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First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)
Holdings of the Fund as of 11/14/2025

Total Number of Holdings (excluding cash): 150

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Ellington Financial Inc. EFC 28852N109 Financials 33,919 $466,047.06 1.74%
OGE Energy Corp. OGE 670837103 Utilities 9,696 $433,992.96 1.62%
Four Corners Property Trust, Inc. FCPT 35086T109 Real Estate 17,746 $429,630.66 1.60%
New Jersey Resources Corporation NJR 646025106 Utilities 9,210 $429,370.20 1.60%
Gaming and Leisure Properties, Inc. GLPI 36467J108 Real Estate 9,588 $427,049.52 1.59%
Starwood Property Trust, Inc. STWD 85571B105 Financials 22,972 $409,590.76 1.53%
IDACORP, Inc. IDA 451107106 Utilities 3,015 $386,794.35 1.44%
Agree Realty Corporation ADC 008492100 Real Estate 4,921 $363,071.38 1.35%
Annaly Capital Management, Inc. NLY 035710839 Financials 15,971 $345,772.15 1.29%
Ingredion Incorporated INGR 457187102 Consumer Staples 3,172 $341,497.52 1.27%
Graco Inc. GGG 384109104 Industrials 4,121 $330,298.15 1.23%
Old Republic International Corporation ORI 680223104 Financials 7,287 $323,178.45 1.20%
LTC Properties, Inc. LTC 502175102 Real Estate 8,786 $316,911.02 1.18%
Service Corporation International SCI 817565104 Consumer Discretionary 3,954 $315,015.18 1.17%
MSA Safety Incorporated MSA 553498106 Industrials 1,972 $308,203.88 1.15%
Post Holdings, Inc. POST 737446104 Consumer Staples 2,892 $308,576.40 1.15%
Balchem Corporation BCPC 057665200 Materials 1,854 $290,614.50 1.08%
W.P. Carey Inc. WPC 92936U109 Real Estate 4,285 $289,837.40 1.08%
Black Hills Corporation BKH 092113109 Utilities 4,064 $284,236.16 1.06%
Donaldson Company, Inc. DCI 257651109 Industrials 3,325 $284,520.25 1.06%
AptarGroup, Inc. ATR 038336103 Materials 2,325 $275,768.25 1.03%
Assured Guaranty Ltd. AGO G0585R106 Financials 3,135 $274,187.10 1.02%
AECOM ACM 00766T100 Industrials 2,023 $270,110.96 1.01%
WD-40 Company WDFC 929236107 Consumer Staples 1,373 $272,046.22 1.01%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 7,743 $268,294.95 1.00%
Avista Corporation AVA 05379B107 Utilities 6,468 $265,899.48 0.99%
Dolby Laboratories, Inc. DLB 25659T107 Information Technology 4,043 $265,059.08 0.99%
Enact Holdings, Inc. ACT 29249E109 Financials 7,010 $264,277.00 0.99%
NNN REIT Inc. NNN 637417106 Real Estate 6,379 $263,069.96 0.98%
FTI Consulting, Inc. FCN 302941109 Industrials 1,553 $256,229.47 0.96%
RLI Corp. RLI 749607107 Financials 4,086 $258,480.36 0.96%
US Foods Holding Corp. USFD 912008109 Consumer Staples 3,541 $254,031.34 0.95%
Reynolds Consumer Products Inc. REYN 76171L106 Consumer Staples 10,104 $244,819.92 0.91%
Portland General Electric Company POR 736508847 Utilities 4,899 $242,157.57 0.90%
Encompass Health Corporation EHC 29261A100 Health Care 2,092 $237,358.32 0.88%
Antero Midstream Corp. AM 03676B102 Energy 12,404 $225,256.64 0.84%
DT Midstream, Inc. DTM 23345M107 Energy 1,930 $223,764.20 0.83%
Madison Square Garden Sports Corp. (Class A) MSGS 55825T103 Communication Services 1,025 $221,348.75 0.83%
SEI Investments Company SEIC 784117103 Financials 2,716 $221,544.12 0.83%
The Hanover Insurance Group, Inc. THG 410867105 Financials 1,233 $223,555.23 0.83%
Crown Holdings, Inc. CCK 228368106 Materials 2,261 $219,633.54 0.82%
Essent Group Ltd. ESNT G3198U102 Financials 3,592 $220,620.64 0.82%
Blackstone Mortgage Trust, Inc. (Class A) BXMT 09257W100 Financials 11,723 $216,875.50 0.81%
CSG Systems International, Inc. CSGS 126349109 Industrials 2,793 $218,552.25 0.81%
GATX Corporation GATX 361448103 Industrials 1,383 $217,476.75 0.81%
MGIC Investment Corporation MTG 552848103 Financials 7,637 $215,439.77 0.80%
American Financial Group, Inc. AFG 025932104 Financials 1,490 $212,235.60 0.79%
Exponent, Inc. EXPO 30214U102 Industrials 2,987 $208,910.78 0.78%
NewMarket Corporation NEU 651587107 Materials 266 $208,599.86 0.78%
COPT Defense Properties CDP 22002T108 Real Estate 7,098 $205,274.16 0.77%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 11,143 $207,816.95 0.77%
Universal Corporation UVV 913456109 Consumer Staples 3,901 $206,440.92 0.77%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 1,119 $204,396.54 0.76%
Granite Construction Incorporated GVA 387328107 Industrials 1,985 $203,561.75 0.76%
Clean Harbors, Inc. CLH 184496107 Industrials 958 $197,204.30 0.74%
Innoviva, Inc. INVA 45781M101 Health Care 8,876 $197,491.00 0.74%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 4,477 $196,853.69 0.73%
Equity Lifestyle Properties, Inc. ELS 29472R108 Real Estate 3,068 $190,584.16 0.71%
RenaissanceRe Holdings Ltd. RNR G7496G103 Financials 723 $190,561.11 0.71%
The Ensign Group, Inc. ENSG 29358P101 Health Care 1,072 $190,698.08 0.71%
RPM International Inc. RPM 749685103 Materials 1,770 $188,929.80 0.70%
Spire Inc. SR 84857L101 Utilities 2,160 $187,920.00 0.70%
ITT Inc. ITT 45073V108 Industrials 995 $183,756.60 0.69%
Northwest Natural Holding Company NWN 66765N105 Utilities 3,834 $183,955.32 0.69%
Performance Food Group Company PFGC 71377A103 Consumer Staples 1,933 $183,789.64 0.69%
Casey's General Stores, Inc. CASY 147528103 Consumer Staples 334 $179,755.46 0.67%
City Holding Company CHCO 177835105 Financials 1,485 $179,076.15 0.67%
Commerce Bancshares, Inc. CBSH 200525103 Financials 3,372 $180,486.32 0.67%
Franklin Electric Co., Inc. FELE 353514102 Industrials 1,916 $178,398.76 0.67%
Warner Music Group Corp. (Class A) WMG 934550203 Communication Services 5,912 $179,458.77 0.67%
ARMOUR Residential REIT, Inc. ARR 042315705 Financials 10,673 $178,132.37 0.66%
Arrow Electronics, Inc. ARW 042735100 Information Technology 1,625 $175,760.00 0.66%
Autoliv, Inc. ALV 052800109 Consumer Discretionary 1,455 $175,705.80 0.66%
Innospec Inc. IOSP 45768S105 Materials 2,381 $176,408.29 0.66%
Avnet, Inc. AVT 053807103 Information Technology 3,726 $173,072.70 0.65%
Prosperity Bancshares, Inc. PB 743606105 Financials 2,599 $173,639.19 0.65%
Flowers Foods, Inc. FLO 343498101 Consumer Staples 14,988 $170,713.32 0.64%
Genpact Limited G G3922B107 Industrials 3,738 $167,798.82 0.63%
Choice Hotels International, Inc. CHH 169905106 Consumer Discretionary 1,741 $165,482.05 0.62%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 5,390 $166,335.40 0.62%
Korn Ferry KFY 500643200 Industrials 2,567 $166,855.00 0.62%
Reliance Inc. RS 759509102 Materials 618 $166,989.78 0.62%
H&R Block, Inc. HRB 093671105 Consumer Discretionary 3,671 $162,515.17 0.61%
MSC Industrial Direct Co., Inc. (Class A) MSM 553530106 Industrials 1,902 $164,789.28 0.61%
Prestige Consumer Healthcare Inc. PBH 74112D101 Health Care 2,711 $162,687.11 0.61%
Radian Group Inc. RDN 750236101 Financials 4,663 $164,464.01 0.61%
NMI Holdings, Inc. (Class A) NMIH 629209305 Financials 4,289 $161,180.62 0.60%
ABM Industries Incorporated ABM 000957100 Industrials 3,752 $157,846.64 0.59%
Morningstar, Inc. MORN 617700109 Financials 728 $154,299.60 0.58%
Primerica, Inc. PRI 74164M108 Financials 615 $156,240.75 0.58%
Sonoco Products Company SON 835495102 Materials 3,792 $155,206.56 0.58%
Chemed Corporation CHE 16359R103 Health Care 351 $152,881.56 0.57%
The Marzetti Company MZTI 513847103 Consumer Staples 887 $151,907.62 0.57%
American Homes 4 Rent (Class A) AMH 02665T306 Real Estate 4,668 $149,329.32 0.56%
Hilltop Holdings Inc. HTH 432748101 Financials 4,474 $151,265.94 0.56%
The New York Times Company (Class A) NYT 650111107 Communication Services 2,333 $149,172.02 0.56%
Albertsons Companies, Inc. (Class A) ACI 013091103 Consumer Staples 8,124 $147,938.04 0.55%
Silgan Holdings Inc. SLGN 827048109 Materials 3,914 $148,692.86 0.55%
BJ's Wholesale Club Holdings, Inc. BJ 05550J101 Consumer Staples 1,526 $144,023.88 0.54%
Fidelity National Financial, Inc. FNF 31620R303 Financials 2,395 $139,532.70 0.52%
MAXIMUS, Inc. MMS 577933104 Industrials 1,751 $139,729.80 0.52%
CNO Financial Group, Inc. CNO 12621E103 Financials 3,307 $136,281.47 0.51%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 862 $137,928.62 0.51%
American States Water Company AWR 029899101 Utilities 1,803 $134,485.77 0.50%
Chesapeake Utilities Corporation CPK 165303108 Utilities 1,003 $134,983.74 0.50%
Landstar System, Inc. LSTR 515098101 Industrials 1,061 $133,579.90 0.50%
MGE Energy, Inc. MGEE 55277P104 Utilities 1,570 $131,361.90 0.49%
ONE Gas, Inc. OGS 68235P108 Utilities 1,634 $132,468.38 0.49%
Churchill Downs Incorporated CHDN 171484108 Consumer Discretionary 1,307 $129,772.03 0.48%
KBR, Inc. KBR 48242W106 Industrials 3,048 $128,229.36 0.48%
Reinsurance Group of America, Incorporated RGA 759351604 Financials 687 $129,643.77 0.48%
First American Financial Corporation FAF 31847R102 Financials 1,987 $126,611.64 0.47%
Gentex Corporation GNTX 371901109 Consumer Discretionary 5,503 $125,963.67 0.47%
Affiliated Managers Group, Inc. AMG 008252108 Financials 481 $124,247.11 0.46%
Graphic Packaging Holding Company GPK 388689101 Materials 7,734 $124,208.04 0.46%
Hexcel Corporation HXL 428291108 Industrials 1,760 $121,598.40 0.45%
J & J Snack Foods Corp. JJSF 466032109 Consumer Staples 1,461 $121,394.49 0.45%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 703 $117,949.34 0.44%
Essential Utilities, Inc. WTRG 29670G102 Utilities 2,294 $91,002.98 0.34%
US Dollar $USD Other 90,455 $90,455.06 0.34%
National Fuel Gas Company NFG 636180101 Utilities 1,043 $84,514.29 0.32%
California Water Service Group CWT 130788102 Utilities 1,526 $69,967.10 0.26%
Elme Communities ELME 939653101 Real Estate 3,798 $63,958.32 0.24%
UGI Corporation UGI 902681105 Utilities 1,759 $61,283.56 0.23%
EPR Properties EPR 26884U109 Real Estate 1,085 $55,638.80 0.21%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 1,490 $53,461.20 0.20%
EastGroup Properties, Inc. EGP 277276101 Real Estate 303 $53,527.98 0.20%
Independence Realty Trust, Inc. IRT 45378A106 Real Estate 3,224 $53,389.44 0.20%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 1,686 $44,679.00 0.17%
Lamar Advertising Company LAMR 512816109 Real Estate 336 $43,555.68 0.16%
Otter Tail Corporation OTTR 689648103 Utilities 518 $42,973.28 0.16%
Southwest Gas Holdings, Inc. SWX 844895102 Utilities 543 $44,145.90 0.16%
Acadia Realty Trust AKR 004239109 Real Estate 2,031 $40,965.27 0.15%
Cousins Properties Incorporated CUZ 222795502 Real Estate 1,509 $39,083.10 0.15%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 713 $39,735.49 0.15%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 2,153 $39,120.01 0.15%
Highwoods Properties, Inc. HIW 431284108 Real Estate 1,364 $39,746.96 0.15%
Kite Realty Group Trust KRG 49803T300 Real Estate 1,758 $39,572.58 0.15%
MDU Resources Group, Inc. MDU 552690109 Utilities 2,014 $41,508.54 0.15%
Ormat Technologies, Inc. ORA 686688102 Utilities 381 $41,372.79 0.15%
STAG Industrial, Inc. STAG 85254J102 Real Estate 1,047 $40,246.68 0.15%
Tanger Inc. SKT 875465106 Real Estate 1,214 $41,191.02 0.15%
Terreno Realty Corporation TRNO 88146M101 Real Estate 657 $39,906.18 0.15%
Curbline Properties Corp. CURB 23128Q101 Real Estate 1,642 $38,176.50 0.14%
H2O America HTO 784305104 Utilities 791 $37,461.76 0.14%
LXP Industrial Trust LXP 529043408 Real Estate 844 $38,832.44 0.14%
National Storage Affiliates Trust NSA 637870106 Real Estate 1,284 $37,749.60 0.14%
Rayonier Inc. RYN 754907103 Real Estate 1,743 $37,979.97 0.14%
Rexford Industrial Realty, Inc. REXR 76169C100 Real Estate 948 $38,858.52 0.14%
Urban Edge Properties UE 91704F104 Real Estate 1,967 $37,353.33 0.14%
CubeSmart CUBE 229663109 Real Estate 967 $35,411.54 0.13%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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