|
|
 |
|
Holdings of the Fund as of 11/3/2025
Total Number of Holdings (excluding cash): 207
| Karman Holdings Inc. |
KRMN |
485924104 |
6,954 |
$605,276.16 |
1.99% |
| AeroVironment, Inc. |
AVAV |
008073108 |
1,324 |
$487,073.12 |
1.60% |
| Bloom Energy Corporation (Class A) |
BE |
093712107 |
3,338 |
$475,231.06 |
1.56% |
| Fabrinet |
FN |
G3323L100 |
1,065 |
$471,795.00 |
1.55% |
| US Dollar |
$USD |
|
430,744 |
$430,744.47 |
1.42% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
1,982 |
$378,898.94 |
1.25% |
| Guardant Health, Inc. |
GH |
40131M109 |
3,578 |
$353,935.76 |
1.16% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
3,715 |
$338,436.50 |
1.11% |
| iRhythm Technologies, Inc. |
IRTC |
450056106 |
1,796 |
$332,260.00 |
1.09% |
| Credo Technology Group Holding Ltd |
CRDO |
G25457105 |
1,766 |
$319,010.24 |
1.05% |
| Piper Sandler Companies |
PIPR |
724078100 |
983 |
$318,344.55 |
1.05% |
| Planet Labs PBC (Class A) |
PL |
72703X106 |
24,016 |
$316,771.04 |
1.04% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
771 |
$302,825.67 |
1.00% |
| Crinetics Pharmaceuticals, Inc. |
CRNX |
22663K107 |
6,862 |
$294,036.70 |
0.97% |
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
1,930 |
$289,866.70 |
0.95% |
| TechnipFMC Plc |
FTI |
G87110105 |
6,782 |
$285,522.20 |
0.94% |
| Impinj, Inc. |
PI |
453204109 |
1,509 |
$283,194.03 |
0.93% |
| Curtiss-Wright Corporation |
CW |
231561101 |
461 |
$277,420.58 |
0.91% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
1,733 |
$275,252.39 |
0.90% |
| Powell Industries, Inc. |
POWL |
739128106 |
701 |
$273,880.70 |
0.90% |
| VSE Corporation |
VSEC |
918284100 |
1,508 |
$272,902.76 |
0.90% |
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
5,589 |
$271,457.73 |
0.89% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
2,152 |
$267,472.08 |
0.88% |
| Sitime Corporation |
SITM |
82982T106 |
904 |
$260,568.96 |
0.86% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
607 |
$260,038.80 |
0.85% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,310 |
$250,524.40 |
0.82% |
| Celestica Inc. |
CLS |
15101Q207 |
708 |
$247,099.08 |
0.81% |
| EZCORP, Inc. |
EZPW |
302301106 |
13,601 |
$246,722.14 |
0.81% |
| InterDigital, Inc. |
IDCC |
45867G101 |
614 |
$243,475.56 |
0.80% |
| nLight, Inc. |
LASR |
65487K100 |
7,237 |
$234,406.43 |
0.77% |
| Rhythm Pharmaceuticals, Inc. |
RYTM |
76243J105 |
2,049 |
$233,053.26 |
0.77% |
| Uranium Energy Corp |
UEC |
916896103 |
16,521 |
$231,294.00 |
0.76% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
992 |
$214,133.12 |
0.70% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,323 |
$209,616.12 |
0.69% |
| BridgeBio Pharma, Inc. |
BBIO |
10806X102 |
3,345 |
$207,323.10 |
0.68% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
2,748 |
$208,298.40 |
0.68% |
| Solaris Energy Infrastructure, Inc. (Class A) |
SEI |
83418M103 |
3,859 |
$208,270.23 |
0.68% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
5,771 |
$199,272.63 |
0.66% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
2,990 |
$197,938.00 |
0.65% |
| Modine Manufacturing Company |
MOD |
607828100 |
1,288 |
$196,973.84 |
0.65% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
810 |
$194,472.90 |
0.64% |
| Ciena Corporation |
CIEN |
171779309 |
1,006 |
$190,697.36 |
0.63% |
| CyberArk Software Ltd. |
CYBR |
M2682V108 |
370 |
$192,015.20 |
0.63% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
1,680 |
$191,049.60 |
0.63% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
5,309 |
$191,495.63 |
0.63% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
7,274 |
$189,778.66 |
0.62% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
3,387 |
$188,655.90 |
0.62% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
4,221 |
$182,558.25 |
0.60% |
| Natera, Inc. |
NTRA |
632307104 |
921 |
$182,569.83 |
0.60% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
2,113 |
$180,196.64 |
0.59% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
4,684 |
$178,273.04 |
0.59% |
| FTAI Aviation Ltd. |
FTAI |
G3730V105 |
1,038 |
$179,272.98 |
0.59% |
| Academy Sports and Outdoors, Inc. |
ASO |
00402L107 |
3,731 |
$175,916.65 |
0.58% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
6,020 |
$177,048.20 |
0.58% |
| Pan American Silver Corp. |
PAAS |
697900108 |
5,121 |
$177,596.28 |
0.58% |
| Rambus Inc. |
RMBS |
750917106 |
1,654 |
$174,927.04 |
0.58% |
| Wingstop Inc. |
WING |
974155103 |
820 |
$175,537.40 |
0.58% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
4,723 |
$172,956.26 |
0.57% |
| MAXIMUS, Inc. |
MMS |
577933104 |
2,091 |
$174,493.95 |
0.57% |
| Repligen Corporation |
RGEN |
759916109 |
1,164 |
$174,797.88 |
0.57% |
| Lumentum Holdings Inc. |
LITE |
55024U109 |
853 |
$170,241.74 |
0.56% |
| Crane Company |
CR |
224408104 |
873 |
$168,174.72 |
0.55% |
| HCI Group, Inc. |
HCI |
40416E103 |
833 |
$168,415.94 |
0.55% |
| Cameco Corporation |
CCJ |
13321L108 |
1,623 |
$163,679.55 |
0.54% |
| D-Wave Quantum, Inc. |
QBTS |
26740W109 |
4,928 |
$163,067.52 |
0.54% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
277 |
$164,543.54 |
0.54% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
712 |
$162,328.88 |
0.53% |
| Magnite, Inc. |
MGNI |
55955D100 |
9,090 |
$161,256.60 |
0.53% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
3,924 |
$161,354.88 |
0.53% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
10,056 |
$159,387.60 |
0.52% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
2,345 |
$159,295.85 |
0.52% |
| Rocket Lab Corporation |
RKLB |
773121108 |
2,593 |
$159,054.62 |
0.52% |
| Carpenter Technology Corporation |
CRS |
144285103 |
502 |
$155,986.46 |
0.51% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,351 |
$153,723.56 |
0.51% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
803 |
$156,552.88 |
0.51% |
| Revolve Group, Inc. |
RVLV |
76156B107 |
6,959 |
$148,226.70 |
0.49% |
| SPX Technologies |
SPXC |
78473E103 |
696 |
$149,730.48 |
0.49% |
| Apogee Therapeutics, Inc. |
APGE |
03770N101 |
2,698 |
$146,636.30 |
0.48% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
5,213 |
$145,286.31 |
0.48% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
1,667 |
$147,071.17 |
0.48% |
| American Superconductor Corporation |
AMSC |
030111207 |
2,344 |
$142,116.72 |
0.47% |
| Montrose Environmental Group, Inc. |
MEG |
615111101 |
5,663 |
$142,141.30 |
0.47% |
| Pure Storage, Inc. (Class A) |
PSTG |
74624M102 |
1,416 |
$139,617.60 |
0.46% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
3,705 |
$140,123.10 |
0.46% |
| Agilysys, Inc. |
AGYS |
00847J105 |
1,072 |
$136,422.72 |
0.45% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
3,441 |
$136,298.01 |
0.45% |
| Core Scientific, Inc. |
CORZ |
21874A106 |
5,934 |
$135,888.60 |
0.45% |
| Genius Sports Limited |
GENI |
G3934V109 |
12,477 |
$138,120.39 |
0.45% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
1,791 |
$136,026.45 |
0.45% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
1,976 |
$137,905.04 |
0.45% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
1,283 |
$132,957.29 |
0.44% |
| Kinsale Capital Group, Inc. |
KNSL |
49714P108 |
344 |
$133,626.80 |
0.44% |
| TeraWulf Inc. |
WULF |
88080T104 |
8,292 |
$133,501.20 |
0.44% |
| Weatherford International Plc |
WFRD |
G48833118 |
1,780 |
$133,927.20 |
0.44% |
| AAON, Inc. |
AAON |
000360206 |
1,372 |
$131,574.80 |
0.43% |
| ESCO Technologies Inc. |
ESE |
296315104 |
592 |
$131,483.20 |
0.43% |
| HealthEquity, Inc. |
HQY |
42226A107 |
1,385 |
$131,311.85 |
0.43% |
| ICON Plc |
ICLR |
G4705A100 |
781 |
$131,824.99 |
0.43% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
726 |
$131,812.56 |
0.43% |
| Balchem Corporation |
BCPC |
057665200 |
845 |
$128,879.40 |
0.42% |
| Bio-Techne Corporation |
TECH |
09073M104 |
2,104 |
$128,891.04 |
0.42% |
| Carvana Co. (Class A) |
CVNA |
146869102 |
381 |
$126,617.73 |
0.42% |
| Hut 8 Corp. |
HUT |
44812J104 |
2,329 |
$128,095.00 |
0.42% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,136 |
$127,561.92 |
0.42% |
| Axon Enterprise Inc. |
AXON |
05464C101 |
171 |
$123,821.10 |
0.41% |
| Clearwater Analytics Holdings, Inc. (Class A) |
CWAN |
185123106 |
6,827 |
$123,910.05 |
0.41% |
| Commvault Systems, Inc. |
CVLT |
204166102 |
885 |
$124,227.45 |
0.41% |
| Semtech Corporation |
SMTC |
816850101 |
1,850 |
$124,412.50 |
0.41% |
| Turning Point Brands, Inc. |
TPB |
90041L105 |
1,324 |
$123,979.36 |
0.41% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
293 |
$120,818.55 |
0.40% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
5,464 |
$123,158.56 |
0.40% |
| Schrodinger, Inc. |
SDGR |
80810D103 |
5,848 |
$120,176.40 |
0.40% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
3,480 |
$121,591.20 |
0.40% |
| Centrus Energy Corp. (Class A) |
LEU |
15643U104 |
344 |
$117,988.56 |
0.39% |
| Grand Canyon Education, Inc. |
LOPE |
38526M106 |
648 |
$118,752.48 |
0.39% |
| Nextracker Inc. (Class A) |
NXT |
65290E101 |
1,160 |
$117,740.00 |
0.39% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
4,143 |
$118,531.23 |
0.39% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
652 |
$118,657.48 |
0.39% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
939 |
$117,112.08 |
0.39% |
| TransMedics Group, Inc. |
TMDX |
89377M109 |
953 |
$118,858.16 |
0.39% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
8,600 |
$116,616.00 |
0.38% |
| National Vision Holdings, Inc. |
EYE |
63845R107 |
4,364 |
$115,122.32 |
0.38% |
| Everus Construction Group, Inc. |
ECG |
300426103 |
1,244 |
$112,246.12 |
0.37% |
| AST SpaceMobile, Inc. |
ASTS |
00217D100 |
1,547 |
$110,061.31 |
0.36% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
1,508 |
$109,812.56 |
0.36% |
| Amicus Therapeutics, Inc. |
FOLD |
03152W109 |
11,590 |
$102,687.40 |
0.34% |
| Camtek Ltd. |
CAMT |
M20791105 |
838 |
$103,442.72 |
0.34% |
| Dycom Industries, Inc. |
DY |
267475101 |
363 |
$103,886.97 |
0.34% |
| Federal Signal Corporation |
FSS |
313855108 |
897 |
$103,433.07 |
0.34% |
| LendingClub Corporation |
LC |
52603A208 |
5,931 |
$104,266.98 |
0.34% |
| OSI Systems, Inc. |
OSIS |
671044105 |
372 |
$104,569.20 |
0.34% |
| Septerna, Inc. |
SEPN |
81734D104 |
5,131 |
$102,876.55 |
0.34% |
| Adtalem Global Education Inc. |
ATGE |
00737L103 |
1,041 |
$99,519.60 |
0.33% |
| Coherent Corp. |
COHR |
19247G107 |
763 |
$100,716.00 |
0.33% |
| Dave Inc. (Class A) |
DAVE |
23834J201 |
413 |
$99,165.43 |
0.33% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
5,716 |
$101,058.88 |
0.33% |
| GeneDx Holdings Corp. |
WGS |
81663L200 |
700 |
$96,810.00 |
0.32% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
1,614 |
$98,776.80 |
0.32% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
5,450 |
$96,029.00 |
0.32% |
| BellRing Brands, Inc. |
BRBR |
07831C103 |
3,149 |
$95,698.11 |
0.31% |
| Hub Group, Inc. |
HUBG |
443320106 |
2,673 |
$94,891.50 |
0.31% |
| Silicon Laboratories Inc. |
SLAB |
826919102 |
726 |
$92,898.96 |
0.31% |
| Flowserve Corporation |
FLS |
34354P105 |
1,256 |
$90,243.60 |
0.30% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
3,200 |
$92,096.00 |
0.30% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
3,796 |
$90,268.88 |
0.30% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
3,087 |
$87,022.53 |
0.29% |
| Embraer S.A. (ADR) |
EMBJ |
29082A107 |
1,344 |
$86,916.48 |
0.29% |
| Gates Industrial Corporation Plc |
GTES |
G39108108 |
4,006 |
$88,652.78 |
0.29% |
| JBT Marel Corporation |
JBTM |
477839104 |
709 |
$88,355.58 |
0.29% |
| Lindsay Corporation |
LNN |
535555106 |
792 |
$88,838.64 |
0.29% |
| The Simply Good Foods Company |
SMPL |
82900L102 |
4,447 |
$88,184.01 |
0.29% |
| Travel + Leisure Co. |
TNL |
894164102 |
1,407 |
$89,063.10 |
0.29% |
| Cognex Corporation |
CGNX |
192422103 |
2,006 |
$83,650.20 |
0.28% |
| MYR Group Inc. |
MYRG |
55405W104 |
369 |
$83,932.74 |
0.28% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
1,583 |
$84,373.90 |
0.28% |
| Tenable Holdings, Inc. |
TENB |
88025T102 |
2,924 |
$84,854.48 |
0.28% |
| Alliance Laundry Holdings Inc. |
ALH |
01862Q107 |
3,107 |
$83,391.88 |
0.27% |
| Hudbay Minerals Inc. |
HBM |
443628102 |
5,195 |
$82,236.85 |
0.27% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
5,742 |
$81,823.50 |
0.27% |
| MP Materials Corp. |
MP |
553368101 |
1,420 |
$81,877.20 |
0.27% |
| Stride, Inc. |
LRN |
86333M108 |
1,149 |
$82,360.32 |
0.27% |
| UL Solutions Inc. (Class A) |
ULS |
903731107 |
1,044 |
$82,068.84 |
0.27% |
| Visteon Corporation |
VC |
92839U206 |
774 |
$82,763.82 |
0.27% |
| Azenta Inc. |
AZTA |
114340102 |
2,533 |
$77,839.09 |
0.26% |
| Fermi Inc. |
FRMI |
314911108 |
2,779 |
$77,673.05 |
0.26% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
2,170 |
$79,031.40 |
0.26% |
| IES Holdings, Inc. |
IESC |
44951W106 |
202 |
$79,907.16 |
0.26% |
| James Hardie Industries Plc |
JHX |
G4253H101 |
3,863 |
$78,998.35 |
0.26% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
4,759 |
$80,569.87 |
0.26% |
| Thor Industries, Inc. |
THO |
885160101 |
750 |
$78,225.00 |
0.26% |
| Trex Company, Inc. |
TREX |
89531P105 |
1,662 |
$79,676.28 |
0.26% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
565 |
$76,698.75 |
0.25% |
| Life Time Group Holdings, Inc. |
LTH |
53190C102 |
3,074 |
$76,450.38 |
0.25% |
| Antero Resources Corporation |
AR |
03674X106 |
2,170 |
$71,913.80 |
0.24% |
| BRP Inc. |
DOOO |
05577W200 |
1,164 |
$72,587.04 |
0.24% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
1,077 |
$73,236.00 |
0.24% |
| PAR Technology Corporation |
PAR |
698884103 |
2,038 |
$72,532.42 |
0.24% |
| Power Integrations, Inc. |
POWI |
739276103 |
1,742 |
$72,502.04 |
0.24% |
| SPS Commerce, Inc. |
SPSC |
78463M107 |
884 |
$72,956.52 |
0.24% |
| HealthStream, Inc. |
HSTM |
42222N103 |
2,731 |
$69,148.92 |
0.23% |
| HEICO Corporation (Class A) |
HEI/A |
422806208 |
277 |
$68,122.61 |
0.22% |
| NuScale Power Corporation (Class A) |
SMR |
67079K100 |
1,646 |
$67,206.18 |
0.22% |
| Wave Life Sciences Ltd. |
WVE |
Y95308105 |
8,136 |
$67,610.16 |
0.22% |
| Alkermes Plc |
ALKS |
G01767105 |
2,093 |
$63,145.81 |
0.21% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
1,768 |
$63,152.96 |
0.21% |
| Generac Holdings Inc. |
GNRC |
368736104 |
370 |
$60,587.50 |
0.20% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
2,540 |
$61,620.40 |
0.20% |
| Titan Machinery Inc. |
TITN |
88830R101 |
3,695 |
$61,854.30 |
0.20% |
| Corcept Therapeutics Inc. |
CORT |
218352102 |
798 |
$59,187.66 |
0.19% |
| Simulations Plus, Inc. |
SLP |
829214105 |
3,365 |
$57,003.10 |
0.19% |
| StoneX Group Inc. |
SNEX |
861896108 |
654 |
$56,695.26 |
0.19% |
| ASP Isotopes Inc. |
ASPI |
00218A105 |
6,080 |
$55,632.00 |
0.18% |
| Resideo Technologies, Inc. |
REZI |
76118Y104 |
1,307 |
$55,900.39 |
0.18% |
| Via Transportation, Inc. (Class A) |
VIA |
92556W104 |
1,019 |
$54,954.67 |
0.18% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
2,927 |
$52,598.19 |
0.17% |
| Nuvalent, Inc. (Class A) |
NUVL |
670703107 |
548 |
$50,974.96 |
0.17% |
| PROS Holdings, Inc. |
PRO |
74346Y103 |
2,236 |
$51,539.80 |
0.17% |
| Ultragenyx Pharmaceutical Inc. |
RARE |
90400D108 |
1,538 |
$51,476.86 |
0.17% |
| Bullish |
BLSH |
G16910120 |
953 |
$47,897.78 |
0.16% |
| Kontoor Brands, Inc. |
KTB |
50050N103 |
632 |
$46,420.40 |
0.15% |
| Ouster, Inc. |
OUST |
68989M202 |
1,393 |
$44,185.96 |
0.15% |
| Ormat Technologies, Inc. |
ORA |
686688102 |
381 |
$41,079.42 |
0.14% |
| USA Rare Earth, Inc. (Class A) |
USAR |
91733P107 |
2,309 |
$39,045.19 |
0.13% |
| Insulet Corporation |
PODD |
45784P101 |
79 |
$25,182.83 |
0.08% |
| WhiteFiber, Inc. |
WYFI |
G96115103 |
545 |
$17,777.90 |
0.06% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
342 |
$8,638.92 |
0.03% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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