First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

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Holdings

Holdings of the Fund as of 10/9/2026

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Total Number of Holdings (excluding cash): 150

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Ingredion Incorporated	INGR	457187102	Consumer Staples	1,268	$120,574.12	2.27%
Dolby Laboratories, Inc.	DLB	25659T107	Information Technology	1,860	$109,256.40	2.05%
Antero Midstream Corp.	AM	03676B102	Energy	4,260	$89,843.40	1.69%
Phillips Edison & Company, Inc.	PECO	71844V201	Real Estate	2,308	$86,711.56	1.63%
Balchem Corporation	BCPC	057665200	Materials	500	$83,915.00	1.58%
Graco Inc.	GGG	384109104	Industrials	1,007	$78,757.47	1.48%
DT Midstream, Inc.	DTM	23345M107	Energy	623	$77,258.23	1.45%
Ellington Financial Inc.	EFC	28852N109	Financials	6,629	$77,294.14	1.45%
OGE Energy Corp.	OGE	670837103	Utilities	1,538	$71,517.00	1.34%
Innospec Inc.	IOSP	45768S105	Materials	742	$70,972.30	1.33%
Starwood Property Trust, Inc.	STWD	85571B105	Financials	5,575	$70,858.25	1.33%
InvenTrust Properties Corp.	IVT	46124J201	Real Estate	2,186	$65,099.08	1.22%
MSC Industrial Direct Co., Inc. (Class A)	MSM	553530106	Industrials	496	$64,236.96	1.21%
New Jersey Resources Corporation	NJR	646025106	Utilities	1,260	$64,524.60	1.21%
Innoviva, Inc.	INVA	45781M101	Health Care	2,956	$62,696.76	1.18%
City Holding Company	CHCO	177835105	Financials	445	$62,286.65	1.17%
GATX Corporation	GATX	361448103	Industrials	375	$61,792.50	1.16%
Universal Corporation	UVV	913456109	Consumer Staples	1,471	$61,782.00	1.16%
Southwest Gas Holdings, Inc.	SWX	844895102	Utilities	724	$60,917.36	1.15%
ABM Industries Incorporated	ABM	000957100	Industrials	1,225	$60,796.75	1.14%
Agree Realty Corporation	ADC	008492100	Real Estate	914	$60,278.30	1.13%
NNN REIT Inc.	NNN	637417106	Real Estate	1,467	$59,032.08	1.11%
Clean Harbors, Inc.	CLH	184496107	Industrials	184	$58,315.12	1.10%
Monarch Casino & Resort, Inc.	MCRI	609027107	Consumer Discretionary	508	$58,084.72	1.09%
MSA Safety Incorporated	MSA	553498106	Industrials	321	$58,007.91	1.09%
Encompass Health Corporation	EHC	29261A100	Health Care	464	$57,225.12	1.08%
Westamerica Bancorporation	WABC	957090103	Financials	978	$57,369.48	1.08%
Grand Canyon Education, Inc.	LOPE	38526M106	Consumer Discretionary	356	$56,888.80	1.07%
Service Corporation International	SCI	817565104	Consumer Discretionary	741	$56,990.31	1.07%
BJ's Wholesale Club Holdings, Inc.	BJ	05550J101	Consumer Staples	574	$56,584.92	1.06%
AptarGroup, Inc.	ATR	038336103	Materials	455	$54,772.90	1.03%
IDACORP, Inc.	IDA	451107106	Utilities	405	$54,845.10	1.03%
W.P. Carey Inc.	WPC	92936U109	Real Estate	866	$54,878.42	1.03%
American Financial Group, Inc.	AFG	025932104	Financials	384	$54,174.72	1.02%
Crown Holdings, Inc.	CCK	228368106	Materials	503	$54,454.78	1.02%
Gentex Corporation	GNTX	371901109	Consumer Discretionary	2,591	$54,514.64	1.02%
Madison Square Garden Sports Corp. (Class A)	MSGS	55825T103	Communication Services	133	$53,505.90	1.01%
Watts Water Technologies, Inc.	WTS	942749102	Industrials	153	$53,966.16	1.01%
Donaldson Company, Inc.	DCI	257651109	Industrials	614	$53,375.02	1.00%
Post Holdings, Inc.	POST	737446104	Consumer Staples	710	$53,122.20	1.00%
Del Monte Corp.	DMC	G36738105	Consumer Staples	1,762	$51,943.76	0.98%
Reynolds Consumer Products Inc.	REYN	76171L106	Consumer Staples	2,365	$52,053.65	0.98%
The Ensign Group, Inc.	ENSG	29358P101	Health Care	303	$52,055.40	0.98%
Chemed Corporation	CHE	16359R103	Health Care	103	$51,481.46	0.97%
NewMarket Corporation	NEU	651587107	Materials	58	$51,814.88	0.97%
Franklin Electric Co., Inc.	FELE	353514102	Industrials	517	$50,521.24	0.95%
Autoliv, Inc.	ALV	052800109	Consumer Discretionary	447	$49,062.72	0.92%
Penske Automotive Group, Inc.	PAG	70959W103	Consumer Discretionary	249	$48,843.84	0.92%
Armstrong World Industries, Inc.	AWI	04247X102	Industrials	299	$48,399.13	0.91%
ITT Inc.	ITT	45073V108	Industrials	241	$48,530.17	0.91%
FTI Consulting, Inc.	FCN	302941109	Industrials	346	$47,111.36	0.89%
J & J Snack Foods Corp.	JJSF	466032109	Consumer Staples	582	$47,217.66	0.89%
The Marzetti Company	MZTI	513847103	Consumer Staples	473	$46,968.90	0.88%
Commerce Bancshares, Inc.	CBSH	200525103	Financials	854	$46,449.06	0.87%
Korn Ferry	KFY	500643200	Industrials	636	$45,575.76	0.86%
Portland General Electric Company	POR	736508847	Utilities	1,001	$45,435.39	0.85%
Prestige Consumer Healthcare Inc.	PBH	74112D101	Health Care	932	$44,950.36	0.85%
WD-40 Company	WDFC	929236107	Consumer Staples	224	$45,312.96	0.85%
Brixmor Property Group Inc.	BRX	11120U105	Real Estate	1,638	$44,717.40	0.84%
RPM International Inc.	RPM	749685103	Materials	440	$43,001.20	0.81%
National Fuel Gas Company	NFG	636180101	Utilities	509	$40,037.94	0.75%
ONE Gas, Inc.	OGS	68235P108	Utilities	551	$39,947.50	0.75%
Spire Inc.	SR	84857L101	Utilities	504	$39,523.68	0.74%
Avista Corporation	AVA	05379B107	Utilities	1,085	$38,506.65	0.72%
Annaly Capital Management, Inc.	NLY	035710839	Financials	2,039	$37,313.70	0.70%
Gaming and Leisure Properties, Inc.	GLPI	36467J108	Real Estate	947	$36,251.16	0.68%
COPT Defense Properties	CDP	22002T108	Real Estate	1,060	$35,488.80	0.67%
First Commonwealth Financial Corporation	FCF	319829107	Financials	1,789	$35,583.21	0.67%
Cullen/Frost Bankers, Inc.	CFR	229899109	Financials	233	$35,005.92	0.66%
EastGroup Properties, Inc.	EGP	277276101	Real Estate	179	$35,080.42	0.66%
Equity Lifestyle Properties, Inc.	ELS	29472R108	Real Estate	584	$34,461.84	0.65%
Horace Mann Educators Corporation	HMN	440327104	Financials	760	$34,625.60	0.65%
Kite Realty Group Trust	KRG	49803T300	Real Estate	1,432	$34,239.12	0.64%
Chesapeake Utilities Corporation	CPK	165303108	Utilities	257	$32,831.75	0.62%
MDU Resources Group, Inc.	MDU	552690109	Utilities	1,633	$30,602.42	0.58%
Prosperity Bancshares, Inc.	PB	743606105	Financials	467	$30,873.37	0.58%
Broadstone Net Lease, Inc.	BNL	11135E203	Real Estate	1,661	$30,329.86	0.57%
Home BancShares, Inc.	HOMB	436893200	Financials	1,012	$28,589.00	0.54%
International Bancshares Corporation	IBOC	459044103	Financials	415	$28,186.80	0.53%
Northwest Natural Holding Company	NWN	66765N105	Utilities	575	$27,444.75	0.52%
Trustmark Corporation	TRMK	898402102	Financials	618	$27,321.78	0.51%
Preferred Bank	PFBC	740367404	Financials	257	$26,363.06	0.50%
The Hanover Insurance Group, Inc.	THG	410867105	Financials	122	$26,758.26	0.50%
CNO Financial Group, Inc.	CNO	12621E103	Financials	494	$26,177.06	0.49%
Four Corners Property Trust, Inc.	FCPT	35086T109	Real Estate	1,219	$25,940.32	0.49%
American States Water Company	AWR	029899101	Utilities	313	$25,747.38	0.48%
Northwest Bancshares, Inc.	NWBI	667340103	Financials	1,735	$25,452.45	0.48%
United Bankshares, Inc.	UBSI	909907107	Financials	557	$25,321.22	0.48%
S&T Bancorp, Inc.	STBA	783859101	Financials	497	$23,880.85	0.45%
Urban Edge Properties	UE	91704F104	Real Estate	1,214	$23,503.04	0.44%
UGI Corporation	UGI	902681105	Utilities	617	$22,903.04	0.43%
WSFS Financial Corporation	WSFS	929328102	Financials	300	$22,617.00	0.43%
MGIC Investment Corporation	MTG	552848103	Financials	786	$21,559.98	0.41%
Assured Guaranty Ltd.	AGO	G0585R106	Financials	307	$21,499.21	0.40%
Enact Holdings, Inc.	ACT	29249E109	Financials	466	$21,422.02	0.40%
Essential Properties Realty Trust, Inc.	EPRT	29670E107	Real Estate	833	$21,133.21	0.40%
MGE Energy, Inc.	MGEE	55277P104	Utilities	299	$20,995.78	0.39%
Primerica, Inc.	PRI	74164M108	Financials	76	$20,922.04	0.39%
Otter Tail Corporation	OTTR	689648103	Utilities	232	$20,290.72	0.38%
US Dollar	$USD		Other	20,130	$20,130.06	0.38%
Genworth Financial, Inc.	GNW	37247D106	Financials	2,018	$18,969.20	0.36%
Independent Bank Corp.	INDB	453836108	Financials	248	$19,100.96	0.36%
Old Republic International Corporation	ORI	680223104	Financials	470	$17,939.90	0.34%
Hilltop Holdings Inc.	HTH	432748101	Financials	464	$16,880.32	0.32%
Unum Group	UNM	91529Y106	Financials	184	$16,867.28	0.32%
Ameris Bancorp	ABCB	03076K108	Financials	211	$16,673.22	0.31%
Cathay General Bancorp	CATY	149150104	Financials	282	$16,671.84	0.31%
Reinsurance Group of America, Incorporated	RGA	759351604	Financials	64	$16,382.72	0.31%
Black Hills Corporation	BKH	092113109	Utilities	213	$16,205.04	0.30%
Essent Group Ltd.	ESNT	G3198U102	Financials	257	$16,059.93	0.30%
H2O America	HTO	784305104	Utilities	268	$15,672.64	0.29%
Healthcare Realty Trust Inc.	HR	42226K105	Real Estate	907	$15,555.05	0.29%
American Homes 4 Rent (Class A)	AMH	02665T306	Real Estate	465	$14,345.25	0.27%
Radian Group Inc.	RDN	750236101	Financials	423	$14,352.39	0.27%
WaFd Inc.	WAFD	938824109	Financials	483	$14,214.69	0.27%
NetSTREIT Corp.	NTST	64119V303	Real Estate	805	$14,047.25	0.26%
NMI Holdings, Inc. (Class A)	NMIH	629209305	Financials	327	$13,083.27	0.25%
SEI Investments Company	SEIC	784117103	Financials	127	$13,296.90	0.25%
ARMOUR Residential REIT, Inc.	ARR	042315705	Financials	935	$12,706.65	0.24%
First Industrial Realty Trust, Inc.	FR	32054K103	Real Estate	215	$12,777.45	0.24%
Employers Holdings, Inc.	EIG	292218104	Financials	233	$11,510.20	0.22%
LTC Properties, Inc.	LTC	502175102	Real Estate	280	$11,888.80	0.22%
Easterly Government Properties, Inc.	DEA	27616P301	Real Estate	490	$11,309.20	0.21%
Omega Healthcare Investors, Inc.	OHI	681936100	Real Estate	257	$11,413.37	0.21%
Terreno Realty Corporation	TRNO	88146M101	Real Estate	155	$10,042.45	0.19%
FirstCash Holdings, Inc.	FCFS	33768G107	Financials	44	$9,402.80	0.18%
Getty Realty Corp.	GTY	374297109	Real Estate	337	$9,388.82	0.18%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Financials	29	$9,610.02	0.18%
STAG Industrial, Inc.	STAG	85254J102	Real Estate	269	$9,686.69	0.18%
Apple Hospitality REIT, Inc.	APLE	03784Y200	Real Estate	559	$9,117.29	0.17%
Rexford Industrial Realty, Inc.	REXR	76169C100	Real Estate	241	$8,854.34	0.17%
American Healthcare REIT, Inc.	AHR	398182303	Real Estate	167	$8,483.60	0.16%
Highwoods Properties, Inc.	HIW	431284108	Real Estate	284	$8,247.36	0.16%
Lamar Advertising Company	LAMR	512816109	Real Estate	58	$8,495.26	0.16%
Sabra Health Care REIT, Inc.	SBRA	78573L106	Real Estate	443	$8,399.28	0.16%
Acadia Realty Trust	AKR	004239109	Real Estate	433	$7,897.92	0.15%
Blackstone Mortgage Trust, Inc. (Class A)	BXMT	09257W100	Financials	714	$7,875.42	0.15%
California Water Service Group	CWT	130788102	Utilities	179	$8,223.26	0.15%
CareTrust REIT, Inc.	CTRE	14174T107	Real Estate	226	$8,142.78	0.15%
Cousins Properties Incorporated	CUZ	222795502	Real Estate	298	$8,230.76	0.15%
CubeSmart	CUBE	229663109	Real Estate	214	$8,125.58	0.15%
Curbline Properties Corp.	CURB	23128Q101	Real Estate	295	$7,967.95	0.15%
EPR Properties	EPR	26884U109	Real Estate	148	$8,101.52	0.15%
Independence Realty Trust, Inc.	IRT	45378A106	Real Estate	526	$7,769.02	0.15%
Rayonier Inc.	RYN	754907103	Real Estate	407	$7,724.86	0.15%
Tanger Inc.	SKT	875465106	Real Estate	226	$7,928.08	0.15%
First American Financial Corporation	FAF	31847R102	Financials	118	$7,221.60	0.14%
Global Net Lease, Inc.	GNL	379378201	Real Estate	964	$7,471.00	0.14%
RLI Corp.	RLI	749607107	Financials	137	$7,632.27	0.14%
Fidelity National Financial, Inc.	FNF	31620R303	Financials	180	$6,984.00	0.13%
PennyMac Mortgage Investment Trust	PMT	70931T103	Financials	926	$6,815.36	0.13%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.