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Holdings of the Fund as of 12/13/2018 *
Total Number of Holdings: 98
| HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 |
416515BC7 |
4,160,000 |
$3,400,800.00 |
3.40% |
| CATLIN INSURANCE CO LTD Preferred, Variable rate |
149206AA2 |
3,095,000 |
$2,947,987.50 |
2.95% |
| EMERA INC Variable rate, due 06/15/2076 |
290876AD3 |
2,400,000 |
$2,436,240.00 |
2.44% |
| ENEL SPA Variable rate, due 09/24/2073 |
29265WAA6 |
2,300,000 |
$2,397,750.00 |
2.40% |
| CREDIT AGRICOLE SA Variable rate BJ4FPL9 |
225313AD7 |
2,200,000 |
$2,213,842.40 |
2.21% |
| AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 |
00773HAA5 |
2,200,000 |
$2,194,500.00 |
2.19% |
| BANCO SANTANDER SA Variable rate |
E2R99CFM4 |
2,200,000 |
$2,119,647.20 |
2.12% |
| BARCLAYS PLC Variable rate |
G0809LDY2 |
2,050,000 |
$2,061,644.00 |
2.06% |
| LLOYDS BANKING GROUP PLC Variable rate |
539439AG4 |
2,100,000 |
$2,029,650.00 |
2.03% |
| AMERICAN EXPRESS CO Variable rate |
025816BL2 |
2,000,000 |
$1,955,000.00 |
1.95% |
| MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 |
606839AA6 |
1,700,000 |
$1,810,500.00 |
1.81% |
| BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 |
055451AX6 |
1,700,000 |
$1,793,687.00 |
1.79% |
| BANK OF AMERICA CORP Series Z, Variable rate |
060505EL4 |
1,700,000 |
$1,768,085.00 |
1.77% |
| CITIGROUP INC Series P, Variable rate |
172967JM4 |
1,800,000 |
$1,712,250.00 |
1.71% |
| VOYA FINANCIAL INC Variable rate, due 05/15/2053 |
45685EAG1 |
1,800,000 |
$1,705,500.00 |
1.70% |
| SOCIETE GENERALE Variable rate |
83368JKG4 |
1,620,000 |
$1,600,560.00 |
1.60% |
| OIL INSURANCE LTD Variable rate |
677879CE6 |
1,610,000 |
$1,553,650.00 |
1.55% |
| E*TRADE FINANCIAL CORP Variable rate |
269246BN3 |
1,600,000 |
$1,518,080.00 |
1.52% |
| UNICREDIT SPA Variable rate |
T9T20LTJ7 |
1,700,000 |
$1,522,939.90 |
1.52% |
| QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 |
Q78063AG1 |
1,500,000 |
$1,515,000.00 |
1.51% |
| ENBRIDGE ENERGY PARTNERS 8.05%, due 10/01/2037 |
29250RAK2 |
1,500,000 |
$1,477,500.00 |
1.48% |
| FUKOKU MUTUAL LIFE INSURANCE CO Variable rate |
J17074AB1 |
1,400,000 |
$1,484,084.00 |
1.48% |
| LLOYDS BANK PLC Variable rate |
G4715MNG3 |
1,250,000 |
$1,470,278.75 |
1.47% |
| ROYAL BK SCOTLND GRP PLC Variable rate |
780097BB6 |
1,400,000 |
$1,456,000.00 |
1.46% |
| CREDIT AGRICOLE SA Variable rate |
225313AJ4 |
1,400,000 |
$1,449,016.80 |
1.45% |
| ASSURANT INC Variable rate, due 03/27/2048 |
04621XAK4 |
1,458,000 |
$1,398,222.00 |
1.40% |
| CREDIT SUISSE GROUP AG Variable rate |
H9200RAA9 |
1,300,000 |
$1,329,884.40 |
1.33% |
| TRANSCANADA TRUST Variable rate, due 08/15/2076 |
89356BAB4 |
1,395,000 |
$1,326,993.75 |
1.33% |
| ASAHI MUTUAL LIFE INSURANCE Variable rate |
|
1,300,000 |
$1,316,372.20 |
1.32% |
| LIBERTY MUTUAL GROUP INC Variable rate, due 03/15/2037 |
53079EAQ7 |
1,400,000 |
$1,319,500.00 |
1.32% |
| ING GROEP NV 6.50% |
456837AF0 |
1,400,000 |
$1,306,200.00 |
1.31% |
| ROYAL BK SCOTLND GRP PLC Variable rate |
780099CK1 |
1,300,000 |
$1,298,375.00 |
1.30% |
| CITIGROUP INC Preferred, Variable rate |
172967GD7 |
1,336,000 |
$1,275,880.00 |
1.28% |
| HSBC HOLDINGS PLC Variable rate |
404280AT6 |
1,270,000 |
$1,216,660.00 |
1.22% |
| HSBC HOLDINGS PLC Variable rate |
404280BC2 |
1,168,000 |
$1,197,200.00 |
1.20% |
| MORGAN STANLEY Series J, Variable rate |
617474AA9 |
1,175,000 |
$1,174,118.75 |
1.17% |
| INTESA SANPAOLO SPA Variable rate |
46115HAU1 |
1,300,000 |
$1,147,250.00 |
1.15% |
| ENERGY TRANSFER PARTNERS Variable rate, due 11/01/2066 |
29273RBA6 |
1,395,000 |
$1,129,950.00 |
1.13% |
| BNP PARIBAS Variable rate |
05565AAQ6 |
1,081,000 |
$1,108,025.00 |
1.11% |
| JPMORGAN CHASE & CO Series R, Variable rate |
48126HAA8 |
1,100,000 |
$1,101,375.00 |
1.10% |
| LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 |
514665AA6 |
1,000,000 |
$1,073,750.00 |
1.07% |
| SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 |
86564CAA8 |
1,000,000 |
$1,068,750.00 |
1.07% |
| DANSKE BANK A/S Variable rate |
K222736J8 |
1,200,000 |
$1,061,401.20 |
1.06% |
| CITIGROUP INC Series O, Variable rate |
172967JK8 |
1,050,000 |
$1,046,062.50 |
1.05% |
| SOCIETE GENERALE Variable rate |
83367TBF5 |
1,021,000 |
$1,021,000.00 |
1.02% |
| LAND O'LAKES INC 7.25% |
514666AM8 |
1,000,000 |
$1,007,500.00 |
1.01% |
| GOLDMAN SACHS GROUP INC Series L, Variable rate |
38148BAA6 |
1,000,000 |
$1,001,250.00 |
1.00% |
| JPMORGAN CHASE & CO Series V, Variable rate |
48127FAA1 |
969,000 |
$960,521.25 |
0.96% |
| SWEDBANK AB Variable rate |
W94232TS9 |
1,000,000 |
$959,375.00 |
0.96% |
| KONINKLIJKE KPN NV Variable rate, due 03/28/2073 |
N4297BBC7 |
900,000 |
$919,125.00 |
0.92% |
| STANDARD CHARTERED PLC Variable rate |
853254BA7 |
900,000 |
$900,000.00 |
0.90% |
| CITIZENS FINANCIAL GROUP Variable rate |
174610AH8 |
900,000 |
$893,250.00 |
0.89% |
| ENBRIDGE INC Variable rate, due 01/15/2077 |
29250NAN5 |
900,000 |
$816,349.16 |
0.82% |
| BANK OF AMERICA CORP Series X, Variable rate |
060505EH3 |
800,000 |
$806,920.00 |
0.81% |
| JPMORGAN CHASE & CO Series S, Variable rate |
46625HJQ4 |
750,000 |
$790,312.50 |
0.79% |
| ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 |
29379VAN3 |
850,000 |
$779,875.00 |
0.78% |
| QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 |
74737EAA2 |
700,000 |
$750,750.00 |
0.75% |
| COBANK ACB Variable rate |
19075QAC6 |
723,000 |
$735,652.50 |
0.74% |
| DAI-ICHI MUTUAL LIFE Variable rate |
23380YAB3 |
700,000 |
$742,000.00 |
0.74% |
| PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 |
69352PAC7 |
800,000 |
$716,000.00 |
0.72% |
| LIBERTY MUTUAL GROUP INC 7.80%, due 03/15/2037 |
53079EAN4 |
558,000 |
$610,664.04 |
0.61% |
| AUST & NZ BANKING GROUP Variable rate |
05254HAA2 |
600,000 |
$599,250.00 |
0.60% |
| LIBERTY MUTUAL GROUP INC Variable rate, due 06/15/2088 |
53079EAR5 |
400,000 |
$579,000.00 |
0.58% |
| EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 |
299808AE5 |
630,000 |
$574,875.00 |
0.57% |
| NORDEA BANK AB Variable rate |
65557DAL5 |
600,000 |
$567,000.00 |
0.57% |
| CREDIT SUISSE GROUP AG Variable rate |
22546DAB2 |
500,000 |
$511,494.00 |
0.51% |
| ING GROEP NV Variable rate |
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500,000 |
$501,250.00 |
0.50% |
| JPMORGAN CHASE & CO Series 1, Varaiable rate |
46625HHA1 |
501,000 |
$501,375.75 |
0.50% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AJ7 |
500,000 |
$490,625.00 |
0.49% |
| LLOYDS BANKING GROUP PLC Variable rate |
539439AU3 |
500,000 |
$483,125.00 |
0.48% |
| AES GENER SA Variable rate, due 12/18/2073 |
P0607LAA1 |
425,000 |
$425,871.25 |
0.43% |
| GENERAL MOTORS FINL CO Variable rate |
37045XCM6 |
500,000 |
$431,250.00 |
0.43% |
| AEGON NV Variable rate, due 04/11/2048 |
007924AJ2 |
450,000 |
$415,125.00 |
0.41% |
| BANK OF AMERICA CORP Variable rate |
060505EU4 |
400,000 |
$414,000.00 |
0.41% |
| GOLDMAN SACHS GROUP INC Variable rate |
38148BAB4 |
400,000 |
$396,500.00 |
0.40% |
| SOCIETE GENERALE Variable rate |
F8586CRW4 |
400,000 |
$400,000.00 |
0.40% |
| STANDARD CHARTERED PLC Variable rate |
853254BH2 |
400,000 |
$397,500.00 |
0.40% |
| SOUTHERN CO Variable rate, due 03/15/2057 |
842587CY1 |
400,000 |
$389,435.79 |
0.39% |
| DCP MIDSTREAM PARTNERS Variable rate |
23311PAA8 |
400,000 |
$368,000.00 |
0.37% |
| REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 |
759351AE9 |
375,000 |
$333,750.00 |
0.33% |
| BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 |
055451AW8 |
300,000 |
$308,853.00 |
0.31% |
| BNP PARIBAS Variable rate |
05565AAN3 |
300,000 |
$300,750.00 |
0.30% |
| DNB BANK ASA Variable rate |
R16582YP8 |
300,000 |
$294,000.00 |
0.29% |
| Lincoln National Corp. Variable rate, due 05/17/2066 |
534187AS8 |
350,000 |
$287,437.50 |
0.29% |
| ENBRIDGE INC Variable rate, due 03/01/2078 |
29250NAW5 |
300,000 |
$276,219.21 |
0.28% |
| ASAHI MUTUAL LIFE INSURA Variable rate |
|
250,000 |
$237,082.50 |
0.24% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AK4 |
250,000 |
$239,012.50 |
0.24% |
| UBS GROUP AG Variable rate |
H4209BAB4 |
200,000 |
$205,500.00 |
0.21% |
| BNP PARIBAS Variable rate |
05565ACA9 |
200,000 |
$197,500.00 |
0.20% |
| CENTERPOINT ENERGY INC Variable rate |
15189TAS6 |
200,000 |
$198,520.00 |
0.20% |
| WELLS FARGO & COMPANY Series K, Preferred, Variable rate |
949746PM7 |
200,000 |
$200,250.00 |
0.20% |
| AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 |
032359AE1 |
200,000 |
$189,971.74 |
0.19% |
| BARCLAYS PLC Variable rate |
06738EBA2 |
200,000 |
$191,250.00 |
0.19% |
| NISOURCE INC Variable rate |
65473PAC9 |
200,000 |
$188,250.00 |
0.19% |
| AMERICAN INTL GROUP Variable rate, due 04/01/2048 |
026874DM6 |
200,000 |
$178,375.00 |
0.18% |
| BANCO BILBAO VIZCAYA ARGENTARIA Variable rate |
05946KAF8 |
200,000 |
$167,000.00 |
0.17% |
| FARM CREDIT BK OF TEXAS Variable rate |
30767EAC3 |
150,000 |
$148,125.00 |
0.15% |
| ENERGY TRANSFER PARTNERS Variable rate |
29278NAB9 |
100,000 |
$85,812.50 |
0.09% |
Holdings are subject to change.
* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
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