|
|
 |
|
Holdings of the Fund as of 2/2/2026
Total Number of Holdings (excluding cash): 205
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
2,951 |
$674,480.56 |
1.61% |
| Fabrinet |
FN |
G3323L100 |
1,107 |
$553,068.27 |
1.32% |
| VSE Corporation |
VSEC |
918284100 |
2,894 |
$552,551.42 |
1.32% |
| Guardant Health, Inc. |
GH |
40131M109 |
4,749 |
$545,660.10 |
1.30% |
| Bloom Energy Corporation (Class A) |
BE |
093712107 |
3,454 |
$539,273.02 |
1.29% |
| Piper Sandler Companies |
PIPR |
724078100 |
1,549 |
$536,108.90 |
1.28% |
| Rambus Inc. |
RMBS |
750917106 |
4,715 |
$536,142.65 |
1.28% |
| Karman Holdings Inc. |
KRMN |
485924104 |
5,102 |
$524,842.74 |
1.25% |
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
8,317 |
$489,954.47 |
1.17% |
| Crinetics Pharmaceuticals, Inc. |
CRNX |
22663K107 |
9,767 |
$482,001.45 |
1.15% |
| AeroVironment, Inc. |
AVAV |
008073108 |
1,648 |
$444,943.52 |
1.06% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
1,375 |
$425,026.25 |
1.01% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
2,262 |
$414,715.08 |
0.99% |
| iRhythm Holdings, Inc. |
IRTC |
450056106 |
2,646 |
$412,061.58 |
0.98% |
| Eos Energy Enterprises, Inc. |
EOSE |
29415C101 |
28,165 |
$397,689.80 |
0.95% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
786 |
$398,604.18 |
0.95% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
4,073 |
$391,659.68 |
0.94% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
2,218 |
$380,808.42 |
0.91% |
| nLight, Inc. |
LASR |
65487K100 |
7,773 |
$373,725.84 |
0.89% |
| EZCORP, Inc. |
EZPW |
302301106 |
17,100 |
$369,873.00 |
0.88% |
| Impinj, Inc. |
PI |
453204109 |
2,486 |
$368,002.58 |
0.88% |
| Planet Labs PBC (Class A) |
PL |
72703X106 |
16,069 |
$367,176.65 |
0.88% |
| Powell Industries, Inc. |
POWL |
739128106 |
838 |
$369,021.68 |
0.88% |
| Solaris Energy Infrastructure, Inc. (Class A) |
SEI |
83418M103 |
6,314 |
$358,824.62 |
0.86% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
1,247 |
$357,789.24 |
0.85% |
| Uranium Energy Corp |
UEC |
916896103 |
21,924 |
$357,799.68 |
0.85% |
| Curtiss-Wright Corporation |
CW |
231561101 |
516 |
$342,618.84 |
0.82% |
| FTAI Aviation Ltd. |
FTAI |
G3730V105 |
1,248 |
$342,438.72 |
0.82% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
13,438 |
$335,009.34 |
0.80% |
| TechnipFMC Plc |
FTI |
G87110105 |
5,932 |
$334,861.40 |
0.80% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
10,071 |
$333,299.80 |
0.80% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,677 |
$331,928.61 |
0.79% |
| SPX Technologies |
SPXC |
78473E103 |
1,498 |
$318,669.54 |
0.76% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
5,624 |
$314,156.64 |
0.75% |
| BridgeBio Pharma, Inc. |
BBIO |
10806X102 |
3,980 |
$311,395.20 |
0.74% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,538 |
$304,216.40 |
0.73% |
| InterDigital, Inc. |
IDCC |
45867G101 |
930 |
$306,323.40 |
0.73% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
2,110 |
$304,283.10 |
0.73% |
| Sitime Corporation |
SITM |
82982T106 |
814 |
$304,582.52 |
0.73% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
4,102 |
$299,446.00 |
0.71% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
4,000 |
$297,800.00 |
0.71% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
7,180 |
$290,431.00 |
0.69% |
| Nextpower Inc. (Class A) |
NXT |
65290E101 |
2,453 |
$283,566.80 |
0.68% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
2,306 |
$286,451.32 |
0.68% |
| Academy Sports and Outdoors, Inc. |
ASO |
00402L107 |
4,978 |
$279,464.92 |
0.67% |
| Natera, Inc. |
NTRA |
632307104 |
1,222 |
$282,404.20 |
0.67% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
1,327 |
$273,415.08 |
0.65% |
| Turning Point Brands, Inc. |
TPB |
90041L105 |
2,168 |
$271,151.76 |
0.65% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
6,253 |
$267,690.93 |
0.64% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
2,428 |
$267,201.40 |
0.64% |
| Clearwater Analytics Holdings, Inc. (Class A) |
CWAN |
185123106 |
10,917 |
$262,881.36 |
0.63% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
16,262 |
$262,143.44 |
0.63% |
| MAXIMUS, Inc. |
MMS |
577933104 |
2,795 |
$264,127.50 |
0.63% |
| Cameco Corporation |
CCJ |
13321L108 |
2,154 |
$258,932.34 |
0.62% |
| Carpenter Technology Corporation |
CRS |
144285103 |
801 |
$249,375.33 |
0.60% |
| Credo Technology Group Holding Ltd |
CRDO |
G25457105 |
2,090 |
$250,716.40 |
0.60% |
| Rhythm Pharmaceuticals, Inc. |
RYTM |
76243J105 |
2,293 |
$249,914.07 |
0.60% |
| Repligen Corporation |
RGEN |
759916109 |
1,607 |
$242,849.84 |
0.58% |
| Apogee Therapeutics, Inc. |
APGE |
03770N101 |
3,580 |
$234,955.40 |
0.56% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
8,173 |
$236,117.97 |
0.56% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
5,672 |
$235,104.40 |
0.56% |
| Camtek Ltd. |
CAMT |
M20791105 |
1,615 |
$229,233.10 |
0.55% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
4,681 |
$228,339.18 |
0.55% |
| Ciena Corporation |
CIEN |
171779309 |
838 |
$224,994.62 |
0.54% |
| Coherent Corp. |
COHR |
19247G107 |
1,013 |
$225,331.72 |
0.54% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
385 |
$226,445.45 |
0.54% |
| Pan American Silver Corp. |
PAAS |
697900108 |
4,148 |
$222,457.24 |
0.53% |
| National Vision Holdings, Inc. |
EYE |
63845R107 |
8,114 |
$219,645.98 |
0.52% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
16,367 |
$215,226.05 |
0.51% |
| Crane Company |
CR |
224408104 |
1,159 |
$214,727.93 |
0.51% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
2,672 |
$212,637.76 |
0.51% |
| ICON Plc |
ICLR |
G4705A100 |
1,206 |
$215,379.54 |
0.51% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,834 |
$214,307.08 |
0.51% |
| Weatherford International Plc |
WFRD |
G48833118 |
2,305 |
$212,958.95 |
0.51% |
| Amicus Therapeutics, Inc. |
FOLD |
03152W109 |
14,760 |
$210,920.40 |
0.50% |
| OSI Systems, Inc. |
OSIS |
671044105 |
822 |
$207,735.84 |
0.50% |
| Travel + Leisure Co. |
TNL |
894164102 |
2,955 |
$210,987.00 |
0.50% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
4,943 |
$203,256.16 |
0.49% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
2,660 |
$199,180.80 |
0.48% |
| Structure Therapeutics Inc. |
GPCR |
86366E106 |
2,239 |
$201,151.76 |
0.48% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
4,247 |
$197,952.67 |
0.47% |
| Wingstop Inc. |
WING |
974155103 |
733 |
$195,461.78 |
0.47% |
| Balchem Corporation |
BCPC |
057665200 |
1,135 |
$194,482.25 |
0.46% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
2,148 |
$192,675.63 |
0.46% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
4,018 |
$190,855.00 |
0.46% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,658 |
$189,343.60 |
0.45% |
| Genius Sports Limited |
GENI |
G3934V109 |
22,533 |
$189,051.87 |
0.45% |
| Hub Group, Inc. |
HUBG |
443320106 |
3,773 |
$187,442.64 |
0.45% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
2,288 |
$189,698.08 |
0.45% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
389 |
$190,504.97 |
0.45% |
| Montrose Environmental Group, Inc. |
MEG |
615111101 |
8,105 |
$187,792.85 |
0.45% |
| Semtech Corporation |
SMTC |
816850101 |
2,134 |
$187,279.84 |
0.45% |
| AAON, Inc. |
AAON |
000360206 |
2,044 |
$184,123.52 |
0.44% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
999 |
$185,694.12 |
0.44% |
| Bio-Techne Corporation |
TECH |
09073M104 |
2,812 |
$183,483.00 |
0.44% |
| Dycom Industries, Inc. |
DY |
267475101 |
482 |
$184,885.56 |
0.44% |
| Embraer S.A. (ADR) |
EMBJ |
29082A107 |
2,522 |
$186,199.26 |
0.44% |
| ESCO Technologies Inc. |
ESE |
296315104 |
786 |
$183,208.74 |
0.44% |
| Flowserve Corporation |
FLS |
34354P105 |
2,345 |
$185,724.00 |
0.44% |
| Kinsale Capital Group, Inc. |
KNSL |
49714P108 |
471 |
$185,206.62 |
0.44% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
4,646 |
$183,702.84 |
0.44% |
| Magnite, Inc. |
MGNI |
55955D100 |
12,873 |
$180,994.38 |
0.43% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
7,301 |
$180,845.77 |
0.43% |
| Modine Manufacturing Company |
MOD |
607828100 |
916 |
$179,600.12 |
0.43% |
| Saia, Inc. |
SAIA |
78709Y105 |
486 |
$178,726.50 |
0.43% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
485 |
$178,455.75 |
0.43% |
| Lumentum Holdings Inc. |
LITE |
55024U109 |
409 |
$173,178.78 |
0.41% |
| Septerna, Inc. |
SEPN |
81734D104 |
6,809 |
$170,429.27 |
0.41% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
2,622 |
$172,868.46 |
0.41% |
| Compass, Inc. (Class A) |
COMP |
20464U100 |
13,475 |
$165,473.00 |
0.40% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
2,288 |
$166,474.88 |
0.40% |
| TransMedics Group, Inc. |
TMDX |
89377M109 |
1,264 |
$169,363.36 |
0.40% |
| US Dollar |
$USD |
|
167,107 |
$167,107.06 |
0.40% |
| Wave Life Sciences Ltd. |
WVE |
Y95308105 |
12,358 |
$165,967.94 |
0.40% |
| Immunome, Inc. |
IMNM |
45257U108 |
6,258 |
$163,584.12 |
0.39% |
| JBT Marel Corporation |
JBTM |
477839104 |
1,001 |
$163,513.35 |
0.39% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
5,038 |
$164,994.50 |
0.39% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
5,537 |
$161,957.25 |
0.39% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
1,712 |
$157,812.16 |
0.38% |
| HealthEquity, Inc. |
HQY |
42226A107 |
1,851 |
$161,166.57 |
0.38% |
| Onto Innovation Inc. |
ONTO |
683344105 |
780 |
$157,895.40 |
0.38% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
1,892 |
$157,130.60 |
0.38% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
8,611 |
$160,853.48 |
0.38% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
6,952 |
$155,238.16 |
0.37% |
| BRP Inc. |
DOO |
05577W200 |
2,006 |
$156,006.62 |
0.37% |
| Definium Therapeutics Inc. |
DFTX |
24477V105 |
8,377 |
$152,712.71 |
0.36% |
| Silicon Motion Technology Corporation (ADR) |
SIMO |
82706C108 |
1,260 |
$150,885.00 |
0.36% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
961 |
$144,813.09 |
0.35% |
| Hudbay Minerals Inc. |
HBM |
443628102 |
5,842 |
$140,792.20 |
0.34% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
5,302 |
$144,108.36 |
0.34% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
2,620 |
$142,659.00 |
0.34% |
| Azenta Inc. |
AZTA |
114340102 |
3,703 |
$138,973.59 |
0.33% |
| Silicon Laboratories Inc. |
SLAB |
826919102 |
961 |
$137,826.62 |
0.33% |
| Steven Madden, Ltd. |
SHOO |
556269108 |
2,993 |
$136,660.38 |
0.33% |
| Federal Signal Corporation |
FSS |
313855108 |
1,190 |
$133,315.70 |
0.32% |
| LendingClub Corporation |
LC |
52603A208 |
7,870 |
$132,688.20 |
0.32% |
| Lindsay Corporation |
LNN |
535555106 |
1,065 |
$135,542.55 |
0.32% |
| Pure Storage, Inc. (Class A) |
PSTG |
74624M102 |
1,921 |
$135,123.14 |
0.32% |
| Agilysys, Inc. |
AGYS |
00847J105 |
1,432 |
$127,806.00 |
0.31% |
| Carvana Co. (Class A) |
CVNA |
146869102 |
321 |
$130,932.69 |
0.31% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
7,022 |
$128,081.28 |
0.31% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
909 |
$126,278.28 |
0.30% |
| Indivior Pharmaceuticals, Inc. |
INDV |
45579U109 |
3,553 |
$124,355.00 |
0.30% |
| MYR Group Inc. |
MYRG |
55405W104 |
490 |
$126,130.90 |
0.30% |
| Centrus Energy Corp. (Class A) |
LEU |
15643U104 |
457 |
$122,114.97 |
0.29% |
| Nuvalent, Inc. (Class A) |
NUVL |
670703107 |
1,156 |
$121,322.20 |
0.29% |
| Power Integrations, Inc. |
POWI |
739276103 |
2,585 |
$120,254.20 |
0.29% |
| StoneX Group Inc. |
SNEX |
861896108 |
1,070 |
$121,766.00 |
0.29% |
| Victoria's Secret & Co. |
VSCO |
926400102 |
2,099 |
$121,007.35 |
0.29% |
| CG Oncology, Inc. |
CGON |
156944100 |
2,186 |
$118,787.24 |
0.28% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
3,162 |
$115,571.10 |
0.28% |
| James Hardie Industries Plc |
JHX |
G4253H101 |
5,153 |
$118,415.94 |
0.28% |
| Ormat Technologies, Inc. |
ORA |
686688102 |
916 |
$115,205.32 |
0.28% |
| Schrodinger, Inc. |
SDGR |
80810D103 |
8,454 |
$119,116.86 |
0.28% |
| Archrock, Inc. |
AROC |
03957W106 |
3,877 |
$114,371.50 |
0.27% |
| Knight-Swift Transportation Holdings Inc. |
KNX |
499049104 |
1,924 |
$113,823.84 |
0.27% |
| Legence Corp. (Class A) |
LGN |
52476L109 |
2,394 |
$113,906.52 |
0.27% |
| MP Materials Corp. |
MP |
553368101 |
1,884 |
$111,363.24 |
0.27% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
6,315 |
$112,975.35 |
0.27% |
| Thor Industries, Inc. |
THO |
885160101 |
1,013 |
$114,469.00 |
0.27% |
| Alliance Laundry Holdings Inc. |
ALH |
01862Q107 |
4,824 |
$108,298.80 |
0.26% |
| Arcutis Biotherapeutics, Inc. |
ARQT |
03969K108 |
4,215 |
$107,777.55 |
0.26% |
| Brinker International, Inc. |
EAT |
109641100 |
680 |
$110,241.60 |
0.26% |
| Celestica Inc. |
CLS |
15101Q207 |
382 |
$108,912.02 |
0.26% |
| Everus Construction Group, Inc. |
ECG |
300426103 |
1,211 |
$109,765.04 |
0.26% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
559 |
$108,731.09 |
0.26% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
7,633 |
$109,838.87 |
0.26% |
| Titan Machinery Inc. |
TITN |
88830R101 |
6,393 |
$107,913.84 |
0.26% |
| Axon Enterprise Inc. |
AXON |
05464C101 |
227 |
$104,417.73 |
0.25% |
| Cognex Corporation |
CGNX |
192422103 |
2,673 |
$106,278.48 |
0.25% |
| Dutch Bros Inc. (Class A) |
BROS |
26701L100 |
1,896 |
$105,739.92 |
0.25% |
| IES Holdings, Inc. |
IESC |
44951W106 |
256 |
$102,712.32 |
0.25% |
| UL Solutions Inc. (Class A) |
ULS |
903731107 |
1,482 |
$106,214.94 |
0.25% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
4,839 |
$100,360.86 |
0.24% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
7,668 |
$102,214.44 |
0.24% |
| Alkermes Plc |
ALKS |
G01767105 |
2,777 |
$97,083.92 |
0.23% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
1,538 |
$96,709.44 |
0.23% |
| Antero Resources Corporation |
AR |
03674X106 |
2,900 |
$97,440.00 |
0.23% |
| Simulations Plus, Inc. |
SLP |
829214105 |
5,816 |
$97,534.32 |
0.23% |
| Cipher Mining Inc. |
CIFR |
17253J106 |
5,952 |
$94,101.12 |
0.22% |
| HCI Group, Inc. |
HCI |
40416E103 |
583 |
$91,729.22 |
0.22% |
| The RealReal, Inc. |
REAL |
88339P101 |
6,161 |
$90,628.31 |
0.22% |
| Generac Holdings Inc. |
GNRC |
368736104 |
506 |
$86,505.76 |
0.21% |
| PAR Technology Corporation |
PAR |
698884103 |
3,528 |
$87,000.48 |
0.21% |
| Tenable Holdings, Inc. |
TENB |
88025T102 |
3,913 |
$86,164.26 |
0.21% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
6,078 |
$85,699.80 |
0.20% |
| Veracyte, Inc. |
VCYT |
92337F107 |
2,204 |
$84,104.64 |
0.20% |
| Bullish |
BLSH |
G16910120 |
2,795 |
$80,412.15 |
0.19% |
| HealthStream, Inc. |
HSTM |
42222N103 |
3,616 |
$79,298.88 |
0.19% |
| Alphatec Holdings, Inc. |
ATEC |
02081G201 |
5,221 |
$75,652.29 |
0.18% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
2,341 |
$73,788.32 |
0.18% |
| JFrog Ltd. |
FROG |
M6191J100 |
1,292 |
$71,731.84 |
0.17% |
| TeraWulf Inc. |
WULF |
88080T104 |
5,115 |
$68,745.60 |
0.16% |
| Via Transportation, Inc. (Class A) |
VIA |
92556W104 |
3,074 |
$66,121.74 |
0.16% |
| Axogen, Inc. |
AXGN |
05463X106 |
1,764 |
$61,775.28 |
0.15% |
| Revolve Group, Inc. |
RVLV |
76156B107 |
2,323 |
$64,649.09 |
0.15% |
| American Superconductor Corporation |
AMSC |
030111207 |
1,991 |
$59,769.82 |
0.14% |
| Inspire Medical Systems, Inc. |
INSP |
457730109 |
787 |
$57,805.15 |
0.14% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
2,171 |
$54,882.88 |
0.13% |
| Park Aerospace Corp. |
PKE |
70014A104 |
2,148 |
$53,506.68 |
0.13% |
| GeneDx Holdings Corp. |
WGS |
81663L200 |
508 |
$50,297.08 |
0.12% |
| Patrick Industries, Inc. |
PATK |
703343103 |
356 |
$45,112.32 |
0.11% |
| HEICO Corporation (Class A) |
HEI/A |
422806208 |
105 |
$26,988.15 |
0.06% |
| Insulet Corporation |
PODD |
45784P101 |
105 |
$26,945.10 |
0.06% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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