First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report
	Investor Guide
	Fund Commentary

Holdings

Holdings of the Fund as of 9/21/2026

Export to Excel

Total Number of Holdings (excluding cash): 150

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Ingredion Incorporated	INGR	457187102	Consumer Staples	2,173	$210,846.19	2.27%
Dolby Laboratories, Inc.	DLB	25659T107	Information Technology	3,186	$182,653.38	1.97%
Antero Midstream Corp.	AM	03676B102	Energy	7,297	$153,528.88	1.65%
Phillips Edison & Company, Inc.	PECO	71844V201	Real Estate	3,953	$146,261.00	1.58%
Balchem Corporation	BCPC	057665200	Materials	857	$143,410.38	1.54%
Ellington Financial Inc.	EFC	28852N109	Financials	11,356	$143,199.16	1.54%
Starwood Property Trust, Inc.	STWD	85571B105	Financials	9,549	$143,235.00	1.54%
DT Midstream, Inc.	DTM	23345M107	Energy	1,068	$133,553.40	1.44%
Graco Inc.	GGG	384109104	Industrials	1,726	$132,194.34	1.42%
OGE Energy Corp.	OGE	670837103	Utilities	2,633	$118,616.65	1.28%
Innospec Inc.	IOSP	45768S105	Materials	1,270	$117,551.20	1.27%
GATX Corporation	GATX	361448103	Industrials	642	$115,816.80	1.25%
InvenTrust Properties Corp.	IVT	46124J201	Real Estate	3,745	$115,346.00	1.24%
New Jersey Resources Corporation	NJR	646025106	Utilities	2,158	$114,201.36	1.23%
Universal Corporation	UVV	913456109	Consumer Staples	2,519	$109,097.89	1.18%
City Holding Company	CHCO	177835105	Financials	764	$107,143.36	1.15%
Innoviva, Inc.	INVA	45781M101	Health Care	5,063	$106,525.52	1.15%
Agree Realty Corporation	ADC	008492100	Real Estate	1,564	$105,757.68	1.14%
NNN REIT Inc.	NNN	637417106	Real Estate	2,513	$104,616.19	1.13%
Southwest Gas Holdings, Inc.	SWX	844895102	Utilities	1,240	$104,966.00	1.13%
ABM Industries Incorporated	ABM	000957100	Industrials	2,098	$103,704.14	1.12%
Monarch Casino & Resort, Inc.	MCRI	609027107	Consumer Discretionary	870	$104,278.20	1.12%
MSC Industrial Direct Co., Inc. (Class A)	MSM	553530106	Industrials	851	$103,507.13	1.11%
Westamerica Bancorporation	WABC	957090103	Financials	1,675	$99,629.00	1.07%
Clean Harbors, Inc.	CLH	184496107	Industrials	315	$98,100.45	1.06%
Gentex Corporation	GNTX	371901109	Consumer Discretionary	4,439	$98,235.07	1.06%
Service Corporation International	SCI	817565104	Consumer Discretionary	1,269	$98,423.64	1.06%
W.P. Carey Inc.	WPC	92936U109	Real Estate	1,482	$98,108.40	1.06%
MSA Safety Incorporated	MSA	553498106	Industrials	550	$97,487.50	1.05%
Encompass Health Corporation	EHC	29261A100	Health Care	793	$96,397.08	1.04%
AptarGroup, Inc.	ATR	038336103	Materials	778	$96,005.20	1.03%
Crown Holdings, Inc.	CCK	228368106	Materials	862	$93,725.26	1.01%
Del Monte Corp.	DMC	G36738105	Consumer Staples	3,020	$93,801.20	1.01%
American Financial Group, Inc.	AFG	025932104	Financials	658	$92,935.92	1.00%
Grand Canyon Education, Inc.	LOPE	38526M106	Consumer Discretionary	610	$91,835.50	0.99%
Madison Square Garden Sports Corp. (Class A)	MSGS	55825T103	Communication Services	229	$91,620.61	0.99%
Watts Water Technologies, Inc.	WTS	942749102	Industrials	262	$91,862.44	0.99%
BJ's Wholesale Club Holdings, Inc.	BJ	05550J101	Consumer Staples	985	$90,925.35	0.98%
Donaldson Company, Inc.	DCI	257651109	Industrials	1,052	$90,545.64	0.98%
IDACORP, Inc.	IDA	451107106	Utilities	694	$90,546.18	0.98%
Penske Automotive Group, Inc.	PAG	70959W103	Consumer Discretionary	427	$90,592.32	0.98%
Post Holdings, Inc.	POST	737446104	Consumer Staples	1,215	$91,440.90	0.98%
The Ensign Group, Inc.	ENSG	29358P101	Health Care	519	$90,549.93	0.98%
Autoliv, Inc.	ALV	052800109	Consumer Discretionary	766	$90,196.50	0.97%
Reynolds Consumer Products Inc.	REYN	76171L106	Consumer Staples	4,050	$89,464.50	0.96%
Chemed Corporation	CHE	16359R103	Health Care	176	$87,933.12	0.95%
NewMarket Corporation	NEU	651587107	Materials	99	$87,613.02	0.94%
Franklin Electric Co., Inc.	FELE	353514102	Industrials	887	$84,451.27	0.91%
ITT Inc.	ITT	45073V108	Industrials	412	$84,740.16	0.91%
FTI Consulting, Inc.	FCN	302941109	Industrials	594	$83,599.56	0.90%
Korn Ferry	KFY	500643200	Industrials	1,089	$83,602.53	0.90%
Armstrong World Industries, Inc.	AWI	04247X102	Industrials	513	$83,044.44	0.89%
Commerce Bancshares, Inc.	CBSH	200525103	Financials	1,461	$82,619.55	0.89%
The Marzetti Company	MZTI	513847103	Consumer Staples	809	$82,922.50	0.89%
Portland General Electric Company	POR	736508847	Utilities	1,713	$80,630.91	0.87%
Brixmor Property Group Inc.	BRX	11120U105	Real Estate	2,806	$78,820.54	0.85%
J & J Snack Foods Corp.	JJSF	466032109	Consumer Staples	997	$77,805.88	0.84%
Annaly Capital Management, Inc.	NLY	035710839	Financials	3,493	$74,435.83	0.80%
Prestige Consumer Healthcare Inc.	PBH	74112D101	Health Care	1,597	$74,739.60	0.80%
RPM International Inc.	RPM	749685103	Materials	752	$74,455.52	0.80%
WD-40 Company	WDFC	929236107	Consumer Staples	384	$73,551.36	0.79%
ONE Gas, Inc.	OGS	68235P108	Utilities	945	$70,222.95	0.76%
National Fuel Gas Company	NFG	636180101	Utilities	873	$69,840.00	0.75%
Spire Inc.	SR	84857L101	Utilities	863	$68,832.88	0.74%
Avista Corporation	AVA	05379B107	Utilities	1,857	$67,037.70	0.72%
First Commonwealth Financial Corporation	FCF	319829107	Financials	3,064	$64,435.92	0.69%
Gaming and Leisure Properties, Inc.	GLPI	36467J108	Real Estate	1,623	$64,384.41	0.69%
COPT Defense Properties	CDP	22002T108	Real Estate	1,817	$62,831.86	0.68%
Cullen/Frost Bankers, Inc.	CFR	229899109	Financials	398	$63,178.52	0.68%
Horace Mann Educators Corporation	HMN	440327104	Financials	1,303	$62,804.60	0.68%
EastGroup Properties, Inc.	EGP	277276101	Real Estate	305	$61,783.85	0.67%
Kite Realty Group Trust	KRG	49803T300	Real Estate	2,454	$61,840.80	0.67%
Equity Lifestyle Properties, Inc.	ELS	29472R108	Real Estate	999	$60,379.56	0.65%
Chesapeake Utilities Corporation	CPK	165303108	Utilities	441	$57,837.15	0.62%
Prosperity Bancshares, Inc.	PB	743606105	Financials	799	$55,858.09	0.60%
Broadstone Net Lease, Inc.	BNL	11135E203	Real Estate	2,844	$54,832.32	0.59%
MDU Resources Group, Inc.	MDU	552690109	Utilities	2,799	$51,949.44	0.56%
Home BancShares, Inc.	HOMB	436893200	Financials	1,735	$51,373.35	0.55%
International Bancshares Corporation	IBOC	459044103	Financials	712	$49,953.92	0.54%
Trustmark Corporation	TRMK	898402102	Financials	1,059	$49,179.96	0.53%
Four Corners Property Trust, Inc.	FCPT	35086T109	Real Estate	2,087	$47,207.94	0.51%
Northwest Natural Holding Company	NWN	66765N105	Utilities	984	$47,300.88	0.51%
Preferred Bank	PFBC	740367404	Financials	441	$46,904.76	0.51%
CNO Financial Group, Inc.	CNO	12621E103	Financials	847	$46,076.80	0.50%
The Hanover Insurance Group, Inc.	THG	410867105	Financials	208	$46,427.68	0.50%
American States Water Company	AWR	029899101	Utilities	538	$45,649.30	0.49%
Northwest Bancshares, Inc.	NWBI	667340103	Financials	2,973	$45,486.90	0.49%
United Bankshares, Inc.	UBSI	909907107	Financials	953	$44,562.28	0.48%
S&T Bancorp, Inc.	STBA	783859101	Financials	852	$42,225.12	0.45%
Urban Edge Properties	UE	91704F104	Real Estate	2,080	$41,600.00	0.45%
MGIC Investment Corporation	MTG	552848103	Financials	1,346	$39,639.70	0.43%
WSFS Financial Corporation	WSFS	929328102	Financials	514	$39,984.06	0.43%
UGI Corporation	UGI	902681105	Utilities	1,058	$39,389.34	0.42%
Enact Holdings, Inc.	ACT	29249E109	Financials	800	$38,440.00	0.41%
Essential Properties Realty Trust, Inc.	EPRT	29670E107	Real Estate	1,426	$38,159.76	0.41%
Assured Guaranty Ltd.	AGO	G0585R106	Financials	525	$37,311.75	0.40%
MGE Energy, Inc.	MGEE	55277P104	Utilities	513	$37,377.18	0.40%
Primerica, Inc.	PRI	74164M108	Financials	129	$36,830.79	0.40%
Otter Tail Corporation	OTTR	689648103	Utilities	399	$35,163.87	0.38%
US Dollar	$USD		Other	35,480	$35,480.38	0.38%
Genworth Financial, Inc.	GNW	37247D106	Financials	3,455	$34,653.65	0.37%
Independent Bank Corp.	INDB	453836108	Financials	425	$34,510.00	0.37%
Old Republic International Corporation	ORI	680223104	Financials	804	$31,532.88	0.34%
Hilltop Holdings Inc.	HTH	432748101	Financials	793	$30,736.68	0.33%
Ameris Bancorp	ABCB	03076K108	Financials	363	$30,129.00	0.32%
Cathay General Bancorp	CATY	149150104	Financials	483	$29,694.84	0.32%
Unum Group	UNM	91529Y106	Financials	314	$29,377.84	0.32%
Essent Group Ltd.	ESNT	G3198U102	Financials	439	$29,180.33	0.31%
H2O America	HTO	784305104	Utilities	460	$28,800.60	0.31%
Healthcare Realty Trust Inc.	HR	42226K105	Real Estate	1,555	$28,409.85	0.31%
Reinsurance Group of America, Incorporated	RGA	759351604	Financials	109	$26,719.17	0.29%
WaFd Inc.	WAFD	938824109	Financials	827	$26,703.83	0.29%
Black Hills Corporation	BKH	092113109	Utilities	365	$26,265.40	0.28%
American Homes 4 Rent (Class A)	AMH	02665T306	Real Estate	797	$24,898.28	0.27%
NetSTREIT Corp.	NTST	64119V303	Real Estate	1,378	$25,010.70	0.27%
Radian Group Inc.	RDN	750236101	Financials	725	$24,882.00	0.27%
NMI Holdings, Inc. (Class A)	NMIH	629209305	Financials	560	$23,808.41	0.26%
ARMOUR Residential REIT, Inc.	ARR	042315705	Financials	1,602	$23,661.54	0.25%
First Industrial Realty Trust, Inc.	FR	32054K103	Real Estate	369	$22,878.00	0.25%
SEI Investments Company	SEIC	784117103	Financials	219	$23,078.22	0.25%
LTC Properties, Inc.	LTC	502175102	Real Estate	479	$20,539.52	0.22%
Omega Healthcare Investors, Inc.	OHI	681936100	Real Estate	439	$20,558.37	0.22%
Easterly Government Properties, Inc.	DEA	27616P301	Real Estate	841	$19,620.53	0.21%
Employers Holdings, Inc.	EIG	292218104	Financials	400	$19,380.00	0.21%
Getty Realty Corp.	GTY	374297109	Real Estate	563	$16,591.61	0.18%
STAG Industrial, Inc.	STAG	85254J102	Real Estate	447	$16,766.97	0.18%
Terreno Realty Corporation	TRNO	88146M101	Real Estate	257	$17,059.66	0.18%
Blackstone Mortgage Trust, Inc. (Class A)	BXMT	09257W100	Financials	1,190	$15,791.30	0.17%
FirstCash Holdings, Inc.	FCFS	33768G107	Financials	72	$15,560.64	0.17%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Financials	49	$15,988.21	0.17%
Rexford Industrial Realty, Inc.	REXR	76169C100	Real Estate	401	$15,526.72	0.17%
American Healthcare REIT, Inc.	AHR	398182303	Real Estate	279	$14,591.70	0.16%
Apple Hospitality REIT, Inc.	APLE	03784Y200	Real Estate	933	$14,629.44	0.16%
Highwoods Properties, Inc.	HIW	431284108	Real Estate	472	$14,669.76	0.16%
Sabra Health Care REIT, Inc.	SBRA	78573L106	Real Estate	739	$14,683.93	0.16%
Acadia Realty Trust	AKR	004239109	Real Estate	721	$13,951.35	0.15%
California Water Service Group	CWT	130788102	Utilities	297	$14,036.22	0.15%
CareTrust REIT, Inc.	CTRE	14174T107	Real Estate	376	$14,167.68	0.15%
Cousins Properties Incorporated	CUZ	222795502	Real Estate	496	$14,215.36	0.15%
CubeSmart	CUBE	229663109	Real Estate	358	$14,219.76	0.15%
Curbline Properties Corp.	CURB	23128Q101	Real Estate	491	$14,072.06	0.15%
EPR Properties	EPR	26884U109	Real Estate	248	$14,242.64	0.15%
First American Financial Corporation	FAF	31847R102	Financials	198	$13,713.48	0.15%
Global Net Lease, Inc.	GNL	379378201	Real Estate	1,608	$14,053.92	0.15%
Lamar Advertising Company	LAMR	512816109	Real Estate	96	$14,023.68	0.15%
PennyMac Mortgage Investment Trust	PMT	70931T103	Financials	1,544	$13,710.72	0.15%
Rayonier Inc.	RYN	754907103	Real Estate	679	$13,600.37	0.15%
Fidelity National Financial, Inc.	FNF	31620R303	Financials	300	$12,738.00	0.14%
Independence Realty Trust, Inc.	IRT	45378A106	Real Estate	878	$12,871.48	0.14%
RLI Corp.	RLI	749607107	Financials	227	$13,408.89	0.14%
Tanger Inc.	SKT	875465106	Real Estate	376	$13,408.16	0.14%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.