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Low Volatility, 9  Ticker: FCSLBX
 
Description
A unit investment trust that seeks above-average capital appreciation by investing in well-capitalized companies which have displayed low price fluctuations over time while also retaining capital growth potential.
 
Summary
Product Code: LVOL9
Portfolio Status: Secondary
Initial Offer Date: 09/28/2017
Secondary Date: 12/27/2017
Portfolio Ending Date: 12/28/2018
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.1749
POP(*): $10.3142
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 01/19/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.2137
As of 01/22/2018
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 6.54%
Consumer Staples  Consumer Staples 10.60%
Energy  Energy 2.04%
Financials  Financials 24.63%
Health Care  Health Care 8.80%
Industrials  Industrials 16.17%
Information Technology  Information Technology 2.12%
Materials  Materials 4.31%
Real Estate  Real Estate 1.84%
Telecommunication Services  Telecommunication Services 1.85%
Utilities  Utilities 21.05%
Other  Other 0.05%
 
  Large Mid Small  
Growth  29.75% 4.24% 0.00%  
Value  56.22% 9.74% 0.00%  

 Style Weighting
Large-Cap Growth 29.75%
Large-Cap Value 56.22%
Mid-Cap Growth 4.24%
Mid-Cap Value 9.74%
Small-Cap Growth 0.00%
Small-Cap Value 0.00%
Undetermined 0.05%
 Composition
U.S. Stocks 96.00%   Other 0.05%
Non-U.S. Stocks 3.95%      
The style and sector characteristics of the portfolio are determined as of 01/19/2018 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $99,930.64
Weighted Average Price/Earnings 20.85
Weighted Average Price/Book 2.63
As of 1/19/2018
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Wal-Mart Stores, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 2.51%
 The Home Depot, Inc. HD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.41%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Growth 2.39%
 3M Company MMM Industrials  Industrials Large-Cap Growth 2.30%
 Danaher Corporation DHR Health Care  Health Care Large-Cap Value 2.25%
 United Technologies Corporation UTX Industrials  Industrials Large-Cap Value 2.22%
 Torchmark Corporation TMK Financials  Financials Mid-Cap Value 2.21%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 2.21%
 Praxair, Inc. PX Materials  Materials Large-Cap Growth 2.21%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 2.20%
 The Travelers Companies, Inc. TRV Financials  Financials Large-Cap Value 2.18%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Growth 2.17%
 General Mills, Inc. GIS Consumer Staples  Consumer Staples Large-Cap Growth 2.16%
 Waste Management, Inc. WM Industrials  Industrials Large-Cap Growth 2.16%
 Honeywell International Inc. HON Industrials  Industrials Large-Cap Growth 2.16%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 2.14%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 2.12%
 Loews Corporation L Financials  Financials Large-Cap Value 2.12%
 The Walt Disney Company DIS Consumer Discretionary  Consumer Discretionary Large-Cap Value 2.11%
 Air Products and Chemicals, Inc. APD Materials  Materials Large-Cap Value 2.10%
 Dr Pepper Snapple Group, Inc. DPS Consumer Staples  Consumer Staples Mid-Cap Growth 2.10%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 2.04%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.02%
 Chubb Limited CB Financials  Financials Large-Cap Value 2.02%
 U.S. Bancorp USB Financials  Financials Large-Cap Value 2.00%
 Arthur J. Gallagher & Co. AJG Financials  Financials Mid-Cap Value 2.00%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 1.99%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 1.99%
 NextEra Energy, Inc. NEE Utilities  Utilities Large-Cap Value 1.97%
 Republic Services, Inc. RSG Industrials  Industrials Large-Cap Value 1.97%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 1.94%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Growth 1.94%
 Willis Towers Watson Plc WLTW Financials  Financials Large-Cap Value 1.93%
 Eversource Energy ES Utilities  Utilities Large-Cap Value 1.92%
 Cincinnati Financial Corporation CINF Financials  Financials Mid-Cap Value 1.89%
 Kimberly-Clark Corporation KMB Consumer Staples  Consumer Staples Large-Cap Growth 1.89%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 1.88%
 Marsh & McLennan Companies, Inc. MMC Financials  Financials Large-Cap Growth 1.88%
 DTE Energy Company DTE Utilities  Utilities Large-Cap Value 1.86%
 AT&T Inc. T Telecommunication Services  Telecommunication Services Large-Cap Value 1.85%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 1.85%
 AvalonBay Communities, Inc. AVB Real Estate  Real Estate Large-Cap Value 1.84%
 Ameren Corporation AEE Utilities  Utilities Mid-Cap Value 1.83%
 Pinnacle West Capital Corporation PNW Utilities  Utilities Mid-Cap Value 1.81%
 Sempra Energy SRE Utilities  Utilities Large-Cap Value 1.79%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 1.76%
 PPL Corporation PPL Utilities  Utilities Large-Cap Value 1.60%
 Edison International EIX Utilities  Utilities Large-Cap Value 1.52%
 General Electric Company GE Industrials  Industrials Large-Cap Value 1.28%
 PG&E Corporation PCG Utilities  Utilities Large-Cap Value 1.26%
 
Total Number of Holdings:    50
Underlying Securities information represented above is as of 01/19/2018 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 19, 2018
$0.04500 February 20, 2018
$0.04500 March 20, 2018

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30305A403 (Cash)
30305A411 (Reinvest)
30305A429 (Cash-Fee)
30305A437 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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