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First Trust Horizon Managed Volatility Small/Mid ETF (HSMV)
Holdings of the Fund as of 12/3/2025

Total Number of Holdings (excluding cash): 150

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Ellington Financial Inc. EFC 28852N109 Financials 36,235 $495,694.80 1.72%
OGE Energy Corp. OGE 670837103 Utilities 10,358 $458,341.50 1.59%
New Jersey Resources Corporation NJR 646025106 Utilities 9,839 $451,511.71 1.57%
Starwood Property Trust, Inc. STWD 85571B105 Financials 24,541 $451,799.81 1.57%
Four Corners Property Trust, Inc. FCPT 35086T109 Real Estate 18,958 $446,081.74 1.55%
Gaming and Leisure Properties, Inc. GLPI 36467J108 Real Estate 10,242 $447,780.24 1.55%
IDACORP, Inc. IDA 451107106 Utilities 3,221 $412,610.10 1.43%
Agree Realty Corporation ADC 008492100 Real Estate 5,257 $391,488.79 1.36%
Annaly Capital Management, Inc. NLY 035710839 Financials 17,061 $389,332.02 1.35%
Ingredion Incorporated INGR 457187102 Consumer Staples 3,389 $369,095.99 1.28%
Graco Inc. GGG 384109104 Industrials 4,402 $365,321.98 1.27%
MSA Safety Incorporated MSA 553498106 Industrials 2,107 $343,693.84 1.19%
Old Republic International Corporation ORI 680223104 Financials 7,785 $343,707.75 1.19%
LTC Properties, Inc. LTC 502175102 Real Estate 9,386 $334,517.04 1.16%
Service Corporation International SCI 817565104 Consumer Discretionary 4,224 $323,727.36 1.12%
Donaldson Company, Inc. DCI 257651109 Industrials 3,552 $311,155.20 1.08%
Black Hills Corporation BKH 092113109 Utilities 4,341 $308,862.15 1.07%
Post Holdings, Inc. POST 737446104 Consumer Staples 3,089 $308,035.08 1.07%
Balchem Corporation BCPC 057665200 Materials 1,981 $305,173.05 1.06%
W.P. Carey Inc. WPC 92936U109 Real Estate 4,577 $304,782.43 1.06%
AptarGroup, Inc. ATR 038336103 Materials 2,484 $303,197.04 1.05%
Assured Guaranty Ltd. AGO G0585R106 Financials 3,349 $297,491.67 1.03%
Enact Holdings, Inc. ACT 29249E109 Financials 7,489 $289,150.29 1.00%
Phillips Edison & Company, Inc. PECO 71844V201 Real Estate 8,272 $288,444.64 1.00%
Dolby Laboratories, Inc. DLB 25659T107 Information Technology 4,319 $286,306.51 0.99%
US Foods Holding Corp. USFD 912008109 Consumer Staples 3,782 $286,221.76 0.99%
WD-40 Company WDFC 929236107 Consumer Staples 1,467 $285,918.30 0.99%
NNN REIT Inc. NNN 637417106 Real Estate 6,815 $280,164.65 0.97%
FTI Consulting, Inc. FCN 302941109 Industrials 1,659 $273,784.77 0.95%
RLI Corp. RLI 749607107 Financials 4,365 $273,467.25 0.95%
Avista Corporation AVA 05379B107 Utilities 6,910 $271,770.30 0.94%
Reynolds Consumer Products Inc. REYN 76171L106 Consumer Staples 10,794 $263,589.48 0.91%
Portland General Electric Company POR 736508847 Utilities 5,233 $258,143.89 0.90%
Encompass Health Corporation EHC 29261A100 Health Care 2,235 $252,644.40 0.88%
Blackstone Mortgage Trust, Inc. (Class A) BXMT 09257W100 Financials 12,524 $247,474.24 0.86%
DT Midstream, Inc. DTM 23345M107 Energy 2,062 $247,419.38 0.86%
GATX Corporation GATX 361448103 Industrials 1,477 $244,709.36 0.85%
Madison Square Garden Sports Corp. (Class A) MSGS 55825T103 Communication Services 1,095 $244,776.30 0.85%
Clean Harbors, Inc. CLH 184496107 Industrials 1,023 $242,461.23 0.84%
Antero Midstream Corp. AM 03676B102 Energy 13,251 $239,710.59 0.83%
Crown Holdings, Inc. CCK 228368106 Materials 2,415 $240,051.00 0.83%
Essent Group Ltd. ESNT G3198U102 Financials 3,837 $237,433.56 0.82%
Exponent, Inc. EXPO 30214U102 Industrials 3,191 $235,431.98 0.82%
SEI Investments Company SEIC 784117103 Financials 2,901 $234,981.00 0.82%
The Hanover Insurance Group, Inc. THG 410867105 Financials 1,317 $237,033.66 0.82%
CSG Systems International, Inc. CSGS 126349109 Industrials 2,983 $230,943.86 0.80%
MGIC Investment Corporation MTG 552848103 Financials 8,159 $230,736.52 0.80%
COPT Defense Properties CDP 22002T108 Real Estate 7,583 $226,504.21 0.79%
Granite Construction Incorporated GVA 387328107 Industrials 2,121 $226,925.79 0.79%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 11,904 $228,794.88 0.79%
AECOM ACM 00766T100 Industrials 2,161 $224,506.29 0.78%
Armstrong World Industries, Inc. AWI 04247X102 Industrials 1,196 $224,656.64 0.78%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 4,783 $218,487.44 0.76%
Universal Corporation UVV 913456109 Consumer Staples 4,167 $219,850.92 0.76%
NewMarket Corporation NEU 651587107 Materials 284 $214,843.16 0.75%
American Financial Group, Inc. AFG 025932104 Financials 1,591 $209,534.70 0.73%
Equity Lifestyle Properties, Inc. ELS 29472R108 Real Estate 3,278 $204,743.88 0.71%
RenaissanceRe Holdings Ltd. RNR G7496G103 Financials 772 $205,668.52 0.71%
The Ensign Group, Inc. ENSG 29358P101 Health Care 1,146 $205,122.54 0.71%
RPM International Inc. RPM 749685103 Materials 1,891 $200,294.72 0.70%
ARMOUR Residential REIT, Inc. ARR 042315705 Financials 11,402 $199,763.04 0.69%
Casey's General Stores, Inc. CASY 147528103 Consumer Staples 357 $198,242.10 0.69%
Commerce Bancshares, Inc. CBSH 200525103 Financials 3,781 $197,973.16 0.69%
Innoviva, Inc. INVA 45781M101 Health Care 9,482 $197,794.52 0.69%
Avnet, Inc. AVT 053807103 Information Technology 3,981 $196,303.11 0.68%
City Holding Company CHCO 177835105 Financials 1,586 $194,729.08 0.68%
Franklin Electric Co., Inc. FELE 353514102 Industrials 2,047 $195,324.74 0.68%
Northwest Natural Holding Company NWN 66765N105 Utilities 4,096 $196,034.56 0.68%
Prosperity Bancshares, Inc. PB 743606105 Financials 2,777 $194,528.85 0.68%
Arrow Electronics, Inc. ARW 042735100 Information Technology 1,735 $192,498.25 0.67%
ITT Inc. ITT 45073V108 Industrials 1,063 $191,967.17 0.67%
Spire Inc. SR 84857L101 Utilities 2,307 $193,418.88 0.67%
Innospec Inc. IOSP 45768S105 Materials 2,544 $190,418.40 0.66%
Performance Food Group Company PFGC 71377A103 Consumer Staples 2,065 $191,219.00 0.66%
Reliance Inc. RS 759509102 Materials 660 $190,086.60 0.66%
Autoliv, Inc. ALV 052800109 Consumer Discretionary 1,554 $186,138.12 0.65%
Essential Properties Realty Trust, Inc. EPRT 29670E107 Real Estate 5,758 $180,398.14 0.63%
Genpact Limited G G3922B107 Industrials 3,994 $180,528.80 0.63%
Korn Ferry KFY 500643200 Industrials 2,742 $182,178.48 0.63%
Flowers Foods, Inc. FLO 343498101 Consumer Staples 16,012 $177,252.84 0.62%
ABM Industries Incorporated ABM 000957100 Industrials 4,009 $176,155.46 0.61%
NMI Holdings, Inc. (Class A) NMIH 629209305 Financials 4,581 $174,994.20 0.61%
Prestige Consumer Healthcare Inc. PBH 74112D101 Health Care 2,896 $174,570.88 0.61%
Radian Group Inc. RDN 750236101 Financials 4,981 $176,526.64 0.61%
Warner Music Group Corp. (Class A) WMG 934550203 Communication Services 6,316 $175,963.76 0.61%
Choice Hotels International, Inc. CHH 169905106 Consumer Discretionary 1,860 $170,487.60 0.59%
Morningstar, Inc. MORN 617700109 Financials 778 $169,502.86 0.59%
H&R Block, Inc. HRB 093671105 Consumer Discretionary 3,922 $167,587.06 0.58%
Hilltop Holdings Inc. HTH 432748101 Financials 4,780 $167,825.80 0.58%
MSC Industrial Direct Co., Inc. (Class A) MSM 553530106 Industrials 2,032 $168,290.24 0.58%
Primerica, Inc. PRI 74164M108 Financials 657 $167,692.68 0.58%
Sonoco Products Company SON 835495102 Materials 4,051 $167,589.87 0.58%
Silgan Holdings Inc. SLGN 827048109 Materials 4,181 $164,146.06 0.57%
Chemed Corporation CHE 16359R103 Health Care 375 $161,561.25 0.56%
The New York Times Company (Class A) NYT 650111107 Communication Services 2,493 $160,050.60 0.56%
American Homes 4 Rent (Class A) AMH 02665T306 Real Estate 4,987 $157,339.85 0.55%
Landstar System, Inc. LSTR 515098101 Industrials 1,134 $157,523.94 0.55%
MAXIMUS, Inc. MMS 577933104 Industrials 1,871 $158,773.06 0.55%
Albertsons Companies, Inc. (Class A) ACI 013091103 Consumer Staples 8,678 $155,683.32 0.54%
Churchill Downs Incorporated CHDN 171484108 Consumer Discretionary 1,396 $155,814.53 0.54%
The Marzetti Company MZTI 513847103 Consumer Staples 947 $156,150.83 0.54%
BJ's Wholesale Club Holdings, Inc. BJ 05550J101 Consumer Staples 1,630 $150,106.70 0.52%
Fidelity National Financial, Inc. FNF 31620R303 Financials 2,559 $148,908.21 0.52%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 921 $149,459.88 0.52%
CNO Financial Group, Inc. CNO 12621E103 Financials 3,533 $143,263.15 0.50%
J & J Snack Foods Corp. JJSF 466032109 Consumer Staples 1,561 $144,330.06 0.50%
American States Water Company AWR 029899101 Utilities 1,926 $140,520.96 0.49%
Chesapeake Utilities Corporation CPK 165303108 Utilities 1,072 $140,549.92 0.49%
Hexcel Corporation HXL 428291108 Industrials 1,881 $141,789.78 0.49%
KBR, Inc. KBR 48242W106 Industrials 3,257 $142,558.89 0.49%
Affiliated Managers Group, Inc. AMG 008252108 Financials 514 $139,576.70 0.48%
First American Financial Corporation FAF 31847R102 Financials 2,123 $137,506.71 0.48%
ONE Gas, Inc. OGS 68235P108 Utilities 1,745 $139,233.55 0.48%
Reinsurance Group of America, Incorporated RGA 759351604 Financials 734 $138,960.88 0.48%
Gentex Corporation GNTX 371901109 Consumer Discretionary 5,878 $135,194.00 0.47%
Graphic Packaging Holding Company GPK 388689101 Materials 8,262 $134,422.74 0.47%
MGE Energy, Inc. MGEE 55277P104 Utilities 1,677 $134,109.69 0.47%
Grand Canyon Education, Inc. LOPE 38526M106 Consumer Discretionary 751 $115,443.72 0.40%
US Dollar $USD Other 109,983 $109,982.91 0.38%
Essential Utilities, Inc. WTRG 29670G102 Utilities 2,450 $95,207.00 0.33%
National Fuel Gas Company NFG 636180101 Utilities 1,115 $92,054.40 0.32%
California Water Service Group CWT 130788102 Utilities 1,630 $72,551.30 0.25%
UGI Corporation UGI 902681105 Utilities 1,879 $70,725.56 0.25%
Elme Communities ELME 939653101 Real Estate 4,058 $70,243.98 0.24%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 1,591 $59,980.70 0.21%
EPR Properties EPR 26884U109 Real Estate 1,159 $60,777.96 0.21%
Independence Realty Trust, Inc. IRT 45378A106 Real Estate 3,444 $59,409.00 0.21%
EastGroup Properties, Inc. EGP 277276101 Real Estate 323 $57,894.52 0.20%
Brixmor Property Group Inc. BRX 11120U105 Real Estate 1,802 $45,716.74 0.16%
Lamar Advertising Company LAMR 512816109 Real Estate 359 $47,470.57 0.16%
Ormat Technologies, Inc. ORA 686688102 Utilities 407 $45,364.22 0.16%
Otter Tail Corporation OTTR 689648103 Utilities 554 $45,837.96 0.16%
Southwest Gas Holdings, Inc. SWX 844895102 Utilities 580 $46,342.00 0.16%
Acadia Realty Trust AKR 004239109 Real Estate 2,170 $42,727.30 0.15%
First Industrial Realty Trust, Inc. FR 32054K103 Real Estate 762 $42,618.66 0.15%
Kite Realty Group Trust KRG 49803T300 Real Estate 1,878 $42,593.04 0.15%
LXP Industrial Trust LXP 529043408 Real Estate 901 $43,455.23 0.15%
MDU Resources Group, Inc. MDU 552690109 Utilities 2,151 $43,536.24 0.15%
Rexford Industrial Realty, Inc. REXR 76169C100 Real Estate 1,012 $42,139.68 0.15%
STAG Industrial, Inc. STAG 85254J102 Real Estate 1,119 $43,741.71 0.15%
Tanger Inc. SKT 875465106 Real Estate 1,297 $42,554.57 0.15%
Terreno Realty Corporation TRNO 88146M101 Real Estate 702 $43,825.86 0.15%
Cousins Properties Incorporated CUZ 222795502 Real Estate 1,612 $41,251.08 0.14%
Curbline Properties Corp. CURB 23128Q101 Real Estate 1,754 $41,411.94 0.14%
H2O America HTO 784305104 Utilities 845 $40,560.00 0.14%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 2,300 $40,802.00 0.14%
Highwoods Properties, Inc. HIW 431284108 Real Estate 1,457 $39,557.55 0.14%
National Storage Affiliates Trust NSA 637870106 Real Estate 1,372 $41,146.28 0.14%
Rayonier Inc. RYN 754907103 Real Estate 1,862 $39,641.98 0.14%
Urban Edge Properties UE 91704F104 Real Estate 2,101 $40,318.19 0.14%
CubeSmart CUBE 229663109 Real Estate 1,033 $38,231.33 0.13%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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