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Holdings of the Fund as of 11/13/2019 *
Total Number of Holdings (excluding cash): 120
| EMERA INC Variable rate, due 06/15/2076 |
290876AD3 |
8,270,000 |
$9,316,320.40 |
3.93% |
| ENEL SPA Variable rate, due 09/24/2073 |
29265WAA6 |
5,500,000 |
$6,443,992.50 |
2.72% |
| HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 |
416515BC7 |
7,160,000 |
$6,454,883.20 |
2.72% |
| BB&T CORPORATION Variable rate |
054937AL1 |
6,000,000 |
$6,112,500.00 |
2.58% |
| JPMORGAN CHASE & CO Series V, Variable rate |
48127FAA1 |
5,940,000 |
$5,985,540.03 |
2.52% |
| NISOURCE INC 5.65% |
65473PAG0 |
5,806,000 |
$5,926,271.30 |
2.50% |
| BARCLAYS PLC Variable rate |
06738EBG9 |
5,000,000 |
$5,436,425.00 |
2.29% |
| ENBRIDGE INC Variable rate, due 01/15/2077 |
29250NAN5 |
5,106,000 |
$5,407,356.12 |
2.28% |
| AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 |
00773HAA5 |
4,650,000 |
$5,119,347.75 |
2.16% |
| BARCLAYS PLC Variable rate |
G0809LDY2 |
4,350,000 |
$4,633,106.70 |
1.95% |
| GOLDMAN SACHS GROUP INC Variable rate |
38148BAE8 |
4,200,000 |
$4,446,750.00 |
1.88% |
| ROYAL BK SCOTLND GRP PLC Variable rate |
780097BB6 |
4,100,000 |
$4,421,583.50 |
1.86% |
| CENTERPOINT ENERGY INC Variable rate |
15189TAS6 |
4,089,000 |
$4,330,925.68 |
1.83% |
| ASSURANT INC Variable rate, due 03/27/2048 |
04621XAK4 |
3,858,000 |
$4,315,589.32 |
1.82% |
| VOYA FINANCIAL INC Variable rate, due 05/15/2053 |
45685EAG1 |
4,050,000 |
$4,280,769.00 |
1.81% |
| UNICREDIT SPA Variable rate |
T9T20LTJ7 |
3,850,000 |
$4,053,784.35 |
1.71% |
| CITIGROUP INC Variable rate |
172967MG3 |
3,750,000 |
$3,861,337.50 |
1.63% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AJ7 |
3,400,000 |
$3,664,231.00 |
1.55% |
| CITIGROUP INC Series P, Variable rate |
172967JM4 |
3,314,000 |
$3,562,400.87 |
1.50% |
| AUST & NZ BANKING GROUP Variable rate |
05254HAA2 |
3,000,000 |
$3,370,065.00 |
1.42% |
| ING GROEP NV Variable rate |
N4578EBG2 |
3,100,000 |
$3,278,250.00 |
1.38% |
| TRANSCANADA TRUST Variable rate, due 08/15/2076 |
89356BAB4 |
3,050,000 |
$3,283,386.00 |
1.38% |
| ASAHI MUTUAL LIFE INSURANCE Variable rate |
BDG6YY4 |
3,000,000 |
$3,228,002.23 |
1.36% |
| BANCO SANTANDER SA Variable rate |
E2R99CQ59 |
3,000,000 |
$3,231,843.00 |
1.36% |
| BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 |
055451AX6 |
2,700,000 |
$3,163,644.00 |
1.33% |
| SOCIETE GENERALE Variable rate |
83368JKG4 |
2,946,000 |
$3,103,419.51 |
1.31% |
| CREDIT AGRICOLE SA Variable rate |
225313AL9 |
2,806,000 |
$3,032,486.30 |
1.28% |
| CREDIT AGRICOLE SA Variable rate BJ4FPL9 |
225313AD7 |
2,600,000 |
$2,921,750.00 |
1.23% |
| UBS GROUP FUNDING (SWITZERLAND) AG Variable rate |
H4209UAN6 |
2,500,000 |
$2,716,512.50 |
1.15% |
| M&T BANK CORPORATION Variable rate |
55261FAL8 |
2,500,000 |
$2,593,750.00 |
1.09% |
| KONINKLIJKE KPN NV Variable rate, due 03/28/2073 |
N4297BBC7 |
2,326,000 |
$2,553,413.02 |
1.08% |
| CREDIT SUISSE GROUP AG Variable rate |
H9200RAA9 |
2,300,000 |
$2,547,250.00 |
1.07% |
| QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 |
Q78063AG1 |
2,250,000 |
$2,503,732.50 |
1.06% |
| BNP PARIBAS Variable rate |
05565AHN6 |
2,300,000 |
$2,457,998.50 |
1.04% |
| DUKE ENERGY CORP Variable rate |
26441CBG9 |
2,290,000 |
$2,411,083.75 |
1.02% |
| INTESA SANPAOLO SPA Variable rate |
46115HAU1 |
2,300,000 |
$2,405,466.50 |
1.01% |
| ROYAL BK SCOTLND GRP PLC Variable rate |
780099CK1 |
2,050,000 |
$2,341,479.25 |
0.99% |
| GOLDMAN SACHS GROUP INC Variable rate |
38148BAB4 |
2,300,000 |
$2,320,619.50 |
0.98% |
| BANCO MERCANTIL DE NORTE Variable rate |
05971PAA6 |
2,200,000 |
$2,265,307.00 |
0.96% |
| GOLDMAN SACHS GROUP INC Variable rate |
38144GAB7 |
2,200,000 |
$2,218,612.00 |
0.94% |
| GOLDMAN SACHS GROUP INC Series L, Variable rate |
38148BAA6 |
2,192,000 |
$2,202,960.00 |
0.93% |
| TRANSCANADA TRUST Variable rate, due 09/15/2079 |
89356BAE8 |
2,000,000 |
$2,136,874.00 |
0.90% |
| E*TRADE FINANCIAL CORP Variable rate |
269246BN3 |
2,000,000 |
$2,101,870.00 |
0.89% |
| LLOYDS BANKING GROUP PLC Variable rate |
539439AG4 |
1,900,000 |
$2,077,526.50 |
0.88% |
| AMERICAN EXPRESS CO Variable rate |
025816BL2 |
2,000,000 |
$2,022,440.00 |
0.85% |
| FUKOKU MUTUAL LIFE INSURANCE CO Variable rate |
J17074AB1 |
1,800,000 |
$2,010,402.00 |
0.85% |
| DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 |
23311RAH9 |
2,164,000 |
$1,998,313.34 |
0.84% |
| NORDEA BANK ABP 6.625% |
65559CAA9 |
1,800,000 |
$1,956,789.00 |
0.83% |
| CITIZENS FINANCIAL GROUP Variable rate |
174610AH8 |
1,900,000 |
$1,919,237.50 |
0.81% |
| CREDIT AGRICOLE SA Variable rate |
225313AJ4 |
1,600,000 |
$1,912,456.00 |
0.81% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AL2 |
1,800,000 |
$1,896,750.00 |
0.80% |
| JPMORGAN CHASE & CO Variable rate |
48128BAF8 |
1,800,000 |
$1,867,500.00 |
0.79% |
| LAND O'LAKES INC 7% |
514666AN6 |
2,000,000 |
$1,881,250.01 |
0.79% |
| MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 |
606839AA6 |
1,700,000 |
$1,857,709.00 |
0.78% |
| AERCAP HOLDINGS NV Variable rate, due 10/10/2079 |
00774YAA7 |
1,700,000 |
$1,786,419.50 |
0.75% |
| QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 |
74737EAA2 |
1,500,000 |
$1,667,280.00 |
0.70% |
| BANK OF AMERICA CORP Series X, Variable rate |
060505EH3 |
1,400,000 |
$1,558,179.00 |
0.66% |
| UBS GROUP FUNDING (SWITZERLAND) AG Variable rate |
H4209BAE8 |
1,500,000 |
$1,558,509.00 |
0.66% |
| LLOYDS BANK PLC Variable rate |
G4715MNG3 |
1,250,000 |
$1,524,218.75 |
0.64% |
| STANDARD CHARTERED PLC Variable rate |
853254BH2 |
1,400,000 |
$1,527,001.00 |
0.64% |
| AES GENER SA Variable rate, due 10/07/2079 |
00105DAG0 |
1,500,000 |
$1,498,500.00 |
0.63% |
| CITIGROUP INC Series B, Variable rate |
172967GF2 |
1,416,000 |
$1,494,892.44 |
0.63% |
| ING GROEP NV 6.50% |
456837AF0 |
1,400,000 |
$1,495,270.00 |
0.63% |
| LAND O'LAKES INC 7.25% |
514666AM8 |
1,490,000 |
$1,435,518.15 |
0.61% |
| ASAHI MUTUAL LIFE INSURANCE Variable rate |
BYP5375 |
1,300,000 |
$1,400,741.48 |
0.59% |
| BANK OF AMERICA CORP Variable rate |
060505FP4 |
1,300,000 |
$1,361,165.00 |
0.57% |
| HSBC HOLDINGS PLC Variable rate |
404280AT6 |
1,270,000 |
$1,347,108.05 |
0.57% |
| SOCIETE GENERALE Variable rate |
83367TBF5 |
1,221,000 |
$1,340,920.51 |
0.57% |
| JPMORGAN CHASE & CO Series R, Variable rate |
48126HAA8 |
1,100,000 |
$1,175,036.50 |
0.50% |
| BNP PARIBAS Variable rate |
05565AAQ6 |
1,081,000 |
$1,135,428.35 |
0.48% |
| LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 |
514665AA6 |
1,000,000 |
$1,130,000.00 |
0.48% |
| SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 |
86564CAA8 |
1,000,000 |
$1,126,520.00 |
0.48% |
| CREDIT AGRICOLE SA Variable rate |
F22797RT7 |
1,000,000 |
$1,123,750.00 |
0.47% |
| KONINKLIJKE KPN NV Variable rate, due 03/28/3073 |
50048VAA8 |
1,000,000 |
$1,097,770.00 |
0.46% |
| LA MONDIALE Variable rate, due 01/26/2047 |
F5616KAC8 |
1,000,000 |
$1,082,825.00 |
0.46% |
| PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 |
744320AM4 |
1,000,000 |
$1,084,365.00 |
0.46% |
| BNP PARIBAS Variable rate |
05565ACA9 |
1,000,000 |
$1,046,645.00 |
0.44% |
| ENERGY TRANSFER OPERATNG Variable rate, due 11/01/2066 |
29273RBA6 |
1,395,000 |
$1,051,041.83 |
0.44% |
| QBE CAP FUNDING III LTD Variable rate, due 05/24/2041 |
74734PAA0 |
1,000,000 |
$1,054,255.00 |
0.44% |
| SWEDBANK AB Variable rate |
W94232TS9 |
1,000,000 |
$1,037,257.00 |
0.44% |
| BANCO BILBAO VIZCAYA ARG Variable rate |
05946KAG6 |
1,000,000 |
$1,030,250.00 |
0.43% |
| DANSKE BANK A/S Variable rate |
K222736J8 |
950,000 |
$969,593.75 |
0.41% |
| STANDARD CHARTERED PLC Variable rate |
853254BA7 |
900,000 |
$953,716.50 |
0.40% |
| BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 |
05533UAG3 |
900,000 |
$929,272.50 |
0.39% |
| BNP PARIBAS Variable rate |
05565AAN3 |
800,000 |
$901,684.00 |
0.38% |
| ING GROEP NV Variable rate |
456837AR4 |
870,000 |
$893,381.25 |
0.38% |
| FARM CREDIT BK OF TEXAS Variable rate |
30767EAC3 |
800,000 |
$835,459.84 |
0.35% |
| ENBRIDGE INC Variable rate, due 07/15/2077 |
29250NAS4 |
800,000 |
$817,216.00 |
0.34% |
| BANK OF AMERICA CORP Series Z, Variable rate |
060505EL4 |
700,000 |
$784,500.50 |
0.33% |
| COBANK ACB Variable rate |
19075QAC6 |
723,000 |
$777,225.00 |
0.33% |
| DAI-ICHI LIFE INSURANCE Variable rate |
23380YAB3 |
700,000 |
$753,620.00 |
0.32% |
| JPMORGAN CHASE & CO Series 1, Variable rate |
46625HHA1 |
682,000 |
$689,440.62 |
0.29% |
| LLOYDS BANKING GROUP PLC Variable rate |
539439AU3 |
600,000 |
$656,763.00 |
0.28% |
| EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 |
299808AE5 |
630,000 |
$586,904.85 |
0.25% |
| CREDIT SUISSE GROUP AG Variable rate |
22546DAB2 |
500,000 |
$553,750.00 |
0.23% |
| LAND O'LAKES INC 8% |
514666AK2 |
535,000 |
$543,025.00 |
0.23% |
| SOCIETE GENERALE Variable rate |
F43628C73 |
500,000 |
$526,717.50 |
0.22% |
| CITIGROUP INC Series O, Variable rate |
172967JK8 |
500,000 |
$504,547.50 |
0.21% |
| ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 |
29379VAN3 |
500,000 |
$468,260.00 |
0.20% |
| Lincoln National Corp. Variable rate, due 05/17/2066 |
534187AS8 |
531,000 |
$458,507.88 |
0.19% |
| SOCIETE GENERALE Variable rate |
F8586CRW4 |
400,000 |
$439,286.00 |
0.19% |
| BANCO MERCANTIL DE NORTE Variable rate |
05971PAB4 |
400,000 |
$420,000.00 |
0.18% |
| SOUTHERN CO Variable rate, due 03/15/2057 |
842587CY1 |
400,000 |
$417,605.94 |
0.18% |
| PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 |
69352PAC7 |
400,000 |
$369,935.72 |
0.16% |
| WELLS FARGO & COMPANY Series K, Preferred, Variable rate |
949746PM7 |
376,000 |
$379,778.80 |
0.16% |
| REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 |
759351AE9 |
375,000 |
$350,625.00 |
0.15% |
| ENBRIDGE INC Variable rate, due 03/01/2078 |
29250NAW5 |
300,000 |
$322,956.00 |
0.14% |
| UBS GROUP FUNDING (SWITZERLAND) AG Variable rate |
H42097AA5 |
313,000 |
$329,648.47 |
0.14% |
| BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 |
055451AW8 |
300,000 |
$309,627.00 |
0.13% |
| DNB BANK ASA Variable rate |
R16582YP8 |
300,000 |
$301,893.00 |
0.13% |
| CITIGROUP INC Preferred, Variable rate |
172967GD7 |
250,000 |
$263,125.00 |
0.11% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AK4 |
250,000 |
$271,151.25 |
0.11% |
| DANSKE BANK A/S Variable rate |
K22274H96 |
250,000 |
$265,781.25 |
0.11% |
| QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 |
74737DAA4 |
200,000 |
$222,304.00 |
0.09% |
| SKANDINAVISKA ENSKILDA Variable rate |
W8T54ERZ6 |
200,000 |
$204,692.40 |
0.09% |
| UBS GROUP FUNDING (SWITZERLAND) AG Variable rate |
H4209UAP1 |
200,000 |
$223,305.00 |
0.09% |
| AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 |
032359AE1 |
200,000 |
$200,430.81 |
0.08% |
| BANCO BILBAO VIZCAYA ARGENTARIA Variable rate |
05946KAF8 |
200,000 |
$194,930.00 |
0.08% |
| DOMINION RESOURCES INC Variable rate, due 06/30/2066 |
25746UAY5 |
196,000 |
$186,497.92 |
0.08% |
| ENERGY TRANSFER PARTNERS Variable rate |
29278NAB9 |
100,000 |
$95,152.00 |
0.04% |
| US Dollar |
$USD |
-994,659 |
($994,659.07) |
-0.42% |
Holdings are subject to change.
* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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