|
|
 |
|
Holdings of the Fund as of 11/10/2025
Total Number of Holdings (excluding cash): 207
| Karman Holdings Inc. |
KRMN |
485924104 |
6,954 |
$502,843.74 |
1.67% |
| Fabrinet |
FN |
G3323L100 |
1,065 |
$497,599.95 |
1.65% |
| Bloom Energy Corporation (Class A) |
BE |
093712107 |
3,338 |
$464,749.74 |
1.54% |
| AeroVironment, Inc. |
AVAV |
008073108 |
1,324 |
$442,043.88 |
1.46% |
| US Dollar |
$USD |
|
409,040 |
$409,040.11 |
1.36% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
1,982 |
$370,772.74 |
1.23% |
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
5,589 |
$371,053.71 |
1.23% |
| Guardant Health, Inc. |
GH |
40131M109 |
3,578 |
$350,357.76 |
1.16% |
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
1,930 |
$344,350.60 |
1.14% |
| Piper Sandler Companies |
PIPR |
724078100 |
983 |
$329,580.24 |
1.09% |
| Planet Labs PBC (Class A) |
PL |
72703X106 |
24,016 |
$321,574.24 |
1.07% |
| iRhythm Technologies, Inc. |
IRTC |
450056106 |
1,796 |
$316,634.80 |
1.05% |
| Credo Technology Group Holding Ltd |
CRDO |
G25457105 |
1,766 |
$300,502.56 |
1.00% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
771 |
$296,410.95 |
0.98% |
| TechnipFMC Plc |
FTI |
G87110105 |
6,782 |
$296,644.68 |
0.98% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
3,715 |
$294,153.70 |
0.97% |
| Sitime Corporation |
SITM |
82982T106 |
904 |
$290,626.96 |
0.96% |
| Crinetics Pharmaceuticals, Inc. |
CRNX |
22663K107 |
6,862 |
$284,429.90 |
0.94% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
1,733 |
$279,671.54 |
0.93% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,310 |
$274,169.90 |
0.91% |
| Curtiss-Wright Corporation |
CW |
231561101 |
461 |
$271,261.62 |
0.90% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
2,152 |
$272,292.56 |
0.90% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
607 |
$267,711.28 |
0.89% |
| VSE Corporation |
VSEC |
918284100 |
1,508 |
$268,016.84 |
0.89% |
| nLight, Inc. |
LASR |
65487K100 |
7,237 |
$263,933.39 |
0.87% |
| Powell Industries, Inc. |
POWL |
739128106 |
701 |
$262,068.85 |
0.87% |
| Celestica Inc. |
CLS |
15101Q207 |
708 |
$243,983.88 |
0.81% |
| EZCORP, Inc. |
EZPW |
302301106 |
13,601 |
$242,641.84 |
0.80% |
| Impinj, Inc. |
PI |
453204109 |
1,509 |
$242,209.59 |
0.80% |
| InterDigital, Inc. |
IDCC |
45867G101 |
614 |
$224,110.00 |
0.74% |
| Lumentum Holdings Inc. |
LITE |
55024U109 |
853 |
$221,686.17 |
0.73% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
1,680 |
$217,576.80 |
0.72% |
| Uranium Energy Corp |
UEC |
916896103 |
16,521 |
$213,781.74 |
0.71% |
| BridgeBio Pharma, Inc. |
BBIO |
10806X102 |
3,345 |
$210,099.45 |
0.70% |
| Ciena Corporation |
CIEN |
171779309 |
1,006 |
$209,992.44 |
0.70% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
4,221 |
$209,361.60 |
0.69% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
810 |
$208,591.20 |
0.69% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
2,748 |
$209,040.36 |
0.69% |
| Modine Manufacturing Company |
MOD |
607828100 |
1,288 |
$205,745.12 |
0.68% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,323 |
$201,744.27 |
0.67% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
2,990 |
$203,349.90 |
0.67% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
2,113 |
$199,509.46 |
0.66% |
| Rhythm Pharmaceuticals, Inc. |
RYTM |
76243J105 |
2,049 |
$200,043.87 |
0.66% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
5,771 |
$198,406.98 |
0.66% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
992 |
$197,199.68 |
0.65% |
| Wingstop Inc. |
WING |
974155103 |
820 |
$195,160.00 |
0.65% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
4,684 |
$193,964.44 |
0.64% |
| Solaris Energy Infrastructure, Inc. (Class A) |
SEI |
83418M103 |
3,859 |
$194,339.24 |
0.64% |
| CyberArk Software Ltd. |
CYBR |
M2682V108 |
370 |
$189,610.20 |
0.63% |
| Natera, Inc. |
NTRA |
632307104 |
921 |
$190,306.23 |
0.63% |
| Pan American Silver Corp. |
PAAS |
697900108 |
5,121 |
$191,525.40 |
0.63% |
| Rambus Inc. |
RMBS |
750917106 |
1,654 |
$182,924.23 |
0.61% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
5,309 |
$182,841.96 |
0.61% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
10,056 |
$177,790.08 |
0.59% |
| MAXIMUS, Inc. |
MMS |
577933104 |
2,091 |
$173,720.28 |
0.58% |
| FTAI Aviation Ltd. |
FTAI |
G3730V105 |
1,038 |
$171,373.80 |
0.57% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
4,723 |
$168,186.03 |
0.56% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
2,345 |
$169,965.60 |
0.56% |
| Repligen Corporation |
RGEN |
759916109 |
1,164 |
$169,548.24 |
0.56% |
| Academy Sports and Outdoors, Inc. |
ASO |
00402L107 |
3,731 |
$167,335.35 |
0.55% |
| Crane Company |
CR |
224408104 |
873 |
$166,096.98 |
0.55% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
803 |
$165,450.12 |
0.55% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
277 |
$166,321.88 |
0.55% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
7,274 |
$165,192.54 |
0.55% |
| Carpenter Technology Corporation |
CRS |
144285103 |
502 |
$164,339.74 |
0.54% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
6,020 |
$163,382.80 |
0.54% |
| HCI Group, Inc. |
HCI |
40416E103 |
833 |
$157,103.80 |
0.52% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
4,143 |
$156,563.97 |
0.52% |
| SPX Technologies |
SPXC |
78473E103 |
696 |
$156,551.28 |
0.52% |
| Apogee Therapeutics, Inc. |
APGE |
03770N101 |
2,698 |
$153,165.46 |
0.51% |
| Cameco Corporation |
CCJ |
13321L108 |
1,623 |
$152,951.52 |
0.51% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,351 |
$154,216.65 |
0.51% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
712 |
$155,052.24 |
0.51% |
| Revolve Group, Inc. |
RVLV |
76156B107 |
6,959 |
$154,211.44 |
0.51% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
3,387 |
$153,769.80 |
0.51% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
3,924 |
$150,720.84 |
0.50% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
1,791 |
$149,064.93 |
0.49% |
| AAON, Inc. |
AAON |
000360206 |
1,372 |
$145,143.88 |
0.48% |
| D-Wave Quantum, Inc. |
QBTS |
26740W109 |
4,928 |
$144,735.36 |
0.48% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
293 |
$145,292.84 |
0.48% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
1,976 |
$143,833.04 |
0.48% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
1,614 |
$139,385.04 |
0.46% |
| HealthEquity, Inc. |
HQY |
42226A107 |
1,385 |
$138,264.55 |
0.46% |
| Montrose Environmental Group, Inc. |
MEG |
615111101 |
5,663 |
$139,876.10 |
0.46% |
| Semtech Corporation |
SMTC |
816850101 |
1,850 |
$139,249.50 |
0.46% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
1,667 |
$138,094.28 |
0.46% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
3,705 |
$139,715.55 |
0.46% |
| Agilysys, Inc. |
AGYS |
00847J105 |
1,072 |
$136,412.00 |
0.45% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
3,441 |
$137,123.85 |
0.45% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
5,213 |
$137,049.77 |
0.45% |
| Kinsale Capital Group, Inc. |
KNSL |
49714P108 |
344 |
$134,528.08 |
0.45% |
| Rocket Lab Corporation |
RKLB |
773121108 |
2,593 |
$134,576.70 |
0.45% |
| Turning Point Brands, Inc. |
TPB |
90041L105 |
1,324 |
$134,571.36 |
0.45% |
| Magnite, Inc. |
MGNI |
55955D100 |
9,090 |
$132,350.40 |
0.44% |
| Weatherford International Plc |
WFRD |
G48833118 |
1,780 |
$133,411.00 |
0.44% |
| Balchem Corporation |
BCPC |
057665200 |
845 |
$131,169.35 |
0.43% |
| ESCO Technologies Inc. |
ESE |
296315104 |
592 |
$130,950.40 |
0.43% |
| Genius Sports Limited |
GENI |
G3934V109 |
12,477 |
$129,760.80 |
0.43% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,136 |
$130,851.36 |
0.43% |
| Pure Storage, Inc. (Class A) |
PSTG |
74624M102 |
1,416 |
$130,937.52 |
0.43% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
1,283 |
$127,119.64 |
0.42% |
| Coherent Corp. |
COHR |
19247G107 |
763 |
$127,207.36 |
0.42% |
| Everus Construction Group, Inc. |
ECG |
300426103 |
1,244 |
$125,457.40 |
0.42% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
726 |
$128,102.70 |
0.42% |
| Carvana Co. (Class A) |
CVNA |
146869102 |
381 |
$122,788.68 |
0.41% |
| ICON Plc |
ICLR |
G4705A100 |
781 |
$123,148.08 |
0.41% |
| Nextracker Inc. (Class A) |
NXT |
65290E101 |
1,160 |
$124,618.80 |
0.41% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
3,480 |
$125,106.00 |
0.41% |
| Bio-Techne Corporation |
TECH |
09073M104 |
2,104 |
$120,895.84 |
0.40% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
5,464 |
$121,847.20 |
0.40% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
8,600 |
$116,874.00 |
0.39% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
939 |
$116,229.42 |
0.39% |
| TeraWulf Inc. |
WULF |
88080T104 |
8,292 |
$118,575.60 |
0.39% |
| TransMedics Group, Inc. |
TMDX |
89377M109 |
953 |
$116,637.67 |
0.39% |
| Clearwater Analytics Holdings, Inc. (Class A) |
CWAN |
185123106 |
6,827 |
$113,942.63 |
0.38% |
| Commvault Systems, Inc. |
CVLT |
204166102 |
885 |
$115,381.90 |
0.38% |
| Core Scientific, Inc. |
CORZ |
21874A106 |
5,934 |
$114,466.86 |
0.38% |
| LendingClub Corporation |
LC |
52603A208 |
5,931 |
$111,858.66 |
0.37% |
| Hut 8 Corp. |
HUT |
44812J104 |
2,329 |
$109,858.93 |
0.36% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
652 |
$109,464.28 |
0.36% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
5,450 |
$108,400.50 |
0.36% |
| Amicus Therapeutics, Inc. |
FOLD |
03152W109 |
11,590 |
$104,310.00 |
0.35% |
| AST SpaceMobile, Inc. |
ASTS |
00217D100 |
1,547 |
$106,278.90 |
0.35% |
| Dycom Industries, Inc. |
DY |
267475101 |
363 |
$106,584.06 |
0.35% |
| Grand Canyon Education, Inc. |
LOPE |
38526M106 |
648 |
$105,786.00 |
0.35% |
| National Vision Holdings, Inc. |
EYE |
63845R107 |
4,364 |
$105,346.96 |
0.35% |
| OSI Systems, Inc. |
OSIS |
671044105 |
372 |
$106,217.16 |
0.35% |
| Schrodinger, Inc. |
SDGR |
80810D103 |
5,848 |
$106,959.92 |
0.35% |
| Dave Inc. (Class A) |
DAVE |
23834J201 |
413 |
$102,002.74 |
0.34% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
1,508 |
$101,126.48 |
0.34% |
| Adtalem Global Education Inc. |
ATGE |
00737L103 |
1,041 |
$99,092.79 |
0.33% |
| Axon Enterprise Inc. |
AXON |
05464C101 |
171 |
$99,981.99 |
0.33% |
| Centrus Energy Corp. (Class A) |
LEU |
15643U104 |
344 |
$99,828.80 |
0.33% |
| Federal Signal Corporation |
FSS |
313855108 |
897 |
$101,002.20 |
0.33% |
| GeneDx Holdings Corp. |
WGS |
81663L200 |
700 |
$99,834.00 |
0.33% |
| JBT Marel Corporation |
JBTM |
477839104 |
709 |
$100,848.16 |
0.33% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
5,716 |
$98,258.04 |
0.33% |
| Camtek Ltd. |
CAMT |
M20791105 |
838 |
$93,185.60 |
0.31% |
| Hub Group, Inc. |
HUBG |
443320106 |
2,673 |
$94,677.66 |
0.31% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
3,200 |
$93,984.00 |
0.31% |
| Septerna, Inc. |
SEPN |
81734D104 |
5,131 |
$92,871.10 |
0.31% |
| Silicon Laboratories Inc. |
SLAB |
826919102 |
726 |
$94,837.38 |
0.31% |
| BellRing Brands, Inc. |
BRBR |
07831C103 |
3,149 |
$89,022.23 |
0.30% |
| MP Materials Corp. |
MP |
553368101 |
1,420 |
$91,135.60 |
0.30% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
1,583 |
$90,436.79 |
0.30% |
| Travel + Leisure Co. |
TNL |
894164102 |
1,407 |
$90,681.15 |
0.30% |
| UL Solutions Inc. (Class A) |
ULS |
903731107 |
1,044 |
$90,754.92 |
0.30% |
| American Superconductor Corporation |
AMSC |
030111207 |
2,344 |
$86,517.04 |
0.29% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
3,087 |
$86,929.92 |
0.29% |
| Embraer S.A. (ADR) |
EMBJ |
29082A107 |
1,344 |
$87,790.08 |
0.29% |
| Flowserve Corporation |
FLS |
34354P105 |
1,256 |
$87,543.20 |
0.29% |
| Gates Industrial Corporation Plc |
GTES |
G39108108 |
4,006 |
$88,732.90 |
0.29% |
| Hudbay Minerals Inc. |
HBM |
443628102 |
5,195 |
$87,587.70 |
0.29% |
| Lindsay Corporation |
LNN |
535555106 |
792 |
$88,284.24 |
0.29% |
| Alliance Laundry Holdings Inc. |
ALH |
01862Q107 |
3,107 |
$83,081.18 |
0.28% |
| MYR Group Inc. |
MYRG |
55405W104 |
369 |
$85,670.73 |
0.28% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
3,796 |
$84,195.28 |
0.28% |
| The Simply Good Foods Company |
SMPL |
82900L102 |
4,447 |
$85,471.34 |
0.28% |
| Visteon Corporation |
VC |
92839U206 |
774 |
$82,988.28 |
0.28% |
| IES Holdings, Inc. |
IESC |
44951W106 |
202 |
$81,369.64 |
0.27% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
4,759 |
$82,854.19 |
0.27% |
| Tenable Holdings, Inc. |
TENB |
88025T102 |
2,924 |
$82,047.44 |
0.27% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
565 |
$77,857.00 |
0.26% |
| Cognex Corporation |
CGNX |
192422103 |
2,006 |
$77,391.48 |
0.26% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
2,170 |
$78,966.30 |
0.26% |
| PAR Technology Corporation |
PAR |
698884103 |
2,038 |
$78,870.60 |
0.26% |
| Azenta Inc. |
AZTA |
114340102 |
2,533 |
$76,648.58 |
0.25% |
| BRP Inc. |
DOOO |
05577W200 |
1,164 |
$74,146.80 |
0.25% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
5,742 |
$74,129.22 |
0.25% |
| Life Time Group Holdings, Inc. |
LTH |
53190C102 |
3,074 |
$76,850.00 |
0.25% |
| Stride, Inc. |
LRN |
86333M108 |
1,149 |
$74,903.31 |
0.25% |
| Thor Industries, Inc. |
THO |
885160101 |
750 |
$76,507.50 |
0.25% |
| Antero Resources Corporation |
AR |
03674X106 |
2,170 |
$73,454.50 |
0.24% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
1,077 |
$73,720.65 |
0.24% |
| HEICO Corporation (Class A) |
HEI/A |
422806208 |
277 |
$71,515.86 |
0.24% |
| SPS Commerce, Inc. |
SPSC |
78463M107 |
884 |
$72,178.60 |
0.24% |
| Alkermes Plc |
ALKS |
G01767105 |
2,093 |
$68,336.45 |
0.23% |
| Fermi Inc. |
FRMI |
314911108 |
2,779 |
$70,336.49 |
0.23% |
| HealthStream, Inc. |
HSTM |
42222N103 |
2,731 |
$67,018.74 |
0.22% |
| James Hardie Industries Plc |
JHX |
G4253H101 |
3,863 |
$67,216.20 |
0.22% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
1,768 |
$67,502.24 |
0.22% |
| Power Integrations, Inc. |
POWI |
739276103 |
1,742 |
$62,154.56 |
0.21% |
| Corcept Therapeutics Inc. |
CORT |
218352102 |
798 |
$60,241.02 |
0.20% |
| StoneX Group Inc. |
SNEX |
861896108 |
654 |
$59,337.42 |
0.20% |
| Titan Machinery Inc. |
TITN |
88830R101 |
3,695 |
$59,637.30 |
0.20% |
| Generac Holdings Inc. |
GNRC |
368736104 |
370 |
$57,956.80 |
0.19% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
2,540 |
$57,150.00 |
0.19% |
| Simulations Plus, Inc. |
SLP |
829214105 |
3,365 |
$57,810.70 |
0.19% |
| Wave Life Sciences Ltd. |
WVE |
Y95308105 |
8,136 |
$57,358.80 |
0.19% |
| ASP Isotopes Inc. |
ASPI |
00218A105 |
6,080 |
$54,233.60 |
0.18% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
2,927 |
$53,505.56 |
0.18% |
| Trex Company, Inc. |
TREX |
89531P105 |
1,662 |
$53,566.26 |
0.18% |
| Nuvalent, Inc. (Class A) |
NUVL |
670703107 |
548 |
$50,953.04 |
0.17% |
| PROS Holdings, Inc. |
PRO |
74346Y103 |
2,236 |
$51,696.32 |
0.17% |
| Via Transportation, Inc. (Class A) |
VIA |
92556W104 |
1,019 |
$52,539.64 |
0.17% |
| NuScale Power Corporation (Class A) |
SMR |
67079K100 |
1,646 |
$46,795.78 |
0.16% |
| Ultragenyx Pharmaceutical Inc. |
RARE |
90400D108 |
1,538 |
$49,123.72 |
0.16% |
| Bullish |
BLSH |
G16910120 |
953 |
$44,400.27 |
0.15% |
| Kontoor Brands, Inc. |
KTB |
50050N103 |
632 |
$45,459.76 |
0.15% |
| Ormat Technologies, Inc. |
ORA |
686688102 |
381 |
$43,613.07 |
0.14% |
| Resideo Technologies, Inc. |
REZI |
76118Y104 |
1,307 |
$40,020.34 |
0.13% |
| USA Rare Earth, Inc. (Class A) |
USAR |
91733P107 |
2,309 |
$39,784.07 |
0.13% |
| Ouster, Inc. |
OUST |
68989M202 |
1,393 |
$35,758.31 |
0.12% |
| Insulet Corporation |
PODD |
45784P101 |
79 |
$25,307.65 |
0.08% |
| WhiteFiber, Inc. |
WYFI |
G96115103 |
545 |
$15,832.25 |
0.05% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
342 |
$9,117.72 |
0.03% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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