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First Trust Institutional Preferred Securities and Income ETF (FPEI)
Holdings of the Fund as of 5/29/2020

Total Number of Holdings (excluding cash): 135

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
EMERA INC Variable rate, due 06/15/2076 290876AD3 10,842,000 $11,750,071.72 4.27%
BARCLAYS PLC Variable rate 06738EBG9 7,500,000 $7,691,662.50 2.80%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 7,218,000 $6,991,029.99 2.54%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 6,520,000 $5,951,213.20 2.16%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 5,638,000 $5,770,323.86 2.10%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 4,950,000 $5,483,189.25 1.99%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 4,800,000 $5,466,000.00 1.99%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 5,940,000 $5,060,909.71 1.84%
BARCLAYS PLC Variable rate G0809LDY2 4,350,000 $4,423,819.50 1.61%
BNP PARIBAS Variable rate 05565AAN3 4,000,000 $4,387,780.00 1.60%
GOLDMAN SACHS GROUP INC Variable rate 38148BAE8 4,200,000 $4,307,919.00 1.57%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 4,150,000 $4,269,914.25 1.55%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 4,520,000 $4,064,378.90 1.48%
METLIFE INC 9.25%, Cumulative Preferred, due 04/08/2038 59156RBS6 2,900,000 $4,020,458.50 1.46%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 4,050,000 $4,022,682.75 1.46%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 3,858,000 $3,868,331.41 1.41%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 3,600,000 $3,746,088.00 1.36%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 3,500,000 $3,673,888.63 1.34%
UNICREDIT SPA Variable rate T9T20LTJ7 3,850,000 $3,651,528.65 1.33%
CITIGROUP INC Variable rate 172967MG3 3,750,000 $3,513,281.25 1.28%
CITIGROUP INC Series P, Variable rate 172967JM4 3,314,000 $3,394,546.77 1.23%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 3,300,000 $3,379,744.50 1.23%
MARKEL CORP Variable rate 570535AW4 3,300,000 $3,308,250.00 1.20%
CHARLES SCHWAB CORP Variable rate 808513BD6 3,000,000 $3,185,850.00 1.16%
ING GROEP NV Variable rate N4578EBG2 3,100,000 $3,199,410.80 1.16%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 3,000,000 $3,162,220.30 1.15%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 2,760,000 $3,170,177.40 1.15%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 2,850,000 $3,127,319.25 1.14%
BANCO SANTANDER SA Variable rate E2R99CQ59 3,000,000 $3,090,000.00 1.12%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 4,400,000 $3,032,040.00 1.10%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 3,950,000 $2,949,662.50 1.07%
CREDIT AGRICOLE SA Variable rate 225313AL9 2,806,000 $2,885,115.18 1.05%
SOCIETE GENERALE Variable rate 83368JKG4 2,866,000 $2,891,879.98 1.05%
CREDIT AGRICOLE SA Variable rate 225313AJ4 2,400,000 $2,759,232.00 1.00%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 2,514,000 $2,713,639.25 0.99%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 2,848,000 $2,707,180.64 0.98%
BANK OF NOVA SCOTIA Variable rate 064159VJ2 2,700,000 $2,669,625.00 0.97%
EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 299808AE5 3,500,000 $2,640,523.76 0.96%
KONINKLIJKE KPN NV Variable rate, due 03/28/3073 50048VAA8 2,500,000 $2,648,112.50 0.96%
UBS GROUP AG Variable rate H4209UAN6 2,500,000 $2,634,375.00 0.96%
NORDEA BANK ABP 6.625% 65559CAA9 2,425,000 $2,566,462.38 0.93%
UBS GROUP AG Variable rate H4209BAE8 2,500,000 $2,542,757.50 0.92%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 2,400,000 $2,485,668.00 0.90%
CREDIT SUISSE GROUP AG Variable rate H9200RAA9 2,300,000 $2,482,645.30 0.90%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 2,326,000 $2,463,803.87 0.90%
CITIZENS FINANCIAL GROUP Variable rate 174610AP0 2,789,000 $2,456,258.36 0.89%
HUNTINGTON BANCSHARES Variable rate 446150AT1 2,400,000 $2,418,000.00 0.88%
BNP PARIBAS Variable rate 05565AHN6 2,300,000 $2,360,145.00 0.86%
LAND O'LAKES INC 7% 514666AN6 2,700,000 $2,355,331.51 0.86%
DUKE ENERGY CORP Variable rate 26441CBG9 2,290,000 $2,320,216.55 0.84%
HSBC HOLDINGS PLC Variable rate 404280AT6 2,270,000 $2,292,870.25 0.83%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 2,204,000 $2,268,566.18 0.82%
QBE INSURANCE GROUP LTD Variable rate 74728GAE0 2,200,000 $2,257,200.00 0.82%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 2,050,000 $2,218,551.00 0.81%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 2,000,000 $2,185,400.00 0.79%
AERCAP IRELAND CAP/GLOBAL 3.875%, due 01/23/2028 00774MAE5 2,500,000 $2,066,646.08 0.75%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 2,200,000 $2,069,529.00 0.75%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 2,050,000 $2,070,500.00 0.75%
M&T BANK CORPORATION Variable rate 55261FAL8 2,000,000 $1,968,610.00 0.72%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 2,000,000 $1,953,890.00 0.71%
INTESA SANPAOLO SPA Variable rate 46115HAU1 1,970,000 $1,895,031.65 0.69%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 2,100,000 $1,882,849.50 0.68%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 1,600,000 $1,751,900.80 0.64%
DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 23311RAH9 2,703,000 $1,707,741.89 0.62%
JPMORGAN CHASE & CO Variable rate 48128BAF8 1,800,000 $1,696,500.00 0.62%
ENERGY TRANSFER OPERATNG Variable rate 29278NAT0 2,000,000 $1,652,500.00 0.60%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 1,900,000 $1,613,527.50 0.59%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 2,000,000 $1,553,490.00 0.56%
ASSURED GUARANTY MUNICPAL HOLDINGS Variable rate, due 12/15/2066 U31745AA7 1,700,000 $1,499,608.96 0.55%
CITIZENS FINANCIAL GROUP Variable rate 174610AU9 1,500,000 $1,485,000.00 0.54%
UBS GROUP AG Variable rate 90352JAF0 1,425,000 $1,468,312.88 0.53%
AES GENER SA Variable rate, due 10/07/2079 00105DAG0 1,500,000 $1,437,787.50 0.52%
CITIGROUP INC Series B, Variable rate 172967GF2 1,416,000 $1,430,853.84 0.52%
CITIGROUP INC Variable rate 172967KD2 1,470,000 $1,437,046.05 0.52%
ING GROEP NV 6.50% 456837AF0 1,400,000 $1,428,210.00 0.52%
LAND O'LAKES INC 7.25% 514666AM8 1,490,000 $1,406,999.55 0.51%
COBANK ACB Variable rate 19075QAC6 1,358,000 $1,378,370.00 0.50%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 1,350,000 $1,370,655.00 0.50%
BANK OF NY MELLON CORP Variable rate 064058AH3 1,300,000 $1,340,625.00 0.49%
SOCIETE GENERALE Variable rate 83367TBF5 1,321,000 $1,344,216.57 0.49%
AUST & NZ BANKING GRP/UK Variable rate Q08328AA6 1,145,000 $1,268,333.68 0.46%
METLIFE INC Variable rate 59156RBP2 1,418,000 $1,271,768.75 0.46%
AMERICAN EXPRESS CO Variable rate 025816BL2 1,495,000 $1,250,597.40 0.45%
TRUIST FINANCIAL CORP Variable rate 89832QAE9 1,200,000 $1,212,000.00 0.44%
LLOYDS BANK PLC Variable rate 539473AE8 1,000,000 $1,146,907.00 0.42%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 1,100,000 $1,133,874.50 0.41%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 1,000,000 $1,131,745.00 0.41%
CREDIT AGRICOLE SA Variable rate F22797RT7 1,000,000 $1,094,938.00 0.40%
JPMORGAN CHASE & CO Series R, Variable rate 48126HAA8 1,100,000 $1,100,764.50 0.40%
BOEING CO 5.805%, due 05/01/2050 097023CW3 940,000 $1,068,913.72 0.39%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 1,000,000 $1,061,078.00 0.39%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 1,000,000 $1,075,000.00 0.39%
LLOYDS BANK PLC Variable rate G4715MNG3 900,000 $1,032,216.30 0.38%
PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 744320AM4 1,000,000 $1,037,030.00 0.38%
QBE CAP FUNDING III LTD Variable rate, due 05/24/2041 74734PAA0 1,000,000 $1,033,605.00 0.38%
STANDARD CHARTERED PLC Variable rate 853254BH2 1,000,000 $1,031,740.00 0.38%
CMS ENERGY CORP Variable rate, due 06/01/2050 125896BU3 1,000,000 $1,025,342.17 0.37%
UBS GROUP AG Variable rate H4209UAT3 1,000,000 $1,030,395.00 0.37%
SWEDBANK AB Variable rate W94232TS9 1,000,000 $1,003,198.00 0.36%
MORGAN STANLEY Series H, Variable rate 61761JQK8 1,000,000 $871,745.00 0.32%
DANSKE BANK A/S Variable rate K22274H96 850,000 $862,561.30 0.31%
ING GROEP NV Variable rate 456837AR4 870,000 $843,538.95 0.31%
NISOURCE INC 5.65% 65473PAG0 906,000 $861,143.94 0.31%
BNP PARIBAS Variable rate 05565AAQ6 781,000 $801,013.13 0.29%
COMERICA INC Variable rate 200340AU1 800,000 $797,600.00 0.29%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 1,175,000 $795,122.50 0.29%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 800,000 $756,652.00 0.28%
DAI-ICHI LIFE INSURANCE Variable rate 23380YAB3 700,000 $735,217.00 0.27%
ENERGY TRANSFER OPERATNG Variable rate, due 11/01/2066 29273RBA6 1,395,000 $729,933.75 0.27%
BANK OF AMERICA CORP Variable rate 060505FP4 700,000 $679,486.50 0.25%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 700,000 $670,260.50 0.24%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 760,000 $603,626.20 0.22%
DANSKE BANK A/S Variable rate K222736J8 550,000 $541,261.60 0.20%
ENBRIDGE INC Variable rate, due 07/15/2077 29250NAS4 600,000 $554,133.00 0.20%
LAND O'LAKES INC 8% 514666AK2 535,000 $502,900.00 0.18%
SOCIETE GENERALE Variable rate F43628C73 500,000 $504,515.00 0.18%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 500,000 $480,872.50 0.17%
JPMORGAN CHASE & CO Variable rate 46625HKK5 475,000 $437,990.38 0.16%
SOCIETE GENERALE Variable rate F8586CRW4 400,000 $407,030.00 0.15%
BANCO MERCANTIL DE NORTE Variable rate 05971PAB4 400,000 $383,626.00 0.14%
BUCKEYE PARTNERS LP Variable rate, due 01/22/2078 118230AS0 550,000 $392,862.25 0.14%
TRANSCANADA TRUST Variable rate, due 05/20/2075 89356BAA6 400,000 $383,698.00 0.14%
LINCOLN NATIONAL CORP Variable rate, due 05/17/2066 534187AS8 531,000 $362,006.60 0.13%
ENTERPRISE PRODUCTS OPERATING Variable rate, due 08/16/2077 29379VBM4 370,000 $324,488.15 0.12%
MORGAN STANLEY Series J, Variable rate 617474AA9 368,000 $327,604.64 0.12%
UBS GROUP AG Variable rate H42097AA5 313,000 $321,523.62 0.12%
CITIGROUP INC Preferred, Variable rate 172967GD7 250,000 $251,175.00 0.09%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 250,000 $255,173.75 0.09%
METLIFE INC 6.40%, due 12/15/2036 59156RAP3 200,000 $231,788.00 0.08%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 200,000 $218,540.00 0.08%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 200,000 $192,139.00 0.07%
SKANDINAVISKA ENSKILDA Variable rate W8T54ERZ6 200,000 $200,051.00 0.07%
JPMORGAN CHASE & CO Series 1, Variable rate 46625HHA1 200,000 $178,349.00 0.06%
DCP MIDSTREAM LP Variable rate 23311PAA8 200,000 $121,875.00 0.04%
ENERGY TRANSFER OPERATING Variable rate 29278NAB9 100,000 $78,532.00 0.03%
US Dollar $USD -1,891,423 ($1,891,423.13) -0.69%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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