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First Trust Small Cap BuyWrite Income ETF (FTKI)
Holdings of the Fund as of 11/13/2026

Total Number of Holdings (excluding cash): 203

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
US Dollar $USD Other 1,481,423 $1,481,423.16 5.78%
Etsy, Inc. ETSY 29786A106 Consumer Discretionary 6,450 $574,050.00 2.24%
Maplebear Inc. (Instacart) CART 565394103 Consumer Staples 9,406 $553,731.22 2.16%
Appian Corporation APPN 03782L101 Information Technology 9,961 $542,974.11 2.12%
Abercrombie & Fitch Co. (Class A) ANF 002896207 Consumer Discretionary 3,530 $525,546.40 2.05%
UiPath, Inc. (Class A) PATH 90364P105 Information Technology 39,520 $524,430.40 2.05%
Encompass Health Corporation EHC 29261A100 Health Care 3,595 $506,859.05 1.98%
Scorpio Tankers Inc. STNG Y7542C130 Energy 5,172 $429,431.16 1.67%
RenaissanceRe Holdings Ltd. RNR G7496G103 Financials 1,121 $396,408.02 1.55%
Texas Roadhouse, Inc. TXRH 882681109 Consumer Discretionary 2,100 $390,558.00 1.52%
Equinox Gold Corp. EQX 29446Y502 Materials 35,972 $370,871.32 1.45%
Sezzle Inc. SEZL 78435P105 Financials 2,305 $356,353.00 1.39%
Credo Technology Group Holding Ltd CRDO G25457105 Information Technology 2,675 $351,789.25 1.37%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 1,801 $332,644.70 1.30%
Box, Inc. (Class A) BOX 10316T104 Information Technology 7,470 $325,916.10 1.27%
Federated Hermes, Inc. (Class B) FHI 314211103 Financials 5,003 $318,991.28 1.24%
SSR Mining Inc. SSRM 784730103 Materials 11,503 $312,306.45 1.22%
Dorian LPG Ltd. LPG Y2106R110 Energy 6,250 $301,062.50 1.17%
Monarch Casino & Resort, Inc. MCRI 609027107 Consumer Discretionary 2,651 $293,280.13 1.14%
Reinsurance Group of America, Incorporated RGA 759351604 Financials 1,050 $288,907.50 1.13%
Applied Industrial Technologies, Inc. AIT 03820C105 Industrials 963 $286,588.80 1.12%
Teekay Tankers Ltd. (Class A) TNK G8726X106 Energy 3,181 $284,476.83 1.11%
Frontdoor, Inc. FTDR 35905A109 Consumer Discretionary 2,921 $282,285.44 1.10%
Clear Secure, Inc. (Class A) YOU 18467V109 Information Technology 4,756 $272,090.76 1.06%
ZIM Integrated Shipping Services Limited ZIM M9T951109 Industrials 9,223 $270,602.82 1.06%
Kohl's Corporation KSS 500255104 Consumer Discretionary 9,760 $234,240.00 0.91%
Stride, Inc. LRN 86333M108 Consumer Discretionary 3,013 $228,445.66 0.89%
UMB Financial Corporation UMBF 902788108 Financials 1,689 $226,089.54 0.88%
Murphy USA Inc. MUSA 626755102 Consumer Discretionary 399 $217,008.12 0.85%
Victoria's Secret & Co. VSXY 926400102 Consumer Discretionary 1,960 $208,093.20 0.81%
GigaCloud Technology Inc (Class A) GCT G38644103 Consumer Discretionary 3,055 $203,554.65 0.79%
CVR Energy, Inc. CVI 12662P108 Energy 4,821 $197,323.53 0.77%
Amkor Technology, Inc. AMKR 031652100 Information Technology 5,320 $192,105.20 0.75%
Healthcare Realty Trust Inc. HR 42226K105 Real Estate 9,941 $192,060.12 0.75%
Magnite, Inc. MGNI 55955D100 Communication Services 6,494 $190,209.26 0.74%
Moelis & Company (Class A) MC 60786M105 Financials 3,298 $184,688.00 0.72%
Northwest Bancshares, Inc. NWBI 667340103 Financials 12,208 $184,584.96 0.72%
Immunovant, Inc. IMVT 45258J102 Health Care 5,337 $182,418.66 0.71%
Simmons First National Corporation SFNC 828730200 Financials 7,678 $180,125.88 0.70%
Warrior Met Coal, Inc. HCC 93627C101 Materials 2,111 $175,951.85 0.69%
Axogen, Inc. AXGN 05463X106 Health Care 3,129 $175,004.97 0.68%
Kilroy Realty Corp KRC 49427F108 Real Estate 4,857 $175,046.28 0.68%
Dropbox, Inc. (Class A) DBX 26210C104 Information Technology 5,150 $172,679.50 0.67%
Paymentus Holdings, Inc. (Class A) PAY 70439P108 Financials 4,841 $166,578.81 0.65%
Millicom International Cellular S.A. TIGO L6388F110 Communication Services 2,037 $161,595.21 0.63%
SiriusPoint Ltd. SPNT G8192H106 Financials 5,948 $158,038.36 0.62%
Glacier Bancorp, Inc. GBCI 37637Q105 Financials 3,271 $157,367.81 0.61%
Okeanis Eco Tankers Corp. ECO Y64177101 Energy 1,747 $155,168.54 0.61%
Atlantic Union Bankshares Corporation AUB 04911A107 Financials 3,801 $149,683.38 0.58%
ACI Worldwide, Inc. ACIW 004498101 Information Technology 2,411 $146,564.69 0.57%
Perdoceo Education Corporation PRDO 71363P106 Consumer Discretionary 5,082 $147,327.18 0.57%
Perrigo Company plc PRGO G97822103 Health Care 8,997 $146,111.28 0.57%
Liquidia Technologies, Inc. LQDA 53635D202 Health Care 2,508 $143,984.28 0.56%
First Busey Corporation BUSE 319383204 Financials 4,810 $138,864.70 0.54%
Lantheus Holdings, Inc. LNTH 516544103 Health Care 1,352 $137,349.68 0.54%
Marex Group Limited MRX G5T40M104 Financials 1,966 $139,035.52 0.54%
Radian Group Inc. RDN 750236101 Financials 3,784 $138,456.56 0.54%
Dave Inc. (Class A) DAVE 23834J201 Financials 477 $132,148.08 0.52%
PACS Group, Inc. PACS 69380Q107 Health Care 2,762 $133,459.84 0.52%
First Financial Bankshares, Inc. FFIN 32020R109 Financials 4,302 $130,264.56 0.51%
Flywire Corporation FLYW 302492103 Financials 5,867 $130,599.42 0.51%
International Seaways, Inc. INSW Y41053102 Energy 1,236 $130,064.28 0.51%
National Energy Services Reunited Corp. NESR G6375R107 Energy 6,149 $130,297.31 0.51%
CTO Realty Growth, Inc. CTO 22948Q101 Real Estate 6,288 $127,772.16 0.50%
OPENLANE Inc. OPLN 48238T109 Industrials 3,671 $128,925.52 0.50%
Encore Capital Group, Inc. ECPG 292554102 Financials 1,148 $125,694.52 0.49%
Wolverine World Wide, Inc. WWW 978097103 Consumer Discretionary 5,024 $125,047.36 0.49%
Alkermes Plc ALKS G01767105 Health Care 2,624 $123,406.72 0.48%
Zurn Elkay Water Solutions Corp. ZWS 98983L108 Industrials 2,660 $122,014.20 0.48%
NetScout Systems, Inc. NTCT 64115T104 Information Technology 3,721 $119,555.73 0.47%
CNO Financial Group, Inc. CNO 12621E103 Financials 2,033 $116,836.51 0.46%
Freshworks Inc. (Class A) FRSH 358054104 Information Technology 9,322 $118,109.74 0.46%
JFrog Ltd. FROG M6191J100 Information Technology 1,033 $117,348.80 0.46%
Portland General Electric Company POR 736508847 Utilities 2,495 $114,545.45 0.45%
HomeTrust Bancshares, Inc. HTB 437872104 Financials 2,362 $111,675.36 0.44%
Korn Ferry KFY 500643200 Industrials 1,481 $111,889.55 0.44%
The Hanover Insurance Group, Inc. THG 410867105 Financials 457 $113,454.82 0.44%
Copa Holdings, S.A. CPA P31076105 Industrials 779 $109,737.73 0.43%
Vaxcyte, Inc. PCVX 92243G108 Health Care 1,749 $110,834.13 0.43%
Glaukos Corporation GKOS 377322102 Health Care 404 $99,270.88 0.39%
Horace Mann Educators Corporation HMN 440327104 Financials 1,906 $101,037.06 0.39%
Meritage Homes Corporation MTH 59001A102 Consumer Discretionary 1,523 $98,187.81 0.38%
KB Home KBH 48666K109 Consumer Discretionary 1,942 $93,021.80 0.36%
Slide Insurance Holdings, Inc. SLDE 831349105 Financials 3,587 $92,436.99 0.36%
TG Therapeutics, Inc. TGTX 88322Q108 Health Care 1,436 $92,636.36 0.36%
Calumet, Inc. CLMT 131428104 Energy 2,628 $90,140.40 0.35%
DLocal Limited DLO G29018101 Financials 6,541 $89,546.29 0.35%
Krystal Biotech, Inc. KRYS 501147102 Health Care 294 $89,737.62 0.35%
Kymera Therapeutics, Inc. KYMR 501575104 Health Care 703 $89,681.71 0.35%
ScanSource, Inc. SCSC 806037107 Information Technology 2,009 $89,912.81 0.35%
OUTFRONT Media Inc. OUT 69007J304 Real Estate 2,612 $87,606.48 0.34%
Protagonist Therapeutics, Inc. PTGX 74366E102 Health Care 656 $85,903.20 0.34%
Spire Inc. SR 84857L101 Utilities 972 $86,352.48 0.34%
Accelerant Holdings (Class A) ARX G00894108 Financials 4,233 $84,025.05 0.33%
Northern Oil and Gas, Inc. NOG 665531307 Energy 3,395 $85,248.45 0.33%
PTC Therapeutics, Inc. PTCT 69366J200 Health Care 1,342 $85,203.58 0.33%
Twist Bioscience Corporation TWST 90184D100 Health Care 766 $85,485.60 0.33%
Callaway Golf Company CALY 131193104 Consumer Discretionary 4,732 $80,917.20 0.32%
NewMarket Corporation NEU 651587107 Materials 115 $81,556.85 0.32%
Pacira BioSciences, Inc. PCRX 695127100 Health Care 2,277 $83,019.42 0.32%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 4,047 $82,720.68 0.32%
Skyward Specialty Insurance Group, Inc. SKWD 830940102 Financials 1,282 $80,791.64 0.32%
Badger Meter, Inc. BMI 056525108 Information Technology 520 $80,454.40 0.31%
Cytokinetics, Incorporated CYTK 23282W605 Health Care 1,410 $79,143.30 0.31%
Novagold Resources Inc. NG 66987E206 Materials 14,085 $79,298.55 0.31%
Vitesse Energy, Inc. VTS 92852X103 Energy 5,103 $78,688.26 0.31%
CG Oncology, Inc. CGON 156944100 Health Care 1,038 $77,227.20 0.30%
EverQuote, Inc. (Class A) EVER 30041R108 Communication Services 2,691 $76,155.30 0.30%
SM Energy Company SM 78454L100 Energy 2,327 $76,162.71 0.30%
Spyre Therapeutics, Inc. SYRE 00773J202 Health Care 751 $78,104.00 0.30%
V2X Inc. VVX 92242T101 Industrials 951 $76,346.28 0.30%
Varonis Systems, Inc. VRNS 922280102 Information Technology 1,580 $77,325.20 0.30%
Ambarella, Inc. AMBA G037AX101 Information Technology 1,249 $75,089.88 0.29%
Commvault Systems, Inc. CVLT 204166102 Information Technology 486 $73,906.02 0.29%
First Advantage Corporation FA 31846B108 Industrials 3,420 $73,461.60 0.29%
Fluor Corporation FLR 343412102 Industrials 1,523 $74,596.54 0.29%
Century Communities, Inc. CCS 156504300 Consumer Discretionary 1,378 $70,774.08 0.28%
Praxis Precision Medicines, Inc. PRAX 74006W207 Health Care 219 $71,860.47 0.28%
Rhythm Pharmaceuticals, Inc. RYTM 76243J105 Health Care 620 $71,312.40 0.28%
SL Green Realty Corp. SLG 78440X887 Real Estate 1,462 $71,638.00 0.28%
Terex Corporation TEX 880779103 Industrials 1,262 $71,858.28 0.28%
Compass, Inc. (Class A) COMP 20464U100 Real Estate 6,738 $68,794.98 0.27%
Constellium SE (Class A) CSTM F21107101 Materials 3,100 $69,316.00 0.27%
Power Integrations, Inc. POWI 739276103 Information Technology 1,563 $69,053.34 0.27%
Riot Platforms, Inc. RIOT 767292105 Information Technology 3,879 $67,960.08 0.27%
Triple Flag Precious Metals Corp. TFPM 89679M104 Materials 2,307 $70,086.66 0.27%
ViaSat, Inc. VSAT 92552V100 Information Technology 1,009 $68,329.48 0.27%
Tenable Holdings, Inc. TENB 88025T102 Information Technology 1,630 $66,438.80 0.26%
Mirum Pharmaceuticals, Inc. MIRM 604749101 Health Care 669 $62,879.31 0.25%
Zeta Global Holdings Corp. (Class A) ZETA 98956A105 Information Technology 1,717 $62,928.05 0.25%
Aurinia Pharmaceuticals Inc. AUPH 05156V102 Health Care 3,927 $61,771.71 0.24%
Azenta Inc. AZTA 114340102 Health Care 1,370 $62,540.50 0.24%
CRISPR Therapeutics AG CRSP H17182108 Health Care 1,485 $62,726.40 0.24%
Denali Therapeutics Inc. DNLI 24823R105 Health Care 3,324 $62,291.76 0.24%
Healthcare Services Group, Inc. HCSG 421906108 Industrials 2,439 $60,731.10 0.24%
Aveanna Healthcare Holdings, Inc. AVAH 05356F105 Health Care 5,068 $58,282.00 0.23%
Diodes Incorporated DIOD 254543101 Information Technology 686 $59,853.50 0.23%
Ormat Technologies, Inc. ORA 686688102 Utilities 648 $58,611.60 0.23%
Plexus Corp. PLXS 729132100 Information Technology 283 $58,994.18 0.23%
Xenon Pharmaceuticals Inc. XENE 98420N105 Health Care 1,450 $58,696.00 0.23%
CareTrust REIT, Inc. CTRE 14174T107 Real Estate 1,502 $57,181.14 0.22%
Diversified Energy Co. DEC 25520W107 Energy 4,161 $57,588.24 0.22%
ePlus inc. PLUS 294268107 Information Technology 582 $56,128.08 0.22%
FB Financial Corporation FBK 30257X104 Financials 1,028 $56,159.64 0.22%
Mercury Systems, Inc. MRCY 589378108 Industrials 706 $57,478.99 0.22%
Rigel Pharmaceuticals, Inc. RIGL 766559702 Health Care 1,278 $56,819.88 0.22%
Scholar Rock Holding Corporation SRRK 80706P103 Health Care 1,328 $57,376.25 0.22%
OneSpaWorld Holdings Limited OSW P73684113 Consumer Discretionary 1,771 $54,546.80 0.21%
ServiceTitan, Inc. (Class A) TTAN 81764X103 Information Technology 654 $54,026.94 0.21%
Transcat, Inc. TRNS 893529107 Industrials 517 $53,809.36 0.21%
Bread Financial Holdings, Inc. BFH 018581108 Financials 514 $50,685.54 0.20%
NETGEAR, Inc. NTGR 64111Q104 Information Technology 2,620 $51,116.20 0.20%
Benchmark Electronics, Inc. BHE 08160H101 Information Technology 757 $47,713.71 0.19%
Cogent Biosciences, Inc. COGT 19240Q201 Health Care 1,697 $48,466.32 0.19%
Impinj, Inc. PI 453204109 Information Technology 285 $48,033.90 0.19%
InterDigital, Inc. IDCC 45867G101 Information Technology 168 $48,488.16 0.19%
Miami International Holdings, Inc. MIAX 59356Q108 Financials 1,295 $48,018.60 0.19%
Travere Therapeutics, Inc. TVTX 89422G107 Health Care 982 $49,738.30 0.19%
Amplitude, Inc. (Class A) AMPL 03213A104 Information Technology 2,699 $46,800.66 0.18%
Atour Lifestyle Holdings Limited (ADR) ATAT 04965M106 Consumer Discretionary 1,207 $46,022.91 0.18%
Definium Therapeutics Inc. DFTX 24477V105 Health Care 1,427 $45,778.16 0.18%
Dianthus Therapeutics, Inc. DNTH 252828108 Health Care 495 $45,445.95 0.18%
Newmark Group, Inc. (Class A) NMRK 65158N102 Real Estate 4,320 $45,878.40 0.18%
PAR Technology Corporation PAR 698884103 Information Technology 2,033 $45,701.84 0.18%
Xometry, Inc. (Class A) XMTR 98423F109 Industrials 383 $45,810.63 0.18%
BlackLine, Inc. BL 09239B109 Information Technology 1,492 $44,058.76 0.17%
Kulicke and Soffa Industries, Inc. KLIC 501242101 Information Technology 640 $44,204.80 0.17%
Select Water Solutions, Inc. (Class A) WTTR 81617J301 Energy 2,680 $44,032.40 0.17%
Extreme Networks, Inc. EXTR 30226D106 Information Technology 1,501 $40,151.75 0.16%
Hinge Health, Inc. (Class A) HNGE 433313103 Health Care 364 $42,001.96 0.16%
Park Aerospace Corp. PKE 70014A104 Industrials 1,676 $40,777.08 0.16%
Harmonic Inc. HLIT 413160102 Information Technology 3,674 $37,989.16 0.15%
Omnicell, Inc. OMCL 68213N109 Health Care 1,103 $38,638.09 0.15%
Urban Edge Properties UE 91704F104 Real Estate 1,850 $38,591.00 0.15%
Ducommun Incorporated DCO 264147109 Industrials 252 $35,063.28 0.14%
Hims & Hers Health, Inc. HIMS 433000106 Health Care 1,793 $35,375.89 0.14%
NVE Corporation NVEC 629445206 Information Technology 449 $36,391.45 0.14%
Vishay Intertechnology, Inc. VSH 928298108 Information Technology 1,328 $35,351.36 0.14%
CECO Environmental Corp. CECO 125141101 Industrials 620 $33,635.00 0.13%
MaxLinear, Inc. MXL 57776J100 Information Technology 584 $32,575.52 0.13%
Navan, Inc. (Class A) NAVN 639193101 Consumer Discretionary 1,300 $33,046.00 0.13%
Allient Inc. ALNT 019330109 Industrials 401 $31,149.68 0.12%
D-Wave Quantum, Inc. QBTS 26740W109 Information Technology 3,348 $32,006.88 0.12%
Sprout Social, Inc. (Class A) SPT 85209W109 Information Technology 2,604 $30,310.56 0.12%
CEVA, Inc. CEVA 157210105 Information Technology 1,093 $27,969.87 0.11%
Five9, Inc. FIVN 338307101 Information Technology 1,075 $29,369.00 0.11%
Helios Technologies Inc. HLIO 42328H109 Industrials 606 $28,330.50 0.11%
Lumen Technologies, Inc. LUMN 550241103 Communication Services 6,659 $27,235.31 0.11%
Rigetti Computing, Inc. RGTI 76655K103 Information Technology 2,902 $27,917.24 0.11%
Bel Fuse Inc. (Class A) BELFA 077347201 Information Technology 143 $25,293.84 0.10%
Cohu, Inc. COHU 192576106 Information Technology 594 $25,892.46 0.10%
Photronics, Inc. PLAB 719405102 Information Technology 896 $24,684.80 0.10%
Adeia Inc. ADEA 00676P107 Information Technology 1,447 $23,470.34 0.09%
Genco Shipping & Trading Limited GNK Y2685T131 Industrials 931 $24,336.34 0.09%
American Superconductor Corporation AMSC 030111207 Industrials 880 $21,234.40 0.08%
AXT, Inc. AXTI 00246W103 Information Technology 473 $19,790.32 0.08%
Genius Sports Limited GENI G3934V109 Consumer Discretionary 3,312 $20,733.12 0.08%
Methode Electronics, Inc. MEI 591520200 Information Technology 1,599 $18,916.17 0.07%
Ultra Clean Holdings, Inc. UCTT 90385V107 Information Technology 378 $17,520.30 0.07%
2026-11-20 iShares Russell 2000 ETF C 290 IWM 261120C00290000 N/A -130 ($650.00) 0.00%
2026-11-20 iShares Russell 2000 ETF C 280 IWM 261120C00280000 N/A -125 ($19,000.00) -0.07%
2026-11-20 iShares Russell 2000 ETF C 276 IWM 261120C00276000 N/A -135 ($47,520.00) -0.19%
2026-11-20 iShares Russell 2000 ETF C 273 IWM 261120C00273000 N/A -125 ($75,750.00) -0.30%
2026-12-18 iShares Russell 2000 ETF C 276 IWM 261218C00276000 N/A -135 ($98,820.00) -0.39%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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