Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 
First Trust Institutional Preferred Securities and Income ETF (FPEI)
Holdings of the Fund as of 6/22/2018 *

Total Number of Holdings: 87

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
WELLS FARGO & COMPANY Series U, Variable rate 949746RN3 2,650,000 $2,739,437.50 3.31%
MORGAN STANLEY Series J, Variable rate 617474AA9 2,475,000 $2,552,343.75 3.08%
EMERA INC Variable rate, due 06/15/2076 290876AD3 2,400,000 $2,508,000.00 3.03%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 2,400,000 $2,448,000.00 2.96%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 2,100,000 $2,181,375.00 2.64%
BARCLAYS PLC Variable rate G0809LDY2 2,050,000 $2,147,375.00 2.59%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 1,800,000 $2,027,250.00 2.45%
MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 606839AA6 1,700,000 $1,855,125.00 2.24%
CITIGROUP INC Series P, Variable rate 172967JM4 1,800,000 $1,820,250.00 2.20%
CATLIN INSURANCE CO LTD Preferred, Variable rate 149206AA2 1,800,000 $1,797,750.00 2.17%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 1,700,000 $1,768,000.00 2.14%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 1,700,000 $1,760,159.60 2.13%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 1,500,000 $1,631,250.00 1.97%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 1,600,000 $1,628,160.00 1.97%
UNICREDIT SPA Variable rate T9T20LTJ7 1,700,000 $1,618,187.50 1.96%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 1,500,000 $1,543,125.00 1.86%
ENBRIDGE ENERGY PARTNERS 8.05%, due 10/01/2037 29250RAK2 1,500,000 $1,505,625.00 1.82%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 1,400,000 $1,413,230.00 1.71%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 1,395,000 $1,395,697.50 1.69%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 1,300,000 $1,388,556.00 1.68%
ASAHI MUTUAL LIFE INSURANCE Variable rate 1,300,000 $1,354,511.60 1.64%
CREDIT SUISSE GROUP AG Variable rate H9200RAA9 1,300,000 $1,357,336.50 1.64%
BANK OF AMERICA CORP Series Z, Variable rate 060505EL4 1,200,000 $1,276,500.00 1.54%
HSBC HOLDINGS PLC Variable rate 404280AT6 1,270,000 $1,265,237.50 1.53%
INTESA SANPAOLO SPA Variable rate 46115HAU1 1,300,000 $1,238,250.00 1.50%
HSBC HOLDINGS PLC Variable rate 404280BC2 1,168,000 $1,219,100.00 1.47%
BANCO SANTANDER SA Variable rate E2R99CFM4 1,200,000 $1,210,466.40 1.46%
ING GROEP NV 6.50% 456837AF0 1,200,000 $1,185,000.00 1.43%
BNP PARIBAS Variable rate 05565AAQ6 1,081,000 $1,137,752.50 1.37%
JPMORGAN CHASE & CO Series R, Variable rate 48126HAA8 1,100,000 $1,128,050.00 1.36%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 1,000,000 $1,125,000.00 1.36%
LAND O'LAKES INC 7.25% 514666AM8 1,000,000 $1,092,500.00 1.32%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 1,000,000 $1,089,500.00 1.32%
CITIGROUP INC Series O, Variable rate 172967JK8 1,050,000 $1,080,187.50 1.31%
SOCIETE GENERALE Variable rate 83367TBF5 1,021,000 $1,058,011.25 1.28%
ENTERPRISE PRODUCTS OPERATING LLC Variable rate, due 08/01/2066 293791AV1 1,000,000 $1,008,010.00 1.22%
SWEDBANK AB Variable rate W94232TS9 1,000,000 $1,004,964.00 1.21%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 958,000 $978,298.71 1.18%
LIBERTY MUTUAL GROUP INC Variable rate, due 03/15/2037 53079EAQ7 1,000,000 $977,734.07 1.18%
STANDARD CHARTERED PLC Variable rate 853254BA7 900,000 $932,625.00 1.13%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 900,000 $915,750.00 1.11%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 900,000 $861,750.00 1.04%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 800,000 $835,160.00 1.01%
JPMORGAN CHASE & CO Series S, Variable rate 46625HJQ4 750,000 $816,487.50 0.99%
SOCIETE GENERALE Variable rate 83367TBH1 800,000 $790,198.40 0.95%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 700,000 $768,250.00 0.93%
DAI-ICHI MUTUAL LIFE Variable rate 23380YAB3 700,000 $763,350.00 0.92%
COBANK ACB Variable rate 19075QAC6 723,000 $749,185.61 0.91%
LIBERTY MUTUAL GROUP INC 7.80%, due 03/15/2037 53079EAN4 621,000 $734,332.50 0.89%
JPMORGAN CHASE & CO Series 1, Varaiable rate 46625HHA1 700,000 $703,500.00 0.85%
DANSKE BANK A/S Variable rate K222736J8 700,000 $675,500.00 0.82%
FUKOKU MUTUAL LIFE INSURANCE CO Variable rate J17074AB1 600,000 $651,000.00 0.79%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 600,000 $615,000.00 0.74%
LIBERTY MUTUAL GROUP INC Variable rate, due 06/15/2088 53079EAR5 400,000 $601,000.00 0.73%
NORDEA BANK AB Variable rate 65557DAL5 600,000 $593,250.00 0.72%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 500,000 $522,052.50 0.63%
ING GROEP NV Variable rate 500,000 $515,775.50 0.62%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 500,000 $498,750.00 0.60%
GENERAL MOTORS FINL CO Variable rate 37045XCA2 500,000 $486,875.00 0.59%
AEGON NV Variable rate, due 04/11/2048 007924AJ2 450,000 $436,777.37 0.53%
AES GENER SA Variable rate, due 12/18/2073 P0607LAA1 425,000 $438,812.50 0.53%
ENERGY TRANSFER PARTNERS Variable rate, due 11/01/2066 29273RBA6 500,000 $437,650.00 0.53%
CREDIT AGRICOLE SA Variable rate 225313AJ4 400,000 $430,952.40 0.52%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 400,000 $429,080.00 0.52%
BANK OF AMERICA CORP Variable rate 060505EU4 400,000 $422,500.00 0.51%
BANK OF AMERICA CORP Series AA, Variable rate 060505EN0 400,000 $416,932.00 0.50%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 400,000 $417,100.00 0.50%
SOCIETE GENERALE Variable rate F8586CRW4 400,000 $414,500.00 0.50%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 400,000 $412,977.72 0.50%
STANDARD CHARTERED PLC Variable rate 853254BH2 400,000 $416,000.00 0.50%
ASSURED GUARANTY MUNICIPAL HOLDINGS INC Variable rate, due 12/15/2066 31769PAB6 400,000 $392,000.00 0.47%
DCP MIDSTREAM PARTNERS Variable rate 23311PAA8 400,000 $386,750.00 0.47%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAF8 400,000 $364,500.00 0.44%
SOCIETE GENERALE Variable rate 83368JKG4 320,000 $328,800.00 0.40%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AW8 300,000 $314,400.00 0.38%
BNP PARIBAS Variable rate 05565AAN3 300,000 $310,500.00 0.38%
JPMORGAN CHASE & CO Series X, Variable rate 48126HAC4 300,000 $310,308.00 0.37%
DNB BANK ASA Variable rate R16582YP8 300,000 $300,768.60 0.36%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 300,000 $285,401.27 0.34%
UBS GROUP AG Variable rate H4209BAB4 200,000 $205,104.00 0.25%
WELLS FARGO & COMPANY Series K, Preferred, Variable rate 949746PM7 200,000 $203,000.00 0.25%
AMERICAN INTL GROUP Variable rate, due 04/01/2048 026874DM6 200,000 $196,548.00 0.24%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 200,000 $195,093.86 0.24%
BNP PARIBAS Variable rate 05565ACA9 200,000 $201,000.00 0.24%
NISOURCE INC Variable rate 65473PAC9 200,000 $200,000.00 0.24%
ENERGY TRANSFER PARTNERS Variable rate 29278NAB9 200,000 $183,375.00 0.22%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 150,000 $153,750.00 0.19%
Holdings are subject to change.

* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2018 All rights reserved.