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First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)
Holdings of the Fund as of 3/13/2026

Total Number of Holdings (excluding cash): 150

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
OGE Energy Corp. OGE 670837103 Utilities 13,083 $632,563.05 2.16%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 15,879 $606,101.43 2.07%
Ingredion Incorporated INGR 457187102 Consumer Staples 5,023 $564,233.59 1.92%
Starwood Property Trust, Inc. STWD 85571B105 Financials 26,828 $471,636.24 1.61%
IDACORP, Inc. IDA 451107106 Utilities 3,237 $460,916.43 1.57%
NNN REIT Inc. NNN 637417106 Real Estate 10,121 $455,546.21 1.55%
Agree Realty Corporation ADC 008492100 Real Estate 5,519 $437,104.80 1.49%
Graco Inc. GGG 384109104 Industrials 4,908 $430,038.96 1.47%
Four Corners Property Trust, Inc. FCPT 35086T109 Real Estate 16,739 $429,187.96 1.46%
Ellington Financial Inc. EFC 28852N109 Financials 35,663 $420,823.40 1.43%
Antero Midstream Corp. AM 03676B102 Energy 16,312 $377,459.68 1.29%
DT Midstream, Inc. DTM 23345M107 Energy 2,692 $370,365.36 1.26%
ONE Gas, Inc. OGS 68235P108 Utilities 4,047 $354,072.03 1.21%
Service Corporation International SCI 817565104 Consumer Discretionary 4,334 $344,596.34 1.17%
GATX Corporation GATX 361448103 Industrials 2,013 $339,190.50 1.16%
Spire Inc. SR 84857L101 Utilities 3,510 $325,587.60 1.11%
W.P. Carey Inc. WPC 92936U109 Real Estate 4,551 $325,350.99 1.11%
Balchem Corporation BCPC 057665200 Materials 1,824 $308,310.72 1.05%
Annaly Capital Management, Inc. NLY 035710839 Financials 13,989 $305,799.54 1.04%
New Jersey Resources Corporation NJR 646025106 Utilities 5,534 $304,702.04 1.04%
Prestige Consumer Healthcare Inc. PBH 74112D101 Health Care 4,900 $301,105.00 1.03%
City Holding Company CHCO 177835105 Financials 2,524 $299,371.64 1.02%
Equity Lifestyle Properties, Inc. ELS 29472R108 Real Estate 4,361 $296,068.29 1.01%
Universal Corporation UVV 913456109 Consumer Staples 5,566 $295,610.26 1.01%
Avista Corporation AVA 05379B107 Utilities 7,220 $287,861.40 0.98%
The Hanover Insurance Group, Inc. THG 410867105 Financials 1,661 $288,000.79 0.98%
Assured Guaranty Ltd. AGO G0585R106 Financials 3,401 $283,575.38 0.97%
Dolby Laboratories, Inc. DLB 25659T107 Information Technology 4,722 $285,681.00 0.97%
Encompass Health Corporation EHC 29261A100 Health Care 2,842 $285,251.54 0.97%
Monarch Casino & Resort, Inc. MCRI 609027107 Consumer Discretionary 2,822 $283,357.02 0.97%
AptarGroup, Inc. ATR 038336103 Materials 2,184 $280,971.60 0.96%
Reliance Inc. RS 759509102 Materials 944 $280,783.36 0.96%
MSA Safety Incorporated MSA 553498106 Industrials 1,571 $278,412.62 0.95%
Granite Construction Incorporated GVA 387328107 Industrials 2,279 $275,143.67 0.94%
The New York Times Company (Class A) NYT 650111107 Communication Services 3,413 $270,685.03 0.92%
LTC Properties, Inc. LTC 502175102 Real Estate 6,751 $263,964.10 0.90%
RPM International Inc. RPM 749685103 Materials 2,550 $254,388.00 0.87%
The Marzetti Company MZTI 513847103 Consumer Staples 1,681 $254,587.45 0.87%
American Financial Group, Inc. AFG 025932104 Financials 1,963 $251,440.67 0.86%
Crown Holdings, Inc. CCK 228368106 Materials 2,395 $251,882.15 0.86%
Innospec Inc. IOSP 45768S105 Materials 3,664 $251,460.32 0.86%
Post Holdings, Inc. POST 737446104 Consumer Staples 2,568 $252,819.60 0.86%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 1,485 $248,440.50 0.85%
Fresh Del Monte Produce Inc. FDP G36738105 Consumer Staples 5,951 $246,252.38 0.84%
Penske Automotive Group, Inc. PAG 70959W103 Consumer Discretionary 1,683 $245,600.19 0.84%
Watts Water Technologies, Inc. WTS 942749102 Industrials 825 $245,685.00 0.84%
FTI Consulting, Inc. FCN 302941109 Industrials 1,495 $243,057.10 0.83%
Blackstone Mortgage Trust, Inc. (Class A) BXMT 09257W100 Financials 12,976 $240,834.56 0.82%
Portland General Electric Company POR 736508847 Utilities 4,493 $240,824.80 0.82%
The Ensign Group, Inc. ENSG 29358P101 Health Care 1,144 $239,908.24 0.82%
Reynolds Consumer Products Inc. REYN 76171L106 Consumer Staples 10,927 $234,602.69 0.80%
Donaldson Company, Inc. DCI 257651109 Industrials 2,688 $230,630.40 0.79%
Autoliv, Inc. ALV 052800109 Consumer Discretionary 2,210 $227,431.10 0.78%
Clean Harbors, Inc. CLH 184496107 Industrials 784 $226,521.12 0.77%
Horace Mann Educators Corporation HMN 440327104 Financials 5,294 $224,412.66 0.77%
MSC Industrial Direct Co., Inc. (Class A) MSM 553530106 Industrials 2,478 $226,067.94 0.77%
WD-40 Company WDFC 929236107 Consumer Staples 1,010 $227,209.60 0.77%
Sonoco Products Company SON 835495102 Materials 4,153 $221,437.96 0.76%
Apollo Commercial Real Estate Finance, Inc. ARI 03762U105 Financials 21,347 $219,233.69 0.75%
BJ's Wholesale Club Holdings, Inc. BJ 05550J101 Consumer Staples 2,217 $216,645.24 0.74%
Silgan Holdings Inc. SLGN 827048109 Materials 5,206 $216,673.72 0.74%
Gentex Corporation GNTX 371901109 Consumer Discretionary 10,153 $212,908.41 0.73%
Franklin Electric Co., Inc. FELE 353514102 Industrials 2,322 $211,093.02 0.72%
Northwest Natural Holding Company NWN 66765N105 Utilities 4,028 $211,711.68 0.72%
Albertsons Companies, Inc. (Class A) ACI 013091103 Consumer Staples 11,936 $206,134.72 0.70%
Innoviva, Inc. INVA 45781M101 Health Care 9,363 $206,266.89 0.70%
Korn Ferry KFY 500643200 Industrials 3,364 $204,127.52 0.70%
Warner Music Group Corp. (Class A) WMG 934550203 Communication Services 7,473 $204,162.36 0.70%
ABM Industries Incorporated ABM 000957100 Industrials 5,226 $202,612.02 0.69%
Chemed Corporation CHE 16359R103 Health Care 502 $201,738.74 0.69%
RLI Corp. RLI 749607107 Financials 3,287 $203,235.21 0.69%
AECOM ACM 00766T100 Industrials 2,195 $199,876.70 0.68%
Essent Group Ltd. ESNT G3198U102 Financials 3,435 $199,539.15 0.68%
ITT Inc. ITT 45073V108 Industrials 1,063 $199,588.88 0.68%
NewMarket Corporation NEU 651587107 Materials 339 $198,199.74 0.68%
J & J Snack Foods Corp. JJSF 466032109 Consumer Staples 2,351 $193,440.28 0.66%
Gaming and Leisure Properties, Inc. GLPI 36467J108 Real Estate 4,013 $190,938.54 0.65%
Avnet, Inc. AVT 053807103 Information Technology 3,152 $188,268.96 0.64%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 1,137 $186,433.89 0.64%
Madison Square Garden Sports Corp. (Class A) MSGS 55825T103 Communication Services 603 $188,244.54 0.64%
Arrow Electronics, Inc. ARW 042735100 Information Technology 1,324 $185,942.56 0.63%
Hexcel Corporation HXL 428291108 Industrials 2,297 $181,669.73 0.62%
COPT Defense Properties CDP 22002T108 Real Estate 5,672 $179,632.24 0.61%
Old Republic International Corporation ORI 680223104 Financials 4,124 $165,372.40 0.56%
Commerce Bancshares, Inc. CBSH 200525103 Financials 3,379 $161,009.35 0.55%
Enact Holdings, Inc. ACT 29249E109 Financials 3,951 $159,975.99 0.55%
Hilltop Holdings Inc. HTH 432748101 Financials 4,658 $161,865.50 0.55%
ARMOUR Residential REIT, Inc. ARR 042315705 Financials 8,931 $152,541.48 0.52%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 4,661 $153,533.34 0.52%
Home BancShares, Inc. HOMB 436893200 Financials 5,704 $150,072.24 0.51%
Primerica, Inc. PRI 74164M108 Financials 597 $148,718.67 0.51%
MGIC Investment Corporation MTG 552848103 Financials 5,494 $143,063.76 0.49%
American States Water Company AWR 029899101 Utilities 1,860 $140,634.60 0.48%
SEI Investments Company SEIC 784117103 Financials 1,757 $140,366.73 0.48%
Southwest Gas Holdings, Inc. SWX 844895102 Utilities 1,562 $137,471.62 0.47%
First Commonwealth Financial Corporation FCF 319829107 Financials 7,989 $134,454.87 0.46%
NMI Holdings, Inc. (Class A) NMIH 629209305 Financials 3,640 $135,808.40 0.46%
Radian Group Inc. RDN 750236101 Financials 4,023 $132,718.77 0.45%
CNO Financial Group, Inc. CNO 12621E103 Financials 3,241 $129,218.67 0.44%
Cullen/Frost Bankers, Inc. CFR 229899109 Financials 986 $130,280.18 0.44%
Employers Holdings, Inc. EIG 292218104 Financials 3,277 $128,589.48 0.44%
Northwest Bancshares, Inc. NWBI 667340103 Financials 10,459 $128,227.34 0.44%
Unum Group UNM 91529Y106 Financials 1,773 $127,939.68 0.44%
Black Hills Corporation BKH 092113109 Utilities 1,760 $127,529.60 0.43%
Fidelity National Financial, Inc. FNF 31620R303 Financials 2,639 $125,537.23 0.43%
First American Financial Corporation FAF 31847R102 Financials 1,937 $127,183.42 0.43%
PennyMac Mortgage Investment Trust PMT 70931T103 Financials 10,947 $127,423.08 0.43%
Prosperity Bancshares, Inc. PB 743606105 Financials 1,973 $126,824.44 0.43%
Reinsurance Group of America, Incorporated RGA 759351604 Financials 627 $126,346.77 0.43%
RenaissanceRe Holdings Ltd. RNR G7496G103 Financials 429 $126,031.62 0.43%
National Fuel Gas Company NFG 636180101 Utilities 1,291 $124,323.30 0.42%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 2,325 $111,716.25 0.38%
Chesapeake Utilities Corporation CPK 165303108 Utilities 833 $108,831.45 0.37%
US Dollar $USD Other 105,133 $105,132.56 0.36%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 3,417 $101,314.05 0.35%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 525 $101,361.75 0.35%
Kite Realty Group Trust KRG 49803T300 Real Estate 3,976 $99,956.64 0.34%
EastGroup Properties, Inc. EGP 277276101 Real Estate 509 $95,493.49 0.33%
UGI Corporation UGI 902681105 Utilities 2,611 $96,946.43 0.33%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 4,561 $82,006.78 0.28%
American Homes 4 Rent (Class A) AMH 02665T306 Real Estate 2,538 $72,003.06 0.25%
Getty Realty Corp. GTY 374297109 Real Estate 2,108 $69,943.44 0.24%
STAG Industrial, Inc. STAG 85254J102 Real Estate 1,532 $58,261.96 0.20%
Urban Edge Properties UE 91704F104 Real Estate 2,545 $52,274.30 0.18%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 1,171 $46,875.13 0.16%
Acadia Realty Trust AKR 004239109 Real Estate 2,145 $43,221.75 0.15%
American Assets Trust, Inc. AAT 024013104 Real Estate 2,317 $43,513.26 0.15%
American Healthcare REIT, Inc. AHR 398182303 Real Estate 841 $43,866.56 0.15%
Apple Hospitality REIT, Inc. APLE 03784Y200 Real Estate 3,689 $43,124.41 0.15%
California Water Service Group CWT 130788102 Utilities 987 $44,612.40 0.15%
Cousins Properties Incorporated CUZ 222795502 Real Estate 1,923 $43,805.94 0.15%
CubeSmart CUBE 229663109 Real Estate 1,148 $44,370.20 0.15%
Curbline Properties Corp. CURB 23128Q101 Real Estate 1,642 $43,545.84 0.15%
Easterly Government Properties, Inc. DEA 27616P301 Real Estate 1,982 $43,584.18 0.15%
EPR Properties EPR 26884U109 Real Estate 785 $43,975.70 0.15%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 730 $43,880.30 0.15%
Global Net Lease, Inc. GNL 379378201 Real Estate 4,635 $43,522.65 0.15%
H2O America HTO 784305104 Utilities 763 $44,963.59 0.15%
Highwoods Properties, Inc. HIW 431284108 Real Estate 2,033 $43,607.85 0.15%
Independence Realty Trust, Inc. IRT 45378A106 Real Estate 2,723 $43,050.63 0.15%
Lamar Advertising Company LAMR 512816109 Real Estate 327 $43,863.78 0.15%
LXP Industrial Trust LXP 529043408 Real Estate 933 $43,580.43 0.15%
MDU Resources Group, Inc. MDU 552690109 Utilities 2,096 $44,225.60 0.15%
National Storage Affiliates Trust NSA 637870106 Real Estate 1,413 $43,718.22 0.15%
Ormat Technologies, Inc. ORA 686688102 Utilities 398 $43,931.24 0.15%
Otter Tail Corporation OTTR 689648103 Utilities 515 $45,160.35 0.15%
Rayonier Inc. RYN 754907103 Real Estate 2,185 $44,093.30 0.15%
Rexford Industrial Realty, Inc. REXR 76169C100 Real Estate 1,258 $43,363.26 0.15%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 2,108 $43,466.96 0.15%
Tanger Inc. SKT 875465106 Real Estate 1,240 $43,586.00 0.15%
Terreno Realty Corporation TRNO 88146M101 Real Estate 707 $43,961.26 0.15%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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