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First Trust Small Cap BuyWrite Income ETF (FTKI)
Holdings of the Fund as of 10/7/2025

Total Number of Holdings (excluding cash): 214

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Argan, Inc. AGX 04010E109 Industrials 53 $14,232.09 1.54%
Lumentum Holdings Inc. LITE 55024U109 Information Technology 90 $14,143.50 1.53%
Monarch Casino & Resort, Inc. MCRI 609027107 Consumer Discretionary 122 $12,091.42 1.31%
InterDigital, Inc. IDCC 45867G101 Information Technology 34 $11,589.58 1.25%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 331 $11,449.29 1.24%
Novavax, Inc. NVAX 670002401 Health Care 1,211 $11,165.42 1.21%
Granite Construction Incorporated GVA 387328107 Industrials 102 $10,803.84 1.17%
Insmed Incorporated INSM 457669307 Health Care 66 $10,713.12 1.16%
Bentley Systems, Inc. (Class B) BSY 08265T208 Information Technology 203 $10,667.65 1.15%
QuantumScape Corporation QS 74767V109 Consumer Discretionary 687 $10,531.71 1.14%
Portland General Electric Company POR 736508847 Utilities 228 $9,990.96 1.08%
Clean Harbors, Inc. CLH 184496107 Industrials 42 $9,744.00 1.05%
Graco Inc. GGG 384109104 Industrials 117 $9,764.82 1.05%
Cirrus Logic, Inc. CRUS 172755100 Information Technology 77 $9,542.61 1.03%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 60 $9,220.20 1.00%
MYR Group Inc. MYRG 55405W104 Industrials 47 $9,251.01 1.00%
Halozyme Therapeutics, Inc. HALO 40637H109 Health Care 134 $8,846.68 0.96%
Federated Hermes, Inc. (Class B) FHI 314211103 Financials 167 $8,839.31 0.95%
Rocket Companies, Inc. (Class A) RKT 77311W101 Financials 495 $8,058.60 0.87%
Scorpio Tankers Inc. STNG Y7542C130 Energy 148 $8,040.84 0.87%
Abercrombie & Fitch Co. (Class A) ANF 002896207 Consumer Discretionary 104 $7,846.80 0.85%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 440 $7,902.40 0.85%
Cal-Maine Foods, Inc. CALM 128030202 Consumer Staples 84 $7,801.08 0.84%
M/I Homes, Inc. MHO 55305B101 Consumer Discretionary 57 $7,765.11 0.84%
Spire Inc. SR 84857L101 Utilities 94 $7,803.88 0.84%
Lemonade, Inc. LMND 52567D107 Financials 139 $7,653.34 0.83%
Progyny, Inc. PGNY 74340E103 Health Care 375 $7,500.00 0.81%
Sanmina Corporation SANM 801056102 Information Technology 60 $7,537.20 0.81%
Flex Ltd. FLEX Y2573F102 Information Technology 129 $7,385.25 0.80%
Montrose Environmental Group, Inc. MEG 615111101 Industrials 260 $7,451.60 0.80%
The Ensign Group, Inc. ENSG 29358P101 Health Care 41 $7,236.50 0.78%
Encompass Health Corporation EHC 29261A100 Health Care 57 $7,136.40 0.77%
OGE Energy Corp. OGE 670837103 Utilities 155 $7,123.80 0.77%
CVR Energy, Inc. CVI 12662P108 Energy 187 $6,814.28 0.74%
Amphastar Pharmaceuticals, Inc. AMPH 03209R103 Health Care 259 $6,689.97 0.72%
Clear Secure, Inc. (Class A) YOU 18467V109 Information Technology 216 $6,674.40 0.72%
Gates Industrial Corporation Plc GTES G39108108 Industrials 263 $6,677.57 0.72%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 92 $6,572.48 0.71%
Peabody Energy Corporation BTU 704551100 Energy 204 $6,609.60 0.71%
America Movil, S.A.B. de C.V. (ADR) AMX 02390A101 Communication Services 313 $6,479.10 0.70%
Brinker International, Inc. EAT 109641100 Consumer Discretionary 51 $6,483.63 0.70%
Upwork Inc. UPWK 91688F104 Industrials 374 $6,391.66 0.69%
United Bankshares, Inc. UBSI 909907107 Financials 169 $6,271.59 0.68%
Verona Pharma Plc (ADR) VRNA 925050106 Health Care 59 $6,313.00 0.68%
Axos Financial, Inc. AX 05465C100 Financials 74 $6,199.72 0.67%
Bank of Hawaii Corporation BOH 062540109 Financials 95 $6,210.15 0.67%
Kontoor Brands, Inc. KTB 50050N103 Consumer Discretionary 76 $6,068.60 0.66%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 150 $6,157.50 0.66%
Planet Fitness, Inc. (Class A) PLNT 72703H101 Consumer Discretionary 63 $6,098.40 0.66%
SkyWest, Inc. SKYW 830879102 Industrials 62 $6,152.88 0.66%
Jackson Financial Inc. (Class A) JXN 46817M107 Financials 59 $5,936.58 0.64%
Home BancShares, Inc. HOMB 436893200 Financials 209 $5,831.10 0.63%
Leonardo DRS, Inc. DRS 52661A108 Industrials 130 $5,813.60 0.63%
TEGNA Inc. TGNA 87901J105 Communication Services 276 $5,597.28 0.60%
US Foods Holding Corp. USFD 912008109 Consumer Staples 73 $5,553.11 0.60%
Addus HomeCare Corporation ADUS 006739106 Health Care 49 $5,421.36 0.59%
LegalZoom.com, Inc. LZ 52466B103 Industrials 545 $5,439.10 0.59%
BlackLine, Inc. BL 09239B109 Information Technology 107 $5,416.34 0.58%
Broadstone Net Lease, Inc. BNL 11135E203 Real Estate 288 $5,345.28 0.58%
Perdoceo Education Corporation PRDO 71363P106 Consumer Discretionary 154 $5,333.02 0.58%
Qualys, Inc. QLYS 74758T303 Information Technology 42 $5,361.72 0.58%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 182 $5,298.02 0.57%
Nutex Health Inc. NUTX 67079U306 Health Care 51 $5,240.76 0.57%
Oscar Health, Inc. (Class A) OSCR 687793109 Financials 236 $5,302.92 0.57%
ePlus inc. PLUS 294268107 Information Technology 72 $5,215.68 0.56%
IPG Photonics Corporation IPGP 44980X109 Information Technology 61 $5,192.32 0.56%
Heidrick & Struggles International, Inc. HSII 422819102 Industrials 88 $5,120.72 0.55%
OPENLANE Inc. KAR 48238T109 Industrials 186 $5,081.52 0.55%
Terex Corporation TEX 880779103 Industrials 94 $4,950.98 0.53%
QIAGEN N.V. QGEN N72482206 Health Care 103 $4,820.40 0.52%
TechnipFMC Plc FTI G87110105 Energy 125 $4,776.25 0.52%
Xometry, Inc. (Class A) XMTR 98423F109 Industrials 91 $4,841.20 0.52%
Dorian LPG Ltd. LPG Y2106R110 Energy 171 $4,707.63 0.51%
Dorman Products, Inc. DORM 258278100 Consumer Discretionary 33 $4,719.00 0.51%
Hilton Grand Vacations Inc. HGV 43283X105 Consumer Discretionary 112 $4,723.04 0.51%
Novartis AG (ADR) NVS 66987V109 Health Care 36 $4,735.80 0.51%
Summit Therapeutics Inc. SMMT 86627T108 Health Care 212 $4,725.48 0.51%
ZIM Integrated Shipping Services Limited ZIM M9T951109 Industrials 347 $4,684.50 0.51%
Collegium Pharmaceutical, Inc. COLL 19459J104 Health Care 139 $4,641.21 0.50%
Genworth Financial, Inc. GNW 37247D106 Financials 533 $4,674.41 0.50%
MAXIMUS, Inc. MMS 577933104 Industrials 51 $4,601.73 0.50%
STAG Industrial, Inc. STAG 85254J102 Real Estate 127 $4,622.80 0.50%
Tetra Tech, Inc. TTEK 88162G103 Industrials 134 $4,589.50 0.50%
Illumina, Inc. ILMN 452327109 Health Care 47 $4,543.96 0.49%
Knowles Corporation KN 49926D109 Information Technology 196 $4,584.44 0.49%
Premier, Inc. (Class A) PINC 74051N102 Health Care 161 $4,493.51 0.49%
Teekay Tankers Ltd. (Class A) TNK G8726X106 Energy 92 $4,514.44 0.49%
Green Brick Partners, Inc. GRBK 392709101 Consumer Discretionary 63 $4,421.97 0.48%
Roku, Inc. ROKU 77543R102 Communication Services 44 $4,480.52 0.48%
Catalyst Pharmaceuticals, Inc. CPRX 14888U101 Health Care 209 $4,351.38 0.47%
Hancock Whitney Corporation HWC 410120109 Financials 69 $4,350.45 0.47%
Kennametal Inc. KMT 489170100 Industrials 205 $4,362.40 0.47%
NetScout Systems, Inc. NTCT 64115T104 Information Technology 168 $4,362.96 0.47%
TopBuild Corp. BLD 89055F103 Consumer Discretionary 11 $4,358.64 0.47%
Weatherford International Plc WFRD G48833118 Energy 67 $4,384.48 0.47%
Bath & Body Works, Inc. BBWI 070830104 Consumer Discretionary 166 $4,262.88 0.46%
Cheniere Energy, Inc. LNG 16411R208 Energy 18 $4,236.12 0.46%
Radian Group Inc. RDN 750236101 Financials 120 $4,159.20 0.45%
AerCap Holdings N.V. AER N00985106 Industrials 33 $4,079.79 0.44%
Garrett Motion Inc. GTX 366505105 Consumer Discretionary 315 $4,104.45 0.44%
StepStone Group Inc. (Class A) STEP 85914M107 Financials 63 $4,072.32 0.44%
Acushnet Holdings Corp. GOLF 005098108 Consumer Discretionary 50 $4,014.00 0.43%
SouthState Bank Corporation SSB 84472E102 Financials 40 $4,000.40 0.43%
Five9, Inc. FIVN 338307101 Information Technology 177 $3,924.09 0.42%
Korn Ferry KFY 500643200 Industrials 55 $3,884.10 0.42%
Watts Water Technologies, Inc. WTS 942749102 Industrials 14 $3,892.42 0.42%
Affiliated Managers Group, Inc. AMG 008252108 Financials 16 $3,839.20 0.41%
Cathay General Bancorp CATY 149150104 Financials 78 $3,813.42 0.41%
Liberty Media Corp-Liberty Formula One (Class C) FWONK 531229755 Communication Services 36 $3,841.92 0.41%
Lindsay Corporation LNN 535555106 Industrials 27 $3,757.32 0.41%
Customers Bancorp, Inc. CUBI 23204G100 Financials 57 $3,736.92 0.40%
HF Sinclair Corp. DINO 403949100 Energy 71 $3,690.58 0.40%
Nexstar Media Group, Inc. NXST 65336K103 Communication Services 18 $3,673.26 0.40%
BrightView Holdings, Inc. BV 10948C107 Industrials 271 $3,574.49 0.39%
First Financial Bankshares, Inc. FFIN 32020R109 Financials 107 $3,570.59 0.39%
CommScope Holding Company, Inc. COMM 20337X109 Information Technology 233 $3,506.65 0.38%
Donnelley Financial Solutions, Inc. DFIN 25787G100 Financials 65 $3,488.55 0.38%
Genco Shipping & Trading Limited GNK Y2685T131 Industrials 202 $3,478.44 0.38%
Indivior Plc INDV G4766E116 Health Care 147 $3,486.84 0.38%
PriceSmart, Inc. PSMT 741511109 Consumer Staples 29 $3,516.25 0.38%
Stock Yards Bancorp, Inc. SYBT 861025104 Financials 50 $3,506.00 0.38%
Blue Bird Corporation BLBD 095306106 Industrials 64 $3,415.04 0.37%
DLocal Limited DLO G29018101 Financials 241 $3,410.15 0.37%
National Health Investors, Inc. NHI 63633D104 Real Estate 45 $3,407.40 0.37%
NewMarket Corporation NEU 651587107 Materials 4 $3,428.44 0.37%
ScanSource, Inc. SCSC 806037107 Information Technology 83 $3,444.50 0.37%
SiriusPoint Ltd. SPNT G8192H106 Financials 189 $3,424.68 0.37%
Winmark Corporation WINA 974250102 Consumer Discretionary 7 $3,467.80 0.37%
Hawaiian Electric Industries, Inc. HE 419870100 Utilities 286 $3,237.52 0.35%
PDD Holdings Inc. (ADR) PDD 722304102 Consumer Discretionary 24 $3,203.52 0.35%
Royalty Pharma Plc (Class A) RPRX G7709Q104 Health Care 88 $3,176.80 0.34%
StoneX Group Inc. SNEX 861896108 Financials 32 $3,135.04 0.34%
Tidewater Inc. TDW 88642R109 Energy 58 $3,132.00 0.34%
GigaCloud Technology Inc (Class A) GCT G38644103 Consumer Discretionary 107 $3,030.24 0.33%
Hamilton Lane Incorporated (Class A) HLNE 407497106 Financials 25 $3,065.00 0.33%
Nelnet, Inc. NNI 64031N108 Financials 24 $3,099.12 0.33%
Arrow Electronics, Inc. ARW 042735100 Information Technology 25 $2,989.25 0.32%
Essent Group Ltd. ESNT G3198U102 Financials 50 $3,004.50 0.32%
Innoviva, Inc. INVA 45781M101 Health Care 173 $2,975.60 0.32%
Ryman Hospitality Properties, Inc. RHP 78377T107 Real Estate 33 $2,924.46 0.32%
Victory Capital Holdings, Inc. (Class A) VCTR 92645B103 Financials 45 $2,990.70 0.32%
Brady Corporation BRC 104674106 Industrials 39 $2,910.96 0.31%
Horace Mann Educators Corporation HMN 440327104 Financials 64 $2,834.56 0.31%
Kaiser Aluminum Corporation KALU 483007704 Materials 37 $2,862.32 0.31%
NMI Holdings, Inc. (Class A) NMIH 629209305 Financials 79 $2,847.16 0.31%
UBS Group AG UBS H42097107 Financials 70 $2,863.70 0.31%
Alamo Group Inc. ALG 011311107 Industrials 15 $2,817.15 0.30%
Community Financial System, Inc. CBU 203607106 Financials 47 $2,736.34 0.30%
CVB Financial Corp. CVBF 126600105 Financials 148 $2,797.20 0.30%
Enterprise Financial Services Corp EFSC 293712105 Financials 49 $2,816.03 0.30%
G-III Apparel Group, Ltd. GIII 36237H101 Consumer Discretionary 102 $2,734.62 0.30%
MGIC Investment Corporation MTG 552848103 Financials 102 $2,758.08 0.30%
The Hanover Insurance Group, Inc. THG 410867105 Financials 15 $2,767.50 0.30%
Ameris Bancorp ABCB 03076K108 Financials 36 $2,674.08 0.29%
Axis Capital Holdings Limited AXS G0692U109 Financials 28 $2,703.12 0.29%
Phathom Pharmaceuticals, Inc. PHAT 71722W107 Health Care 245 $2,655.80 0.29%
Simmons First National Corporation SFNC 828730200 Financials 139 $2,695.21 0.29%
Amdocs Limited DOX G02602103 Information Technology 31 $2,555.02 0.28%
CNA Financial Corporation CNA 126117100 Financials 55 $2,579.50 0.28%
Crown Holdings, Inc. CCK 228368106 Materials 28 $2,581.60 0.28%
Driven Brands Holdings Inc. DRVN 26210V102 Consumer Discretionary 175 $2,607.50 0.28%
Group 1 Automotive, Inc. GPI 398905109 Consumer Discretionary 6 $2,575.98 0.28%
Affirm Holdings, Inc. (Class A) AFRM 00827B106 Financials 33 $2,529.45 0.27%
InvenTrust Properties Corp. IVT 46124J201 Real Estate 92 $2,526.32 0.27%
Itron, Inc. ITRI 465741106 Information Technology 20 $2,530.80 0.27%
Palomar Holdings, Inc. PLMR 69753M105 Financials 22 $2,539.68 0.27%
OppFi, Inc. OPFI 68386H103 Financials 238 $2,410.94 0.26%
Provident Financial Services, Inc. PFS 74386T105 Financials 122 $2,397.30 0.26%
Ziff Davis, Inc. ZD 48123V102 Communication Services 63 $2,450.07 0.26%
Associated Banc-Corp ASB 045487105 Financials 86 $2,281.58 0.25%
Mirum Pharmaceuticals, Inc. MIRM 604749101 Health Care 31 $2,285.94 0.25%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 128 $2,305.28 0.25%
Bread Financial Holdings, Inc. BFH 018581108 Financials 40 $2,216.80 0.24%
Reliance Inc. RS 759509102 Materials 8 $2,243.44 0.24%
Toll Brothers, Inc. TOL 889478103 Consumer Discretionary 17 $2,258.62 0.24%
First Financial Bancorp. FFBC 320209109 Financials 84 $2,171.40 0.23%
Immunocore Holdings Plc (ADR) IMCR 45258D105 Health Care 61 $2,087.42 0.23%
UMB Financial Corporation UMBF 902788108 Financials 18 $2,131.02 0.23%
QXO, Inc. QXO 82846H405 Industrials 105 $2,047.50 0.22%
Rithm Capital Corp. RITM 64828T201 Financials 189 $2,056.32 0.22%
Stride, Inc. LRN 86333M108 Consumer Discretionary 14 $1,960.00 0.21%
First Bancorp FBNC 318910106 Financials 36 $1,847.88 0.20%
Kite Realty Group Trust KRG 49803T300 Real Estate 82 $1,813.02 0.20%
City Holding Company CHCO 177835105 Financials 14 $1,716.54 0.19%
Cullen/Frost Bankers, Inc. CFR 229899109 Financials 14 $1,784.02 0.19%
ITT Inc. ITT 45073V108 Industrials 10 $1,787.40 0.19%
Nicolet Bankshares, Inc. NIC 65406E102 Financials 13 $1,727.70 0.19%
PROG Holdings Inc. PRG 74319R101 Financials 57 $1,753.32 0.19%
Scholar Rock Holding Corporation SRRK 80706P103 Health Care 45 $1,777.50 0.19%
EverQuote, Inc. (Class A) EVER 30041R108 Communication Services 73 $1,622.79 0.18%
Exelixis, Inc. EXEL 30161Q104 Health Care 42 $1,664.46 0.18%
FTAI Aviation Ltd. FTAI G3730V105 Industrials 10 $1,708.70 0.18%
KB Home KBH 48666K109 Consumer Discretionary 28 $1,712.76 0.18%
Workiva Inc. WK 98139A105 Information Technology 18 $1,540.26 0.17%
Advanced Drainage Systems, Inc. WMS 00790R104 Industrials 11 $1,521.96 0.16%
Highwoods Properties, Inc. HIW 431284108 Real Estate 47 $1,491.78 0.16%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 15 $1,497.45 0.16%
Bright Horizons Family Solutions Inc. BFAM 109194100 Consumer Discretionary 14 $1,394.26 0.15%
Cars.com Inc. CARS 14575E105 Communication Services 118 $1,395.94 0.15%
Tencent Music Entertainment Group (Class A) (ADR) TME 88034P109 Communication Services 59 $1,359.36 0.15%
The Bank of N.T. Butterfield & Son Limited NTB G0772R208 Financials 34 $1,430.72 0.15%
Zoom Communications, Inc. (Class A) ZM 98980L101 Information Technology 18 $1,430.82 0.15%
Coursera, Inc. COUR 22266M104 Consumer Discretionary 128 $1,265.92 0.14%
Genius Sports Limited GENI G3934V109 Consumer Discretionary 115 $1,325.95 0.14%
RingCentral, Inc. (Class A) RNG 76680R206 Information Technology 48 $1,302.72 0.14%
US Dollar $USD Other 1,329 $1,328.97 0.14%
Rigel Pharmaceuticals, Inc. RIGL 766559702 Health Care 40 $1,180.00 0.13%
CorMedix Inc. CRMD 21900C308 Health Care 100 $1,109.00 0.12%
EPR Properties EPR 26884U109 Real Estate 18 $991.44 0.11%
Rubrik, Inc. (Class A) RBRK 781154109 Information Technology 7 $556.50 0.06%
2025-10-17 iShares Russell 2000 ETF C 245 IWM 251017C00245000 N/A -6 ($1,794.00) -0.19%
2025-10-17 iShares Russell 2000 ETF C 242 IWM 251017C00242000 N/A -6 ($2,796.00) -0.30%
2025-10-17 iShares Russell 2000 ETF C 241 IWM 251017C00241000 N/A -6 ($3,162.00) -0.34%
2025-11-21 iShares Russell 2000 ETF C 244 IWM 251121C00244000 N/A -6 ($4,674.00) -0.50%
2025-11-21 iShares Russell 2000 ETF C 242 IWM 251121C00242000 N/A -6 ($5,358.00) -0.58%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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