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Holdings of the Fund as of 5/29/2020
Total Number of Holdings (excluding cash): 135
| EMERA INC Variable rate, due 06/15/2076 |
290876AD3 |
10,842,000 |
$11,750,071.72 |
4.27% |
| BARCLAYS PLC Variable rate |
06738EBG9 |
7,500,000 |
$7,691,662.50 |
2.80% |
| ENBRIDGE INC Variable rate, due 01/15/2077 |
29250NAN5 |
7,218,000 |
$6,991,029.99 |
2.54% |
| AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 |
05463HAC5 |
6,520,000 |
$5,951,213.20 |
2.16% |
| LLOYDS BANKING GROUP PLC Variable rate |
539439AG4 |
5,638,000 |
$5,770,323.86 |
2.10% |
| AUST & NZ BANKING GROUP Variable rate |
05254HAA2 |
4,950,000 |
$5,483,189.25 |
1.99% |
| ENEL SPA Variable rate, due 09/24/2073 |
29265WAA6 |
4,800,000 |
$5,466,000.00 |
1.99% |
| JPMORGAN CHASE & CO Series V, Variable rate |
48127FAA1 |
5,940,000 |
$5,060,909.71 |
1.84% |
| BARCLAYS PLC Variable rate |
G0809LDY2 |
4,350,000 |
$4,423,819.50 |
1.61% |
| BNP PARIBAS Variable rate |
05565AAN3 |
4,000,000 |
$4,387,780.00 |
1.60% |
| GOLDMAN SACHS GROUP INC Variable rate |
38148BAE8 |
4,200,000 |
$4,307,919.00 |
1.57% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AJ7 |
4,150,000 |
$4,269,914.25 |
1.55% |
| APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 |
03765HAE1 |
4,520,000 |
$4,064,378.90 |
1.48% |
| METLIFE INC 9.25%, Cumulative Preferred, due 04/08/2038 |
59156RBS6 |
2,900,000 |
$4,020,458.50 |
1.46% |
| VOYA FINANCIAL INC Variable rate, due 05/15/2053 |
45685EAG1 |
4,050,000 |
$4,022,682.75 |
1.46% |
| ASSURANT INC Variable rate, due 03/27/2048 |
04621XAK4 |
3,858,000 |
$3,868,331.41 |
1.41% |
| ROYAL BK SCOTLND GRP PLC Variable rate |
780097BB6 |
3,600,000 |
$3,746,088.00 |
1.36% |
| ASAHI MUTUAL LIFE INSURANCE Variable rate |
BYP5375 |
3,500,000 |
$3,673,888.63 |
1.34% |
| UNICREDIT SPA Variable rate |
T9T20LTJ7 |
3,850,000 |
$3,651,528.65 |
1.33% |
| CITIGROUP INC Variable rate |
172967MG3 |
3,750,000 |
$3,513,281.25 |
1.28% |
| CITIGROUP INC Series P, Variable rate |
172967JM4 |
3,314,000 |
$3,394,546.77 |
1.23% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AL2 |
3,300,000 |
$3,379,744.50 |
1.23% |
| MARKEL CORP Variable rate |
570535AW4 |
3,300,000 |
$3,308,250.00 |
1.20% |
| CHARLES SCHWAB CORP Variable rate |
808513BD6 |
3,000,000 |
$3,185,850.00 |
1.16% |
| ING GROEP NV Variable rate |
N4578EBG2 |
3,100,000 |
$3,199,410.80 |
1.16% |
| ASAHI MUTUAL LIFE INSURANCE Variable rate |
BDG6YY4 |
3,000,000 |
$3,162,220.30 |
1.15% |
| BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 |
055451AX6 |
2,760,000 |
$3,170,177.40 |
1.15% |
| QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 |
Q78063AG1 |
2,850,000 |
$3,127,319.25 |
1.14% |
| BANCO SANTANDER SA Variable rate |
E2R99CQ59 |
3,000,000 |
$3,090,000.00 |
1.12% |
| AERCAP HOLDINGS NV Variable rate, due 10/10/2079 |
00774YAA7 |
4,400,000 |
$3,032,040.00 |
1.10% |
| AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 |
00773HAA5 |
3,950,000 |
$2,949,662.50 |
1.07% |
| CREDIT AGRICOLE SA Variable rate |
225313AL9 |
2,806,000 |
$2,885,115.18 |
1.05% |
| SOCIETE GENERALE Variable rate |
83368JKG4 |
2,866,000 |
$2,891,879.98 |
1.05% |
| CREDIT AGRICOLE SA Variable rate |
225313AJ4 |
2,400,000 |
$2,759,232.00 |
1.00% |
| CREDIT SUISSE GROUP AG Variable rate |
22546DAB2 |
2,514,000 |
$2,713,639.25 |
0.99% |
| CENTERPOINT ENERGY INC Variable rate |
15189TAS6 |
2,848,000 |
$2,707,180.64 |
0.98% |
| BANK OF NOVA SCOTIA Variable rate |
064159VJ2 |
2,700,000 |
$2,669,625.00 |
0.97% |
| EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 |
299808AE5 |
3,500,000 |
$2,640,523.76 |
0.96% |
| KONINKLIJKE KPN NV Variable rate, due 03/28/3073 |
50048VAA8 |
2,500,000 |
$2,648,112.50 |
0.96% |
| UBS GROUP AG Variable rate |
H4209UAN6 |
2,500,000 |
$2,634,375.00 |
0.96% |
| NORDEA BANK ABP 6.625% |
65559CAA9 |
2,425,000 |
$2,566,462.38 |
0.93% |
| UBS GROUP AG Variable rate |
H4209BAE8 |
2,500,000 |
$2,542,757.50 |
0.92% |
| BANK OF AMERICA CORP Series X, Variable rate |
060505EH3 |
2,400,000 |
$2,485,668.00 |
0.90% |
| CREDIT SUISSE GROUP AG Variable rate |
H9200RAA9 |
2,300,000 |
$2,482,645.30 |
0.90% |
| KONINKLIJKE KPN NV Variable rate, due 03/28/2073 |
N4297BBC7 |
2,326,000 |
$2,463,803.87 |
0.90% |
| CITIZENS FINANCIAL GROUP Variable rate |
174610AP0 |
2,789,000 |
$2,456,258.36 |
0.89% |
| HUNTINGTON BANCSHARES Variable rate |
446150AT1 |
2,400,000 |
$2,418,000.00 |
0.88% |
| BNP PARIBAS Variable rate |
05565AHN6 |
2,300,000 |
$2,360,145.00 |
0.86% |
| LAND O'LAKES INC 7% |
514666AN6 |
2,700,000 |
$2,355,331.51 |
0.86% |
| DUKE ENERGY CORP Variable rate |
26441CBG9 |
2,290,000 |
$2,320,216.55 |
0.84% |
| HSBC HOLDINGS PLC Variable rate |
404280AT6 |
2,270,000 |
$2,292,870.25 |
0.83% |
| E*TRADE FINANCIAL CORP Variable rate |
269246BN3 |
2,204,000 |
$2,268,566.18 |
0.82% |
| QBE INSURANCE GROUP LTD Variable rate |
74728GAE0 |
2,200,000 |
$2,257,200.00 |
0.82% |
| ROYAL BK SCOTLND GRP PLC Variable rate |
780099CK1 |
2,050,000 |
$2,218,551.00 |
0.81% |
| QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 |
74737EAA2 |
2,000,000 |
$2,185,400.00 |
0.79% |
| AERCAP IRELAND CAP/GLOBAL 3.875%, due 01/23/2028 |
00774MAE5 |
2,500,000 |
$2,066,646.08 |
0.75% |
| BANCO BILBAO VIZCAYA ARG Variable rate |
05946KAG6 |
2,200,000 |
$2,069,529.00 |
0.75% |
| TRANSCANADA TRUST Variable rate, due 08/15/2076 |
89356BAB4 |
2,050,000 |
$2,070,500.00 |
0.75% |
| M&T BANK CORPORATION Variable rate |
55261FAL8 |
2,000,000 |
$1,968,610.00 |
0.72% |
| TRANSCANADA TRUST Variable rate, due 09/15/2079 |
89356BAE8 |
2,000,000 |
$1,953,890.00 |
0.71% |
| INTESA SANPAOLO SPA Variable rate |
46115HAU1 |
1,970,000 |
$1,895,031.65 |
0.69% |
| GOLDMAN SACHS GROUP INC Variable rate |
38148BAB4 |
2,100,000 |
$1,882,849.50 |
0.68% |
| CREDIT AGRICOLE SA Variable rate BJ4FPL9 |
225313AD7 |
1,600,000 |
$1,751,900.80 |
0.64% |
| DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 |
23311RAH9 |
2,703,000 |
$1,707,741.89 |
0.62% |
| JPMORGAN CHASE & CO Variable rate |
48128BAF8 |
1,800,000 |
$1,696,500.00 |
0.62% |
| ENERGY TRANSFER OPERATNG Variable rate |
29278NAT0 |
2,000,000 |
$1,652,500.00 |
0.60% |
| CITIZENS FINANCIAL GROUP Variable rate |
174610AH8 |
1,900,000 |
$1,613,527.50 |
0.59% |
| ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 |
29379VAN3 |
2,000,000 |
$1,553,490.00 |
0.56% |
| ASSURED GUARANTY MUNICPAL HOLDINGS Variable rate, due 12/15/2066 |
U31745AA7 |
1,700,000 |
$1,499,608.96 |
0.55% |
| CITIZENS FINANCIAL GROUP Variable rate |
174610AU9 |
1,500,000 |
$1,485,000.00 |
0.54% |
| UBS GROUP AG Variable rate |
90352JAF0 |
1,425,000 |
$1,468,312.88 |
0.53% |
| AES GENER SA Variable rate, due 10/07/2079 |
00105DAG0 |
1,500,000 |
$1,437,787.50 |
0.52% |
| CITIGROUP INC Series B, Variable rate |
172967GF2 |
1,416,000 |
$1,430,853.84 |
0.52% |
| CITIGROUP INC Variable rate |
172967KD2 |
1,470,000 |
$1,437,046.05 |
0.52% |
| ING GROEP NV 6.50% |
456837AF0 |
1,400,000 |
$1,428,210.00 |
0.52% |
| LAND O'LAKES INC 7.25% |
514666AM8 |
1,490,000 |
$1,406,999.55 |
0.51% |
| COBANK ACB Variable rate |
19075QAC6 |
1,358,000 |
$1,378,370.00 |
0.50% |
| LLOYDS BANKING GROUP PLC Variable rate |
53944YAJ2 |
1,350,000 |
$1,370,655.00 |
0.50% |
| BANK OF NY MELLON CORP Variable rate |
064058AH3 |
1,300,000 |
$1,340,625.00 |
0.49% |
| SOCIETE GENERALE Variable rate |
83367TBF5 |
1,321,000 |
$1,344,216.57 |
0.49% |
| AUST & NZ BANKING GRP/UK Variable rate |
Q08328AA6 |
1,145,000 |
$1,268,333.68 |
0.46% |
| METLIFE INC Variable rate |
59156RBP2 |
1,418,000 |
$1,271,768.75 |
0.46% |
| AMERICAN EXPRESS CO Variable rate |
025816BL2 |
1,495,000 |
$1,250,597.40 |
0.45% |
| TRUIST FINANCIAL CORP Variable rate |
89832QAE9 |
1,200,000 |
$1,212,000.00 |
0.44% |
| LLOYDS BANK PLC Variable rate |
539473AE8 |
1,000,000 |
$1,146,907.00 |
0.42% |
| LLOYDS BANKING GROUP PLC Variable rate |
539439AU3 |
1,100,000 |
$1,133,874.50 |
0.41% |
| SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 |
86564CAA8 |
1,000,000 |
$1,131,745.00 |
0.41% |
| CREDIT AGRICOLE SA Variable rate |
F22797RT7 |
1,000,000 |
$1,094,938.00 |
0.40% |
| JPMORGAN CHASE & CO Series R, Variable rate |
48126HAA8 |
1,100,000 |
$1,100,764.50 |
0.40% |
| BOEING CO 5.805%, due 05/01/2050 |
097023CW3 |
940,000 |
$1,068,913.72 |
0.39% |
| LA MONDIALE Variable rate, due 01/26/2047 |
F5616KAC8 |
1,000,000 |
$1,061,078.00 |
0.39% |
| LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 |
514665AA6 |
1,000,000 |
$1,075,000.00 |
0.39% |
| LLOYDS BANK PLC Variable rate |
G4715MNG3 |
900,000 |
$1,032,216.30 |
0.38% |
| PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 |
744320AM4 |
1,000,000 |
$1,037,030.00 |
0.38% |
| QBE CAP FUNDING III LTD Variable rate, due 05/24/2041 |
74734PAA0 |
1,000,000 |
$1,033,605.00 |
0.38% |
| STANDARD CHARTERED PLC Variable rate |
853254BH2 |
1,000,000 |
$1,031,740.00 |
0.38% |
| CMS ENERGY CORP Variable rate, due 06/01/2050 |
125896BU3 |
1,000,000 |
$1,025,342.17 |
0.37% |
| UBS GROUP AG Variable rate |
H4209UAT3 |
1,000,000 |
$1,030,395.00 |
0.37% |
| SWEDBANK AB Variable rate |
W94232TS9 |
1,000,000 |
$1,003,198.00 |
0.36% |
| MORGAN STANLEY Series H, Variable rate |
61761JQK8 |
1,000,000 |
$871,745.00 |
0.32% |
| DANSKE BANK A/S Variable rate |
K22274H96 |
850,000 |
$862,561.30 |
0.31% |
| ING GROEP NV Variable rate |
456837AR4 |
870,000 |
$843,538.95 |
0.31% |
| NISOURCE INC 5.65% |
65473PAG0 |
906,000 |
$861,143.94 |
0.31% |
| BNP PARIBAS Variable rate |
05565AAQ6 |
781,000 |
$801,013.13 |
0.29% |
| COMERICA INC Variable rate |
200340AU1 |
800,000 |
$797,600.00 |
0.29% |
| REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 |
759351AE9 |
1,175,000 |
$795,122.50 |
0.29% |
| FARM CREDIT BK OF TEXAS Variable rate |
30767EAC3 |
800,000 |
$756,652.00 |
0.28% |
| DAI-ICHI LIFE INSURANCE Variable rate |
23380YAB3 |
700,000 |
$735,217.00 |
0.27% |
| ENERGY TRANSFER OPERATNG Variable rate, due 11/01/2066 |
29273RBA6 |
1,395,000 |
$729,933.75 |
0.27% |
| BANK OF AMERICA CORP Variable rate |
060505FP4 |
700,000 |
$679,486.50 |
0.25% |
| BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 |
05533UAG3 |
700,000 |
$670,260.50 |
0.24% |
| HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 |
416515BC7 |
760,000 |
$603,626.20 |
0.22% |
| DANSKE BANK A/S Variable rate |
K222736J8 |
550,000 |
$541,261.60 |
0.20% |
| ENBRIDGE INC Variable rate, due 07/15/2077 |
29250NAS4 |
600,000 |
$554,133.00 |
0.20% |
| LAND O'LAKES INC 8% |
514666AK2 |
535,000 |
$502,900.00 |
0.18% |
| SOCIETE GENERALE Variable rate |
F43628C73 |
500,000 |
$504,515.00 |
0.18% |
| ENBRIDGE INC Variable rate, due 03/01/2078 |
29250NAW5 |
500,000 |
$480,872.50 |
0.17% |
| JPMORGAN CHASE & CO Variable rate |
46625HKK5 |
475,000 |
$437,990.38 |
0.16% |
| SOCIETE GENERALE Variable rate |
F8586CRW4 |
400,000 |
$407,030.00 |
0.15% |
| BANCO MERCANTIL DE NORTE Variable rate |
05971PAB4 |
400,000 |
$383,626.00 |
0.14% |
| BUCKEYE PARTNERS LP Variable rate, due 01/22/2078 |
118230AS0 |
550,000 |
$392,862.25 |
0.14% |
| TRANSCANADA TRUST Variable rate, due 05/20/2075 |
89356BAA6 |
400,000 |
$383,698.00 |
0.14% |
| LINCOLN NATIONAL CORP Variable rate, due 05/17/2066 |
534187AS8 |
531,000 |
$362,006.60 |
0.13% |
| ENTERPRISE PRODUCTS OPERATING Variable rate, due 08/16/2077 |
29379VBM4 |
370,000 |
$324,488.15 |
0.12% |
| MORGAN STANLEY Series J, Variable rate |
617474AA9 |
368,000 |
$327,604.64 |
0.12% |
| UBS GROUP AG Variable rate |
H42097AA5 |
313,000 |
$321,523.62 |
0.12% |
| CITIGROUP INC Preferred, Variable rate |
172967GD7 |
250,000 |
$251,175.00 |
0.09% |
| CREDIT SUISSE GROUP AG Variable rate |
225401AK4 |
250,000 |
$255,173.75 |
0.09% |
| METLIFE INC 6.40%, due 12/15/2036 |
59156RAP3 |
200,000 |
$231,788.00 |
0.08% |
| QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 |
74737DAA4 |
200,000 |
$218,540.00 |
0.08% |
| GOLDMAN SACHS GROUP INC Variable rate |
38144GAB7 |
200,000 |
$192,139.00 |
0.07% |
| SKANDINAVISKA ENSKILDA Variable rate |
W8T54ERZ6 |
200,000 |
$200,051.00 |
0.07% |
| JPMORGAN CHASE & CO Series 1, Variable rate |
46625HHA1 |
200,000 |
$178,349.00 |
0.06% |
| DCP MIDSTREAM LP Variable rate |
23311PAA8 |
200,000 |
$121,875.00 |
0.04% |
| ENERGY TRANSFER OPERATING Variable rate |
29278NAB9 |
100,000 |
$78,532.00 |
0.03% |
| US Dollar |
$USD |
-1,891,423 |
($1,891,423.13) |
-0.69% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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