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First Trust Institutional Preferred Securities and Income ETF (FPEI)
Holdings of the Fund as of 9/21/2023

Total Number of Holdings (excluding cash): 177

Security Name Identifier CUSIP Shares / Quantity Market Value Weighting Descending sort
TORONTO-DOMINION BANK Variable rate, due 10/31/2082 89117F8Z5 31,370,000 $31,370,000.00 2.99%
BANK OF AMERICA CORP Series TT, Variable rate 06055HAB9 23,796,000 $22,948,267.50 2.18%
INTESA SANPAOLO SPA Variable rate 46115HAU1 23,670,000 $22,463,904.62 2.14%
COREBRIDGE FINANCIAL INC Variable rate, due 12/15/2052 21871XAP4 21,096,000 $20,412,383.28 1.94%
ING GROEP NV Variable rate N4578ELM8 21,639,000 $20,111,827.58 1.91%
BANK OF NOVA SCOTIA Variable rate, due 10/27/2082 0641598S8 19,400,000 $19,649,678.00 1.87%
HSBC HOLDINGS PLC Variable rate 404280DT3 19,600,000 $19,536,369.97 1.86%
LINCOLN NATIONAL CORP Variable rate 534187BR9 18,876,000 $19,553,896.63 1.86%
BARCLAYS PLC Variable rate 06738EBX2 20,050,000 $18,245,500.00 1.74%
BNP PARIBAS Variable rate 05565A5R0 18,450,000 $18,320,707.38 1.74%
NATWEST GROUP PLC Variable rate 780097BQ3 18,781,000 $17,359,956.11 1.65%
HIGHLAND HOLDINGS BOND 7.625%, due 10/15/2025 43103QAA6 16,900,342 $16,470,053.22 1.57%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 19,091,000 $16,252,765.10 1.55%
ENERGY TRANSFER LP Series F, Variable rate 29273VAL4 16,973,000 $15,854,304.14 1.51%
ENBRIDGE INC Variable rate, due 01/15/2084 29250NBT1 14,500,000 $14,430,340.26 1.37%
LLOYDS BANKING GROUP PLC Variable rate 53944YAV5 15,580,000 $14,060,035.31 1.34%
ENERGY TRANSFER LP Variable rate 29273VAM2 15,403,000 $13,670,162.50 1.30%
CHARLES SCHWAB CORP Series I, Variable rate 808513BK0 15,529,000 $13,254,078.06 1.26%
PNC FINANCIAL SERVICES Variable rate 693475BF1 14,185,000 $13,167,192.21 1.25%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 13,172,000 $12,848,699.85 1.22%
ALGONQUIN PWR & UTILITY Variable rate, due 01/18/2082 015857AH8 15,645,000 $12,769,444.93 1.22%
CHARLES SCHWAB CORP Series G, Variable rate 808513BD6 13,000,000 $12,665,900.00 1.21%
BNP PARIBAS Variable rate 05565ASK0 17,408,000 $12,585,486.47 1.20%
DOMINION ENERGY INC Variable rate 25746UDM8 14,297,000 $12,577,785.75 1.20%
WELLS FARGO & COMPANY Variable rate 949746TD3 13,695,000 $12,030,989.03 1.15%
GOLDMAN SACHS GROUP INC Variable rate 38141GA38 11,900,000 $11,884,530.00 1.13%
WELLS FARGO & COMPANY Variable rate 95002YAA1 11,640,000 $11,800,050.00 1.12%
CITIGROUP INC Series P, Variable rate 172967JM4 11,414,000 $10,944,998.74 1.04%
BNP PARIBAS Variable rate 05565AM34 10,890,000 $10,487,667.43 1.00%
GLOBAL ATLANTIC Variable rate, due 10/15/2051 37959GAC1 14,102,000 $10,201,004.64 0.97%
ALLIANZ SE Variable rate, due 09/06/2053 018820AC4 10,000,000 $9,850,000.00 0.94%
PRUDENTIAL FINANCIAL INC Variable rate, due 09/01/2052 744320BK7 10,415,000 $9,852,329.63 0.94%
CITIZENS FINANCIAL GROUP Variable rate 174610BD6 12,941,000 $9,763,579.19 0.93%
CHARLES SCHWAB CORP Series H, Variable rate 808513BJ3 13,000,000 $9,667,060.00 0.92%
Wells Fargo & Company, Series L, 7.500% WFC.L 949746804 8,568 $9,674,985.60 0.92%
SCENTRE GROUP TRUST 2 Variable rate, due 09/24/2080 76025LAB0 11,220,000 $9,371,442.17 0.89%
DOMINION ENERGY INC Series B, 4.65% 25746UDD8 9,925,000 $9,257,742.25 0.88%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 08/16/2077 29379VBM4 9,377,000 $9,280,603.13 0.88%
STANDARD CHARTERED PLC Variable rate 853254CM0 9,470,000 $9,266,884.22 0.88%
UNICREDIT SPA Variable rate T9T20LTJ7 9,300,000 $9,236,062.50 0.88%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAB4 10,101,000 $9,144,134.29 0.87%
SEMPRA Variable rate, due 04/01/2052 816851BM0 11,003,000 $8,974,925.17 0.85%
LIBERTY MUTUAL GROUP INC 4.125%, due 12/15/2051 53079EBM5 10,300,000 $8,497,962.47 0.81%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 10,285,000 $8,530,441.75 0.81%
PNC FINANCIAL SERVICES Variable rate 693475BD6 9,424,000 $8,442,019.20 0.80%
ENSTAR FINANCE LLC Variable rate, due 01/15/2042 29360AAB6 10,538,000 $8,344,237.10 0.79%
DEUTSCHE BANK AG Variable rate 251525AX9 9,950,000 $7,964,530.43 0.76%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAM3 7,800,000 $7,780,500.00 0.74%
Bank of America Corporation, Series L, 7.25% BAC.L 060505682 6,831 $7,729,686.36 0.74%
BARCLAYS PLC Variable rate 06738EBG9 7,870,000 $7,781,462.50 0.74%
QBE INSURANCE GROUP LTD Variable rate 74728GAE0 8,200,000 $7,809,554.47 0.74%
US Dollar $USD 7,798,886 $7,798,885.67 0.74%
AMERICAN EXPRESS CO Variable rate 025816CH0 9,347,000 $7,658,931.80 0.73%
BUCKEYE PARTNERS LP Variable rate, due 01/22/2078 118230AS0 9,384,000 $7,722,865.05 0.73%
CNP ASSURANCES SACA Variable rate F1876NBV3 10,200,000 $7,611,750.00 0.72%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 8,040,000 $7,551,030.04 0.72%
SOUTHERN CAL EDISON Series E, Variable rate 842400FU2 7,500,000 $7,558,234.35 0.72%
ENBRIDGE INC Variable rate, due 01/15/2083 29250NBP9 7,815,000 $7,508,920.05 0.71%
PNC FINANCIAL SERVICES Variable rate 693475BP9 8,499,000 $7,434,884.49 0.71%
JPMORGAN CHASE & CO Series KK, Variable rate 48128BAN1 8,295,000 $7,307,065.50 0.70%
JPMORGAN CHASE & CO Variable rate 48124BAC9 7,241,000 $7,258,656.31 0.69%
BBVA BANCOMER SA TEXAS 8.45%, due 06/29/2038 07336UAA1 7,200,000 $7,125,012.00 0.68%
CITIGROUP INC Variable rate 172967MV0 8,195,000 $7,120,635.50 0.68%
SOCIETE GENERALE Variable rate 83370RAC2 7,200,000 $7,146,000.00 0.68%
AIRCASTLE LTD Variable rate 00928QAW1 8,940,000 $7,059,753.51 0.67%
BANCO SANTANDER SA Variable rate 05971KAH2 9,000,000 $6,802,650.00 0.65%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 7,398,000 $6,858,324.04 0.65%
TRUIST FINANCIAL CORP Variable rate 89832QAD1 7,800,000 $6,794,424.00 0.65%
ENBRIDGE INC Variable rate, due 07/15/2080 29250NBC8 7,504,000 $6,619,009.76 0.63%
CITIZENS FINANCIAL GROUP Variable rate 174610AU9 7,028,000 $6,482,278.75 0.62%
ARES FINANCE CO 4.125%, due 06/30/2051 04018VAA1 8,435,000 $6,399,469.93 0.61%
METLIFE INC 6.40%, due 12/15/2036 59156RAP3 6,514,000 $6,437,558.21 0.61%
TRANSCANADA TRUST Variable rate, due 03/07/2082 89356BAG3 7,650,000 $6,313,086.00 0.60%
LANCASHIRE HOLDINGS LTD Variable rate, due 09/18/2041 G5361WAB0 6,850,000 $5,659,812.50 0.54%
SCENTRE GROUP TRUST 2 Variable rate, due 09/24/2080 76025LAA2 6,204,000 $5,571,111.35 0.53%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 6,496,000 $5,224,113.73 0.50%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAG6 5,400,000 $5,130,160.60 0.49%
SVENSKA HANDELSBANKEN AB Variable rate W9T10ZZQ1 6,600,000 $5,127,045.00 0.49%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 5,371,000 $4,917,862.00 0.47%
BANCO SANTANDER SA Variable rate E2R99CQ59 5,000,000 $4,925,000.00 0.47%
CEMEX SAB DE CV Variable rate 151290CB7 4,800,000 $4,978,761.36 0.47%
CITIGROUP INC Variable rate 172967PE5 5,000,000 $4,987,500.00 0.47%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 4,950,000 $4,800,683.25 0.46%
GLOBAL ATLANTIC FIN CO 7.95%, due 06/15/2033 37959GAD9 5,000,000 $4,854,415.95 0.46%
REGIONS FINANCIAL CORP Variable rate 7591EPAR1 5,000,000 $4,758,515.20 0.45%
EDISON INTERNATIONAL Variable rate 281020AT4 5,331,000 $4,597,987.50 0.44%
LAND O'LAKES INC 7% 514666AN6 6,146,000 $4,564,634.20 0.43%
BARCLAYS PLC Variable rate 06738EBT1 6,300,000 $4,387,509.00 0.42%
EMERA INC Variable rate, due 06/15/2076 290876AD3 4,520,000 $4,343,268.00 0.41%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 4,288,000 $4,179,350.66 0.40%
SOCIETE GENERALE Variable rate 83370RAA6 5,600,000 $4,115,979.34 0.39%
LIBERTY MUTUAL GROUP INC 4.30%, due 02/01/2061 53079EBL7 6,585,000 $4,015,865.54 0.38%
CAPITAL FARM CREDIT ACA Variable rate 14019TAA4 4,200,000 $3,759,000.00 0.36%
CITIGROUP INC Variable rate 172967MU2 4,149,000 $3,698,418.60 0.35%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 3,631,000 $3,444,820.48 0.33%
BANCO MERCANTIL DEL NORTE Variable rate 05962GAJ8 3,592,000 $3,326,976.32 0.32%
CITIGROUP INC Series M, Variable rate 172967HQ7 3,467,000 $3,410,661.25 0.32%
ING GROEP NV Variable rate 456837AR4 3,750,000 $3,351,422.70 0.32%
METLIFE INC 9.25%, Cumulative Preferred, due 04/08/2038 59156RBS6 2,900,000 $3,317,964.88 0.32%
HSBC HOLDINGS PLC Variable rate 404280CN7 4,200,000 $3,226,707.50 0.31%
BANK OF AMERICA CORP Series RR, Variable rate 060505GB4 3,656,000 $3,098,825.60 0.29%
COBANK ACB Variable rate 19075QAE2 3,185,000 $3,022,051.07 0.29%
HUNTINGTON BANCSHARES Variable rate 446150AV6 3,700,000 $3,099,145.60 0.29%
BANK OF NOVA SCOTIA Variable rate 064159VJ2 3,200,000 $2,960,000.00 0.28%
CREDIT AGRICOLE SA Variable rate F22797RT7 3,000,000 $2,993,880.00 0.28%
DANSKE BANK A/S Variable rate K2227DL59 3,400,000 $2,911,250.00 0.28%
FIFTH THIRD BANCORP Variable rate 316773DB3 3,290,000 $2,977,008.58 0.28%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 2,850,000 $2,804,482.51 0.27%
AMER AGCREDIT ACA Variable rate 02369GAA3 3,000,000 $2,756,250.00 0.26%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 2,684,000 $2,681,316.00 0.26%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 08/16/2077 29379VBN2 2,950,000 $2,617,910.83 0.25%
GOLDMAN SACHS GROUP INC Variable rate 38144GAG6 3,185,000 $2,599,756.25 0.25%
KUVARE US HOLDINGS INC Variable rate, due 05/01/2051 50149XAA2 2,464,000 $2,618,000.04 0.25%
SOCIETE GENERALE Variable rate 83368JFA3 2,639,000 $2,603,703.38 0.25%
ALLY FINANCIAL INC Series C, Variable rate 02005NBN9 3,846,000 $2,469,555.06 0.24%
CITIGROUP INC Variable rate 172967NB3 2,979,000 $2,479,213.17 0.24%
JPMORGAN CHASE & CO Series S, Variable rate 46625HJQ4 2,533,000 $2,533,000.00 0.24%
EQUITABLE HOLDINGS INC Variable rate 29452EAA9 2,512,000 $2,397,955.20 0.23%
GOLDMAN SACHS GROUP INC Variable rate 38144GAE1 2,899,000 $2,399,642.06 0.23%
MARKEL GROUP INC Variable rate 570535AW4 2,501,000 $2,434,273.32 0.23%
CREDIT AGRICOLE SA Variable rate 225313AL9 2,306,000 $2,269,680.50 0.22%
ALLY FINANCIAL INC Series B, Variable rate 02005NBM1 3,105,000 $2,183,203.13 0.21%
ASSURED GUARANTY MUNICIPAL HOLDINGS INC Variable rate, due 12/15/2066 31769PAB6 2,300,000 $2,032,702.74 0.19%
M&T BANK CORPORATION Variable rate 55261FAL8 2,341,000 $1,986,923.75 0.19%
LAND O'LAKES INC 7.25% 514666AM8 2,220,000 $1,787,100.00 0.17%
BANCO MERCANTIL DEL NORTE Variable rate 05973KAB3 2,000,000 $1,594,092.00 0.15%
CMS ENERGY CORP Variable rate, due 12/01/2050 125896BV1 2,148,000 $1,619,392.02 0.15%
CREDIT SUISSE GROUP AG Variable rate 225401AX6 18,000,000 $1,530,000.00 0.15%
ASSURED GUARANTY MUNICIPAL HOLDINGS Variable rate, due 12/15/2066 U31745AA7 1,700,000 $1,502,432.46 0.14%
CAPITAL ONE FINANCIAL CORP Variable rate 14040HCF0 1,932,000 $1,456,536.96 0.14%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 1,550,000 $1,433,301.69 0.14%
NATWEST GROUP PLC Variable rate 780099CK1 1,550,000 $1,519,310.00 0.14%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAC2 1,400,000 $1,348,294.36 0.13%
COBANK ACB Variable rate 19075QAC6 1,358,000 $1,313,865.00 0.13%
DANSKE BANK A/S Variable rate K22274H96 1,400,000 $1,337,952.00 0.13%
EFG INTERNATIONAL AG Variable rate H2078CAB4 1,830,000 $1,412,366.55 0.13%
CITIGROUP INC Preferred, Variable rate 172967GD7 1,281,000 $1,284,484.01 0.12%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 06/01/2067 29379VAN3 1,402,000 $1,286,296.89 0.12%
AUST & NZ BANKING GRP/UK Variable rate Q08328AA6 1,145,000 $1,110,461.08 0.11%
BANK OF NY MELLON CORP Variable rate 064058AL4 1,370,000 $1,133,675.00 0.11%
ENSTAR FINANCE LLC Variable rate, due 09/01/2040 29360AAA8 1,332,000 $1,170,976.12 0.11%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 1,200,000 $1,123,500.00 0.11%
SWEDBANK AB Variable rate W9423YGR5 1,200,000 $1,159,252.80 0.11%
AMERICAN ELECTRIC POWER Variable rate, due 02/15/2062 025537AU5 1,349,000 $1,101,924.85 0.10%
BNP PARIBAS Variable rate 05565AS20 1,000,000 $1,029,950.52 0.10%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 1,200,000 $1,077,000.02 0.10%
FARM CREDIT BK OF TEXAS Variable rate 30767EAD1 1,100,000 $1,028,500.00 0.10%
AIR LEASE CORP Variable rate 00912XBJ2 1,127,000 $991,470.83 0.09%
CORESTATES CAPTL III Variable rate, due 02/15/2027 21869MAA5 1,000,000 $945,630.30 0.09%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 1,026,000 $922,220.72 0.09%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 1,056,000 $982,080.00 0.09%
ENERGY TRANSFER LP Variable rate 29273VAJ9 1,069,000 $866,103.80 0.08%
BANK OF NOVA SCOTIA Variable rate, due 10/27/2081 0641598N9 1,000,000 $721,541.83 0.07%
EDISON INTERNATIONAL Variable rate 281020AS6 827,000 $735,203.00 0.07%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 800,000 $724,000.00 0.07%
MORGAN STANLEY Variable rate 61762VAA9 811,000 $755,375.77 0.07%
VOYA FINANCIAL INC Variable rate 929089AG5 755,000 $764,673.79 0.07%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 700,000 $619,605.77 0.06%
COMPEER FINANCIAL ACA Variable rate 20453QAA0 650,000 $588,250.00 0.06%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 7,770,000 $660,450.00 0.06%
ENERGY TRANSFER LP Variable rate 29273VAN0 728,000 $671,580.00 0.06%
HUNTINGTON BANCSHARES Variable rate 446150AT1 735,000 $659,287.08 0.06%
MACQUARIE BANK LONDON Variable rate 556079AB7 693,000 $620,955.87 0.06%
UNICREDIT SPA Variable rate, due 06/30/2035 904678AS8 750,000 $638,421.11 0.06%
CREDIT SUISSE GROUP AG Variable rate 225401AR9 6,243,000 $530,655.01 0.05%
LAND O'LAKES INC 8% 514666AK2 535,000 $504,237.50 0.05%
SWEDBANK AB Variable rate W94240HF3 600,000 $562,131.00 0.05%
UNICREDIT SPA Variable rate, due 04/02/2034 904678AQ2 600,000 $569,419.48 0.05%
ING GROEP NV 6.50% 456837AF0 400,000 $379,860.28 0.04%
TEXAS CAPITAL BANCSHARES Variable rate, due 05/06/2031 88224QAA5 463,000 $382,740.74 0.04%
COMMERZBANK AG Variable rate D170472W6 400,000 $363,862.80 0.03%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 4,150,000 $352,750.00 0.03%
LAND O'LAKES INC 7.25% U51299AF9 400,000 $322,000.00 0.03%
M&T BANK CORPORATION Variable rate 55261FAH7 370,000 $306,601.72 0.03%
QBE INSURANCE GROUP LTD Variable rate, due 06/17/2046 Q7787GAE0 300,000 $285,666.84 0.03%
CHARLES SCHWAB CORP Series K, Variable rate 808513CB9 250,000 $216,250.00 0.02%
CREDIT SUISSE GROUP AG Variable rate 225436AA2 2,057,000 $174,845.01 0.02%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 02/15/2078 29379VBR3 278,000 $234,758.32 0.02%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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