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First Trust Institutional Preferred Securities and Income ETF (FPEI)
Holdings of the Fund as of 5/23/2019 *

Total Number of Holdings: 106

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 5,160,000 $4,588,349.40 2.91%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 4,400,000 $4,510,000.00 2.86%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 4,050,000 $4,077,195.75 2.59%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 3,706,000 $3,698,458.29 2.35%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 3,440,000 $3,435,700.00 2.18%
EMERA INC Variable rate, due 06/15/2076 290876AD3 3,175,000 $3,410,632.63 2.17%
BANCO SANTANDER SA Variable rate E2R99CQ59 3,000,000 $3,097,785.00 1.97%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 2,700,000 $3,045,505.50 1.93%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 2,700,000 $3,028,590.00 1.92%
GOLDMAN SACHS GROUP INC Series L, Variable rate 38148BAA6 3,000,000 $3,000,000.00 1.90%
CATLIN INSURANCE CO LTD Preferred, Variable rate 149206AA2 3,095,000 $2,976,507.93 1.89%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 2,800,000 $2,938,250.00 1.87%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 2,800,000 $2,884,000.00 1.83%
NISOURCE INC 5.65% 65473PAG0 2,855,000 $2,846,035.30 1.81%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 2,600,000 $2,794,025.00 1.77%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 2,658,000 $2,735,653.47 1.74%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 2,600,000 $2,649,977.91 1.68%
CITIGROUP INC Series P, Variable rate 172967JM4 2,514,000 $2,613,617.25 1.66%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 2,550,000 $2,608,560.74 1.66%
ING GROEP NV Variable rate N4578EBG2 2,500,000 $2,585,755.00 1.64%
CREDIT SUISSE GROUP AG Variable rate H9200RAA9 2,300,000 $2,446,774.50 1.55%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 2,326,000 $2,446,289.09 1.55%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 2,250,000 $2,411,358.75 1.53%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 2,200,000 $2,351,223.60 1.49%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 2,200,000 $2,261,908.00 1.44%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 2,100,000 $2,172,240.00 1.38%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 2,100,000 $2,154,337.50 1.37%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 2,050,000 $2,157,625.00 1.37%
BARCLAYS PLC Variable rate G0809LDY2 2,050,000 $2,118,359.30 1.35%
BARCLAYS PLC Variable rate 06738EBG9 2,000,000 $2,043,720.00 1.30%
AMERICAN EXPRESS CO Variable rate 025816BL2 2,000,000 $1,993,430.00 1.27%
MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 606839AA6 1,700,000 $1,845,290.50 1.17%
NORDEA BANK ABP 6.625% 65559CAA9 1,800,000 $1,821,825.00 1.16%
CREDIT AGRICOLE SA Variable rate 225313AJ4 1,600,000 $1,790,006.40 1.14%
MORGAN STANLEY Series J, Variable rate 617474AA9 1,775,000 $1,802,006.63 1.14%
SOCIETE GENERALE Variable rate 83368JKG4 1,620,000 $1,660,500.00 1.05%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 1,500,000 $1,639,447.50 1.04%
UNICREDIT SPA Variable rate T9T20LTJ7 1,700,000 $1,567,257.20 1.00%
OIL INSURANCE LTD Variable rate 677879CE6 1,610,000 $1,560,974.90 0.99%
UBS GROUP AG Variable rate H4209BAE8 1,500,000 $1,537,500.00 0.98%
FUKOKU MUTUAL LIFE INSURANCE CO Variable rate J17074AB1 1,400,000 $1,529,921.40 0.97%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 1,400,000 $1,504,146.00 0.96%
LLOYDS BANK PLC Variable rate G4715MNG3 1,250,000 $1,506,562.50 0.96%
CITIGROUP INC Series B, Variable rate 172967GF2 1,416,000 $1,459,386.24 0.93%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 1,400,000 $1,455,146.00 0.92%
STANDARD CHARTERED PLC Variable rate 853254BH2 1,400,000 $1,455,146.00 0.92%
ING GROEP NV 6.50% 456837AF0 1,400,000 $1,402,100.00 0.89%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 1,300,000 $1,374,120.30 0.87%
LIBERTY MUTUAL GROUP INC Variable rate, due 06/15/2088 53079EAR5 900,000 $1,351,543.50 0.86%
DCP MIDSTREAM LLC Variable rate, due 05/21/2043 23311RAH9 1,414,000 $1,318,555.00 0.84%
HSBC HOLDINGS PLC Variable rate 404280AT6 1,270,000 $1,288,573.75 0.82%
SOCIETE GENERALE Variable rate 83367TBF5 1,221,000 $1,262,990.19 0.80%
INTESA SANPAOLO SPA Variable rate 46115HAU1 1,300,000 $1,226,387.50 0.78%
JPMORGAN CHASE & CO Series R, Variable rate 48126HAA8 1,100,000 $1,146,079.00 0.73%
BNP PARIBAS Variable rate 05565AAQ6 1,081,000 $1,123,250.89 0.71%
ENERGY TRANSFER PARTNERS Variable rate, due 11/01/2066 29273RBA6 1,395,000 $1,119,487.50 0.71%
DANSKE BANK A/S Variable rate K222736J8 1,200,000 $1,107,223.20 0.70%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 1,000,000 $1,097,285.00 0.70%
CREDIT AGRICOLE SA Variable rate F22797RT7 1,000,000 $1,068,738.00 0.68%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 1,000,000 $1,065,000.00 0.68%
CITIGROUP INC Series O, Variable rate 172967JK8 1,050,000 $1,060,862.25 0.67%
NEXTERA ENERGY CAPITAL Variable rate, due 05/01/2079 65339KBK5 1,025,000 $1,048,674.73 0.67%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 1,000,000 $1,035,500.00 0.66%
PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 744320AM4 1,000,000 $1,046,715.00 0.66%
UBS GROUP AG Variable rate H4209UAN6 1,000,000 $1,027,780.00 0.65%
BARCLAYS PLC Variable rate 06738EBA2 1,000,000 $1,000,740.00 0.64%
JPMORGAN CHASE & CO Series 1, Variable rate 46625HHA1 1,001,000 $1,007,991.99 0.64%
LAND O'LAKES INC 7.25% 514666AM8 1,000,000 $975,000.00 0.62%
SWEDBANK AB Variable rate W94232TS9 1,000,000 $980,111.00 0.62%
CATLIN INSURANCE CO LTD Preferred, Variable rate G1970AAA2 1,000,000 $961,715.00 0.61%
STANDARD CHARTERED PLC Variable rate 853254BA7 900,000 $929,250.00 0.59%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 900,000 $901,309.50 0.57%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 800,000 $821,564.64 0.52%
COBANK ACB Variable rate 19075QAC6 723,000 $764,572.50 0.49%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 850,000 $774,957.75 0.49%
BANK OF AMERICA CORP Series Z, Variable rate 060505EL4 700,000 $762,573.00 0.48%
DAI-ICHI MUTUAL LIFE Variable rate 23380YAB3 700,000 $750,109.50 0.48%
PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 69352PAC7 800,000 $742,628.00 0.47%
WELLS FARGO & COMPANY Series K, Preferred, Variable rate 949746PM7 700,000 $707,875.00 0.45%
UNICREDIT SPA Variable rate, due 04/02/2034 904678AQ2 700,000 $698,583.39 0.44%
NORDEA BANK AB Variable rate 65557DAL5 600,000 $592,884.00 0.38%
EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 299808AE5 630,000 $561,764.70 0.36%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 500,000 $531,907.50 0.34%
SOCIETE GENERALE Variable rate F43628C73 500,000 $512,500.00 0.33%
GENERAL MOTORS FINL CO Variable rate 37045XCM6 500,000 $477,892.50 0.30%
AEGON NV Variable rate, due 04/11/2048 007924AJ2 450,000 $456,396.75 0.29%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 400,000 $403,586.00 0.26%
SOCIETE GENERALE Variable rate F8586CRW4 400,000 $413,756.00 0.26%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 400,000 $404,390.20 0.26%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 375,000 $345,000.00 0.22%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AW8 300,000 $311,614.50 0.20%
BNP PARIBAS Variable rate 05565AAN3 300,000 $322,762.50 0.20%
CREDIT AGRICOLE SA Variable rate 225313AL9 300,000 $304,692.00 0.19%
DNB BANK ASA Variable rate R16582YP8 300,000 $301,200.00 0.19%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 300,000 $302,014.50 0.19%
Lincoln National Corp. Variable rate, due 05/17/2066 534187AS8 350,000 $294,240.25 0.19%
BANK OF AMERICA CORP Series V, Variable rate 060505EG5 256,000 $256,208.64 0.16%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 250,000 $255,218.75 0.16%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 200,000 $218,593.00 0.14%
AMERICAN INTL GROUP Variable rate, due 04/01/2048 026874DM6 200,000 $199,657.00 0.13%
BNP PARIBAS Variable rate 05565ACA9 200,000 $205,091.00 0.13%
BNP PARIBAS Variable rate 05565AHN6 200,000 $200,878.00 0.13%
UBS GROUP AG Variable rate H4209UAP1 200,000 $212,500.00 0.13%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 200,000 $195,884.68 0.12%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAF8 200,000 $178,428.00 0.11%
ENERGY TRANSFER PARTNERS Variable rate 29278NAB9 100,000 $93,671.50 0.06%
Holdings are subject to change.

* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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