%
 DXC Technology Company DXC Information Technology  Information Technology Mid-Cap Value 0.33%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.32%
 Equity Commonwealth EQC Real Estate  Real Estate Small-Cap Value 0.32%
 CMS Energy Corporation CMS Utilities  Utilities Mid-Cap Growth 0.32%
 Darden Restaurants, Inc. DRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.32%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.32%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.32%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Small-Cap Growth 0.32%
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 0.32%
 The Boston Beer Company, Inc. SAM Consumer Staples  Consumer Staples Mid-Cap Growth 0.32%
 Parsley Energy, Inc. (Class A) PE Energy  Energy Mid-Cap Value 0.32%
 First Horizon National Corporation FHN Financials  Financials Mid-Cap Value 0.31%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 0.31%
 AutoNation, Inc. AN Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.31%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.31%
 VEREIT, Inc. VER Real Estate  Real Estate Mid-Cap Value 0.31%
 Nucor Corporation NUE Materials  Materials Mid-Cap Value 0.30%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.30%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 0.30%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.30%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 0.30%
 MarketAxess Holdings Inc. MKTX Financials  Financials Mid-Cap Growth 0.30%
 Aramark ARMK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.30%
 ONE Gas, Inc. OGS Utilities  Utilities Mid-Cap Value 0.30%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.29%
 Kohl's Corporation KSS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.28%
 MAXIMUS, Inc. MMS Information Technology  Information Technology Mid-Cap Value 0.28%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.28%
 Foot Locker, Inc. FL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.28%
 ALLETE, Inc. ALE Utilities  Utilities Mid-Cap Value 0.28%
 C.H. Robinson Worldwide, Inc. CHRW Industrials  Industrials Mid-Cap Growth 0.27%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.27%
 HollyFrontier Corporation HFC Energy  Energy Mid-Cap Value 0.25%
 AVX Corporation AVX Information Technology  Information Technology Small-Cap Value 0.22%
 Cirrus Logic, Inc. CRUS Information Technology  Information Technology Mid-Cap Value 0.22%
 Cohen & Steers, Inc. CNS Financials  Financials Small-Cap Growth 0.22%
 Universal Forest Products, Inc. UFPI Industrials  Industrials Small-Cap Growth 0.21%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.21%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Value 0.21%
 TopBuild Corp. BLD Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.20%
 Houlihan Lokey, Inc. HLI Financials  Financials Small-Cap Growth 0.20%
 Regal Beloit Corporation RBC Industrials  Industrials Small-Cap Value 0.19%
 Amkor Technology, Inc. AMKR Information Technology  Information Technology Small-Cap Value 0.19%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 0.19%
 Spirit Airlines, Inc. SAVE Industrials  Industrials Small-Cap Value 0.19%
 TRI Pointe Group, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.19%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.18%
 Simpson Manufacturing Co., Inc. SSD Industrials  Industrials Small-Cap Growth 0.18%
 Saia, Inc. SAIA Industrials  Industrials Small-Cap Growth 0.18%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.18%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.18%
 Exponent, Inc. EXPO Industrials  Industrials Mid-Cap Growth 0.18%
 Arrowhead Pharmaceuticals, Inc. ARWR Health Care  Health Care Mid-Cap Growth 0.18%
 BMC Stock Holdings, Inc. BMCH Industrials  Industrials Small-Cap Growth 0.18%
 AAR CORP. AIR Industrials  Industrials Small-Cap Value 0.17%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Arena Pharmaceuticals, Inc. ARNA Health Care  Health Care Small-Cap Growth 0.17%
 LGI Homes, Inc. LGIH Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Northwest Natural Holding Company NWN Utilities  Utilities Small-Cap Growth 0.17%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.16%
 Simmons First National Corporation SFNC Financials  Financials Small-Cap Value 0.16%
 UniFirst Corporation UNF Industrials  Industrials Small-Cap Growth 0.16%
 Urban Outfitters, Inc. URBN Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Value 0.16%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 Steven Madden, Ltd. SHOO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Lithia Motors, Inc. LAD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Avista Corporation AVA Utilities  Utilities Small-Cap Value 0.16%
 Asbury Automotive Group, Inc. ABG Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Stepan Company SCL Materials  Materials Small-Cap Growth 0.16%
 Taylor Morrison Home Corporation (Class A) TMHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.15%
 Scholastic Corporation SCHL Communication Services  Communication Services Small-Cap Value 0.15%
 Cabot Corporation CBT Materials  Materials Small-Cap Growth 0.15%
 WD-40 Company WDFC Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Inter Parfums, Inc. IPAR Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Value 0.15%
 Employers Holdings, Inc. EIG Financials  Financials Small-Cap Value 0.15%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 American National Insurance Company ANAT Financials  Financials Small-Cap Value 0.14%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.14%
 Universal Corporation UVV Consumer Staples  Consumer Staples Small-Cap Value 0.14%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.14%
 J & J Snack Foods Corp. JJSF Consumer Staples  Consumer Staples Small-Cap Growth 0.14%
 TTEC Holdings, Inc. TTEC Information Technology  Information Technology Small-Cap Growth 0.14%
 Safety Insurance Group, Inc. SAFT Financials  Financials Small-Cap Value 0.14%
 Renasant Corporation RNST Financials  Financials Small-Cap Value 0.14%
 Apple Hospitality REIT, Inc. APLE Real Estate  Real Estate Small-Cap Value 0.14%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.13%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.13%
 Knowles Corporation KN Information Technology  Information Technology Small-Cap Value 0.13%
 HMS Holdings Corp. HMSY Health Care  Health Care Small-Cap Growth 0.11%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 02/21/2020 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 17, 2020
$0.04500 February 20, 2020
$0.04500 March 20, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30298H662 (Cash)
30298H670 (Reinvest)
30298H688 (Cash-Fee)
30298H696 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
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