|
|
 |
|
Holdings of the Fund as of 2/5/2026
Total Number of Holdings (excluding cash): 205
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
2,951 |
$672,237.80 |
1.67% |
| VSE Corporation |
VSEC |
918284100 |
2,894 |
$548,441.94 |
1.36% |
| Piper Sandler Companies |
PIPR |
724078100 |
1,549 |
$513,694.87 |
1.28% |
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
8,317 |
$502,014.12 |
1.25% |
| Fabrinet |
FN |
G3323L100 |
1,107 |
$490,068.90 |
1.22% |
| Bloom Energy Corporation (Class A) |
BE |
093712107 |
3,454 |
$471,816.40 |
1.17% |
| Guardant Health, Inc. |
GH |
40131M109 |
4,749 |
$467,111.64 |
1.16% |
| Rambus Inc. |
RMBS |
750917106 |
4,715 |
$462,541.50 |
1.15% |
| Karman Holdings Inc. |
KRMN |
485924104 |
5,102 |
$458,057.56 |
1.14% |
| Powell Industries, Inc. |
POWL |
739128106 |
838 |
$451,522.78 |
1.12% |
| Crinetics Pharmaceuticals, Inc. |
CRNX |
22663K107 |
9,767 |
$437,463.93 |
1.09% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
2,262 |
$426,341.76 |
1.06% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
1,375 |
$420,227.50 |
1.05% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
786 |
$408,845.76 |
1.02% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
1,247 |
$402,893.23 |
1.00% |
| EZCORP, Inc. |
EZPW |
302301106 |
17,100 |
$392,274.00 |
0.98% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
2,218 |
$394,027.70 |
0.98% |
| AeroVironment, Inc. |
AVAV |
008073108 |
1,648 |
$390,378.24 |
0.97% |
| iRhythm Holdings, Inc. |
IRTC |
450056106 |
2,646 |
$388,300.50 |
0.97% |
| Impinj, Inc. |
PI |
453204109 |
2,486 |
$382,421.38 |
0.95% |
| nLight, Inc. |
LASR |
65487K100 |
7,773 |
$358,257.57 |
0.89% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
4,073 |
$347,223.25 |
0.86% |
| Sitime Corporation |
SITM |
82982T106 |
814 |
$333,976.06 |
0.83% |
| TechnipFMC Plc |
FTI |
G87110105 |
5,932 |
$333,675.00 |
0.83% |
| Planet Labs PBC (Class A) |
PL |
72703X106 |
16,069 |
$328,289.67 |
0.82% |
| Uranium Energy Corp |
UEC |
916896103 |
21,924 |
$329,736.96 |
0.82% |
| SPX Technologies |
SPXC |
78473E103 |
1,498 |
$326,593.96 |
0.81% |
| FTAI Aviation Ltd. |
FTAI |
G3730V105 |
1,248 |
$323,369.28 |
0.80% |
| InterDigital, Inc. |
IDCC |
45867G101 |
930 |
$320,896.50 |
0.80% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,677 |
$321,464.13 |
0.80% |
| Curtiss-Wright Corporation |
CW |
231561101 |
516 |
$319,197.60 |
0.79% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
5,624 |
$317,980.96 |
0.79% |
| Eos Energy Enterprises, Inc. |
EOSE |
29415C101 |
28,165 |
$317,701.20 |
0.79% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
4,000 |
$313,680.00 |
0.78% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
13,438 |
$311,895.98 |
0.78% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
2,110 |
$312,343.30 |
0.78% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,538 |
$298,510.42 |
0.74% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
2,306 |
$297,819.90 |
0.74% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
10,071 |
$296,792.37 |
0.74% |
| Solaris Energy Infrastructure, Inc. (Class A) |
SEI |
83418M103 |
6,314 |
$291,138.54 |
0.72% |
| Academy Sports and Outdoors, Inc. |
ASO |
00402L107 |
4,978 |
$284,343.36 |
0.71% |
| Nextpower Inc. (Class A) |
NXT |
65290E101 |
2,453 |
$280,721.32 |
0.70% |
| Carpenter Technology Corporation |
CRS |
144285103 |
801 |
$279,268.65 |
0.69% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
16,262 |
$276,128.76 |
0.69% |
| Turning Point Brands, Inc. |
TPB |
90041L105 |
2,168 |
$271,542.00 |
0.68% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
7,180 |
$267,598.60 |
0.67% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
4,102 |
$265,153.28 |
0.66% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
6,253 |
$264,939.61 |
0.66% |
| Clearwater Analytics Holdings, Inc. (Class A) |
CWAN |
185123106 |
10,917 |
$256,331.16 |
0.64% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
2,428 |
$259,091.88 |
0.64% |
| BridgeBio Pharma, Inc. |
BBIO |
10806X102 |
3,980 |
$253,645.40 |
0.63% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
1,327 |
$248,706.34 |
0.62% |
| Natera, Inc. |
NTRA |
632307104 |
1,222 |
$240,831.76 |
0.60% |
| Cameco Corporation |
CCJ |
13321L108 |
2,154 |
$235,389.12 |
0.59% |
| Rhythm Pharmaceuticals, Inc. |
RYTM |
76243J105 |
2,293 |
$238,173.91 |
0.59% |
| Weatherford International Plc |
WFRD |
G48833118 |
2,305 |
$232,712.80 |
0.58% |
| Camtek Ltd. |
CAMT |
M20791105 |
1,615 |
$227,892.65 |
0.57% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
4,681 |
$231,100.97 |
0.57% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
5,672 |
$229,092.08 |
0.57% |
| National Vision Holdings, Inc. |
EYE |
63845R107 |
8,114 |
$224,108.68 |
0.56% |
| Repligen Corporation |
RGEN |
759916109 |
1,607 |
$224,433.62 |
0.56% |
| Apogee Therapeutics, Inc. |
APGE |
03770N101 |
3,580 |
$222,425.40 |
0.55% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
8,173 |
$222,223.87 |
0.55% |
| Crane Company |
CR |
224408104 |
1,159 |
$217,637.02 |
0.54% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,834 |
$215,213.96 |
0.54% |
| MAXIMUS, Inc. |
MMS |
577933104 |
2,795 |
$218,624.90 |
0.54% |
| Pan American Silver Corp. |
PAAS |
697900108 |
4,148 |
$217,396.68 |
0.54% |
| Ciena Corporation |
CIEN |
171779309 |
838 |
$211,997.24 |
0.53% |
| Coherent Corp. |
COHR |
19247G107 |
1,013 |
$211,960.12 |
0.53% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,658 |
$211,643.70 |
0.53% |
| OSI Systems, Inc. |
OSIS |
671044105 |
822 |
$212,207.52 |
0.53% |
| Amicus Therapeutics, Inc. |
FOLD |
03152W109 |
14,760 |
$210,772.80 |
0.52% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
385 |
$208,388.95 |
0.52% |
| Travel + Leisure Co. |
TNL |
894164102 |
2,955 |
$210,189.15 |
0.52% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
4,943 |
$208,545.17 |
0.52% |
| Credo Technology Group Holding Ltd |
CRDO |
G25457105 |
2,090 |
$204,945.40 |
0.51% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
2,672 |
$204,942.40 |
0.51% |
| Lumentum Holdings Inc. |
LITE |
55024U109 |
409 |
$206,307.78 |
0.51% |
| Balchem Corporation |
BCPC |
057665200 |
1,135 |
$197,172.20 |
0.49% |
| Saia, Inc. |
SAIA |
78709Y105 |
486 |
$196,706.08 |
0.49% |
| Silicon Laboratories Inc. |
SLAB |
826919102 |
961 |
$197,216.42 |
0.49% |
| Wingstop Inc. |
WING |
974155103 |
733 |
$195,102.61 |
0.49% |
| Hub Group, Inc. |
HUBG |
443320106 |
3,773 |
$193,668.09 |
0.48% |
| Kinsale Capital Group, Inc. |
KNSL |
49714P108 |
471 |
$193,317.24 |
0.48% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
7,301 |
$191,359.21 |
0.48% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
2,660 |
$192,477.60 |
0.48% |
| AAON, Inc. |
AAON |
000360206 |
2,044 |
$189,867.16 |
0.47% |
| ESCO Technologies Inc. |
ESE |
296315104 |
786 |
$187,382.40 |
0.47% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
2,148 |
$187,950.03 |
0.47% |
| Modine Manufacturing Company |
MOD |
607828100 |
916 |
$188,073.12 |
0.47% |
| Montrose Environmental Group, Inc. |
MEG |
615111101 |
8,105 |
$190,710.65 |
0.47% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
4,018 |
$188,886.18 |
0.47% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
4,247 |
$188,779.15 |
0.47% |
| Bio-Techne Corporation |
TECH |
09073M104 |
2,812 |
$185,198.32 |
0.46% |
| Flowserve Corporation |
FLS |
34354P105 |
2,345 |
$185,208.10 |
0.46% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
2,288 |
$186,220.32 |
0.46% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
999 |
$180,659.16 |
0.45% |
| Dycom Industries, Inc. |
DY |
267475101 |
482 |
$181,347.68 |
0.45% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
389 |
$180,270.38 |
0.45% |
| Embraer S.A. (ADR) |
EMBJ |
29082A107 |
2,522 |
$175,581.64 |
0.44% |
| ICON Plc |
ICLR |
G4705A100 |
1,206 |
$175,340.34 |
0.44% |
| Semtech Corporation |
SMTC |
816850101 |
2,134 |
$177,548.80 |
0.44% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
485 |
$177,058.95 |
0.44% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
4,646 |
$177,523.66 |
0.44% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
16,367 |
$173,162.86 |
0.43% |
| JBT Marel Corporation |
JBTM |
477839104 |
1,001 |
$163,082.92 |
0.41% |
| Septerna, Inc. |
SEPN |
81734D104 |
6,809 |
$166,411.96 |
0.41% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
5,038 |
$165,951.72 |
0.41% |
| Structure Therapeutics Inc. |
GPCR |
86366E106 |
2,239 |
$163,917.19 |
0.41% |
| TransMedics Group, Inc. |
TMDX |
89377M109 |
1,264 |
$163,814.40 |
0.41% |
| Compass, Inc. (Class A) |
COMP |
20464U100 |
13,475 |
$162,239.00 |
0.40% |
| Silicon Motion Technology Corporation (ADR) |
SIMO |
82706C108 |
1,260 |
$158,980.50 |
0.40% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
2,622 |
$162,537.78 |
0.40% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
2,288 |
$155,332.32 |
0.39% |
| Wave Life Sciences Ltd. |
WVE |
Y95308105 |
12,358 |
$157,564.50 |
0.39% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
6,952 |
$153,083.04 |
0.38% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
1,712 |
$151,888.64 |
0.38% |
| BRP Inc. |
DOO |
05577W200 |
2,006 |
$153,398.82 |
0.38% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
1,892 |
$152,627.64 |
0.38% |
| Immunome, Inc. |
IMNM |
45257U108 |
6,258 |
$150,192.00 |
0.37% |
| Onto Innovation Inc. |
ONTO |
683344105 |
780 |
$147,310.80 |
0.37% |
| HealthEquity, Inc. |
HQY |
42226A107 |
1,851 |
$146,636.22 |
0.36% |
| Magnite, Inc. |
MGNI |
55955D100 |
12,873 |
$145,207.44 |
0.36% |
| Genius Sports Limited |
GENI |
G3934V109 |
22,533 |
$139,479.27 |
0.35% |
| Lindsay Corporation |
LNN |
535555106 |
1,065 |
$141,421.35 |
0.35% |
| Definium Therapeutics Inc. |
DFTX |
24477V105 |
8,377 |
$136,126.25 |
0.34% |
| Hudbay Minerals Inc. |
HBM |
443628102 |
5,842 |
$137,287.00 |
0.34% |
| US Dollar |
$USD |
|
134,743 |
$134,742.59 |
0.34% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
8,611 |
$137,776.00 |
0.34% |
| Federal Signal Corporation |
FSS |
313855108 |
1,190 |
$133,767.90 |
0.33% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
961 |
$132,887.08 |
0.33% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
5,302 |
$129,209.74 |
0.32% |
| Carvana Co. (Class A) |
CVNA |
146869102 |
321 |
$123,164.49 |
0.31% |
| LendingClub Corporation |
LC |
52603A208 |
7,870 |
$123,480.30 |
0.31% |
| MYR Group Inc. |
MYRG |
55405W104 |
490 |
$123,901.40 |
0.31% |
| Pure Storage, Inc. (Class A) |
PSTG |
74624M102 |
1,921 |
$123,481.88 |
0.31% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
2,620 |
$126,650.80 |
0.31% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
5,537 |
$122,976.77 |
0.31% |
| Victoria's Secret & Co. |
VSCO |
926400102 |
2,099 |
$123,882.98 |
0.31% |
| Agilysys, Inc. |
AGYS |
00847J105 |
1,432 |
$120,402.56 |
0.30% |
| Archrock, Inc. |
AROC |
03957W106 |
3,877 |
$119,178.98 |
0.30% |
| Indivior Pharmaceuticals, Inc. |
INDV |
45579U109 |
3,553 |
$122,400.85 |
0.30% |
| Power Integrations, Inc. |
POWI |
739276103 |
2,585 |
$122,012.00 |
0.30% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
7,022 |
$119,725.10 |
0.30% |
| StoneX Group Inc. |
SNEX |
861896108 |
1,070 |
$121,498.50 |
0.30% |
| Thor Industries, Inc. |
THO |
885160101 |
1,013 |
$120,040.50 |
0.30% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
559 |
$115,455.86 |
0.29% |
| James Hardie Industries Plc |
JHX |
G4253H101 |
5,153 |
$118,261.35 |
0.29% |
| Nuvalent, Inc. (Class A) |
NUVL |
670703107 |
1,156 |
$116,640.40 |
0.29% |
| Celestica Inc. |
CLS |
15101Q207 |
382 |
$112,647.98 |
0.28% |
| Centrus Energy Corp. (Class A) |
LEU |
15643U104 |
457 |
$110,635.13 |
0.28% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
909 |
$114,524.91 |
0.28% |
| Knight-Swift Transportation Holdings Inc. |
KNX |
499049104 |
1,924 |
$113,823.84 |
0.28% |
| Ormat Technologies, Inc. |
ORA |
686688102 |
916 |
$111,074.16 |
0.28% |
| Titan Machinery Inc. |
TITN |
88830R101 |
6,393 |
$113,283.96 |
0.28% |
| Alliance Laundry Holdings Inc. |
ALH |
01862Q107 |
4,824 |
$109,070.64 |
0.27% |
| Arcutis Biotherapeutics, Inc. |
ARQT |
03969K108 |
4,215 |
$109,885.05 |
0.27% |
| Brinker International, Inc. |
EAT |
109641100 |
680 |
$109,235.20 |
0.27% |
| CG Oncology, Inc. |
CGON |
156944100 |
2,186 |
$107,551.20 |
0.27% |
| Everus Construction Group, Inc. |
ECG |
300426103 |
1,211 |
$107,730.56 |
0.27% |
| Schrodinger, Inc. |
SDGR |
80810D103 |
8,454 |
$109,394.76 |
0.27% |
| Azenta Inc. |
AZTA |
114340102 |
3,703 |
$103,128.55 |
0.26% |
| Cognex Corporation |
CGNX |
192422103 |
2,673 |
$105,556.77 |
0.26% |
| IES Holdings, Inc. |
IESC |
44951W106 |
256 |
$104,691.20 |
0.26% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
7,668 |
$105,665.04 |
0.26% |
| Legence Corp. (Class A) |
LGN |
52476L109 |
2,394 |
$106,365.42 |
0.26% |
| MP Materials Corp. |
MP |
553368101 |
1,884 |
$106,540.20 |
0.26% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
6,315 |
$105,902.55 |
0.26% |
| Steven Madden, Ltd. |
SHOO |
556269108 |
2,993 |
$103,438.08 |
0.26% |
| UL Solutions Inc. (Class A) |
ULS |
903731107 |
1,482 |
$102,761.88 |
0.26% |
| Dutch Bros Inc. (Class A) |
BROS |
26701L100 |
1,896 |
$99,388.32 |
0.25% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
3,162 |
$101,531.82 |
0.25% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
7,633 |
$98,694.69 |
0.25% |
| Antero Resources Corporation |
AR |
03674X106 |
2,900 |
$98,165.00 |
0.24% |
| Alkermes Plc |
ALKS |
G01767105 |
2,777 |
$93,168.35 |
0.23% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
1,538 |
$91,434.10 |
0.23% |
| Axon Enterprise Inc. |
AXON |
05464C101 |
227 |
$90,720.55 |
0.23% |
| HCI Group, Inc. |
HCI |
40416E103 |
583 |
$93,577.33 |
0.23% |
| Generac Holdings Inc. |
GNRC |
368736104 |
506 |
$87,219.22 |
0.22% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
4,839 |
$85,795.47 |
0.21% |
| Simulations Plus, Inc. |
SLP |
829214105 |
5,816 |
$82,238.24 |
0.20% |
| Cipher Mining Inc. |
CIFR |
17253J106 |
5,952 |
$75,590.40 |
0.19% |
| PAR Technology Corporation |
PAR |
698884103 |
3,528 |
$76,134.24 |
0.19% |
| Tenable Holdings, Inc. |
TENB |
88025T102 |
3,913 |
$77,320.88 |
0.19% |
| The RealReal, Inc. |
REAL |
88339P101 |
6,161 |
$77,443.77 |
0.19% |
| Veracyte, Inc. |
VCYT |
92337F107 |
2,204 |
$76,831.44 |
0.19% |
| Alphatec Holdings, Inc. |
ATEC |
02081G201 |
5,221 |
$70,483.50 |
0.18% |
| HealthStream, Inc. |
HSTM |
42222N103 |
3,616 |
$73,404.80 |
0.18% |
| Bullish |
BLSH |
G16910120 |
2,795 |
$69,595.50 |
0.17% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
6,078 |
$70,048.97 |
0.17% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
2,341 |
$63,324.05 |
0.16% |
| Axogen, Inc. |
AXGN |
05463X106 |
1,764 |
$59,799.60 |
0.15% |
| JFrog Ltd. |
FROG |
M6191J100 |
1,292 |
$61,563.80 |
0.15% |
| Revolve Group, Inc. |
RVLV |
76156B107 |
2,323 |
$61,094.90 |
0.15% |
| TeraWulf Inc. |
WULF |
88080T104 |
5,115 |
$60,970.80 |
0.15% |
| Via Transportation, Inc. (Class A) |
VIA |
92556W104 |
3,074 |
$61,756.66 |
0.15% |
| American Superconductor Corporation |
AMSC |
030111207 |
1,991 |
$51,666.45 |
0.13% |
| Inspire Medical Systems, Inc. |
INSP |
457730109 |
787 |
$51,627.20 |
0.13% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
2,171 |
$50,302.07 |
0.13% |
| Park Aerospace Corp. |
PKE |
70014A104 |
2,148 |
$51,380.16 |
0.13% |
| Patrick Industries, Inc. |
PATK |
703343103 |
356 |
$50,053.60 |
0.12% |
| GeneDx Holdings Corp. |
WGS |
81663L200 |
508 |
$42,712.64 |
0.11% |
| HEICO Corporation (Class A) |
HEI/A |
422806208 |
105 |
$26,090.40 |
0.06% |
| Insulet Corporation |
PODD |
45784P101 |
105 |
$25,530.75 |
0.06% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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