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Target Triad, 4th Qtr 2019  Ticker: FUBUMX
 
Description
The Target Triad Portfolio is a unit investment trust that seeks the potential for above-average total return by adhering to a disciplined investment process that targets three distinct methods of investing in the stock market.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: TR4Q19
Portfolio Status: Secondary
Initial Offer Date: 10/10/2019
Secondary Date: 01/10/2020
Portfolio Ending Date: 01/08/2021
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.2701
POP(*): $10.4107
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 02/24/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 2/24/2020) Per Unit (as of 2/21/2020)
1.99% $0.20720
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 7.17%
Consumer Discretionary  Consumer Discretionary 16.02%
Consumer Staples  Consumer Staples 8.79%
Energy  Energy 5.54%
Financials  Financials 8.99%
Health Care  Health Care 15.70%
Industrials  Industrials 13.14%
Information Technology  Information Technology 16.31%
Materials  Materials 5.32%
Real Estate  Real Estate 0.00%
Utilities  Utilities 2.84%
Other  Other 0.18%
 
  Large Mid Small  
Growth  40.87% 17.22% 1.01%  
Value  18.71% 9.40% 12.61%  

 Style Weighting
Large-Cap Growth 40.87%
Large-Cap Value 18.71%
Mid-Cap Growth 17.22%
Mid-Cap Value 9.40%
Small-Cap Growth 1.01%
Small-Cap Value 12.61%
Undetermined 0.18%
 Composition
U.S. Stocks 81.21%   Other 0.18%
Non-U.S. Stocks 18.61%      
The style and sector characteristics of the portfolio are determined as of 02/21/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $51,871.25
Price/Earnings 20.43
Price/Book 2.28
As of 2/21/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 lululemon athletica inc. LULU Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.43%
 Fair Isaac Corporation FICO Information Technology  Information Technology Mid-Cap Growth 2.40%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Growth 2.37%
 Mastercard Incorporated MA Information Technology  Information Technology Large-Cap Growth 2.30%
 Entegris, Inc. ENTG Information Technology  Information Technology Mid-Cap Growth 2.26%
 S&P Global Inc. SPGI Financials  Financials Large-Cap Growth 2.25%
 Copart, Inc. CPRT Industrials  Industrials Large-Cap Growth 2.15%
 Amgen Inc. AMGN Health Care  Health Care Large-Cap Growth 2.11%
 Ferrari N.V. RACE Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.11%
 Brown-Forman Corporation BF/B Consumer Staples  Consumer Staples Large-Cap Growth 2.06%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 2.06%
 Zoetis Inc. ZTS Health Care  Health Care Large-Cap Growth 2.05%
 Cintas Corporation CTAS Industrials  Industrials Large-Cap Growth 1.99%
 NIKE, Inc. (Class B) NKE Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.99%
 The Estee Lauder Companies Inc. EL Consumer Staples  Consumer Staples Large-Cap Growth 1.98%
 Veeva Systems Inc. (Class A) VEEV Health Care  Health Care Large-Cap Growth 1.95%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 1.93%
 Stryker Corporation SYK Health Care  Health Care Large-Cap Growth 1.92%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 1.91%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 1.91%
 Booz Allen Hamilton Holding Corporation BAH Information Technology  Information Technology Mid-Cap Growth 1.91%
 KLA Corporation KLAC Information Technology  Information Technology Large-Cap Growth 1.89%
 HEICO Corporation HEI Industrials  Industrials Mid-Cap Growth 1.89%
 IDEXX Laboratories, Inc. IDXX Health Care  Health Care Large-Cap Growth 1.88%
 eBay Inc. EBAY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.86%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.80%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 1.78%
 Twitter, Inc. TWTR Communication Services  Communication Services Large-Cap Value 1.75%
 Booking Holdings Inc. BKNG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.74%
 Kirkland Lake Gold Ltd. KL Materials  Materials Mid-Cap Growth 1.38%
 Canadian Natural Resources Limited CNQ Energy  Energy Large-Cap Value 1.28%
 Aircastle Limited AYR Industrials  Industrials Small-Cap Value 1.02%
 The Chemours Company CC Materials  Materials Small-Cap Growth 1.01%
 AVX Corporation AVX Information Technology  Information Technology Small-Cap Value 0.98%
 Trinity Industries, Inc. TRN Industrials  Industrials Small-Cap Value 0.97%
 Patterson Companies, Inc. PDCO Health Care  Health Care Small-Cap Value 0.93%
 Cardinal Health, Inc. CAH Health Care  Health Care Mid-Cap Growth 0.92%
 Big Lots, Inc. BIG Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.85%
 Helmerich & Payne, Inc. HP Energy  Energy Mid-Cap Value 0.83%
 Penske Automotive Group, Inc. PAG Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.83%
 SpartanNash Company SPTN Consumer Staples  Consumer Staples Small-Cap Value 0.83%
 WestRock Company WRK Materials  Materials Mid-Cap Value 0.83%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Growth 0.82%
 CVS Health Corporation CVS Health Care  Health Care Large-Cap Value 0.81%
 PPL Corporation PPL Utilities  Utilities Large-Cap Value 0.80%
 Citizens Financial Group, Inc. CFG Financials  Financials Mid-Cap Value 0.78%
 Unum Group UNM Financials  Financials Mid-Cap Value 0.77%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Value 0.76%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.76%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 0.75%
 DXC Technology Company DXC Information Technology  Information Technology Mid-Cap Value 0.75%
 Bank OZK OZK Financials  Financials Small-Cap Value 0.74%
 Carnival Corporation CCL Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.71%
 Juniper Networks, Inc. JNPR Information Technology  Information Technology Mid-Cap Value 0.71%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 0.70%
 Weis Markets, Inc. WMK Consumer Staples  Consumer Staples Small-Cap Value 0.70%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 0.70%
 The Greenbrier Companies, Inc. GBX Industrials  Industrials Small-Cap Value 0.69%
 Kronos Worldwide, Inc. KRO Materials  Materials Small-Cap Value 0.69%
 National Fuel Gas Company NFG Utilities  Utilities Small-Cap Value 0.68%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 0.67%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 0.67%
 Marathon Petroleum Corporation MPC Energy  Energy Large-Cap Value 0.67%
 Meredith Corporation MDP Communication Services  Communication Services Small-Cap Value 0.64%
 Universal Corporation UVV Consumer Staples  Consumer Staples Small-Cap Value 0.64%
 Mercer International Inc. MERC Materials  Materials Small-Cap Value 0.61%
 CenterPoint Energy, Inc. CNP Utilities  Utilities Mid-Cap Value 0.60%
 Ryder System, Inc. R Industrials  Industrials Small-Cap Value 0.59%
 The Goodyear Tire & Rubber Company GT Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.56%
 Gannett Co. Inc. GCI Communication Services  Communication Services Small-Cap Value 0.49%
 Barclays Plc (ADR) BCS Financials  Financials Large-Cap Value 0.48%
 ArcelorMittal (ADR) MT Materials  Materials Mid-Cap Value 0.45%
 UBS Group AG UBS Financials  Financials Large-Cap Value 0.44%
 Lloyds Banking Group Plc (ADR) LYG Financials  Financials Large-Cap Value 0.42%
 Manulife Financial Corporation MFC Financials  Financials Large-Cap Value 0.41%
 The Royal Bank of Scotland Group Plc (ADR) RBS Financials  Financials Large-Cap Value 0.41%
 Banco Bilbao Vizcaya Argentaria, S.A. (ADR) BBVA Financials  Financials Large-Cap Value 0.40%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.39%
 ING Groep N.V. (ADR) ING Financials  Financials Large-Cap Value 0.39%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.38%
 Banco Santander S.A. (ADR) SAN Financials  Financials Large-Cap Value 0.38%
 Magna International Inc. (Class A) MGA Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.37%
 Total S.A. (ADR) TOT Energy  Energy Large-Cap Value 0.37%
 Mitsubishi UFJ Financial Group, Inc. (ADR) MUFG Financials  Financials Large-Cap Value 0.37%
 Petroleo Brasileiro S.A. - Petrobras (ADR) PBR Energy  Energy Large-Cap Value 0.37%
 China Mobile Limited (ADR) CHL Communication Services  Communication Services Large-Cap Value 0.36%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 0.35%
 Canon Inc. (ADR) CAJ Information Technology  Information Technology Large-Cap Value 0.35%
 POSCO (ADR) PKX Materials  Materials Mid-Cap Value 0.35%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.35%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.34%
 Orange (ADR) ORAN Communication Services  Communication Services Large-Cap Value 0.34%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.31%
 China Unicom (Hong Kong) Limited (ADR) CHU Communication Services  Communication Services Large-Cap Value 0.29%
 
Total Number of Holdings:    94
Underlying Securities information represented above is as of 02/21/2020 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 17, 2020
$0.04500 February 20, 2020
$0.04500 March 20, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Source ICE Data Indices, LLC, is used with permission. "NYSE®" is a service/trade mark of ICE Data Indices, LLC or its affiliates and has been licensed, along with the NYSE® International 100 Index ("Index") for use by First Trust Portfolios L.P. Neither First Trust Portfolios L.P. nor the product, as applicable, is sponsored, endorsed, sold or promoted by ICE Data Indices, LLC, its affiliates or its Third Party Suppliers ("ICE Data and its Suppliers"). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Product particularly, or the ability of the Index to track general market performance. Past performance of an Index is not an indicator of or a guarantee of future results.

ICE DATA AND ITS SUPPLIERS DISCLAIM ANY AND ALL WARRANTIES AND REPRESENTATIONS, EXPRESS AND/OR IMPLIED, INCLUDING ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE, INCLUDING THE INDICES, INDEX DATA AND ANY INFORMATION INCLUDED IN, RELATED TO, OR DERIVED THEREFROM ("INDEX DATA"). ICE DATA AND ITS SUPPLIERS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY WITH RESPECT TO THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDICES AND THE INDEX DATA, WHICH ARE PROVIDED ON AN "AS IS" BASIS AND YOUR USE IS AT YOUR OWN RISK.

Fund Cusip Information
302989140 (Cash)
302989157 (Reinvest)
302989165 (Cash-Fee)
302989173 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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