|
|
 |
|
Holdings of the Fund as of 9/25/2026
Total Number of Holdings (excluding cash): 204
| Twist Bioscience Corporation |
TWST |
90184D100 |
5,865 |
$1,072,297.95 |
2.04% |
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
9,649 |
$970,399.93 |
1.85% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
12,888 |
$766,062.72 |
1.46% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
25,691 |
$756,599.95 |
1.44% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
3,443 |
$748,680.35 |
1.42% |
| Guardant Health, Inc. |
GH |
40131M109 |
4,204 |
$745,159.00 |
1.42% |
| JFrog Ltd. |
FROG |
M6191J100 |
7,873 |
$702,114.14 |
1.34% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
13,442 |
$621,692.50 |
1.18% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
4,201 |
$595,953.86 |
1.13% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,874 |
$565,048.48 |
1.08% |
| VSE Corporation |
VSEC |
918284100 |
3,119 |
$563,821.63 |
1.07% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
5,071 |
$555,528.05 |
1.06% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
4,810 |
$547,859.00 |
1.04% |
| SailPoint, Inc. |
SAIL |
78781J109 |
26,171 |
$540,169.44 |
1.03% |
| Repligen Corporation |
RGEN |
759916109 |
2,832 |
$537,173.76 |
1.02% |
| Silicon Motion Technology Corporation (ADR) |
SIMO |
82706C108 |
1,899 |
$524,560.77 |
1.00% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
6,084 |
$521,337.96 |
0.99% |
| EZCORP, Inc. |
EZPW |
302301106 |
15,075 |
$469,737.00 |
0.89% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
1,660 |
$466,094.80 |
0.89% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
5,164 |
$435,067.00 |
0.83% |
| US Dollar |
$USD |
|
435,827 |
$435,827.46 |
0.83% |
| Definium Therapeutics Inc. |
DFTX |
24477V105 |
11,714 |
$423,695.38 |
0.81% |
| DigitalOcean Holdings, Inc. |
DOCN |
25402D102 |
3,062 |
$427,914.50 |
0.81% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
7,267 |
$422,648.72 |
0.80% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
1,999 |
$411,853.97 |
0.78% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
10,276 |
$404,257.84 |
0.77% |
| MaxLinear, Inc. |
MXL |
57776J100 |
4,068 |
$381,741.12 |
0.73% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
9,807 |
$377,471.43 |
0.72% |
| Fastly, Inc. (Class A) |
FSLY |
31188V100 |
15,197 |
$379,317.12 |
0.72% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
750 |
$379,575.00 |
0.72% |
| WisdomTree, Inc. |
WT |
97717P104 |
15,530 |
$377,844.90 |
0.72% |
| Acadian Asset Management Inc. |
AAMI |
10948W103 |
3,982 |
$373,830.16 |
0.71% |
| Bandwidth Inc. (Class A) |
BAND |
05988J103 |
5,855 |
$361,897.55 |
0.69% |
| Herc Holdings, Inc. |
HRI |
42704L104 |
2,652 |
$358,974.72 |
0.68% |
| ICON Plc |
ICLR |
G4705A100 |
2,082 |
$358,791.06 |
0.68% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
6,580 |
$351,372.00 |
0.67% |
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
1,208 |
$344,968.56 |
0.66% |
| Piper Sandler Companies |
PIPR |
724078209 |
4,747 |
$343,397.98 |
0.65% |
| AeroVironment, Inc. |
AVAV |
008073108 |
2,228 |
$338,767.40 |
0.64% |
| Five9, Inc. |
FIVN |
338307101 |
9,379 |
$335,486.83 |
0.64% |
| Life Time Group Holdings, Inc. |
LTH |
53190C102 |
8,398 |
$335,668.06 |
0.64% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,914 |
$326,222.30 |
0.62% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
8,828 |
$328,048.48 |
0.62% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
2,603 |
$320,949.90 |
0.61% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
3,269 |
$321,702.29 |
0.61% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
521 |
$322,436.48 |
0.61% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
6,582 |
$320,082.66 |
0.61% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,416 |
$315,201.60 |
0.60% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
2,436 |
$311,929.80 |
0.59% |
| Septerna, Inc. |
SEPN |
81734D104 |
8,223 |
$310,582.71 |
0.59% |
| IMAX Corporation |
IMAX |
45245E109 |
5,441 |
$304,968.05 |
0.58% |
| iRhythm Holdings, Inc. |
IRTC |
450056106 |
2,748 |
$303,324.24 |
0.58% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
12,597 |
$303,713.67 |
0.58% |
| Powell Industries, Inc. |
POWL |
739128106 |
1,603 |
$303,816.59 |
0.58% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
29,775 |
$301,918.50 |
0.57% |
| Glaukos Corporation |
GKOS |
377322102 |
1,956 |
$302,065.08 |
0.57% |
| HealthEquity, Inc. |
HQY |
42226A107 |
3,248 |
$286,636.00 |
0.55% |
| Karman Holdings Inc. |
KRMN |
485924104 |
8,058 |
$287,590.02 |
0.55% |
| Semtech Corporation |
SMTC |
816850101 |
1,581 |
$288,216.30 |
0.55% |
| The Chefs' Warehouse, Inc. |
CHEF |
163086101 |
2,600 |
$286,702.00 |
0.55% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
6,163 |
$281,156.06 |
0.54% |
| nLight, Inc. |
LASR |
65487K100 |
7,017 |
$282,995.61 |
0.54% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
4,412 |
$276,500.04 |
0.53% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
6,517 |
$278,015.22 |
0.53% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
3,519 |
$276,628.59 |
0.53% |
| Dave Inc. (Class A) |
DAVE |
23834J201 |
834 |
$270,949.92 |
0.52% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
15,533 |
$274,468.11 |
0.52% |
| Victoria's Secret & Co. |
VSXY |
926400102 |
3,295 |
$273,188.45 |
0.52% |
| Adaptive Biotechnologies Corporation |
ADPT |
00650F109 |
9,022 |
$265,517.46 |
0.51% |
| Genius Sports Limited |
GENI |
G3934V109 |
41,518 |
$267,375.92 |
0.51% |
| Wingstop Inc. |
WING |
974155103 |
2,707 |
$268,182.49 |
0.51% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
7,323 |
$270,511.62 |
0.51% |
| Moog Inc. |
MOG/A |
615394202 |
677 |
$262,540.60 |
0.50% |
| Amylyx Pharmaceuticals, Inc. |
AMLX |
03237H101 |
8,646 |
$254,970.54 |
0.49% |
| AXT, Inc. |
AXTI |
00246W103 |
3,245 |
$256,160.30 |
0.49% |
| CECO Environmental Corp. |
CECO |
125141101 |
3,487 |
$256,294.50 |
0.49% |
| Onto Innovation Inc. |
ONTO |
683344105 |
891 |
$256,287.24 |
0.49% |
| Tidewater Inc. |
TDW |
88642R109 |
3,052 |
$258,626.48 |
0.49% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
6,351 |
$259,946.43 |
0.49% |
| Rambus Inc. |
RMBS |
750917106 |
2,374 |
$249,649.84 |
0.48% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
3,176 |
$244,742.56 |
0.47% |
| Natera, Inc. |
NTRA |
632307104 |
596 |
$245,885.76 |
0.47% |
| Robert Half Inc. |
RHI |
770323103 |
6,629 |
$244,543.81 |
0.47% |
| Sitime Corporation |
SITM |
82982T106 |
375 |
$248,351.25 |
0.47% |
| Agilysys, Inc. |
AGYS |
00847J105 |
2,436 |
$242,723.04 |
0.46% |
| Balchem Corporation |
BCPC |
057665200 |
1,437 |
$241,257.93 |
0.46% |
| Everpure, Inc. (Class A) |
P |
74624M102 |
1,936 |
$243,936.00 |
0.46% |
| Remitly Global, Inc. |
RELY |
75960P104 |
11,266 |
$240,641.76 |
0.46% |
| TechnipFMC Plc |
FTI |
G87110105 |
3,415 |
$242,430.85 |
0.46% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
1,206 |
$235,278.54 |
0.45% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
7,902 |
$238,403.34 |
0.45% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
1,582 |
$230,275.92 |
0.44% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
1,874 |
$232,357.26 |
0.44% |
| Axogen, Inc. |
AXGN |
05463X106 |
5,226 |
$226,756.14 |
0.43% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
1,624 |
$224,875.28 |
0.43% |
| Flywire Corporation |
FLYW |
302492103 |
12,943 |
$225,208.20 |
0.43% |
| Camtek Ltd. |
CAMT |
M20791105 |
1,499 |
$220,427.95 |
0.42% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
9,807 |
$219,480.66 |
0.42% |
| Sezzle Inc. |
SEZL |
78435P105 |
1,982 |
$220,755.16 |
0.42% |
| Almonty Industries Inc. |
ALM |
020398707 |
15,869 |
$217,722.68 |
0.41% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
22,196 |
$216,411.00 |
0.41% |
| Compass, Inc. (Class A) |
COMP |
20464U100 |
23,057 |
$216,274.66 |
0.41% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
2,873 |
$214,095.96 |
0.41% |
| IAMGOLD Corporation |
IAG |
450913108 |
10,853 |
$213,804.10 |
0.41% |
| MAXIMUS, Inc. |
MMS |
577933104 |
4,060 |
$213,596.60 |
0.41% |
| AGCO Corporation |
AGCO |
001084102 |
1,784 |
$210,547.68 |
0.40% |
| Archrock, Inc. |
AROC |
03957W106 |
6,830 |
$207,836.90 |
0.40% |
| Impinj, Inc. |
PI |
453204109 |
1,166 |
$207,874.48 |
0.40% |
| StoneX Group Inc. |
SNEX |
861896108 |
3,123 |
$208,647.63 |
0.40% |
| Ultra Clean Holdings, Inc. |
UCTT |
90385V107 |
2,727 |
$211,860.63 |
0.40% |
| TAT Technologies Ltd. |
TATT |
M8740S227 |
5,455 |
$204,944.35 |
0.39% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
2,728 |
$198,271.04 |
0.38% |
| Cognex Corporation |
CGNX |
192422103 |
3,415 |
$200,323.90 |
0.38% |
| FIGS, Inc. (Class A) |
FIGS |
30260D103 |
14,882 |
$199,716.44 |
0.38% |
| Immunome, Inc. |
IMNM |
45257U108 |
9,232 |
$197,657.12 |
0.38% |
| Knight-Swift Transportation Holdings Inc. |
KNX |
499049104 |
3,120 |
$198,650.40 |
0.38% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
15,033 |
$199,036.92 |
0.38% |
| Steven Madden, Ltd. |
SHOO |
556269108 |
4,480 |
$201,868.80 |
0.38% |
| e.l.f. Beauty, Inc. |
ELF |
26856L103 |
1,954 |
$194,442.54 |
0.37% |
| Elastic N.V. |
ESTC |
N14506104 |
2,179 |
$192,013.48 |
0.37% |
| Federal Signal Corporation |
FSS |
313855108 |
1,677 |
$192,435.75 |
0.37% |
| Lithia Motors, Inc. |
LAD |
536797103 |
617 |
$195,231.14 |
0.37% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
5,185 |
$196,459.65 |
0.37% |
| Star Bulk Carriers Corp. |
SBLK |
Y8162K204 |
6,642 |
$196,204.68 |
0.37% |
| AAON, Inc. |
AAON |
000360206 |
2,103 |
$187,377.30 |
0.36% |
| Andersen Group Inc. (Class A) |
ANDG |
033853102 |
3,533 |
$187,107.68 |
0.36% |
| Fabrinet |
FN |
G3323L100 |
458 |
$191,164.62 |
0.36% |
| Garrett Motion Inc. |
GTX |
366505105 |
7,310 |
$188,013.20 |
0.36% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
6,819 |
$187,590.69 |
0.36% |
| The Vita Coco Company, Inc. |
COCO |
92846Q107 |
3,229 |
$189,187.11 |
0.36% |
| Viavi Solutions Inc. |
VIAV |
925550105 |
4,602 |
$187,209.36 |
0.36% |
| Webull Corporation (Class A) |
BULL |
G9572D103 |
26,401 |
$189,823.19 |
0.36% |
| Celldex Therapeutics Inc. |
CLDX |
15117B202 |
5,867 |
$182,463.70 |
0.35% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
4,477 |
$179,841.09 |
0.34% |
| InterDigital, Inc. |
IDCC |
45867G101 |
512 |
$171,115.52 |
0.33% |
| Power Integrations, Inc. |
POWI |
739276103 |
3,290 |
$171,803.80 |
0.33% |
| Aehr Test Systems, Inc. |
AEHR |
00760J108 |
1,619 |
$169,007.41 |
0.32% |
| American Superconductor Corporation |
AMSC |
030111207 |
5,684 |
$170,576.84 |
0.32% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
2,524 |
$166,382.08 |
0.32% |
| Bullish |
BLSH |
G16910120 |
4,497 |
$168,997.26 |
0.32% |
| Cogent Biosciences, Inc. |
COGT |
19240Q201 |
5,257 |
$169,853.67 |
0.32% |
| Generac Holdings Inc. |
GNRC |
368736104 |
812 |
$169,009.68 |
0.32% |
| Lindsay Corporation |
LNN |
535555106 |
1,478 |
$168,861.50 |
0.32% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
325 |
$167,882.00 |
0.32% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
8,365 |
$166,212.55 |
0.32% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
6,705 |
$163,400.85 |
0.31% |
| Enova International, Inc. |
ENVA |
29357K103 |
946 |
$164,112.08 |
0.31% |
| Hut 8 Corp. |
HUT |
44812J104 |
1,670 |
$161,689.40 |
0.31% |
| James Hardie Industries plc |
JHX |
G4253H101 |
6,184 |
$161,402.40 |
0.31% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
1,791 |
$163,536.21 |
0.31% |
| Terex Corporation |
TEX |
880779103 |
2,811 |
$161,154.63 |
0.31% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
307 |
$157,273.03 |
0.30% |
| Titan Machinery Inc. |
TITN |
88830R101 |
6,663 |
$156,513.87 |
0.30% |
| Zurn Elkay Water Solutions Corp. |
ZWS |
98983L108 |
3,390 |
$158,143.50 |
0.30% |
| Antero Resources Corporation |
AR |
03674X106 |
4,310 |
$150,850.00 |
0.29% |
| Commvault Systems, Inc. |
CVLT |
204166102 |
1,044 |
$151,943.76 |
0.29% |
| DPC Holdings Plc |
DPC |
G2R11M108 |
3,677 |
$150,867.31 |
0.29% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
9,870 |
$153,577.20 |
0.29% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
9,765 |
$152,236.35 |
0.29% |
| Park Aerospace Corp. |
PKE |
70014A104 |
5,060 |
$152,356.60 |
0.29% |
| Veracyte, Inc. |
VCYT |
92337F107 |
3,332 |
$151,372.76 |
0.29% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
2,207 |
$145,353.02 |
0.28% |
| Freshpet, Inc. |
FRPT |
358039105 |
2,563 |
$148,423.33 |
0.28% |
| Innovex International, Inc. |
INVX |
457651107 |
5,226 |
$148,941.00 |
0.28% |
| Marriott Vacations Worldwide Corporation |
VAC |
57164Y107 |
1,442 |
$148,266.44 |
0.28% |
| Mercury Systems, Inc. |
MRCY |
589378108 |
1,781 |
$146,362.58 |
0.28% |
| Champion Homes Inc. |
SKY |
830830105 |
1,619 |
$142,018.68 |
0.27% |
| Harley-Davidson, Inc. |
HOG |
412822108 |
5,560 |
$141,502.00 |
0.27% |
| Oceaneering International, Inc. |
OII |
675232102 |
3,102 |
$143,498.52 |
0.27% |
| Alkermes Plc |
ALKS |
G01767105 |
3,354 |
$137,010.90 |
0.26% |
| ExlService Holdings, Inc. |
EXLS |
302081104 |
3,900 |
$135,525.00 |
0.26% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
687 |
$137,558.01 |
0.26% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
854 |
$132,045.48 |
0.25% |
| Kodiak Gas Services, Inc. |
KGS |
50012A108 |
2,478 |
$131,110.98 |
0.25% |
| OPENLANE Inc. |
OPLN |
48238T109 |
3,842 |
$133,778.44 |
0.25% |
| Perimeter Solutions, Inc. |
PRM |
71385M107 |
4,447 |
$129,452.17 |
0.25% |
| Rush Enterprises, Inc. (Class A) |
RUSHA |
781846209 |
2,703 |
$129,662.91 |
0.25% |
| Scorpio Tankers Inc. |
STNG |
Y7542C130 |
1,589 |
$129,487.61 |
0.25% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,327 |
$124,353.17 |
0.24% |
| CSW Industrials, Inc. |
CSW |
126402106 |
430 |
$127,624.00 |
0.24% |
| ESCO Technologies Inc. |
ESE |
296315104 |
467 |
$125,198.03 |
0.24% |
| Modine Manufacturing Company |
MOD |
607828100 |
642 |
$127,160.94 |
0.24% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
1,650 |
$124,888.50 |
0.24% |
| Helmerich & Payne, Inc. |
HP |
423452101 |
3,078 |
$118,718.46 |
0.23% |
| The Timken Company |
TKR |
887389104 |
1,031 |
$121,090.95 |
0.23% |
| Figure Technology Solutions, Inc. (Class A) |
FIGR |
349381103 |
3,592 |
$114,584.80 |
0.22% |
| Heartflow, Inc. |
HTFL |
42238D107 |
2,387 |
$117,368.79 |
0.22% |
| Dianthus Therapeutics, Inc. |
DNTH |
252828108 |
1,229 |
$108,827.95 |
0.21% |
| First Advantage Corporation |
FA |
31846B108 |
5,536 |
$108,505.60 |
0.21% |
| The Cheesecake Factory Incorporated |
CAKE |
163072101 |
1,061 |
$110,863.89 |
0.21% |
| Uranium Energy Corp. |
UEC |
916896103 |
11,101 |
$104,460.41 |
0.20% |
| Cactus, Inc. (Class A) |
WHD |
127203107 |
1,586 |
$101,979.80 |
0.19% |
| AtriCure, Inc. |
ATRC |
04963C209 |
1,641 |
$95,801.58 |
0.18% |
| Structure Therapeutics Inc. |
GPCR |
86366E106 |
2,704 |
$97,154.72 |
0.18% |
| Crocs, Inc. |
CROX |
227046109 |
724 |
$91,325.36 |
0.17% |
| Eos Energy Enterprises, Inc. |
EOSE |
29415C101 |
27,708 |
$87,695.88 |
0.17% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
2,894 |
$88,556.40 |
0.17% |
| YETI Holdings, Inc. |
YETI |
98585X104 |
2,078 |
$87,857.84 |
0.17% |
| Vishay Precision Group, Inc. |
VPG |
92835K103 |
1,187 |
$85,024.81 |
0.16% |
| Navan, Inc. (Class A) |
NAVN |
639193101 |
4,162 |
$80,805.23 |
0.15% |
| Red Violet, Inc. |
RDVT |
75704L104 |
1,020 |
$80,121.00 |
0.15% |
| Cardinal Infrastructure Group Inc. (Class A) |
CDNL |
14154A102 |
2,663 |
$74,617.26 |
0.14% |
| Universal Technical Institute, Inc. |
UTI |
913915104 |
2,730 |
$55,419.00 |
0.11% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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