|
|
 |
|
Holdings of the Fund as of 9/18/2026
Total Number of Holdings (excluding cash): 204
| Twist Bioscience Corporation |
TWST |
90184D100 |
5,947 |
$993,089.53 |
1.89% |
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
9,625 |
$935,357.50 |
1.78% |
| JFrog Ltd. |
FROG |
M6191J100 |
9,054 |
$840,301.74 |
1.60% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
12,863 |
$807,281.88 |
1.54% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
26,188 |
$791,663.24 |
1.51% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
3,441 |
$753,544.59 |
1.44% |
| Guardant Health, Inc. |
GH |
40131M109 |
4,210 |
$755,189.80 |
1.44% |
| US Dollar |
$USD |
|
619,054 |
$619,053.81 |
1.18% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
12,442 |
$591,741.52 |
1.13% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
3,932 |
$562,276.00 |
1.07% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
5,215 |
$556,492.65 |
1.06% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
6,092 |
$549,803.00 |
1.05% |
| VSE Corporation |
VSEC |
918284100 |
3,117 |
$544,945.11 |
1.04% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,850 |
$524,456.50 |
1.00% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
4,615 |
$518,956.75 |
0.99% |
| SailPoint, Inc. |
SAIL |
78781J109 |
26,126 |
$518,078.58 |
0.99% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
1,663 |
$497,153.85 |
0.95% |
| Repligen Corporation |
RGEN |
759916109 |
2,827 |
$500,068.03 |
0.95% |
| Silicon Motion Technology Corporation (ADR) |
SIMO |
82706C108 |
1,818 |
$494,695.98 |
0.94% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
10,290 |
$466,342.80 |
0.89% |
| EZCORP, Inc. |
EZPW |
302301106 |
15,009 |
$460,025.85 |
0.88% |
| Definium Therapeutics Inc. |
DFTX |
24477V105 |
11,730 |
$455,241.30 |
0.87% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
7,255 |
$423,401.80 |
0.81% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
2,017 |
$426,514.82 |
0.81% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
5,135 |
$389,438.40 |
0.74% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
749 |
$375,256.49 |
0.72% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
6,549 |
$378,204.75 |
0.72% |
| Acadian Asset Management Inc. |
AAMI |
10948W103 |
3,987 |
$361,780.38 |
0.69% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,538 |
$360,107.32 |
0.69% |
| AeroVironment, Inc. |
AVAV |
008073108 |
2,225 |
$355,888.75 |
0.68% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
9,771 |
$358,497.99 |
0.68% |
| Herc Holdings, Inc. |
HRI |
42704L104 |
2,652 |
$358,709.52 |
0.68% |
| WisdomTree, Inc. |
WT |
97717P104 |
15,550 |
$358,738.50 |
0.68% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,918 |
$343,594.50 |
0.66% |
| ICON Plc |
ICLR |
G4705A100 |
2,079 |
$341,184.69 |
0.65% |
| Life Time Group Holdings, Inc. |
LTH |
53190C102 |
8,409 |
$342,666.75 |
0.65% |
| Piper Sandler Companies |
PIPR |
724078209 |
4,719 |
$341,466.84 |
0.65% |
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
1,206 |
$332,687.16 |
0.63% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
3,264 |
$324,898.56 |
0.62% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
8,773 |
$326,267.87 |
0.62% |
| Glaukos Corporation |
GKOS |
377322102 |
1,959 |
$320,903.79 |
0.61% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
520 |
$318,411.60 |
0.61% |
| Septerna, Inc. |
SEPN |
81734D104 |
8,234 |
$318,573.46 |
0.61% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
12,535 |
$315,631.30 |
0.60% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
13,290 |
$309,657.00 |
0.59% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
6,591 |
$307,470.15 |
0.59% |
| Fastly, Inc. (Class A) |
FSLY |
31188V100 |
12,842 |
$306,410.12 |
0.58% |
| Five9, Inc. |
FIVN |
338307101 |
9,392 |
$304,958.24 |
0.58% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
29,622 |
$301,551.96 |
0.57% |
| iRhythm Holdings, Inc. |
IRTC |
450056106 |
2,744 |
$300,001.52 |
0.57% |
| Bandwidth Inc. (Class A) |
BAND |
05988J103 |
5,863 |
$294,498.49 |
0.56% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
2,391 |
$293,901.72 |
0.56% |
| Powell Industries, Inc. |
POWL |
739128106 |
1,601 |
$294,519.96 |
0.56% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
7,332 |
$291,447.00 |
0.56% |
| IMAX Corporation |
IMAX |
45245E109 |
5,449 |
$287,543.73 |
0.55% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
6,132 |
$291,024.72 |
0.55% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
4,418 |
$288,804.66 |
0.55% |
| The Chefs' Warehouse, Inc. |
CHEF |
163086101 |
2,604 |
$288,653.40 |
0.55% |
| Dave Inc. (Class A) |
DAVE |
23834J201 |
835 |
$282,079.70 |
0.54% |
| Knight-Swift Transportation Holdings Inc. |
KNX |
499049104 |
4,229 |
$281,989.72 |
0.54% |
| Amylyx Pharmaceuticals, Inc. |
AMLX |
03237H101 |
8,657 |
$280,573.37 |
0.53% |
| Genius Sports Limited |
GENI |
G3934V109 |
49,245 |
$277,741.80 |
0.53% |
| HealthEquity, Inc. |
HQY |
42226A107 |
2,931 |
$278,855.34 |
0.53% |
| nLight, Inc. |
LASR |
65487K100 |
6,985 |
$278,282.40 |
0.53% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
7,913 |
$277,271.52 |
0.53% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
15,466 |
$270,500.34 |
0.52% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
6,486 |
$272,412.00 |
0.52% |
| Karman Holdings Inc. |
KRMN |
485924104 |
7,421 |
$265,300.75 |
0.51% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
2,432 |
$269,854.72 |
0.51% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
3,493 |
$270,008.90 |
0.51% |
| Tidewater Inc. |
TDW |
88642R109 |
3,056 |
$264,924.64 |
0.51% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
6,320 |
$267,146.40 |
0.51% |
| Wingstop Inc. |
WING |
974155103 |
2,578 |
$268,318.24 |
0.51% |
| TechnipFMC Plc |
FTI |
G87110105 |
3,596 |
$258,983.92 |
0.49% |
| Tenable Holdings, Inc. |
TENB |
88025T102 |
7,318 |
$259,276.74 |
0.49% |
| Victoria's Secret & Co. |
VSXY |
926400102 |
3,300 |
$257,169.00 |
0.49% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
1,208 |
$250,998.24 |
0.48% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
1,850 |
$251,600.00 |
0.48% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
3,181 |
$246,877.41 |
0.47% |
| Moog Inc. |
MOG/A |
615394202 |
678 |
$247,225.92 |
0.47% |
| Remitly Global, Inc. |
RELY |
75960P104 |
11,280 |
$247,370.40 |
0.47% |
| Robert Half Inc. |
RHI |
770323103 |
6,637 |
$248,091.06 |
0.47% |
| Agilysys, Inc. |
AGYS |
00847J105 |
2,412 |
$241,513.56 |
0.46% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
1,622 |
$239,277.44 |
0.46% |
| CECO Environmental Corp. |
CECO |
125141101 |
3,492 |
$242,624.16 |
0.46% |
| Lithia Motors, Inc. |
LAD |
536797103 |
756 |
$239,100.12 |
0.46% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
3,535 |
$235,006.80 |
0.45% |
| Balchem Corporation |
BCPC |
057665200 |
1,414 |
$236,208.70 |
0.45% |
| Onto Innovation Inc. |
ONTO |
683344105 |
892 |
$234,979.56 |
0.45% |
| Commvault Systems, Inc. |
CVLT |
204166102 |
1,607 |
$232,275.78 |
0.44% |
| Compass, Inc. (Class A) |
COMP |
20464U100 |
23,087 |
$232,716.96 |
0.44% |
| Sezzle Inc. |
SEZL |
78435P105 |
1,985 |
$231,351.75 |
0.44% |
| Sitime Corporation |
SITM |
82982T106 |
375 |
$230,351.25 |
0.44% |
| Camtek Ltd. |
CAMT |
M20791105 |
1,497 |
$223,232.64 |
0.43% |
| Celldex Therapeutics Inc. |
CLDX |
15117B202 |
5,876 |
$224,698.24 |
0.43% |
| Flywire Corporation |
FLYW |
302492103 |
12,963 |
$224,778.42 |
0.43% |
| MAXIMUS, Inc. |
MMS |
577933104 |
4,033 |
$225,606.02 |
0.43% |
| Enova International, Inc. |
ENVA |
29357K103 |
1,249 |
$218,225.28 |
0.42% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
1,518 |
$219,032.22 |
0.42% |
| IAMGOLD Corporation |
IAG |
450913108 |
10,867 |
$221,143.45 |
0.42% |
| Immunome, Inc. |
IMNM |
45257U108 |
9,244 |
$221,578.68 |
0.42% |
| Natera, Inc. |
NTRA |
632307104 |
596 |
$220,156.44 |
0.42% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
9,771 |
$219,945.21 |
0.42% |
| Steven Madden, Ltd. |
SHOO |
556269108 |
5,187 |
$218,424.57 |
0.42% |
| Terex Corporation |
TEX |
880779103 |
3,714 |
$219,274.56 |
0.42% |
| Webull Corporation (Class A) |
BULL |
G9572D103 |
26,435 |
$218,088.75 |
0.42% |
| AGCO Corporation |
AGCO |
001084102 |
1,787 |
$214,064.73 |
0.41% |
| Archrock, Inc. |
AROC |
03957W106 |
6,798 |
$214,544.88 |
0.41% |
| Bullish |
BLSH |
G16910120 |
5,676 |
$217,617.84 |
0.41% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
2,870 |
$212,609.60 |
0.41% |
| Star Bulk Carriers Corp. |
SBLK |
Y8162K204 |
6,651 |
$216,024.48 |
0.41% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
22,076 |
$209,722.00 |
0.40% |
| Cognex Corporation |
CGNX |
192422103 |
3,409 |
$209,858.04 |
0.40% |
| Impinj, Inc. |
PI |
453204109 |
1,165 |
$211,132.95 |
0.40% |
| Park Aerospace Corp. |
PKE |
70014A104 |
6,943 |
$210,650.62 |
0.40% |
| Rambus Inc. |
RMBS |
750917106 |
2,370 |
$207,612.00 |
0.40% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
5,156 |
$207,632.12 |
0.40% |
| StoneX Group Inc. |
SNEX |
861896108 |
3,127 |
$209,509.00 |
0.40% |
| Axogen, Inc. |
AXGN |
05463X106 |
4,573 |
$202,263.79 |
0.39% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
6,828 |
$203,406.12 |
0.39% |
| TAT Technologies Ltd. |
TATT |
M8740S227 |
5,426 |
$206,242.26 |
0.39% |
| Adaptive Biotechnologies Corporation |
ADPT |
00650F109 |
6,906 |
$197,580.66 |
0.38% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
2,994 |
$198,053.10 |
0.38% |
| Everpure, Inc. (Class A) |
P |
74624M102 |
1,934 |
$201,406.76 |
0.38% |
| MaxLinear, Inc. |
MXL |
57776J100 |
2,485 |
$201,583.20 |
0.38% |
| Andersen Group Inc. (Class A) |
ANDG |
033853102 |
3,538 |
$194,554.62 |
0.37% |
| FIGS, Inc. (Class A) |
FIGS |
30260D103 |
14,901 |
$194,607.06 |
0.37% |
| Garrett Motion Inc. |
GTX |
366505105 |
7,320 |
$192,296.40 |
0.37% |
| Ultra Clean Holdings, Inc. |
UCTT |
90385V107 |
2,731 |
$192,917.84 |
0.37% |
| DigitalOcean Holdings, Inc. |
DOCN |
25402D102 |
1,455 |
$189,353.70 |
0.36% |
| e.l.f. Beauty, Inc. |
ELF |
26856L103 |
1,956 |
$188,636.64 |
0.36% |
| Federal Signal Corporation |
FSS |
313855108 |
1,679 |
$191,120.57 |
0.36% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
14,967 |
$181,400.04 |
0.35% |
| Almonty Industries Inc. |
ALM |
020398707 |
12,913 |
$178,715.92 |
0.34% |
| Fabrinet |
FN |
G3323L100 |
458 |
$177,955.90 |
0.34% |
| Perimeter Solutions, Inc. |
PRM |
71385M107 |
5,560 |
$178,920.80 |
0.34% |
| The Vita Coco Company, Inc. |
COCO |
92846Q107 |
3,233 |
$180,466.06 |
0.34% |
| American Superconductor Corporation |
AMSC |
030111207 |
5,655 |
$170,724.45 |
0.33% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
326 |
$173,275.52 |
0.33% |
| Veracyte, Inc. |
VCYT |
92337F107 |
4,360 |
$173,506.21 |
0.33% |
| Cogent Biosciences, Inc. |
COGT |
19240Q201 |
5,264 |
$165,816.00 |
0.32% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
4,470 |
$170,038.80 |
0.32% |
| InterDigital, Inc. |
IDCC |
45867G101 |
513 |
$165,724.65 |
0.32% |
| Lindsay Corporation |
LNN |
535555106 |
1,477 |
$170,047.01 |
0.32% |
| Power Integrations, Inc. |
POWI |
739276103 |
3,285 |
$165,531.15 |
0.32% |
| AAON, Inc. |
AAON |
000360206 |
2,100 |
$161,196.00 |
0.31% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
6,653 |
$162,532.79 |
0.31% |
| Generac Holdings Inc. |
GNRC |
368736104 |
790 |
$163,877.60 |
0.31% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
1,788 |
$161,760.36 |
0.31% |
| Viavi Solutions Inc. |
VIAV |
925550105 |
4,573 |
$161,701.28 |
0.31% |
| Freshpet, Inc. |
FRPT |
358039105 |
2,567 |
$157,716.48 |
0.30% |
| James Hardie Industries plc |
JHX |
G4253H101 |
6,174 |
$159,412.68 |
0.30% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
308 |
$159,753.44 |
0.30% |
| Titan Machinery Inc. |
TITN |
88830R101 |
6,610 |
$156,789.20 |
0.30% |
| Zurn Elkay Water Solutions Corp. |
ZWS |
98983L108 |
3,394 |
$156,361.58 |
0.30% |
| AXT, Inc. |
AXTI |
00246W103 |
2,176 |
$152,385.28 |
0.29% |
| DPC Holdings Plc |
DPC |
G2R11M108 |
3,682 |
$150,078.32 |
0.29% |
| Innovex International, Inc. |
INVX |
457651107 |
5,233 |
$150,710.40 |
0.29% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
9,812 |
$150,908.56 |
0.29% |
| Mercury Systems, Inc. |
MRCY |
589378108 |
1,784 |
$152,139.52 |
0.29% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
9,728 |
$153,313.28 |
0.29% |
| Alkermes Plc |
ALKS |
G01767105 |
3,359 |
$145,747.01 |
0.28% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
2,203 |
$144,671.01 |
0.28% |
| Harley-Davidson, Inc. |
HOG |
412822108 |
5,567 |
$144,352.31 |
0.28% |
| Kodiak Gas Services, Inc. |
KGS |
50012A108 |
2,482 |
$145,767.86 |
0.28% |
| Marriott Vacations Worldwide Corporation |
VAC |
57164Y107 |
1,445 |
$148,863.90 |
0.28% |
| Antero Resources Corporation |
AR |
03674X106 |
4,137 |
$144,215.82 |
0.27% |
| Champion Homes Inc. |
SKY |
830830105 |
1,622 |
$137,204.98 |
0.26% |
| ExlService Holdings, Inc. |
EXLS |
302081104 |
3,906 |
$137,295.90 |
0.26% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
687 |
$135,771.81 |
0.26% |
| Universal Technical Institute, Inc. |
UTI |
913915104 |
6,317 |
$135,625.99 |
0.26% |
| Elastic N.V. |
ESTC |
N14506104 |
1,514 |
$131,657.44 |
0.25% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
832 |
$132,870.40 |
0.25% |
| OPENLANE Inc. |
OPLN |
48238T109 |
3,847 |
$131,836.69 |
0.25% |
| Rush Enterprises, Inc. (Class A) |
RUSHA |
781846209 |
2,707 |
$132,426.44 |
0.25% |
| ServiceTitan, Inc. (Class A) |
TTAN |
81764X103 |
2,402 |
$132,206.08 |
0.25% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
1,652 |
$129,004.68 |
0.25% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,329 |
$125,364.57 |
0.24% |
| CSW Industrials, Inc. |
CSW |
126402106 |
431 |
$123,990.08 |
0.24% |
| ESCO Technologies Inc. |
ESE |
296315104 |
468 |
$124,450.56 |
0.24% |
| Helmerich & Payne, Inc. |
HP |
423452101 |
3,082 |
$126,084.62 |
0.24% |
| Dianthus Therapeutics, Inc. |
DNTH |
252828108 |
1,232 |
$119,269.92 |
0.23% |
| Heartflow, Inc. |
HTFL |
42238D107 |
2,390 |
$121,292.50 |
0.23% |
| Miami International Holdings, Inc. |
MIAX |
59356Q108 |
3,092 |
$119,938.68 |
0.23% |
| Modine Manufacturing Company |
MOD |
607828100 |
643 |
$121,346.96 |
0.23% |
| The Timken Company |
TKR |
887389104 |
1,033 |
$121,005.62 |
0.23% |
| YETI Holdings, Inc. |
YETI |
98585X104 |
2,798 |
$118,103.58 |
0.23% |
| First Advantage Corporation |
FA |
31846B108 |
5,543 |
$114,850.96 |
0.22% |
| Eos Energy Enterprises, Inc. |
EOSE |
29415C101 |
27,742 |
$109,858.32 |
0.21% |
| Semtech Corporation |
SMTC |
816850101 |
590 |
$109,150.00 |
0.21% |
| Uranium Energy Corp. |
UEC |
916896103 |
11,116 |
$109,047.96 |
0.21% |
| Cactus, Inc. (Class A) |
WHD |
127203107 |
1,589 |
$105,954.52 |
0.20% |
| The Cheesecake Factory Incorporated |
CAKE |
163072101 |
1,063 |
$102,590.13 |
0.20% |
| Oceaneering International, Inc. |
OII |
675232102 |
2,120 |
$98,134.80 |
0.19% |
| AtriCure, Inc. |
ATRC |
04963C209 |
1,643 |
$95,458.30 |
0.18% |
| Structure Therapeutics Inc. |
GPCR |
86366E106 |
2,707 |
$94,745.00 |
0.18% |
| Crocs, Inc. |
CROX |
227046109 |
725 |
$88,624.00 |
0.17% |
| Navan, Inc. (Class A) |
NAVN |
639193101 |
4,168 |
$89,028.48 |
0.17% |
| Cardinal Infrastructure Group Inc. (Class A) |
CDNL |
14154A102 |
2,666 |
$82,299.42 |
0.16% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
2,890 |
$85,948.60 |
0.16% |
| Vishay Precision Group, Inc. |
VPG |
92835K103 |
1,185 |
$74,240.25 |
0.14% |
| Red Violet, Inc. |
RDVT |
75704L104 |
915 |
$69,485.10 |
0.13% |
| Credo Technology Group Holding Ltd |
CRDO |
G25457105 |
146 |
$25,679.94 |
0.05% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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