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First Trust Institutional Preferred Securities and Income ETF (FPEI)
Holdings of the Fund as of 3/20/2023

Total Number of Holdings (excluding cash): 179

Security Name Identifier CUSIP Shares / Quantity Market Value Weighting Descending sort
TORONTO-DOMINION BANK Variable rate, due 10/31/2082 89117F8Z5 31,370,000 $31,134,725.00 3.52%
US Dollar $USD 21,378,429 $21,378,429.14 2.42%
BANK OF AMERICA CORP Series TT, Variable rate 06055HAB9 22,796,000 $20,801,350.00 2.36%
LINCOLN NATIONAL CORP Variable rate 534187BR9 19,361,000 $19,370,246.43 2.19%
COREBRIDGE FINANCIAL INC Variable rate, due 12/15/2052 21871XAN9 21,096,000 $19,149,729.45 2.17%
BANK OF NOVA SCOTIA Variable rate, due 10/27/2082 0641598S8 19,400,000 $19,025,049.80 2.15%
INTESA SANPAOLO SPA Variable rate 46115HAU1 21,570,000 $18,415,387.50 2.08%
NATWEST GROUP PLC Variable rate 780097BQ3 20,781,000 $16,884,562.50 1.91%
PNC FINANCIAL SERVICES Variable rate 693475BF1 18,415,000 $16,021,050.00 1.81%
HIGHLAND HOLDINGS BOND 7.625%, due 10/15/2025 43103QAA6 16,900,342 $15,525,076.67 1.76%
ENERGY TRANSFER LP Series F, Variable rate 29273VAL4 14,525,000 $12,796,312.50 1.45%
ENERGY TRANSFER LP Variable rate 29273VAM2 15,403,000 $12,732,756.26 1.44%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 13,172,000 $12,228,094.48 1.38%
CHARLES SCHWAB CORP Series G, Variable rate 808513BD6 13,000,000 $12,220,000.00 1.38%
CHARLES SCHWAB CORP Series I, Variable rate 808513BK0 15,529,000 $12,229,087.50 1.38%
ALGONQUIN PWR & UTILITY Variable rate, due 01/18/2082 015857AH8 14,427,000 $11,585,602.35 1.31%
GLOBAL ATLANTIC Variable rate, due 10/15/2051 37959GAC1 14,102,000 $11,513,205.19 1.30%
WELLS FARGO & COMPANY Variable rate 949746TD3 13,695,000 $11,509,007.80 1.30%
ENBRIDGE INC Variable rate, due 01/15/2083 29250NBP9 11,765,000 $11,317,407.05 1.28%
CITIGROUP INC Series P, Variable rate 172967JM4 11,414,000 $10,254,031.83 1.16%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 11,970,000 $10,084,725.00 1.14%
BARCLAYS PLC Variable rate 06738EBG9 11,470,000 $9,922,729.34 1.12%
SCENTRE GROUP TRUST 2 Variable rate, due 09/24/2080 76025LAB0 11,220,000 $9,583,940.22 1.09%
PRUDENTIAL FINANCIAL INC Variable rate, due 09/01/2052 744320BK7 10,415,000 $9,579,224.58 1.08%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 10,013,000 $9,371,902.17 1.06%
BARCLAYS PLC Variable rate 06738EBX2 10,850,000 $8,868,751.16 1.00%
STANDARD CHARTERED PLC Variable rate 853254CM0 10,170,000 $8,738,563.44 0.99%
AMERICAN EXPRESS CO Variable rate 025816CH0 10,777,000 $8,644,231.70 0.98%
DOMINION ENERGY INC Series B, 4.65% 25746UDD8 9,925,000 $8,581,199.96 0.97%
LLOYDS BANKING GROUP PLC Variable rate 53944YAV5 10,200,000 $8,594,520.00 0.97%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 08/16/2077 29379VBM4 9,377,000 $8,453,621.58 0.96%
UNICREDIT SPA Variable rate T9T20LTJ7 9,300,000 $8,133,315.00 0.92%
DUKE ENERGY CORP Variable rate 26441CBG9 8,641,000 $7,906,515.00 0.90%
NISOURCE INC 5.65% 65473PAG0 8,206,000 $7,751,009.96 0.88%
BUCKEYE PARTNERS LP Variable rate, due 01/22/2078 118230AS0 8,710,000 $7,728,339.47 0.87%
SEMPRA ENERGY Variable rate, due 04/01/2052 816851BM0 10,003,000 $7,690,237.47 0.87%
QBE INSURANCE GROUP LTD Variable rate 74728GAE0 8,200,000 $7,631,568.21 0.86%
AEGON NV Variable rate, due 04/11/2048 007924AJ2 8,000,000 $7,424,834.16 0.84%
BARCLAYS PLC Variable rate 06738EBN4 9,350,000 $7,444,937.50 0.84%
ENSTAR FINANCE LLC Variable rate, due 01/15/2042 29360AAB6 10,538,000 $7,446,549.99 0.84%
Wells Fargo & Company, Series L, 7.50% WFC.L 949746804 6,658 $7,420,407.58 0.84%
SOUTHERN CAL EDISON Series E, Variable rate 842400FU2 7,500,000 $7,293,750.00 0.83%
JPMORGAN CHASE & CO Variable rate 48124BAC9 7,241,000 $7,034,776.32 0.80%
PNC FINANCIAL SERVICES Variable rate 693475BP9 8,153,000 $7,093,110.00 0.80%
CNP ASSURANCES Variable rate F1876NBV3 10,200,000 $6,997,506.00 0.79%
DEUTSCHE BANK AG Variable rate 251525AX9 9,950,000 $6,952,562.50 0.79%
JPMORGAN CHASE & CO Series KK, Variable rate 48128BAN1 8,295,000 $6,926,325.00 0.78%
CITIGROUP INC Variable rate 172967MV0 8,195,000 $6,749,402.00 0.76%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 7,398,000 $6,720,203.89 0.76%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 8,285,000 $6,731,964.82 0.76%
ENBRIDGE INC Variable rate, due 07/15/2080 29250NBC8 7,504,000 $6,590,191.33 0.75%
SOCIETE GENERALE Variable rate 83370RAC2 7,200,000 $6,624,000.00 0.75%
AIRCASTLE LTD Variable rate 00928QAW1 8,440,000 $6,414,400.00 0.73%
TRUIST FINANCIAL CORP Variable rate 89832QAD1 7,800,000 $6,388,044.00 0.72%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 7,148,424 $6,299,941.81 0.71%
ALLY FINANCIAL INC Series B, Variable rate 02005NBM1 9,905,000 $6,110,146.88 0.69%
METLIFE INC 6.40%, due 12/15/2036 59156RAP3 6,514,000 $6,135,038.73 0.69%
BNP PARIBAS Variable rate 05565AM34 6,740,000 $5,973,325.00 0.68%
LIBERTY MUTUAL GROUP INC 4.125%, due 12/15/2051 53079EBM5 7,300,000 $5,837,810.00 0.66%
Bank of America Corporation, Series L, 7.25% BAC.L 060505682 5,014 $5,630,722.00 0.64%
HSBC HOLDINGS PLC Variable rate 404280DT3 6,200,000 $5,541,517.59 0.63%
LANCASHIRE HOLDINGS LTD Variable rate, due 09/18/2041 G5361WAB0 6,850,000 $5,564,583.80 0.63%
PNC FINANCIAL SERVICES Variable rate 693475BD6 6,540,000 $5,591,700.00 0.63%
SCENTRE GROUP TRUST 2 Variable rate, due 09/24/2080 76025LAA2 6,204,000 $5,602,949.78 0.63%
LAND O'LAKES INC 7% 514666AN6 6,146,000 $5,395,726.44 0.61%
ARES FINANCE CO 4.125%, due 06/30/2051 04018VAA1 7,435,000 $5,172,589.05 0.59%
CITIZENS FINANCIAL GROUP Variable rate 174610AU9 6,363,000 $5,201,752.50 0.59%
EMERA INC Variable rate, due 06/15/2076 290876AD3 5,462,000 $5,059,177.50 0.57%
NEXTERA ENERGY CAPITAL Variable rate, due 05/01/2079 65339KBK5 5,711,000 $4,994,840.60 0.57%
EDISON INTERNATIONAL Variable rate 281020AT4 6,158,000 $4,895,610.00 0.55%
CITIZENS FINANCIAL GROUP Variable rate 174610BD6 6,170,000 $4,552,753.41 0.52%
REGIONS FINANCIAL CORP Variable rate 7591EPAR1 5,000,000 $4,494,500.00 0.51%
ALLY FINANCIAL INC Series C, Variable rate 02005NBN9 7,846,000 $4,383,952.50 0.50%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 4,950,000 $4,459,421.44 0.50%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 5,400,000 $4,454,754.30 0.50%
BNP PARIBAS Variable rate 05565ASK0 6,800,000 $4,367,800.28 0.49%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 5,371,000 $4,138,580.29 0.47%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 5,170,000 $4,102,592.65 0.46%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 06/01/2067 29379VAN3 4,715,000 $4,056,107.79 0.46%
FIFTH THIRD BANCORP Variable rate 316773CM0 5,264,000 $4,105,081.61 0.46%
BANCO SANTANDER SA Variable rate E2R99CQ59 4,400,000 $3,994,812.80 0.45%
DOMINION ENERGY INC Variable rate 25746UDM8 4,715,000 $3,896,684.59 0.44%
LIBERTY MUTUAL GROUP INC 4.30%, due 02/01/2061 53079EBL7 6,585,000 $3,791,469.81 0.43%
SOCIETE GENERALE Variable rate 83370RAA6 5,600,000 $3,833,711.96 0.43%
CAPITAL FARM CREDIT ACA Variable rate 14019TAA4 4,200,000 $3,748,500.00 0.42%
DANSKE BANK A/S Variable rate K2227DL59 4,800,000 $3,589,060.80 0.41%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 4,340,000 $3,649,094.26 0.41%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 3,858,000 $3,550,841.13 0.40%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 3,684,000 $3,474,291.36 0.39%
CITIGROUP INC Variable rate 172967MU2 4,149,000 $3,488,600.19 0.39%
METLIFE INC 9.25%, Cumulative Preferred, due 04/08/2038 59156RBS6 2,900,000 $3,425,683.00 0.39%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 3,631,000 $3,398,688.62 0.38%
CITIGROUP INC Series M, Variable rate 172967HQ7 3,467,000 $3,198,480.85 0.36%
EFG INTERNATIONAL AG Variable rate H2078CAB4 4,180,000 $3,164,861.92 0.36%
BANK OF AMERICA CORP Series RR, Variable rate 060505GB4 3,656,000 $2,970,500.00 0.34%
COBANK ACB Variable rate 19075QAE2 3,185,000 $2,978,677.90 0.34%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAB4 3,501,000 $2,940,310.62 0.33%
ING GROEP NV Variable rate 456837AR4 3,750,000 $2,926,601.63 0.33%
BANK OF NOVA SCOTIA Variable rate 064159VJ2 3,200,000 $2,792,000.00 0.32%
CEMEX SAB DE CV Variable rate 151290CB7 2,800,000 $2,708,300.00 0.31%
CREDIT AGRICOLE SA Variable rate F22797RT7 3,000,000 $2,730,000.00 0.31%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 2,850,000 $2,764,854.95 0.31%
ALLIANZ SE Variable rate 018820AA8 3,500,000 $2,649,850.00 0.30%
AMER AGCREDIT ACA Variable rate 02369GAA3 3,000,000 $2,681,250.00 0.30%
STANDARD CHARTERED PLC Variable rate 853254CD0 3,800,000 $2,518,217.14 0.29%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 2,722,000 $2,499,549.48 0.28%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 08/16/2077 29379VBN2 2,950,000 $2,487,139.63 0.28%
GOLDMAN SACHS GROUP INC Variable rate 38144GAG6 3,185,000 $2,435,251.00 0.28%
JPMORGAN CHASE & CO Series S, Variable rate 46625HJQ4 2,533,000 $2,506,086.88 0.28%
KUVARE US HOLDINGS INC Variable rate, due 05/01/2051 50149XAA2 2,464,000 $2,500,960.00 0.28%
MARKEL CORP Variable rate 570535AW4 2,501,000 $2,384,597.46 0.27%
SOCIETE GENERALE Variable rate 83368JFA3 2,639,000 $2,343,379.96 0.27%
CITIGROUP INC Variable rate 172967NB3 2,979,000 $2,332,581.91 0.26%
GOLDMAN SACHS GROUP INC Variable rate 38144GAE1 2,899,000 $2,267,771.74 0.26%
BNP PARIBAS Variable rate 05565AB28 3,200,000 $2,184,000.00 0.25%
TRANSCANADA TRUST Variable rate, due 03/07/2082 89356BAG3 2,650,000 $2,176,647.30 0.25%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 2,168,000 $2,130,627.26 0.24%
ASSURED GUARANTY MUNICIPAL HOLDINGS INC Variable rate, due 12/15/2066 31769PAB6 2,300,000 $2,040,905.00 0.23%
CREDIT AGRICOLE SA Variable rate 225313AJ4 2,200,000 $1,957,450.00 0.22%
CREDIT AGRICOLE SA Variable rate 225313AL9 2,306,000 $1,970,877.48 0.22%
LAND O'LAKES INC 7.25% 514666AM8 2,220,000 $1,903,650.00 0.22%
M&T BANK CORPORATION Variable rate 55261FAL8 2,341,000 $1,904,052.40 0.22%
BARCLAYS PLC Variable rate 06738EBA2 2,000,000 $1,763,125.18 0.20%
ENERGY TRANSFER LP Variable rate 29273VAH3 1,878,000 $1,692,989.88 0.19%
UBS GROUP AG Variable rate H4209UAN6 2,000,000 $1,696,608.00 0.19%
BANCO MERCANTIL DEL NORTE Variable rate 05973KAB3 2,000,000 $1,599,226.16 0.18%
CMS ENERGY CORP Variable rate, due 12/01/2050 125896BV1 2,148,000 $1,600,774.48 0.18%
ASSURED GUARANTY MUNICIPAL HOLDINGS Variable rate, due 12/15/2066 U31745AA7 1,700,000 $1,508,495.00 0.17%
BARCLAYS PLC Variable rate 06738EBT1 2,300,000 $1,477,750.00 0.17%
BANCO SANTANDER SA Variable rate 05971KAH2 2,000,000 $1,414,011.02 0.16%
NATWEST GROUP PLC Variable rate 780099CK1 1,550,000 $1,377,027.75 0.16%
CAPITAL ONE FINANCIAL CORP Variable rate 14040HCF0 1,932,000 $1,292,924.02 0.15%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 1,400,000 $1,326,500.00 0.15%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 1,550,000 $1,300,671.99 0.15%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAC2 1,400,000 $1,278,482.74 0.14%
CITIGROUP INC Preferred, Variable rate 172967GD7 1,281,000 $1,240,666.78 0.14%
COBANK ACB Variable rate 19075QAC6 1,358,000 $1,255,135.44 0.14%
HUNTINGTON BANCSHARES Variable rate 446150AV6 1,700,000 $1,279,250.00 0.14%
DANSKE BANK A/S Variable rate K22274H96 1,400,000 $1,162,404.60 0.13%
ENSTAR FINANCE LLC Variable rate, due 09/01/2040 29360AAA8 1,332,000 $1,188,616.86 0.13%
SOUTHERN CO Variable rate, due 09/15/2051 842587DJ3 1,428,000 $1,145,564.81 0.13%
AMERICAN ELECTRIC POWER Variable rate, due 02/15/2062 025537AU5 1,349,000 $1,084,721.94 0.12%
AUST & NZ BANKING GRP/UK Variable rate Q08328AA6 1,145,000 $1,031,522.74 0.12%
BANK OF NY MELLON CORP Variable rate 064058AL4 1,370,000 $1,032,253.90 0.12%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 1,200,000 $1,023,000.00 0.12%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 1,200,000 $1,088,520.00 0.12%
SWEDBANK AB Variable rate W9423YGR5 1,200,000 $1,054,965.60 0.12%
AIR LEASE CORP Variable rate 00912XBJ2 1,127,000 $937,776.70 0.11%
BNP PARIBAS Variable rate 05565AS20 1,000,000 $930,000.00 0.11%
CORESTATES CAPTL III Variable rate, due 02/15/2027 21869MAA5 1,000,000 $941,207.74 0.11%
FARM CREDIT BK OF TEXAS Variable rate 30767EAD1 1,100,000 $968,000.00 0.11%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 1,026,000 $900,196.35 0.10%
MORGAN STANLEY Variable rate 61762VAA9 811,000 $767,237.41 0.09%
BANCO MERCANTIL DEL NORTE Variable rate 05962GAJ8 842,000 $741,802.00 0.08%
BANK OF NOVA SCOTIA Variable rate, due 10/27/2081 0641598N9 1,000,000 $722,884.08 0.08%
CREDIT SUISSE GROUP AG Variable rate 225401AX6 18,000,000 $720,000.00 0.08%
VOYA FINANCIAL INC Variable rate 929089AG5 755,000 $722,353.80 0.08%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 700,000 $616,182.00 0.07%
COMPEER FINANCIAL ACA Variable rate 20453QAA0 650,000 $576,063.19 0.07%
ENERGY TRANSFER LP Variable rate 29273VAN0 728,000 $627,608.80 0.07%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 800,000 $656,000.00 0.07%
UNICREDIT SPA Variable rate, due 06/30/2035 904678AS8 750,000 $604,642.38 0.07%
ENERGY TRANSFER LP Variable rate 29273VAJ9 725,000 $553,718.75 0.06%
M&T BANK CORPORATION Variable rate 55261FAN4 762,742 $527,876.15 0.06%
MACQUARIE BANK LONDON Variable rate 556079AB7 693,000 $544,193.81 0.06%
UNICREDIT SPA Variable rate, due 04/02/2034 904678AQ2 600,000 $542,659.42 0.06%
LAND O'LAKES INC 8% 514666AK2 535,000 $476,289.10 0.05%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 500,000 $480,747.50 0.05%
BNP PARIBAS Variable rate 05565AAN3 400,000 $339,000.00 0.04%
COMMERZBANK AG Variable rate D170472W6 400,000 $333,924.00 0.04%
ING GROEP NV 6.50% 456837AF0 400,000 $323,703.40 0.04%
LAND O'LAKES INC 7.25% U51299AF9 400,000 $343,000.00 0.04%
TEXAS CAPITAL BANCSHARES Variable rate, due 05/06/2031 88224QAA5 463,000 $386,560.43 0.04%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 7,770,000 $274,044.17 0.03%
HSBC HOLDINGS PLC Variable rate 404280CN7 400,000 $268,516.64 0.03%
QBE INSURANCE GROUP LTD Variable rate, due 06/17/2046 Q7787GAE0 300,000 $286,459.28 0.03%
CHARLES SCHWAB CORP Series K, Variable rate 808513CB9 250,000 $202,413.73 0.02%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 4,150,000 $166,000.00 0.02%
CREDIT SUISSE GROUP AG Variable rate 225401AR9 6,243,000 $200,479.82 0.02%
CREDIT SUISSE GROUP AG Variable rate 225436AA2 2,057,000 $46,282.50 0.01%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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