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ESG Impact Opportunity, 1  Ticker: FYDUPX
A unit investment trust that seeks above-average capital appreciation. The portfolio invests in environmental, social and governance (ESG) companies and selects these companies by using a comprehensive evaluation process based on Sustainalytics’ ESG metrics.
Product Code: ESGI1
Portfolio Status: Secondary
Initial Offer Date: 11/17/2017
Secondary Date: 02/15/2018
Portfolio Ending Date: 02/19/2019
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
Initial Offer Price: $10.0000
NAV(*): $9.9479
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 01/17/2019 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 3.44%
Consumer Discretionary  Consumer Discretionary 14.03%
Consumer Staples  Consumer Staples 5.17%
Energy  Energy 4.02%
Financials  Financials 12.95%
Health Care  Health Care 19.46%
Industrials  Industrials 7.66%
Information Technology  Information Technology 25.13%
Materials  Materials 2.50%
Real Estate  Real Estate 5.60%
Utilities  Utilities 0.00%
Other  Other 0.04%
  Large Mid Small  
Growth  46.92% 10.55% 2.50%  
Value  32.65% 7.34% 0.00%  

 Style Weighting
Large-Cap Growth 46.92%
Large-Cap Value 32.65%
Mid-Cap Growth 10.55%
Mid-Cap Value 7.34%
Small-Cap Growth 2.50%
Small-Cap Value 0.00%
Undetermined 0.04%
U.S. Stocks 93.55%   Other 0.04%
Non-U.S. Stocks 6.41%      
The style and sector characteristics of the portfolio are determined as of 01/16/2019 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $107,478.81
Weighted Average Price/Earnings 19.77
Weighted Average Price/Book 3.43
As of 1/16/2019
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 4.85%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 4.43%
 Mastercard Incorporated MA Information Technology  Information Technology Large-Cap Growth 4.37%
 Thermo Fisher Scientific Inc. TMO Health Care  Health Care Large-Cap Value 4.15%
 Morningstar, Inc. MORN Financials  Financials Mid-Cap Growth 4.15%
 Humana Inc. HUM Health Care  Health Care Large-Cap Value 4.08%
 ONEOK, Inc. OKE Energy  Energy Large-Cap Value 4.02%
 Lowe's Companies, Inc. LOW Consumer Discretionary  Consumer Discretionary Large-Cap Growth 3.92%
 Starbucks Corporation SBUX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 3.71%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Growth 3.57%
 American Express Company AXP Financials  Financials Large-Cap Growth 3.52%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 3.49%
 Alphabet Inc. (Class C) GOOG Communication Services  Communication Services Large-Cap Growth 3.44%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 3.38%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 3.36%
 Oracle Corporation ORCL Information Technology  Information Technology Large-Cap Growth 3.25%
 Analog Devices, Inc. ADI Information Technology  Information Technology Large-Cap Value 3.19%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Value 3.05%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Growth 3.04%
 Hasbro, Inc. HAS Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 3.02%
 Jones Lang LaSalle Incorporated JLL Real Estate  Real Estate Mid-Cap Value 2.95%
 Celgene Corporation CELG Health Care  Health Care Large-Cap Growth 2.81%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 2.77%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 2.74%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 2.65%
 General Mills, Inc. GIS Consumer Staples  Consumer Staples Large-Cap Value 2.62%
 Molson Coors Brewing Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 2.55%
 State Street Corporation STT Financials  Financials Large-Cap Value 2.54%
 Cabot Corporation CBT Materials  Materials Small-Cap Growth 2.50%
 Owens Corning OC Industrials  Industrials Mid-Cap Value 1.84%
Total Number of Holdings:    30
Underlying Securities information represented above is as of 01/16/2019 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30305V621 (Cash)
30305V639 (Reinvest)
30305V647 (Cash-Fee)
30305V654 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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