|
|
 |
|
Holdings of the Fund as of 9/16/2026
Total Number of Holdings (excluding cash): 204
| Xometry, Inc. (Class A) |
XMTR |
98423F109 |
9,625 |
$896,568.75 |
1.72% |
| Twist Bioscience Corporation |
TWST |
90184D100 |
5,947 |
$850,837.29 |
1.63% |
| JFrog Ltd. |
FROG |
M6191J100 |
9,054 |
$838,581.48 |
1.61% |
| Travere Therapeutics, Inc. |
TVTX |
89422G107 |
12,863 |
$816,543.24 |
1.56% |
| Zeta Global Holdings Corp. (Class A) |
ZETA |
98956A105 |
26,188 |
$807,899.80 |
1.55% |
| FirstCash Holdings, Inc. |
FCFS |
33768G107 |
3,441 |
$755,987.70 |
1.45% |
| Guardant Health, Inc. |
GH |
40131M109 |
4,210 |
$736,329.00 |
1.41% |
| US Dollar |
$USD |
|
618,854 |
$618,854.37 |
1.19% |
| Varonis Systems, Inc. |
VRNS |
922280102 |
12,442 |
$581,787.92 |
1.11% |
| VSE Corporation |
VSEC |
918284100 |
3,117 |
$576,052.77 |
1.10% |
| Protagonist Therapeutics, Inc. |
PTGX |
74366E102 |
3,932 |
$561,646.88 |
1.08% |
| Spyre Therapeutics, Inc. |
SYRE |
00773J202 |
6,092 |
$555,407.64 |
1.06% |
| Rubrik, Inc. (Class A) |
RBRK |
781154109 |
5,215 |
$547,470.70 |
1.05% |
| SailPoint, Inc. |
SAIL |
78781J109 |
26,126 |
$531,925.36 |
1.02% |
| Ligand Pharmaceuticals Inc. (Class B) |
LGND |
53220K504 |
1,850 |
$509,120.00 |
0.98% |
| Praxis Precision Medicines, Inc. |
PRAX |
74006W207 |
1,663 |
$513,850.37 |
0.98% |
| Halozyme Therapeutics, Inc. |
HALO |
40637H109 |
4,615 |
$500,450.60 |
0.96% |
| Repligen Corporation |
RGEN |
759916109 |
2,827 |
$488,816.57 |
0.94% |
| Edgewise Therapeutics, Inc. |
EWTX |
28036F105 |
10,290 |
$467,577.60 |
0.90% |
| EZCORP, Inc. |
EZPW |
302301106 |
15,009 |
$461,376.66 |
0.88% |
| Definium Therapeutics Inc. |
DFTX |
24477V105 |
11,730 |
$443,980.50 |
0.85% |
| Silicon Motion Technology Corporation (ADR) |
SIMO |
82706C108 |
1,818 |
$438,392.52 |
0.84% |
| Manhattan Associates, Inc. |
MANH |
562750109 |
2,017 |
$427,664.51 |
0.82% |
| Xenon Pharmaceuticals Inc. |
XENE |
98420N105 |
7,332 |
$416,164.32 |
0.80% |
| Exelixis, Inc. |
EXEL |
30161Q104 |
7,255 |
$411,938.90 |
0.79% |
| Herc Holdings, Inc. |
HRI |
42704L104 |
2,652 |
$378,466.92 |
0.72% |
| Ollie's Bargain Outlet Holdings, Inc. |
OLLI |
681116109 |
5,135 |
$376,036.05 |
0.72% |
| Virtu Financial, Inc. (Class A) |
VIRT |
928254101 |
6,549 |
$374,930.25 |
0.72% |
| Five Below, Inc. |
FIVE |
33829M101 |
1,538 |
$365,551.84 |
0.70% |
| RBC Bearings Incorporated |
RBC |
75524B104 |
749 |
$364,867.86 |
0.70% |
| ICON Plc |
ICLR |
G4705A100 |
2,079 |
$361,621.26 |
0.69% |
| Acadian Asset Management Inc. |
AAMI |
10948W103 |
3,987 |
$355,680.27 |
0.68% |
| BioLife Solutions, Inc. |
BLFS |
09062W204 |
9,771 |
$352,830.81 |
0.68% |
| AeroVironment, Inc. |
AVAV |
008073108 |
2,225 |
$348,101.25 |
0.67% |
| Life Time Group Holdings, Inc. |
LTH |
53190C102 |
8,409 |
$342,498.57 |
0.66% |
| Rush Street Interactive, Inc. |
RSI |
782011100 |
13,290 |
$344,078.10 |
0.66% |
| WisdomTree, Inc. |
WT |
97717P104 |
15,550 |
$346,143.00 |
0.66% |
| Kymera Therapeutics, Inc. |
KYMR |
501575104 |
2,918 |
$339,450.94 |
0.65% |
| Piper Sandler Companies |
PIPR |
724078209 |
4,719 |
$336,747.84 |
0.64% |
| Magnolia Oil & Gas Corporation (Class A) |
MGY |
559663109 |
12,535 |
$327,163.50 |
0.63% |
| Encore Capital Group, Inc. |
ECPG |
292554102 |
3,264 |
$325,616.64 |
0.62% |
| Genius Sports Limited |
GENI |
G3934V109 |
49,245 |
$326,001.90 |
0.62% |
| Leonardo DRS, Inc. |
DRS |
52661A108 |
8,773 |
$325,390.57 |
0.62% |
| Scholar Rock Holding Corporation |
SRRK |
80706P103 |
6,591 |
$325,397.67 |
0.62% |
| Five9, Inc. |
FIVN |
338307101 |
9,392 |
$320,079.36 |
0.61% |
| Glaukos Corporation |
GKOS |
377322102 |
1,959 |
$320,237.73 |
0.61% |
| Medpace Holdings, Inc. |
MEDP |
58506Q109 |
520 |
$320,548.80 |
0.61% |
| Septerna, Inc. |
SEPN |
81734D104 |
8,234 |
$316,514.96 |
0.61% |
| Dave Inc. (Class A) |
DAVE |
23834J201 |
835 |
$305,468.05 |
0.59% |
| First Watch Restaurant Group, Inc. |
FWRG |
33748L101 |
29,622 |
$308,957.46 |
0.59% |
| iRhythm Holdings, Inc. |
IRTC |
450056106 |
2,744 |
$306,834.08 |
0.59% |
| Fastly, Inc. (Class A) |
FSLY |
31188V100 |
12,842 |
$302,300.68 |
0.58% |
| MACOM Technology Solutions Holdings, Inc. |
MTSI |
55405Y100 |
1,206 |
$303,610.50 |
0.58% |
| PTC Therapeutics, Inc. |
PTCT |
69366J200 |
4,418 |
$298,612.62 |
0.57% |
| Boot Barn Holdings, Inc. |
BOOT |
099406100 |
2,391 |
$293,495.25 |
0.56% |
| Kratos Defense & Security Solutions, Inc. |
KTOS |
50077B207 |
6,132 |
$291,821.88 |
0.56% |
| Paymentus Holdings, Inc. (Class A) |
PAY |
70439P108 |
7,913 |
$289,932.32 |
0.56% |
| Bandwidth Inc. (Class A) |
BAND |
05988J103 |
5,863 |
$286,876.59 |
0.55% |
| The Chefs' Warehouse, Inc. |
CHEF |
163086101 |
2,604 |
$285,606.72 |
0.55% |
| Amylyx Pharmaceuticals, Inc. |
AMLX |
03237H101 |
8,657 |
$282,477.91 |
0.54% |
| HealthEquity, Inc. |
HQY |
42226A107 |
2,931 |
$281,376.00 |
0.54% |
| IMAX Corporation |
IMAX |
45245E109 |
5,449 |
$283,729.43 |
0.54% |
| Powell Industries, Inc. |
POWL |
739128106 |
1,601 |
$284,513.71 |
0.54% |
| Karman Holdings Inc. |
KRMN |
485924104 |
7,421 |
$274,131.74 |
0.53% |
| Knight-Swift Transportation Holdings Inc. |
KNX |
499049104 |
4,229 |
$278,183.62 |
0.53% |
| The Descartes Systems Group Inc. |
DSGX |
249906108 |
3,493 |
$276,086.72 |
0.53% |
| nLight, Inc. |
LASR |
65487K100 |
6,985 |
$269,341.60 |
0.52% |
| Tidewater Inc. |
TDW |
88642R109 |
3,056 |
$269,447.52 |
0.52% |
| Viper Energy, Inc. (Class A) |
VNOM |
64361Q101 |
6,320 |
$272,960.80 |
0.52% |
| Netskope, Inc. (Class A) |
NTSK |
64119N608 |
15,466 |
$267,407.14 |
0.51% |
| Supernus Pharmaceuticals, Inc. |
SUPN |
868459108 |
6,486 |
$268,390.68 |
0.51% |
| Tenable Holdings, Inc. |
TENB |
88025T102 |
7,318 |
$266,155.66 |
0.51% |
| Lattice Semiconductor Corporation |
LSCC |
518415104 |
2,432 |
$258,570.24 |
0.50% |
| Palomar Holdings, Inc. |
PLMR |
69753M105 |
1,850 |
$260,443.00 |
0.50% |
| TechnipFMC Plc |
FTI |
G87110105 |
3,596 |
$261,716.88 |
0.50% |
| Wingstop Inc. |
WING |
974155103 |
2,578 |
$260,532.68 |
0.50% |
| Agilysys, Inc. |
AGYS |
00847J105 |
2,412 |
$254,369.52 |
0.49% |
| Axsome Therapeutics, Inc. |
AXSM |
05464T104 |
1,208 |
$256,059.76 |
0.49% |
| Lithia Motors, Inc. |
LAD |
536797103 |
756 |
$256,457.88 |
0.49% |
| Customers Bancorp, Inc. |
CUBI |
23204G100 |
3,181 |
$248,563.34 |
0.48% |
| Remitly Global, Inc. |
RELY |
75960P104 |
11,280 |
$249,852.00 |
0.48% |
| Moog Inc. |
MOG/A |
615394202 |
678 |
$243,876.60 |
0.47% |
| Robert Half Inc. |
RHI |
770323103 |
6,637 |
$246,166.33 |
0.47% |
| Victoria's Secret & Co. |
VSXY |
926400102 |
3,300 |
$244,068.00 |
0.47% |
| CECO Environmental Corp. |
CECO |
125141101 |
3,492 |
$242,414.64 |
0.46% |
| Compass, Inc. (Class A) |
COMP |
20464U100 |
23,087 |
$238,488.71 |
0.46% |
| Arrowhead Pharmaceuticals, Inc. |
ARWR |
04280A100 |
3,535 |
$232,567.65 |
0.45% |
| Balchem Corporation |
BCPC |
057665200 |
1,414 |
$236,986.40 |
0.45% |
| BWX Technologies, Inc. |
BWXT |
05605H100 |
1,622 |
$236,260.52 |
0.45% |
| Commvault Systems, Inc. |
CVLT |
204166102 |
1,607 |
$233,352.47 |
0.45% |
| Sezzle Inc. |
SEZL |
78435P105 |
1,985 |
$232,880.20 |
0.45% |
| Celldex Therapeutics Inc. |
CLDX |
15117B202 |
5,876 |
$227,459.96 |
0.44% |
| Flywire Corporation |
FLYW |
302492103 |
12,963 |
$230,741.40 |
0.44% |
| MAXIMUS, Inc. |
MMS |
577933104 |
4,033 |
$232,341.13 |
0.44% |
| Guidewire Software, Inc. |
GWRE |
40171V100 |
1,518 |
$222,736.14 |
0.43% |
| SentinelOne, Inc. (Class A) |
S |
81730H109 |
9,771 |
$226,394.07 |
0.43% |
| Immunome, Inc. |
IMNM |
45257U108 |
9,244 |
$216,864.24 |
0.42% |
| Onto Innovation Inc. |
ONTO |
683344105 |
892 |
$217,326.88 |
0.42% |
| Park Aerospace Corp. |
PKE |
70014A104 |
6,943 |
$217,385.33 |
0.42% |
| Terex Corporation |
TEX |
880779103 |
3,714 |
$218,457.48 |
0.42% |
| AGCO Corporation |
AGCO |
001084102 |
1,787 |
$214,243.43 |
0.41% |
| Enova International, Inc. |
ENVA |
29357K103 |
1,249 |
$215,002.86 |
0.41% |
| Globus Medical, Inc. (Class A) |
GMED |
379577208 |
2,870 |
$215,996.23 |
0.41% |
| IAMGOLD Corporation |
IAG |
450913108 |
10,867 |
$211,689.16 |
0.41% |
| Steven Madden, Ltd. |
SHOO |
556269108 |
5,187 |
$215,312.37 |
0.41% |
| Archrock, Inc. |
AROC |
03957W106 |
6,798 |
$211,077.90 |
0.40% |
| Axogen, Inc. |
AXGN |
05463X106 |
4,573 |
$207,797.12 |
0.40% |
| Camtek Ltd. |
CAMT |
M20791105 |
1,497 |
$207,469.23 |
0.40% |
| Impinj, Inc. |
PI |
453204109 |
1,165 |
$206,892.35 |
0.40% |
| Neptune Insurance Holdings Inc. (Class A) |
NP |
64073B103 |
6,828 |
$208,390.56 |
0.40% |
| Ryan Specialty Holdings, Inc. (Class A) |
RYAN |
78351F107 |
5,156 |
$207,735.24 |
0.40% |
| StoneX Group Inc. |
SNEX |
861896108 |
3,127 |
$211,416.47 |
0.40% |
| Cognex Corporation |
CGNX |
192422103 |
3,409 |
$204,880.90 |
0.39% |
| Natera, Inc. |
NTRA |
632307104 |
596 |
$205,822.64 |
0.39% |
| Sitime Corporation |
SITM |
82982T106 |
375 |
$205,837.50 |
0.39% |
| Star Bulk Carriers Corp. |
SBLK |
Y8162K204 |
6,651 |
$205,316.37 |
0.39% |
| TAT Technologies Ltd. |
TATT |
M8740S227 |
5,426 |
$203,366.48 |
0.39% |
| Webull Corporation (Class A) |
BULL |
G9572D103 |
26,435 |
$203,285.15 |
0.39% |
| Amprius Technologies, Inc. |
AMPX |
03214Q108 |
22,076 |
$200,891.60 |
0.38% |
| Sportradar Group AG (Class A) |
SRAD |
H8088L103 |
14,967 |
$198,013.41 |
0.38% |
| Adaptive Biotechnologies Corporation |
ADPT |
00650F109 |
6,906 |
$191,089.02 |
0.37% |
| Andersen Group Inc. (Class A) |
ANDG |
033853102 |
3,538 |
$194,625.38 |
0.37% |
| Federal Signal Corporation |
FSS |
313855108 |
1,679 |
$193,639.07 |
0.37% |
| FIGS, Inc. (Class A) |
FIGS |
30260D103 |
14,901 |
$192,222.90 |
0.37% |
| Garrett Motion Inc. |
GTX |
366505105 |
7,320 |
$191,271.60 |
0.37% |
| Rambus Inc. |
RMBS |
750917106 |
2,370 |
$192,941.70 |
0.37% |
| Ambarella, Inc. |
AMBA |
G037AX101 |
2,994 |
$187,933.38 |
0.36% |
| Everpure, Inc. (Class A) |
P |
74624M102 |
1,934 |
$188,777.74 |
0.36% |
| Bullish |
BLSH |
G16910120 |
5,676 |
$182,086.08 |
0.35% |
| e.l.f. Beauty, Inc. |
ELF |
26856L103 |
1,956 |
$182,709.96 |
0.35% |
| The Vita Coco Company, Inc. |
COCO |
92846Q107 |
3,233 |
$182,244.21 |
0.35% |
| Ultra Clean Holdings, Inc. |
UCTT |
90385V107 |
2,731 |
$181,693.43 |
0.35% |
| DigitalOcean Holdings, Inc. |
DOCN |
25402D102 |
1,455 |
$180,070.80 |
0.34% |
| Fabrinet |
FN |
G3323L100 |
458 |
$179,847.44 |
0.34% |
| Perimeter Solutions, Inc. |
PRM |
71385M107 |
5,560 |
$177,364.00 |
0.34% |
| Almonty Industries Inc. |
ALM |
020398707 |
12,913 |
$173,938.11 |
0.33% |
| Cogent Biosciences, Inc. |
COGT |
19240Q201 |
5,264 |
$171,290.56 |
0.33% |
| Lindsay Corporation |
LNN |
535555106 |
1,477 |
$174,625.71 |
0.33% |
| Madrigal Pharmaceuticals, Inc. |
MDGL |
558868105 |
326 |
$172,483.34 |
0.33% |
| MaxLinear, Inc. |
MXL |
57776J100 |
2,485 |
$172,732.35 |
0.33% |
| Braze, Inc. (Class A) |
BRZE |
10576N102 |
6,653 |
$165,460.11 |
0.32% |
| Global-E Online Ltd. |
GLBE |
M5216V106 |
4,470 |
$165,077.10 |
0.32% |
| InterDigital, Inc. |
IDCC |
45867G101 |
513 |
$168,633.36 |
0.32% |
| James Hardie Industries plc |
JHX |
G4253H101 |
6,174 |
$165,710.16 |
0.32% |
| Veracyte, Inc. |
VCYT |
92337F107 |
4,360 |
$167,860.00 |
0.32% |
| AAON, Inc. |
AAON |
000360206 |
2,100 |
$158,676.00 |
0.30% |
| Alkermes Plc |
ALKS |
G01767105 |
3,359 |
$154,749.13 |
0.30% |
| American Superconductor Corporation |
AMSC |
030111207 |
5,655 |
$157,265.55 |
0.30% |
| Freshpet, Inc. |
FRPT |
358039105 |
2,567 |
$159,231.01 |
0.30% |
| Mercury Systems, Inc. |
MRCY |
589378108 |
1,784 |
$155,654.00 |
0.30% |
| Mirion Technologies, Inc. |
MIR |
60471A101 |
9,728 |
$154,091.52 |
0.30% |
| Power Integrations, Inc. |
POWI |
739276103 |
3,285 |
$156,530.25 |
0.30% |
| SiteOne Landscape Supply, Inc. |
SITE |
82982L103 |
1,788 |
$158,094.96 |
0.30% |
| Titan Machinery Inc. |
TITN |
88830R101 |
6,610 |
$157,119.70 |
0.30% |
| Viavi Solutions Inc. |
VIAV |
925550105 |
4,573 |
$157,631.31 |
0.30% |
| Zurn Elkay Water Solutions Corp. |
ZWS |
98983L108 |
3,394 |
$155,750.66 |
0.30% |
| Bright Horizons Family Solutions Inc. |
BFAM |
109194100 |
2,203 |
$151,302.04 |
0.29% |
| Harley-Davidson, Inc. |
HOG |
412822108 |
5,567 |
$149,418.28 |
0.29% |
| Innovex International, Inc. |
INVX |
457651107 |
5,233 |
$153,483.89 |
0.29% |
| Kornit Digital Ltd. |
KRNT |
M6372Q113 |
9,812 |
$149,829.24 |
0.29% |
| Antero Resources Corporation |
AR |
03674X106 |
4,137 |
$147,608.16 |
0.28% |
| DPC Holdings Plc |
DPC |
G2R11M108 |
3,682 |
$145,512.64 |
0.28% |
| Kodiak Gas Services, Inc. |
KGS |
50012A108 |
2,482 |
$144,973.62 |
0.28% |
| Marriott Vacations Worldwide Corporation |
VAC |
57164Y107 |
1,445 |
$146,595.25 |
0.28% |
| Sterling Infrastructure, Inc. |
STRL |
859241101 |
308 |
$148,662.36 |
0.28% |
| AXT, Inc. |
AXTI |
00246W103 |
2,176 |
$139,916.80 |
0.27% |
| ExlService Holdings, Inc. |
EXLS |
302081104 |
3,906 |
$140,030.10 |
0.27% |
| ServiceTitan, Inc. (Class A) |
TTAN |
81764X103 |
2,402 |
$140,925.34 |
0.27% |
| Champion Homes Inc. |
SKY |
830830105 |
1,622 |
$137,691.58 |
0.26% |
| Generac Holdings Inc. |
GNRC |
368736104 |
790 |
$138,336.90 |
0.26% |
| Gulfport Energy Corporation |
GPOR |
402635502 |
832 |
$134,992.00 |
0.26% |
| Installed Building Products, Inc. |
IBP |
45780R101 |
687 |
$137,070.24 |
0.26% |
| OPENLANE Inc. |
OPLN |
48238T109 |
3,847 |
$134,875.82 |
0.26% |
| Elastic N.V. |
ESTC |
N14506104 |
1,514 |
$128,735.42 |
0.25% |
| Helmerich & Payne, Inc. |
HP |
423452101 |
3,082 |
$128,396.12 |
0.25% |
| Rush Enterprises, Inc. (Class A) |
RUSHA |
781846209 |
2,707 |
$132,670.07 |
0.25% |
| Tarsus Pharmaceuticals, Inc. |
TARS |
87650L103 |
1,652 |
$128,261.28 |
0.25% |
| Universal Technical Institute, Inc. |
UTI |
913915104 |
6,317 |
$131,898.96 |
0.25% |
| Construction Partners, Inc. (Class A) |
ROAD |
21044C107 |
1,329 |
$126,348.03 |
0.24% |
| CSW Industrials, Inc. |
CSW |
126402106 |
431 |
$124,041.80 |
0.24% |
| Dianthus Therapeutics, Inc. |
DNTH |
252828108 |
1,232 |
$126,267.68 |
0.24% |
| ESCO Technologies Inc. |
ESE |
296315104 |
468 |
$121,202.64 |
0.23% |
| First Advantage Corporation |
FA |
31846B108 |
5,543 |
$119,507.08 |
0.23% |
| Miami International Holdings, Inc. |
MIAX |
59356Q108 |
3,092 |
$117,619.68 |
0.23% |
| The Timken Company |
TKR |
887389104 |
1,033 |
$120,551.10 |
0.23% |
| Heartflow, Inc. |
HTFL |
42238D107 |
2,390 |
$115,437.00 |
0.22% |
| Modine Manufacturing Company |
MOD |
607828100 |
643 |
$116,498.74 |
0.22% |
| YETI Holdings, Inc. |
YETI |
98585X104 |
2,798 |
$113,458.90 |
0.22% |
| Eos Energy Enterprises, Inc. |
EOSE |
29415C101 |
27,742 |
$109,164.83 |
0.21% |
| Uranium Energy Corp. |
UEC |
916896103 |
11,116 |
$112,049.28 |
0.21% |
| Cactus, Inc. (Class A) |
WHD |
127203107 |
1,589 |
$106,780.80 |
0.20% |
| The Cheesecake Factory Incorporated |
CAKE |
163072101 |
1,063 |
$103,132.26 |
0.20% |
| Oceaneering International, Inc. |
OII |
675232102 |
2,120 |
$98,813.20 |
0.19% |
| Semtech Corporation |
SMTC |
816850101 |
590 |
$98,854.50 |
0.19% |
| AtriCure, Inc. |
ATRC |
04963C209 |
1,643 |
$93,881.02 |
0.18% |
| Navan, Inc. (Class A) |
NAVN |
639193101 |
4,168 |
$93,905.04 |
0.18% |
| Structure Therapeutics Inc. |
GPCR |
86366E106 |
2,707 |
$96,098.50 |
0.18% |
| Cardinal Infrastructure Group Inc. (Class A) |
CDNL |
14154A102 |
2,666 |
$86,458.38 |
0.17% |
| Toast, Inc. (Class A) |
TOST |
888787108 |
2,890 |
$89,936.80 |
0.17% |
| Crocs, Inc. |
CROX |
227046109 |
725 |
$83,665.00 |
0.16% |
| Red Violet, Inc. |
RDVT |
75704L104 |
915 |
$70,930.80 |
0.14% |
| Vishay Precision Group, Inc. |
VPG |
92835K103 |
1,185 |
$72,332.40 |
0.14% |
| Credo Technology Group Holding Ltd |
CRDO |
G25457105 |
146 |
$23,577.54 |
0.05% |
| OmniAb Inc. 12.50 Earnout |
2200963D |
68218J202 |
46 |
$0.00 |
0.00% |
| OmniAb Inc. 15.00 Earnout |
2200964D |
68218J301 |
46 |
$0.00 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
|
|
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
|