|
|
 |
|
Holdings of the Fund as of 9/21/2026
Total Number of Holdings (excluding cash): 204
| Twist Bioscience Corporation |
TWST |
90184D100 |
5,947 |
$986,191.01 |
1.86% |
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
9,625 |
$957,976.25 |
1.81% |
| JFrog Ltd. |
FROG |
M6191J100 |
9,054 |
$832,968.00 |
1.57% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
26,188 |
$815,756.20 |
1.54% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
12,863 |
$808,568.18 |
1.52% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
3,441 |
$743,668.92 |
1.40% |
| Guardant Health, Inc. |
GH |
40131M109 |
4,210 |
$731,992.70 |
1.38% |
| US Dollar |
$USD |
|
619,054 |
$619,053.81 |
1.17% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
12,442 |
$602,877.23 |
1.14% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
5,215 |
$589,086.40 |
1.11% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
3,932 |
$570,061.36 |
1.07% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
6,092 |
$560,646.76 |
1.06% |
| VSE Corporation |
VSEC |
918284100 |
3,117 |
$561,496.38 |
1.06% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,850 |
$536,629.50 |
1.01% |
| SailPoint, Inc. |
SAIL |
78781J109 |
26,126 |
$530,880.32 |
1.00% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
4,615 |
$514,341.75 |
0.97% |
| Repligen Corporation |
RGEN |
759916109 |
2,827 |
$510,867.17 |
0.96% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
1,663 |
$497,020.81 |
0.94% |
| Silicon Motion Technology Corporation (ADR) |
SIMO |
82706C108 |
1,818 |
$489,042.00 |
0.92% |
| Definium Therapeutics Inc. |
DFTX |
24477V105 |
11,730 |
$460,754.40 |
0.87% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
10,290 |
$459,345.60 |
0.87% |
| EZCORP, Inc. |
EZPW |
302301106 |
15,009 |
$451,920.99 |
0.85% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
2,017 |
$422,258.95 |
0.80% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
7,255 |
$415,131.10 |
0.78% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
5,135 |
$409,310.85 |
0.77% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
6,549 |
$379,449.06 |
0.72% |
| Acadian Asset Management Inc. |
AAMI |
10948W103 |
3,987 |
$375,216.57 |
0.71% |
| Herc Holdings, Inc. |
HRI |
42704L104 |
2,652 |
$373,242.48 |
0.70% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
749 |
$368,927.44 |
0.70% |
| WisdomTree, Inc. |
WT |
97717P104 |
15,550 |
$368,846.00 |
0.70% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
9,771 |
$363,285.78 |
0.69% |
| AeroVironment, Inc. |
AVAV |
008073108 |
2,225 |
$358,002.50 |
0.68% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,538 |
$363,183.32 |
0.68% |
| Fastly, Inc. (Class A) |
FSLY |
31188V100 |
12,842 |
$352,127.64 |
0.66% |
| Five9, Inc. |
FIVN |
338307101 |
9,392 |
$347,597.92 |
0.66% |
| ICON Plc |
ICLR |
G4705A100 |
2,079 |
$352,494.45 |
0.66% |
| Piper Sandler Companies |
PIPR |
724078209 |
4,719 |
$348,592.53 |
0.66% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,918 |
$343,361.06 |
0.65% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
8,773 |
$332,935.35 |
0.63% |
| Life Time Group Holdings, Inc. |
LTH |
53190C102 |
8,409 |
$335,603.19 |
0.63% |
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
1,206 |
$336,606.66 |
0.63% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
3,264 |
$324,343.68 |
0.61% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
520 |
$324,584.00 |
0.61% |
| Bandwidth Inc. (Class A) |
BAND |
05988J103 |
5,863 |
$318,419.53 |
0.60% |
| Glaukos Corporation |
GKOS |
377322102 |
1,959 |
$316,437.27 |
0.60% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
6,591 |
$317,422.56 |
0.60% |
| Septerna, Inc. |
SEPN |
81734D104 |
8,234 |
$317,338.36 |
0.60% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
29,622 |
$300,367.08 |
0.57% |
| iRhythm Holdings, Inc. |
IRTC |
450056106 |
2,744 |
$302,882.72 |
0.57% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
12,535 |
$304,099.10 |
0.57% |
| Powell Industries, Inc. |
POWL |
739128106 |
1,601 |
$300,283.56 |
0.57% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
2,391 |
$297,273.03 |
0.56% |
| IMAX Corporation |
IMAX |
45245E109 |
5,449 |
$294,463.96 |
0.56% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
6,132 |
$297,953.88 |
0.56% |
| Dave Inc. (Class A) |
DAVE |
23834J201 |
835 |
$292,792.75 |
0.55% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
2,432 |
$285,127.68 |
0.54% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
15,466 |
$284,574.40 |
0.54% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
4,418 |
$288,318.68 |
0.54% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
13,290 |
$286,665.30 |
0.54% |
| The Chefs' Warehouse, Inc. |
CHEF |
163086101 |
2,604 |
$288,262.80 |
0.54% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
7,332 |
$285,874.68 |
0.54% |
| Amylyx Pharmaceuticals, Inc. |
AMLX |
03237H101 |
8,657 |
$280,400.23 |
0.53% |
| Genius Sports Limited |
GENI |
G3934V109 |
49,245 |
$283,651.20 |
0.53% |
| Knight-Swift Transportation Holdings Inc. |
KNX |
499049104 |
4,229 |
$281,735.98 |
0.53% |
| nLight, Inc. |
LASR |
65487K100 |
6,985 |
$280,727.15 |
0.53% |
| HealthEquity, Inc. |
HQY |
42226A107 |
2,931 |
$277,038.12 |
0.52% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
6,486 |
$277,471.08 |
0.52% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
3,493 |
$277,309.27 |
0.52% |
| Wingstop Inc. |
WING |
974155103 |
2,578 |
$276,696.74 |
0.52% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
7,913 |
$272,998.50 |
0.51% |
| Victoria's Secret & Co. |
VSXY |
926400102 |
3,300 |
$269,379.00 |
0.51% |
| Tenable Holdings, Inc. |
TENB |
88025T102 |
7,318 |
$264,911.60 |
0.50% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
6,320 |
$263,670.40 |
0.50% |
| Karman Holdings Inc. |
KRMN |
485924104 |
7,421 |
$261,293.41 |
0.49% |
| Tidewater Inc. |
TDW |
88642R109 |
3,056 |
$261,501.92 |
0.49% |
| TechnipFMC Plc |
FTI |
G87110105 |
3,596 |
$256,430.76 |
0.48% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
1,208 |
$248,231.92 |
0.47% |
| CECO Environmental Corp. |
CECO |
125141101 |
3,492 |
$249,782.76 |
0.47% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
3,181 |
$250,885.47 |
0.47% |
| Moog Inc. |
MOG/A |
615394202 |
678 |
$250,466.76 |
0.47% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
1,850 |
$248,066.50 |
0.47% |
| Agilysys, Inc. |
AGYS |
00847J105 |
2,412 |
$241,803.00 |
0.46% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
3,535 |
$243,172.65 |
0.46% |
| Onto Innovation Inc. |
ONTO |
683344105 |
892 |
$246,174.16 |
0.46% |
| Remitly Global, Inc. |
RELY |
75960P104 |
11,280 |
$243,535.20 |
0.46% |
| Robert Half Inc. |
RHI |
770323103 |
6,637 |
$245,303.52 |
0.46% |
| Balchem Corporation |
BCPC |
057665200 |
1,414 |
$236,618.76 |
0.45% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
1,622 |
$239,196.34 |
0.45% |
| Lithia Motors, Inc. |
LAD |
536797103 |
756 |
$239,009.40 |
0.45% |
| Sitime Corporation |
SITM |
82982T106 |
375 |
$239,370.00 |
0.45% |
| Commvault Systems, Inc. |
CVLT |
204166102 |
1,607 |
$234,172.04 |
0.44% |
| Compass, Inc. (Class A) |
COMP |
20464U100 |
23,087 |
$233,871.31 |
0.44% |
| Immunome, Inc. |
IMNM |
45257U108 |
9,244 |
$231,747.08 |
0.44% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
9,771 |
$232,549.80 |
0.44% |
| Sezzle Inc. |
SEZL |
78435P105 |
1,985 |
$231,351.75 |
0.44% |
| Bullish |
BLSH |
G16910120 |
5,676 |
$227,834.64 |
0.43% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
1,518 |
$226,758.84 |
0.43% |
| MAXIMUS, Inc. |
MMS |
577933104 |
4,033 |
$225,727.01 |
0.43% |
| Rambus Inc. |
RMBS |
750917106 |
2,370 |
$229,795.20 |
0.43% |
| Camtek Ltd. |
CAMT |
M20791105 |
1,497 |
$223,996.11 |
0.42% |
| Celldex Therapeutics Inc. |
CLDX |
15117B202 |
5,876 |
$222,641.64 |
0.42% |
| Flywire Corporation |
FLYW |
302492103 |
12,963 |
$221,991.38 |
0.42% |
| Natera, Inc. |
NTRA |
632307104 |
596 |
$220,901.44 |
0.42% |
| Steven Madden, Ltd. |
SHOO |
556269108 |
5,187 |
$222,159.21 |
0.42% |
| Everpure, Inc. (Class A) |
P |
74624M102 |
1,934 |
$219,818.44 |
0.41% |
| IAMGOLD Corporation |
IAG |
450913108 |
10,867 |
$218,752.71 |
0.41% |
| Terex Corporation |
TEX |
880779103 |
3,714 |
$218,828.88 |
0.41% |
| Webull Corporation (Class A) |
BULL |
G9572D103 |
26,435 |
$218,088.75 |
0.41% |
| AGCO Corporation |
AGCO |
001084102 |
1,787 |
$214,261.30 |
0.40% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
22,076 |
$212,150.36 |
0.40% |
| Axogen, Inc. |
AXGN |
05463X106 |
4,573 |
$210,037.89 |
0.40% |
| Cognex Corporation |
CGNX |
192422103 |
3,409 |
$211,323.91 |
0.40% |
| DigitalOcean Holdings, Inc. |
DOCN |
25402D102 |
1,455 |
$212,662.80 |
0.40% |
| Enova International, Inc. |
ENVA |
29357K103 |
1,249 |
$214,028.64 |
0.40% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
2,870 |
$213,212.30 |
0.40% |
| Impinj, Inc. |
PI |
453204109 |
1,165 |
$214,412.48 |
0.40% |
| MaxLinear, Inc. |
MXL |
57776J100 |
2,485 |
$213,660.30 |
0.40% |
| Park Aerospace Corp. |
PKE |
70014A104 |
6,943 |
$210,372.90 |
0.40% |
| Star Bulk Carriers Corp. |
SBLK |
Y8162K204 |
6,651 |
$211,036.23 |
0.40% |
| StoneX Group Inc. |
SNEX |
861896108 |
3,127 |
$211,009.96 |
0.40% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
2,994 |
$206,136.90 |
0.39% |
| Archrock, Inc. |
AROC |
03957W106 |
6,798 |
$208,902.54 |
0.39% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
5,156 |
$206,549.36 |
0.39% |
| TAT Technologies Ltd. |
TATT |
M8740S227 |
5,426 |
$206,459.30 |
0.39% |
| Ultra Clean Holdings, Inc. |
UCTT |
90385V107 |
2,731 |
$199,499.55 |
0.38% |
| FIGS, Inc. (Class A) |
FIGS |
30260D103 |
14,901 |
$195,650.13 |
0.37% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
6,828 |
$195,485.64 |
0.37% |
| Adaptive Biotechnologies Corporation |
ADPT |
00650F109 |
6,906 |
$192,401.16 |
0.36% |
| Almonty Industries Inc. |
ALM |
020398707 |
12,913 |
$189,304.58 |
0.36% |
| Andersen Group Inc. (Class A) |
ANDG |
033853102 |
3,538 |
$193,351.70 |
0.36% |
| e.l.f. Beauty, Inc. |
ELF |
26856L103 |
1,956 |
$191,277.24 |
0.36% |
| Federal Signal Corporation |
FSS |
313855108 |
1,679 |
$193,236.11 |
0.36% |
| Garrett Motion Inc. |
GTX |
366505105 |
7,320 |
$193,248.00 |
0.36% |
| Fabrinet |
FN |
G3323L100 |
458 |
$183,919.06 |
0.35% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
14,967 |
$187,686.18 |
0.35% |
| The Vita Coco Company, Inc. |
COCO |
92846Q107 |
3,233 |
$185,089.25 |
0.35% |
| Veracyte, Inc. |
VCYT |
92337F107 |
4,360 |
$181,027.20 |
0.34% |
| AXT, Inc. |
AXTI |
00246W103 |
2,176 |
$173,927.68 |
0.33% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
4,470 |
$177,414.30 |
0.33% |
| Perimeter Solutions, Inc. |
PRM |
71385M107 |
5,560 |
$175,862.80 |
0.33% |
| American Superconductor Corporation |
AMSC |
030111207 |
5,655 |
$171,007.20 |
0.32% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
6,653 |
$168,986.20 |
0.32% |
| Cogent Biosciences, Inc. |
COGT |
19240Q201 |
5,264 |
$168,448.00 |
0.32% |
| InterDigital, Inc. |
IDCC |
45867G101 |
513 |
$167,597.10 |
0.32% |
| Lindsay Corporation |
LNN |
535555106 |
1,477 |
$169,855.00 |
0.32% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
326 |
$170,158.96 |
0.32% |
| Generac Holdings Inc. |
GNRC |
368736104 |
790 |
$161,918.40 |
0.31% |
| James Hardie Industries plc |
JHX |
G4253H101 |
6,174 |
$164,537.10 |
0.31% |
| Power Integrations, Inc. |
POWI |
739276103 |
3,285 |
$162,640.35 |
0.31% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
1,788 |
$163,280.16 |
0.31% |
| Viavi Solutions Inc. |
VIAV |
925550105 |
4,573 |
$165,542.60 |
0.31% |
| AAON, Inc. |
AAON |
000360206 |
2,100 |
$160,440.00 |
0.30% |
| Freshpet, Inc. |
FRPT |
358039105 |
2,567 |
$157,536.79 |
0.30% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
9,728 |
$157,690.88 |
0.30% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
308 |
$157,893.12 |
0.30% |
| Titan Machinery Inc. |
TITN |
88830R101 |
6,610 |
$157,318.00 |
0.30% |
| Zurn Elkay Water Solutions Corp. |
ZWS |
98983L108 |
3,394 |
$156,802.80 |
0.30% |
| DPC Holdings Plc |
DPC |
G2R11M108 |
3,682 |
$151,624.76 |
0.29% |
| Mercury Systems, Inc. |
MRCY |
589378108 |
1,784 |
$152,799.60 |
0.29% |
| Alkermes Plc |
ALKS |
G01767105 |
3,359 |
$148,400.62 |
0.28% |
| Harley-Davidson, Inc. |
HOG |
412822108 |
5,567 |
$145,911.07 |
0.28% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
9,812 |
$149,829.24 |
0.28% |
| Marriott Vacations Worldwide Corporation |
VAC |
57164Y107 |
1,445 |
$148,878.35 |
0.28% |
| Innovex International, Inc. |
INVX |
457651107 |
5,233 |
$143,017.89 |
0.27% |
| Antero Resources Corporation |
AR |
03674X106 |
4,137 |
$140,492.52 |
0.26% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
2,203 |
$139,405.84 |
0.26% |
| Champion Homes Inc. |
SKY |
830830105 |
1,622 |
$140,286.78 |
0.26% |
| Elastic N.V. |
ESTC |
N14506104 |
1,514 |
$135,820.94 |
0.26% |
| ExlService Holdings, Inc. |
EXLS |
302081104 |
3,906 |
$137,725.56 |
0.26% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
687 |
$139,103.76 |
0.26% |
| Kodiak Gas Services, Inc. |
KGS |
50012A108 |
2,482 |
$139,587.68 |
0.26% |
| ServiceTitan, Inc. (Class A) |
TTAN |
81764X103 |
2,402 |
$135,785.06 |
0.26% |
| OPENLANE Inc. |
OPLN |
48238T109 |
3,847 |
$133,760.19 |
0.25% |
| Rush Enterprises, Inc. (Class A) |
RUSHA |
781846209 |
2,707 |
$130,179.63 |
0.25% |
| Universal Technical Institute, Inc. |
UTI |
913915104 |
6,317 |
$130,888.24 |
0.25% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,329 |
$125,537.34 |
0.24% |
| CSW Industrials, Inc. |
CSW |
126402106 |
431 |
$124,808.98 |
0.24% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
832 |
$129,925.12 |
0.24% |
| Modine Manufacturing Company |
MOD |
607828100 |
643 |
$127,069.66 |
0.24% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
1,652 |
$127,963.92 |
0.24% |
| ESCO Technologies Inc. |
ESE |
296315104 |
468 |
$122,807.88 |
0.23% |
| Heartflow, Inc. |
HTFL |
42238D107 |
2,390 |
$120,288.70 |
0.23% |
| Helmerich & Payne, Inc. |
HP |
423452101 |
3,082 |
$124,173.78 |
0.23% |
| YETI Holdings, Inc. |
YETI |
98585X104 |
2,798 |
$119,726.42 |
0.23% |
| Dianthus Therapeutics, Inc. |
DNTH |
252828108 |
1,232 |
$118,851.04 |
0.22% |
| Miami International Holdings, Inc. |
MIAX |
59356Q108 |
3,092 |
$117,001.28 |
0.22% |
| The Timken Company |
TKR |
887389104 |
1,033 |
$118,629.72 |
0.22% |
| Eos Energy Enterprises, Inc. |
EOSE |
29415C101 |
27,742 |
$112,909.94 |
0.21% |
| First Advantage Corporation |
FA |
31846B108 |
5,543 |
$113,576.07 |
0.21% |
| Uranium Energy Corp. |
UEC |
916896103 |
11,116 |
$112,049.28 |
0.21% |
| Cactus, Inc. (Class A) |
WHD |
127203107 |
1,589 |
$107,178.05 |
0.20% |
| Semtech Corporation |
SMTC |
816850101 |
590 |
$104,648.30 |
0.20% |
| The Cheesecake Factory Incorporated |
CAKE |
163072101 |
1,063 |
$105,736.61 |
0.20% |
| Structure Therapeutics Inc. |
GPCR |
86366E106 |
2,707 |
$99,644.67 |
0.19% |
| AtriCure, Inc. |
ATRC |
04963C209 |
1,643 |
$95,819.76 |
0.18% |
| Oceaneering International, Inc. |
OII |
675232102 |
2,120 |
$97,371.60 |
0.18% |
| Crocs, Inc. |
CROX |
227046109 |
725 |
$89,675.25 |
0.17% |
| Navan, Inc. (Class A) |
NAVN |
639193101 |
4,168 |
$89,737.04 |
0.17% |
| Cardinal Infrastructure Group Inc. (Class A) |
CDNL |
14154A102 |
2,666 |
$84,032.32 |
0.16% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
2,890 |
$86,122.00 |
0.16% |
| Vishay Precision Group, Inc. |
VPG |
92835K103 |
1,185 |
$76,965.75 |
0.15% |
| Red Violet, Inc. |
RDVT |
75704L104 |
915 |
$69,082.50 |
0.13% |
| Credo Technology Group Holding Ltd |
CRDO |
G25457105 |
146 |
$27,341.42 |
0.05% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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