First Trust NASDAQ® ABA Community Bank Index Fund (QABA)

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Holdings

Holdings of the Fund as of 9/21/2023
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Total Number of Holdings (excluding cash): 143

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Commerce Bancshares, Inc.	CBSH	200525103	Financials	44,135	$2,092,881.70	3.51%
BOK Financial Corporation	BOKF	05561Q201	Financials	23,490	$1,845,374.40	3.10%
South State Corporation	SSB	840441109	Financials	26,901	$1,828,191.96	3.07%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Financials	27,167	$1,778,351.82	2.98%
Wintrust Financial Corporation	WTFC	97650W108	Financials	21,665	$1,626,391.55	2.73%
Bank OZK	OZK	06417N103	Financials	40,044	$1,453,597.20	2.44%
Columbia Banking System, Inc.	COLB	197236102	Financials	73,819	$1,452,019.73	2.44%
First Financial Bankshares, Inc.	FFIN	32020R109	Financials	50,520	$1,298,869.20	2.18%
United Bankshares, Inc.	UBSI	909907107	Financials	47,757	$1,282,275.45	2.15%
TFS Financial Corporation	TFSL	87240R107	Financials	99,216	$1,171,740.96	1.97%
Hancock Whitney Corporation	HWC	410120109	Financials	30,482	$1,108,020.70	1.86%
UMB Financial Corporation	UMBF	902788108	Financials	17,172	$1,048,007.16	1.76%
United Community Banks, Inc.	UCBI	90984P303	Financials	42,066	$1,049,967.36	1.76%
Texas Capital Bancshares, Inc.	TCBI	88224Q107	Financials	16,989	$1,015,602.42	1.70%
BancFirst Corporation	BANF	05945F103	Financials	11,659	$988,450.02	1.66%
International Bancshares Corporation	IBOC	459044103	Financials	21,961	$929,828.74	1.56%
Ameris Bancorp	ABCB	03076K108	Financials	24,470	$915,422.70	1.54%
First Interstate BancSystem, Inc.	FIBK	32055Y201	Financials	37,169	$910,640.50	1.53%
Cathay General Bancorp	CATY	149150104	Financials	25,682	$905,033.68	1.52%
First Hawaiian, Inc.	FHB	32051X108	Financials	45,165	$827,874.45	1.39%
CVB Financial Corp.	CVBF	126600105	Financials	49,318	$811,281.10	1.36%
WSFS Financial Corporation	WSFS	929328102	Financials	21,610	$783,146.40	1.31%
Independent Bank Corp.	INDB	453836108	Financials	15,621	$762,304.80	1.28%
Simmons First National Corporation	SFNC	828730200	Financials	44,688	$737,798.88	1.24%
Pacific Premier Bancorp, Inc.	PPBI	69478X105	Financials	33,942	$732,807.78	1.23%
Fulton Financial Corporation	FULT	360271100	Financials	58,055	$707,109.90	1.19%
First Financial Bancorp.	FFBC	320209109	Financials	33,667	$655,833.16	1.10%
The Bancorp, Inc.	TBBK	05969A105	Financials	19,212	$653,592.24	1.10%
Seacoast Banking Corporation of Florida	SBCF	811707801	Financials	30,114	$650,763.54	1.09%
TowneBank	TOWN	89214P109	Financials	26,502	$610,076.04	1.02%
Independent Bank Group, Inc.	IBTX	45384B106	Financials	14,612	$590,470.92	0.99%
Columbia Financial, Inc.	CLBK	197641103	Financials	37,294	$584,024.04	0.98%
First Merchants Corporation	FRME	320817109	Financials	21,139	$584,070.57	0.98%
Washington Federal, Inc.	WAFD	938824109	Financials	22,910	$586,954.20	0.98%
US Dollar	$USD		Other	578,893	$578,893.18	0.97%
Triumph Financial, Inc.	TFIN	89679E300	Financials	8,238	$529,538.64	0.89%
NBT Bancorp Inc.	NBTB	628778102	Financials	16,666	$516,479.34	0.87%
Banner Corporation	BANR	06652V208	Financials	12,156	$512,132.28	0.86%
Enterprise Financial Services Corp	EFSC	293712105	Financials	13,231	$493,913.23	0.83%
Renasant Corporation	RNST	75970E107	Financials	19,868	$496,700.00	0.83%
WesBanco, Inc.	WSBC	950810101	Financials	21,007	$496,605.48	0.83%
City Holding Company	CHCO	177835105	Financials	5,311	$466,358.91	0.78%
Northwest Bancshares, Inc.	NWBI	667340103	Financials	44,983	$452,079.15	0.76%
Trustmark Corporation	TRMK	898402102	Financials	21,614	$453,461.72	0.76%
Heartland Financial USA, Inc.	HTLF	42234Q102	Financials	15,095	$446,208.20	0.75%
Pathward Financial Inc.	CASH	59100U108	Financials	9,282	$429,478.14	0.72%
Stock Yards Bancorp, Inc.	SYBT	861025104	Financials	10,378	$426,224.46	0.72%
Lakeland Financial Corporation	LKFN	511656100	Financials	9,002	$409,140.90	0.69%
Merchants Bancorp	MBIN	58844R108	Financials	15,303	$413,793.12	0.69%
First Bancorp	FBNC	318910106	Financials	14,541	$397,260.12	0.67%
Westamerica Bancorporation	WABC	957090103	Financials	9,432	$401,803.20	0.67%
First Busey Corporation	BUSE	319383204	Financials	19,566	$376,449.84	0.63%
Hope Bancorp, Inc.	HOPE	43940T109	Financials	42,478	$377,629.42	0.63%
TriCo Bancshares	TCBK	896095106	Financials	11,773	$372,497.72	0.63%
1st Source Corporation	SRCE	336901103	Financials	8,738	$367,083.38	0.62%
S&T Bancorp, Inc.	STBA	783859101	Financials	13,535	$360,031.00	0.60%
Sandy Spring Bancorp, Inc.	SASR	800363103	Financials	15,878	$337,089.94	0.57%
Veritex Holdings, Inc.	VBTX	923451108	Financials	19,220	$338,079.80	0.57%
PacWest Bancorp	PACW	695263103	Financials	41,956	$323,061.20	0.54%
Peoples Bancorp Inc.	PEBO	709789101	Financials	12,519	$320,361.21	0.54%
OceanFirst Financial Corp.	OCFC	675234108	Financials	21,031	$310,838.18	0.52%
Southside Bancshares, Inc.	SBSI	84470P109	Financials	10,806	$306,998.46	0.52%
Preferred Bank	PFBC	740367404	Financials	4,935	$303,650.55	0.51%
QCR Holdings, Inc.	QCRH	74727A104	Financials	5,916	$289,233.24	0.49%
The First Bancshares, Inc.	FBMS	318916103	Financials	11,006	$290,558.40	0.49%
Bank First Corporation	BFC	06211J100	Financials	3,677	$288,203.26	0.48%
German American Bancorp, Inc.	GABC	373865104	Financials	10,467	$286,900.47	0.48%
Brookline Bancorp, Inc.	BRKL	11373M107	Financials	31,381	$279,604.71	0.47%
Dime Community Bancshares Inc.	DCOM	25432X102	Financials	13,742	$268,518.68	0.45%
Republic Bancorp, Inc.	RBCAA	760281204	Financials	6,153	$267,532.44	0.45%
ConnectOne Bancorp, Inc.	CNOB	20786W107	Financials	13,781	$243,510.27	0.41%
Capitol Federal Financial, Inc.	CFFN	14057J101	Financials	48,200	$238,108.00	0.40%
Eagle Bancorp, Inc.	EGBN	268948106	Financials	10,585	$230,647.15	0.39%
First Mid-Illinois Bancshares, Inc.	FMBH	320866106	Financials	8,434	$222,404.58	0.37%
Community Trust Bancorp, Inc.	CTBI	204149108	Financials	6,368	$216,703.04	0.36%
Old Second Bancorp, Inc.	OSBC	680277100	Financials	15,812	$215,201.32	0.36%
Premier Financial Corp.	PFC	74052F108	Financials	12,646	$213,717.40	0.36%
Great Southern Bancorp, Inc.	GSBC	390905107	Financials	4,231	$207,149.76	0.35%
Coastal Financial Corporation	CCB	19046P209	Financials	4,708	$204,892.16	0.34%
First Community Bancshares, Inc.	FCBC	31983A103	Financials	6,650	$200,697.00	0.34%
HBT Financial, Inc.	HBT	404111106	Financials	11,271	$202,878.00	0.34%
Heritage Financial Corporation	HFWA	42722X106	Financials	12,404	$200,944.80	0.34%
Amalgamated Financial Corp.	AMAL	022671101	Financials	10,779	$184,859.85	0.31%
Cass Information Systems, Inc.	CASS	14808P109	Industrials	4,837	$186,224.50	0.31%
Hanmi Financial Corporation	HAFC	410495204	Financials	10,787	$176,583.19	0.30%
Heritage Commerce Corp	HTBK	426927109	Financials	21,622	$180,976.14	0.30%
Mercantile Bank Corporation	MBWM	587376104	Financials	5,669	$178,233.36	0.30%
TrustCo Bank Corp NY	TRST	898349204	Financials	6,733	$181,420.69	0.30%
Univest Financial Corporation	UVSP	915271100	Financials	10,431	$178,787.34	0.30%
Cambridge Bancorp	CATC	132152109	Financials	2,777	$174,784.38	0.29%
Capital City Bank Group, Inc.	CCBG	139674105	Financials	6,014	$173,203.20	0.29%
CrossFirst Bankshares, Inc.	CFB	22766M109	Financials	17,445	$173,403.30	0.29%
MetroCity Bankshares, Inc.	MCBS	59165J105	Financials	8,947	$175,361.20	0.29%
Business First Bancshares, Inc.	BFST	12326C105	Financials	8,970	$162,446.70	0.27%
Horizon Bancorp, Inc.	HBNC	440407104	Financials	15,612	$161,584.20	0.27%
Kearny Financial Corp.	KRNY	48716P108	Financials	23,081	$159,951.33	0.27%
Midland States Bancorp, Inc.	MSBI	597742105	Financials	7,714	$160,605.48	0.27%
Peapack-Gladstone Financial Corporation	PGC	704699107	Financials	6,331	$162,959.94	0.27%
Southern Missouri Bancorp, Inc.	SMBC	843380106	Financials	4,010	$159,999.00	0.27%
Washington Trust Bancorp, Inc.	WASH	940610108	Financials	6,024	$162,226.32	0.27%
Farmers National Banc Corp.	FMNB	309627107	Financials	13,268	$152,847.36	0.26%
HarborOne Bancorp, Inc.	HONE	41165Y100	Financials	16,474	$153,702.42	0.26%
South Plains Financial, Inc.	SPFI	83946P107	Financials	5,986	$154,019.78	0.26%
Camden National Corporation	CAC	133034108	Financials	5,151	$148,503.33	0.25%
Northfield Bancorp, Inc.	NFBK	66611T108	Financials	15,922	$148,870.70	0.25%
American National Bankshares Inc.	AMNB	027745108	Financials	3,760	$141,488.80	0.24%
First Financial Corporation	THFF	320218100	Financials	4,238	$143,541.06	0.24%
Hingham Institution for Savings	HIFS	433323102	Financials	761	$140,807.83	0.24%
HomeTrust Bancshares, Inc.	HTBI	437872104	Financials	6,148	$134,456.76	0.23%
CNB Financial Corporation	CCNE	126128107	Financials	7,431	$131,900.25	0.22%
Esquire Financial Holdings, Inc.	ESQ	29667J101	Financials	2,903	$130,373.73	0.22%
Flushing Financial Corporation	FFIC	343873105	Financials	10,251	$130,187.70	0.22%
Independent Bank Corporation	IBCP	453838609	Financials	7,413	$133,952.91	0.22%
NewtekOne, Inc.	NEWT	652526203	Financials	8,732	$128,971.64	0.22%
SmartFinancial, Inc.	SMBK	83190L208	Financials	6,018	$132,997.80	0.22%
Shore Bancshares, Inc.	SHBI	825107105	Financials	11,723	$123,794.88	0.21%
Enterprise Bancorp, Inc.	EBTC	293668109	Financials	4,333	$120,414.07	0.20%
Five Star Bancorp	FSBC	33830T103	Financials	6,108	$122,098.92	0.20%
Mid Penn Bancorp, Inc.	MPB	59540G107	Financials	5,866	$119,255.78	0.20%
Northeast Bank	NBN	66405S100	Financials	2,714	$117,407.64	0.20%
Bank of Marin Bancorp	BMRC	063425102	Financials	5,705	$105,542.50	0.18%
Carter Bankshares, Inc.	CARE	146103106	Financials	8,257	$106,680.44	0.18%
Macatawa Bank Corporation	MCBC	554225102	Financials	12,137	$110,203.96	0.18%
MidWestOne Financial Group, Inc.	MOFG	598511103	Financials	5,551	$109,576.74	0.18%
Arrow Financial Corporation	AROW	042744102	Financials	6,034	$102,457.32	0.17%
Bridgewater Bancshares, Inc.	BWB	108621103	Financials	9,901	$98,514.95	0.17%
Capstar Financial Holdings, Inc.	CSTR	14070T102	Financials	7,370	$103,917.00	0.17%
Sierra Bancorp	BSRR	82620P102	Financials	5,242	$100,856.08	0.17%
Citizens & Northern Corporation	CZNC	172922106	Financials	5,400	$95,580.00	0.16%
MVB Financial Corp.	MVBF	553810102	Financials	4,502	$97,333.24	0.16%
The First of Long Island Corporation	FLIC	320734106	Financials	7,989	$92,912.07	0.16%
West Bancorporation, Inc.	WTBA	95123P106	Financials	5,919	$97,485.93	0.16%
Civista Bancshares, Inc.	CIVB	178867107	Financials	5,574	$90,075.84	0.15%
Financial Institutions, Inc.	FISI	317585404	Financials	5,451	$92,230.92	0.15%
First Business Financial Services, Inc.	FBIZ	319390100	Financials	2,943	$88,554.87	0.15%
Third Coast Bancshares, Inc.	TCBX	88422P109	Financials	4,816	$87,314.08	0.15%
Waterstone Financia, Inc.	WSBF	94188P101	Financials	7,538	$88,345.36	0.15%
Citizens Financial Services, Inc.	CZFS	174615104	Financials	1,665	$82,101.15	0.14%
FS Bancorp, Inc.	FSBW	30263Y104	Financials	2,744	$81,085.20	0.14%
Northeast Community Bancorp, Inc.	NECB	664121100	Financials	5,298	$81,324.30	0.14%
Unity Bancorp, Inc.	UNTY	913290102	Financials	3,587	$85,872.78	0.14%
Blue Foundry Bancorp	BLFY	09549B104	Financials	8,978	$75,953.88	0.13%
Northrim BanCorp, Inc.	NRIM	666762109	Financials	1,978	$77,596.94	0.13%
PCB Bancorp	PCB	69320M109	Financials	5,077	$79,099.66	0.13%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.