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First Trust Institutional Preferred Securities and Income ETF (FPEI)
Holdings of the Fund as of 12/1/2022

Total Number of Holdings (excluding cash): 189

Security Name Identifier CUSIP Shares / Quantity Market Value Weighting Descending sort
CHARLES SCHWAB CORP Series I, Variable rate 808513BK0 23,809,000 $20,374,551.75 2.73%
BARCLAYS PLC Variable rate 06738EBG9 17,329,000 $16,787,468.75 2.25%
LINCOLN NATIONAL CORP Variable rate 534187BR9 15,361,000 $16,268,067.05 2.18%
COREBRIDGE FINANCIAL INC Variable rate, due 12/15/2052 21871XAN9 15,820,000 $14,706,683.80 1.97%
PNC FINANCIAL SERVICES Variable rate 693475BF1 13,415,000 $12,967,341.45 1.73%
WELLS FARGO & COMPANY Variable rate 949746TD3 13,695,000 $12,041,671.12 1.61%
US Dollar $USD 11,969,253 $11,969,253.19 1.60%
ALGONQUIN PWR & UTILITY Variable rate, due 01/18/2082 015857AH8 14,427,000 $11,855,170.85 1.59%
TORONTO-DOMINION BANK Variable rate, due 10/31/2082 89117F8Z5 11,550,000 $11,882,062.50 1.59%
HIGHLAND HOLDINGS BOND 7.625%, due 10/15/2025 43103QAA6 11,900,342 $11,106,309.65 1.49%
BANK OF NOVA SCOTIA Variable rate, due 10/27/2082 0641598S8 10,400,000 $10,703,007.23 1.43%
ENSTAR FINANCE LLC Variable rate, due 01/15/2042 29360AAB6 12,538,000 $10,121,676.64 1.35%
PRUDENTIAL FINANCIAL INC Variable rate, due 09/01/2052 744320BK7 10,415,000 $9,818,502.85 1.31%
ENERGY TRANSFER LP Series F, Variable rate 29273VAL4 10,472,000 $9,176,090.00 1.23%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 9,900,000 $9,107,604.00 1.22%
SCENTRE GROUP TRUST 2 Variable rate, due 09/24/2080 76025LAB0 11,220,000 $9,150,504.55 1.22%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 10,543,000 $8,777,065.84 1.17%
DEUTSCHE BANK AG Variable rate 251525AX9 9,950,000 $8,567,966.99 1.15%
BARCLAYS PLC Variable rate 06738EBN4 9,350,000 $8,485,125.00 1.14%
CHARLES SCHWAB CORP Series H, Variable rate 808513BJ3 10,677,000 $8,493,767.04 1.14%
Wells Fargo & Company, Series L, 7.50% WFC.L 949746804 6,658 $8,056,180.00 1.08%
ENBRIDGE INC Variable rate, due 01/15/2083 29250NBP9 8,000,000 $7,873,447.28 1.05%
GLOBAL ATLANTIC Variable rate, due 10/15/2051 37959GAC1 10,245,000 $7,755,914.66 1.04%
SOUTHERN CAL EDISON Series E, Variable rate 842400FU2 7,500,000 $7,380,126.83 0.99%
SOCIETE GENERALE Variable rate 83370RAC2 7,200,000 $7,362,000.00 0.98%
AEGON NV Variable rate, due 04/11/2048 007924AJ2 8,000,000 $7,099,429.92 0.95%
JPMORGAN CHASE & CO Series KK, Variable rate 48128BAN1 8,295,000 $7,113,792.00 0.95%
JPMORGAN CHASE & CO Variable rate 48124BAC9 7,241,000 $7,105,810.53 0.95%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 8,285,000 $7,093,576.15 0.95%
TRUIST FINANCIAL CORP Variable rate 89832QAD1 7,800,000 $7,073,798.63 0.95%
SVB FINANCIAL GROUP Variable rate 78486QAP6 10,584,000 $7,005,285.01 0.94%
CITIGROUP INC Variable rate 172967MV0 8,195,000 $6,925,266.70 0.93%
DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 23311RAH9 7,006,000 $6,859,055.17 0.92%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 7,398,000 $6,758,049.76 0.90%
BNP PARIBAS Variable rate 05565AM34 6,740,000 $6,636,083.48 0.89%
BNP PARIBAS Variable rate 05565AB28 8,000,000 $6,553,472.08 0.88%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 6,878,000 $6,598,581.26 0.88%
ENTERPRISE PRODUCTS OPERATING Variable rate, due 08/16/2077 29379VBM4 7,148,000 $6,560,492.08 0.88%
CREDIT SUISSE GROUP AG Variable rate 225401AX6 7,800,000 $6,444,750.00 0.86%
BUCKEYE PARTNERS LP Variable rate, due 01/22/2078 118230AS0 7,710,000 $6,254,506.20 0.84%
METLIFE INC 6.40%, due 12/15/2036 59156RAP3 6,514,000 $6,193,934.62 0.83%
BANK OF AMERICA CORP Series TT, Variable rate 06055HAB9 6,296,000 $6,146,910.72 0.82%
Bank of America Corporation, Series L, 7.25% BAC.L 060505682 5,014 $6,104,645.28 0.82%
INTESA SANPAOLO SPA Variable rate 46115HAU1 6,570,000 $6,126,525.00 0.82%
CITIGROUP INC Series P, Variable rate 172967JM4 6,414,000 $5,997,090.00 0.80%
LIBERTY MUTUAL GROUP INC 4.125%, due 12/15/2051 53079EBM5 7,300,000 $5,940,630.50 0.79%
SEMPRA ENERGY Variable rate, due 04/01/2052 816851BM0 7,323,000 $5,749,589.82 0.77%
LAND O'LAKES INC 7% 514666AN6 6,146,000 $5,653,613.22 0.76%
ENERGY TRANSFER LP Variable rate 29273VAM2 6,603,000 $5,604,296.25 0.75%
NATWEST GROUP PLC Variable rate 780097BQ3 6,100,000 $5,627,250.00 0.75%
CNP ASSURANCES Variable rate F1876NBV3 7,000,000 $5,382,608.00 0.72%
SOCIETE GENERALE Variable rate 83370RAA6 6,800,000 $5,363,500.00 0.72%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 5,400,000 $5,267,160.00 0.70%
LANCASHIRE HOLDINGS LTD Variable rate, due 09/18/2041 G5361WAB0 6,850,000 $5,262,950.90 0.70%
ALLY FINANCIAL INC Series B, Variable rate 02005NBM1 7,192,000 $5,155,045.80 0.69%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 5,400,000 $5,134,737.25 0.69%
EMERA INC Variable rate, due 06/15/2076 290876AD3 5,462,000 $5,189,573.05 0.69%
SVB FINANCIAL GROUP Variable rate 78486QAJ0 7,836,258 $5,162,134.96 0.69%
NEXTERA ENERGY CAPITAL Variable rate, due 05/01/2079 65339KBK5 5,711,000 $5,068,682.52 0.68%
CITIZENS FINANCIAL GROUP Variable rate 174610BD6 6,170,000 $4,982,275.00 0.67%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 7,770,000 $4,972,800.00 0.67%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 4,950,000 $4,921,650.51 0.66%
FIFTH THIRD BANCORP Variable rate 316773CM0 5,264,000 $4,934,947.36 0.66%
STANDARD CHARTERED PLC Variable rate 853254CM0 5,070,000 $4,880,889.00 0.65%
SOUTHERN CO Variable rate, due 01/15/2051 842587DF1 5,372,000 $4,820,134.44 0.64%
UBS GROUP AG Variable rate 902613AJ7 5,500,000 $4,650,585.17 0.62%
HSBC HOLDINGS PLC Variable rate 404280BL2 5,000,000 $4,427,116.20 0.59%
BANCO SANTANDER SA Variable rate E2R99CQ59 4,400,000 $4,321,306.00 0.58%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 5,170,000 $4,209,775.90 0.56%
BARCLAYS PLC Variable rate 06738EBX2 4,400,000 $4,158,000.00 0.56%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 4,340,000 $4,188,100.00 0.56%
DANSKE BANK A/S Variable rate K2227DL59 4,800,000 $4,077,000.00 0.55%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 4,148,424 $4,078,564.54 0.55%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 4,820,000 $4,040,193.22 0.54%
EFG INTERNATIONAL AG Variable rate H2078CAB4 4,730,000 $3,992,493.67 0.53%
ENBRIDGE INC Variable rate, due 07/15/2080 29250NBC8 4,475,000 $3,993,937.50 0.53%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 4,715,000 $3,992,874.18 0.53%
LIBERTY MUTUAL GROUP INC 4.30%, due 02/01/2061 53079EBL7 6,585,000 $3,929,104.88 0.53%
UNICREDIT SPA Variable rate T9T20LTJ7 3,850,000 $3,771,883.50 0.50%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 3,858,000 $3,671,699.72 0.49%
CREDIT SUISSE GROUP AG Variable rate 225401AR9 6,243,000 $3,698,977.50 0.49%
CAPITAL FARM CREDIT ACA Variable rate 14019TAA4 4,200,000 $3,622,500.00 0.48%
METLIFE INC 9.25%, Cumulative Preferred, due 04/08/2038 59156RBS6 2,900,000 $3,403,309.50 0.46%
PRINCIPAL FINANCIAL GROUP Variable rate, due 05/15/2055 74251VAL6 3,500,000 $3,396,575.00 0.45%
CITIGROUP INC Series M, Variable rate 172967HQ7 3,467,000 $3,263,313.75 0.44%
ING GROEP NV Variable rate 456837AR4 3,750,000 $3,311,008.14 0.44%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 4,150,000 $3,246,532.55 0.43%
BANK OF AMERICA CORP Series RR, Variable rate 060505GB4 3,656,000 $3,143,794.40 0.42%
COBANK ACB Variable rate 19075QAE2 3,185,000 $3,145,187.50 0.42%
BANK OF NOVA SCOTIA Variable rate 064159VJ2 3,200,000 $3,043,200.00 0.41%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 3,100,000 $3,084,500.00 0.41%
ALLIANZ SE Variable rate 018820AA8 3,500,000 $2,970,170.00 0.40%
CREDIT AGRICOLE SA Variable rate F22797RT7 3,000,000 $2,991,750.00 0.40%
STANDARD CHARTERED PLC Variable rate 853254CD0 3,800,000 $2,739,880.29 0.37%
CITIGROUP INC Variable rate 172967MU2 3,049,000 $2,702,938.50 0.36%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 2,850,000 $2,724,206.25 0.36%
SOCIETE GENERALE Variable rate 83367TBF5 2,711,000 $2,689,304.52 0.36%
SOCIETE GENERALE Variable rate 83368JFA3 2,639,000 $2,653,844.38 0.36%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 2,722,000 $2,547,968.93 0.34%
AMER AGCREDIT ACA Variable rate 02369GAA3 3,000,000 $2,561,250.02 0.34%
GOLDMAN SACHS GROUP INC Variable rate 38144GAG6 3,185,000 $2,548,000.00 0.34%
SCENTRE GROUP TRUST 2 Variable rate, due 09/24/2080 76025LAA2 2,830,000 $2,516,928.90 0.34%
CITIGROUP INC Variable rate 172967NB3 2,979,000 $2,439,294.57 0.33%
KUVARE US HOLDINGS INC Variable rate, due 05/01/2051 50149XAA2 2,464,000 $2,488,640.00 0.33%
UBS GROUP AG Variable rate H4209UAN6 2,500,000 $2,462,500.00 0.33%
MARKEL CORP Variable rate 570535AW4 2,501,000 $2,429,096.25 0.32%
NORDEA BANK ABP 6.625% 65559CAA9 2,425,000 $2,400,353.42 0.32%
GOLDMAN SACHS GROUP INC Variable rate 38144GAE1 2,899,000 $2,306,388.82 0.31%
AIRCASTLE LTD Variable rate 00928QAW1 2,940,000 $2,206,783.73 0.30%
ALLY FINANCIAL INC Series C, Variable rate 02005NBN9 3,308,000 $2,242,493.20 0.30%
CREDIT AGRICOLE SA Variable rate 225313AJ4 2,200,000 $2,246,750.00 0.30%
CREDIT AGRICOLE SA Variable rate 225313AL9 2,306,000 $2,215,048.66 0.30%
NISOURCE INC 5.65% 65473PAG0 2,406,000 $2,255,625.00 0.30%
SEMPRA ENERGY Variable rate 816851BK4 2,381,000 $2,219,330.10 0.30%
TRANSCANADA TRUST Variable rate, due 03/07/2082 89356BAG3 2,650,000 $2,260,409.17 0.30%
ASSURED GUARANTY MUNICIPAL HOLDINGS INC Variable rate, due 12/15/2066 31769PAB6 2,300,000 $2,133,365.00 0.29%
M&T BANK CORPORATION Variable rate 55261FAL8 2,341,000 $2,184,758.10 0.29%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 2,168,000 $2,115,111.81 0.28%
ARES FINANCE CO 4.125%, due 06/30/2051 04018VAA1 2,775,000 $2,102,274.70 0.28%
LAND O'LAKES INC 7.25% 514666AM8 2,220,000 $2,061,736.20 0.28%
AMERICAN EXPRESS CO Variable rate 025816CH0 2,497,000 $2,019,448.75 0.27%
QBE INSURANCE GROUP LTD Variable rate 74728GAE0 2,200,000 $2,036,178.21 0.27%
UBS GROUP AG Variable rate H42097CB1 2,700,000 $2,027,970.00 0.27%
ASAHI MUTUAL LIFE INSURANCE Variable rate J0249NAB6 2,000,000 $1,980,000.00 0.26%
BARCLAYS PLC Variable rate 06738EBA2 2,000,000 $1,935,000.00 0.26%
BNP PARIBAS Variable rate 05565AHN6 2,010,000 $1,937,740.50 0.26%
BARCLAYS PLC Variable rate 06738EBT1 2,300,000 $1,708,438.53 0.23%
DUKE ENERGY CORP Variable rate 26441CBG9 1,830,000 $1,640,200.80 0.22%
ENERGY TRANSFER LP Variable rate 29273VAH3 1,878,000 $1,615,080.00 0.22%
ASSURED GUARANTY MUNICPAL HOLDINGS Variable rate, due 12/15/2066 U31745AA7 1,700,000 $1,576,835.00 0.21%
BANCO SANTANDER SA Variable rate 05971KAH2 2,000,000 $1,562,544.76 0.21%
CREDIT SUISSE GROUP AG Variable rate 225436AA2 2,057,000 $1,550,099.66 0.21%
BNP PARIBAS Variable rate 05565ASK0 2,000,000 $1,530,317.28 0.20%
CAPITAL ONE FINANCIAL CORP Variable rate 14040HCF0 1,932,000 $1,511,017.20 0.20%
HUNTINGTON BANCSHARES Variable rate 446150AV6 1,700,000 $1,526,430.00 0.20%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 1,550,000 $1,471,856.75 0.20%
NATWEST GROUP PLC Variable rate 780099CK1 1,550,000 $1,516,845.50 0.20%
UBS GROUP AG Variable rate H4209UAT3 1,500,000 $1,482,975.00 0.20%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 1,400,000 $1,388,324.00 0.19%
STANDARD CHARTERED PLC Variable rate 853254BT6 1,500,000 $1,443,612.29 0.19%
UBS GROUP AG Variable rate 90352JAF0 1,425,000 $1,408,826.25 0.19%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAC2 1,400,000 $1,368,675.00 0.18%
COBANK ACB Variable rate 19075QAC6 1,358,000 $1,314,985.37 0.18%
CITIGROUP INC Preferred, Variable rate 172967GD7 1,281,000 $1,279,590.90 0.17%
ENSTAR FINANCE LLC Variable rate, due 09/01/2040 29360AAA8 1,332,000 $1,211,680.44 0.16%
SWEDBANK AB Variable rate W9423YGR5 1,200,000 $1,161,216.00 0.16%
AUST & NZ BANKING GRP/UK Variable rate Q08328AA6 1,145,000 $1,138,442.39 0.15%
BANK OF NY MELLON CORP Variable rate 064058AL4 1,370,000 $1,102,850.00 0.15%
SOUTHERN CO Variable rate, due 09/15/2051 842587DJ3 1,428,000 $1,145,990.53 0.15%
AMERICAN ELECTRIC POWER Variable rate, due 02/15/2062 025537AU5 1,349,000 $1,042,619.75 0.14%
BNP PARIBAS Variable rate 05565AS20 1,000,000 $1,044,900.00 0.14%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 1,200,000 $1,078,500.00 0.14%
ENERGY TRANSFER LP Variable rate, due 11/01/2066 29273RBA6 1,395,000 $1,051,690.50 0.14%
FARM CREDIT BK OF TEXAS Variable rate 30767EAD1 1,100,000 $1,034,000.00 0.14%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 1,200,000 $1,083,000.00 0.14%
AIR LEASE CORP Variable rate 00912XBJ2 1,127,000 $969,220.00 0.13%
EDISON INTERNATIONAL Variable rate 281020AT4 1,158,000 $962,208.89 0.13%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 1,026,000 $932,120.69 0.12%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 1,000,000 $932,980.00 0.12%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 999,000 $861,637.50 0.12%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAB4 900,000 $788,365.78 0.11%
DANSKE BANK A/S Variable rate K22274H96 850,000 $819,149.25 0.11%
MORGAN STANLEY Variable rate 61762VAA9 811,000 $789,608.33 0.11%
BANCO MERCANTIL DEL NORTE Variable rate 05962GAJ8 842,000 $771,638.28 0.10%
BANK OF NOVA SCOTIA Variable rate, due 10/27/2081 0641598N9 1,000,000 $726,629.68 0.10%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 800,000 $738,176.00 0.10%
VOYA FINANCIAL INC Variable rate 929089AG5 755,000 $733,530.53 0.10%
CMS ENERGY CORP Variable rate, due 12/01/2050 125896BV1 948,000 $703,890.00 0.09%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 700,000 $628,085.50 0.08%
COMPEER FINANCIAL ACA Variable rate 20453QAA0 650,000 $576,063.02 0.08%
ENERGY TRANSFER LP Variable rate 29273VAN0 728,000 $629,341.44 0.08%
M&T BANK CORPORATION Variable rate 55261FAN4 762,742 $582,875.58 0.08%
MACQUARIE BANK LONDON Variable rate 556079AB7 693,000 $586,970.72 0.08%
UNICREDIT SPA Variable rate, due 06/30/2035 904678AS8 750,000 $597,974.95 0.08%
DANSKE BANK A/S Variable rate K222736J8 550,000 $530,414.50 0.07%
LAND O'LAKES INC 8% 514666AK2 535,000 $527,175.63 0.07%
UNICREDIT SPA Variable rate, due 04/02/2034 904678AQ2 600,000 $544,661.33 0.07%
BNP PARIBAS Variable rate 05565AAN3 400,000 $396,778.00 0.05%
COMMERZBANK AG Variable rate D170472W6 400,000 $373,000.00 0.05%
ING GROEP NV 6.50% 456837AF0 400,000 $378,461.74 0.05%
LAND O'LAKES INC 7.25% U51299AF9 400,000 $371,484.00 0.05%
SOCIETE GENERALE Variable rate F8586CRW4 400,000 $396,798.90 0.05%
TEXAS CAPITAL BANCSHARES Variable rate, due 05/06/2031 88224QAA5 463,000 $407,950.90 0.05%
HSBC HOLDINGS PLC Variable rate 404280CN7 400,000 $297,541.19 0.04%
QBE INSURANCE GROUP LTD Variable rate, due 06/17/2046 Q7787GAE0 300,000 $272,880.19 0.04%
CHARLES SCHWAB CORP Series K, Variable rate 808513CB9 250,000 $230,000.00 0.03%
TRANSCANADA TRUST Variable rate, due 05/20/2075 89356BAA6 276,000 $259,903.67 0.03%
DOMINION ENERGY INC Series B, 4.65% 25746UDD8 180,000 $155,653.20 0.02%
UBS GROUP AG Variable rate H42097BR7 200,000 $186,500.00 0.02%
ENERGY TRANSFER LP Variable rate 29273VAJ9 100,000 $73,375.00 0.01%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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