First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

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Holdings

Holdings of the Fund as of 11/5/2026

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Total Number of Holdings (excluding cash): 151

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Ingredion Incorporated	INGR	457187102	Consumer Staples	1,272	$123,918.24	2.25%
Dolby Laboratories, Inc.	DLB	25659T107	Information Technology	1,865	$120,889.30	2.20%
Phillips Edison & Company, Inc.	PECO	71844V201	Real Estate	2,315	$94,683.50	1.72%
Balchem Corporation	BCPC	057665200	Materials	501	$90,034.71	1.64%
Antero Midstream Corp.	AM	03676B102	Energy	4,272	$81,894.24	1.49%
OGE Energy Corp.	OGE	670837103	Utilities	1,542	$78,364.44	1.42%
Ellington Financial Inc.	EFC	28852N109	Financials	6,648	$76,385.52	1.39%
Starwood Property Trust, Inc.	STWD	85571B105	Financials	5,591	$72,012.08	1.31%
DT Midstream, Inc.	DTM	23345M107	Energy	625	$70,550.00	1.28%
GATX Corporation	GATX	361448103	Industrials	376	$70,093.92	1.27%
InvenTrust Properties Corp.	IVT	46124J201	Real Estate	2,192	$69,464.48	1.26%
New Jersey Resources Corporation	NJR	646025106	Utilities	1,264	$69,128.16	1.26%
Graco Inc.	GGG	384109104	Industrials	1,010	$68,649.70	1.25%
FTI Consulting, Inc.	FCN	302941109	Industrials	347	$68,008.53	1.24%
ABM Industries Incorporated	ABM	000957100	Industrials	1,229	$65,960.43	1.20%
AptarGroup, Inc.	ATR	038336103	Materials	456	$65,682.24	1.19%
Encompass Health Corporation	EHC	29261A100	Health Care	465	$65,690.55	1.19%
Southwest Gas Holdings, Inc.	SWX	844895102	Utilities	726	$65,695.74	1.19%
Agree Realty Corporation	ADC	008492100	Real Estate	917	$64,611.82	1.17%
BJ's Wholesale Club Holdings, Inc.	BJ	05550J101	Consumer Staples	576	$64,085.76	1.16%
City Holding Company	CHCO	177835105	Financials	446	$63,354.30	1.15%
Crown Holdings, Inc.	CCK	228368106	Materials	504	$61,417.44	1.12%
NNN REIT Inc.	NNN	637417106	Real Estate	1,471	$60,987.66	1.11%
Post Holdings, Inc.	POST	737446104	Consumer Staples	712	$60,320.64	1.10%
Universal Corporation	UVV	913456109	Consumer Staples	1,475	$60,519.25	1.10%
American Financial Group, Inc.	AFG	025932104	Financials	385	$60,194.75	1.09%
IDACORP, Inc.	IDA	451107106	Utilities	406	$59,751.02	1.09%
Innospec Inc.	IOSP	45768S105	Materials	744	$58,872.72	1.07%
Reynolds Consumer Products Inc.	REYN	76171L106	Consumer Staples	2,372	$58,185.16	1.06%
Westamerica Bancorporation	WABC	957090103	Financials	981	$58,634.37	1.06%
Innoviva, Inc.	INVA	45781M101	Health Care	2,965	$57,046.60	1.04%
W.P. Carey Inc.	WPC	92936U109	Real Estate	869	$56,737.01	1.03%
Service Corporation International	SCI	817565104	Consumer Discretionary	743	$56,059.35	1.02%
Autoliv, Inc.	ALV	052800109	Consumer Discretionary	448	$55,565.44	1.01%
Monarch Casino & Resort, Inc.	MCRI	609027107	Consumer Discretionary	509	$55,654.06	1.01%
The Ensign Group, Inc.	ENSG	29358P101	Health Care	304	$55,446.56	1.01%
Chemed Corporation	CHE	16359R103	Health Care	103	$54,978.31	1.00%
MSC Industrial Direct Co., Inc. (Class A)	MSM	553530106	Industrials	497	$55,142.15	1.00%
MSA Safety Incorporated	MSA	553498106	Industrials	322	$54,736.78	0.99%
J & J Snack Foods Corp.	JJSF	466032109	Consumer Staples	584	$53,219.92	0.97%
Watts Water Technologies, Inc.	WTS	942749102	Industrials	153	$53,161.38	0.97%
Penske Automotive Group, Inc.	PAG	70959W103	Consumer Discretionary	250	$53,050.00	0.96%
Gentex Corporation	GNTX	371901109	Consumer Discretionary	2,599	$52,525.79	0.95%
Armstrong World Industries, Inc.	AWI	04247X102	Industrials	300	$51,162.00	0.93%
Clean Harbors, Inc.	CLH	184496107	Industrials	185	$51,374.50	0.93%
Donaldson Company, Inc.	DCI	257651109	Industrials	616	$51,294.32	0.93%
The Marzetti Company	MZTI	513847103	Consumer Staples	474	$51,429.00	0.93%
WD-40 Company	WDFC	929236107	Consumer Staples	225	$51,149.25	0.93%
Franklin Electric Co., Inc.	FELE	353514102	Industrials	519	$49,777.29	0.90%
Brixmor Property Group Inc.	BRX	11120U105	Real Estate	1,643	$49,191.42	0.89%
Del Monte Corp.	DMC	G36738105	Consumer Staples	1,767	$48,822.21	0.89%
Korn Ferry	KFY	500643200	Industrials	638	$49,228.08	0.89%
Commerce Bancshares, Inc.	CBSH	200525103	Financials	856	$47,268.32	0.86%
ITT Inc.	ITT	45073V108	Industrials	242	$47,412.64	0.86%
Portland General Electric Company	POR	736508847	Utilities	1,004	$46,194.04	0.84%
RPM International Inc.	RPM	749685103	Materials	441	$46,503.45	0.84%
ONE Gas, Inc.	OGS	68235P108	Utilities	553	$45,263.05	0.82%
Spire Inc.	SR	84857L101	Utilities	505	$45,066.20	0.82%
Avista Corporation	AVA	05379B107	Utilities	1,088	$44,510.08	0.81%
Grand Canyon Education, Inc.	LOPE	38526M106	Consumer Discretionary	357	$43,643.25	0.79%
MSG Knickerbockers Corp. (Class A)	MSGK	55825T103	Communication Services	133	$42,207.55	0.77%
Prestige Consumer Healthcare Inc.	PBH	74112D101	Health Care	935	$41,439.20	0.75%
Horace Mann Educators Corporation	HMN	440327104	Financials	762	$40,515.54	0.74%
NewMarket Corporation	NEU	651587107	Materials	58	$40,198.64	0.73%
Annaly Capital Management, Inc.	NLY	035710839	Financials	2,045	$38,548.25	0.70%
First Commonwealth Financial Corporation	FCF	319829107	Financials	1,794	$37,817.52	0.69%
National Fuel Gas Company	NFG	636180101	Utilities	510	$37,724.70	0.69%
Gaming and Leisure Properties, Inc.	GLPI	36467J108	Real Estate	950	$37,468.00	0.68%
Cullen/Frost Bankers, Inc.	CFR	229899109	Financials	234	$36,663.12	0.67%
Equity Lifestyle Properties, Inc.	ELS	29472R108	Real Estate	586	$36,906.28	0.67%
Kite Realty Group Trust	KRG	49803T300	Real Estate	1,436	$36,905.20	0.67%
Chesapeake Utilities Corporation	CPK	165303108	Utilities	258	$36,556.02	0.66%
EastGroup Properties, Inc.	EGP	277276101	Real Estate	180	$34,894.80	0.63%
COPT Defense Properties	CDP	22002T108	Real Estate	1,063	$34,388.05	0.62%
Prosperity Bancshares, Inc.	PB	743606105	Financials	468	$33,681.96	0.61%
Home BancShares, Inc.	HOMB	436893200	Financials	1,015	$30,521.05	0.55%
MDU Resources Group, Inc.	MDU	552690109	Utilities	1,638	$30,352.14	0.55%
The Hanover Insurance Group, Inc.	THG	410867105	Financials	122	$30,408.50	0.55%
Broadstone Net Lease, Inc.	BNL	11135E203	Real Estate	1,666	$29,538.18	0.54%
Northwest Natural Holding Company	NWN	66765N105	Utilities	577	$29,894.37	0.54%
Four Corners Property Trust, Inc.	FCPT	35086T109	Real Estate	1,223	$28,960.64	0.53%
International Bancshares Corporation	IBOC	459044103	Financials	416	$28,412.80	0.52%
American States Water Company	AWR	029899101	Utilities	314	$27,895.76	0.51%
CNO Financial Group, Inc.	CNO	12621E103	Financials	495	$27,932.85	0.51%
Trustmark Corporation	TRMK	898402102	Financials	620	$27,732.60	0.50%
United Bankshares, Inc.	UBSI	909907107	Financials	559	$27,050.01	0.49%
Northwest Bancshares, Inc.	NWBI	667340103	Financials	1,740	$26,639.40	0.48%
Preferred Bank	PFBC	740367404	Financials	258	$26,700.42	0.48%
S&T Bancorp, Inc.	STBA	783859101	Financials	498	$25,343.22	0.46%
Urban Edge Properties	UE	91704F104	Real Estate	1,218	$25,370.94	0.46%
Essential Properties Realty Trust, Inc.	EPRT	29670E107	Real Estate	835	$23,663.90	0.43%
MGE Energy, Inc.	MGEE	55277P104	Utilities	300	$23,508.00	0.43%
WSFS Financial Corporation	WSFS	929328102	Financials	301	$23,818.13	0.43%
MGIC Investment Corporation	MTG	552848103	Financials	788	$23,127.80	0.42%
UGI Corporation	UGI	902681105	Utilities	619	$23,039.18	0.42%
Assured Guaranty Ltd.	AGO	G0585R106	Financials	308	$22,102.08	0.40%
Enact Holdings, Inc.	ACT	29249E109	Financials	466	$22,260.82	0.40%
Primerica, Inc.	PRI	74164M108	Financials	76	$21,960.96	0.40%
Independent Bank Corp.	INDB	453836108	Financials	249	$21,015.60	0.38%
Old Republic International Corporation	ORI	680223104	Financials	470	$18,983.30	0.34%
Otter Tail Corporation	OTTR	689648103	Utilities	233	$18,640.00	0.34%
Black Hills Corporation	BKH	092113109	Utilities	214	$18,110.82	0.33%
Cathay General Bancorp	CATY	149150104	Financials	283	$18,157.28	0.33%
Genworth Financial, Inc.	GNW	37247D106	Financials	2,024	$18,033.84	0.33%
Essent Group Ltd.	ESNT	G3198U102	Financials	258	$17,698.80	0.32%
Healthcare Realty Trust Inc.	HR	42226K105	Real Estate	910	$17,353.70	0.32%
Ameris Bancorp	ABCB	03076K108	Financials	212	$17,316.16	0.31%
H2O America	HTO	784305104	Utilities	269	$16,847.47	0.31%
Hilltop Holdings Inc.	HTH	432748101	Financials	464	$17,079.84	0.31%
Reinsurance Group of America, Incorporated	RGA	759351604	Financials	64	$16,765.44	0.30%
Radian Group Inc.	RDN	750236101	Financials	423	$15,765.21	0.29%
American Homes 4 Rent (Class A)	AMH	02665T306	Real Estate	465	$15,386.85	0.28%
NetSTREIT Corp.	NTST	64119V303	Real Estate	805	$15,166.20	0.28%
MSG Rangers Corp.	MSGR	62477J102	Communication Services	66	$14,817.00	0.27%
NMI Holdings, Inc. (Class A)	NMIH	629209305	Financials	327	$14,476.29	0.26%
WaFd Inc.	WAFD	938824109	Financials	483	$14,243.67	0.26%
Unum Group	UNM	91529Y106	Financials	185	$13,680.75	0.25%
SEI Investments Company	SEIC	784117103	Financials	127	$13,357.86	0.24%
LTC Properties, Inc.	LTC	502175102	Real Estate	280	$12,782.00	0.23%
Omega Healthcare Investors, Inc.	OHI	681936100	Real Estate	257	$12,333.43	0.22%
ARMOUR Residential REIT, Inc.	ARR	042315705	Financials	935	$11,762.30	0.21%
First Industrial Realty Trust, Inc.	FR	32054K103	Real Estate	216	$11,646.72	0.21%
Easterly Government Properties, Inc.	DEA	27616P301	Real Estate	490	$11,034.80	0.20%
Employers Holdings, Inc.	EIG	292218104	Financials	233	$10,981.29	0.20%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Financials	29	$10,272.67	0.19%
Terreno Realty Corporation	TRNO	88146M101	Real Estate	155	$10,398.95	0.19%
Apple Hospitality REIT, Inc.	APLE	03784Y200	Real Estate	559	$10,145.85	0.18%
CubeSmart	CUBE	229663109	Real Estate	214	$9,709.18	0.18%
Getty Realty Corp.	GTY	374297109	Real Estate	337	$9,682.01	0.18%
STAG Industrial, Inc.	STAG	85254J102	Real Estate	269	$9,928.79	0.18%
US Dollar	$USD		Other	10,010	$10,010.49	0.18%
American Healthcare REIT, Inc.	AHR	398182303	Real Estate	167	$9,358.68	0.17%
California Water Service Group	CWT	130788102	Utilities	180	$9,149.40	0.17%
Lamar Advertising Company	LAMR	512816109	Real Estate	58	$9,123.40	0.17%
Rexford Industrial Realty, Inc.	REXR	76169C100	Real Estate	241	$9,194.15	0.17%
RLI Corp.	RLI	749607107	Financials	137	$9,551.64	0.17%
Sabra Health Care REIT, Inc.	SBRA	78573L106	Real Estate	443	$9,254.27	0.17%
Cousins Properties Incorporated	CUZ	222795502	Real Estate	298	$8,793.98	0.16%
Curbline Properties Corp.	CURB	23128Q101	Real Estate	295	$8,711.35	0.16%
EPR Properties	EPR	26884U109	Real Estate	148	$8,848.92	0.16%
Highwoods Properties, Inc.	HIW	431284108	Real Estate	284	$9,008.48	0.16%
Rayonier Inc.	RYN	754907103	Real Estate	407	$8,917.37	0.16%
Tanger Inc.	SKT	875465106	Real Estate	226	$8,676.14	0.16%
Acadia Realty Trust	AKR	004239109	Real Estate	433	$8,525.77	0.15%
Blackstone Mortgage Trust, Inc. (Class A)	BXMT	09257W100	Financials	714	$8,175.30	0.15%
CareTrust REIT, Inc.	CTRE	14174T107	Real Estate	226	$8,402.68	0.15%
First American Financial Corporation	FAF	31847R102	Financials	118	$8,047.60	0.15%
FirstCash Holdings, Inc.	FCFS	33768G107	Financials	44	$8,252.20	0.15%
Independence Realty Trust, Inc.	IRT	45378A106	Real Estate	526	$8,058.32	0.15%
Fidelity National Financial, Inc.	FNF	31620R303	Financials	180	$7,720.20	0.14%
PennyMac Mortgage Investment Trust	PMT	70931T103	Financials	926	$7,620.98	0.14%
Global Net Lease, Inc.	GNL	379378201	Real Estate	964	$6,854.04	0.12%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.