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First Trust Preferred Securities and Income ETF (FPE)
Holdings of the Fund as of 9/24/2018 *

Total Number of Holdings: 245

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
GMAC Capital Trust I, Series 2, Variable Rate, Due 02/15/2040 ALLY.A 2,857,557 $74,753,691.12 2.13%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 61,645,000 $68,580,062.50 1.95%
ENBRIDGE ENERGY PARTNERS 8.05%, due 10/01/2037 29250RAK2 61,498,441 $61,529,000.82 1.75%
BARCLAYS PLC Variable rate G0809LDY2 54,000,000 $56,201,418.00 1.60%
EMERA INC Variable rate, due 06/15/2076 290876AD3 52,342,000 $56,136,795.00 1.60%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 47,700,000 $50,690,122.20 1.44%
CATLIN INSURANCE CO LTD Preferred, Variable rate 149206AA2 49,197,000 $48,828,022.50 1.39%
Farm Credit Bank of Texas, Series 1, 10% FCBTP 39,800 $45,770,000.00 1.30%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 40,373,000 $44,309,367.50 1.26%
WELLS FARGO & COMPANY Series K, Preferred, Variable rate 949746PM7 42,877,000 $43,540,735.96 1.24%
UNICREDIT SPA Variable rate T9T20LTJ7 43,450,000 $41,877,414.15 1.19%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 39,138,000 $41,411,761.25 1.18%
CREDIT AGRICOLE SA Variable rate 225313AJ4 36,000,000 $39,829,356.00 1.13%
INTESA SANPAOLO SPA Variable rate 46115HAU1 41,425,000 $39,768,000.00 1.13%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 37,681,000 $39,282,442.51 1.12%
BNP PARIBAS Variable rate 05565AAQ6 37,000,000 $38,988,750.00 1.11%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 35,300,000 $38,106,350.00 1.09%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 36,521,000 $37,616,630.00 1.07%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 35,300,000 $37,616,386.00 1.07%
HSBC HOLDINGS PLC Variable rate 404280AT6 37,119,000 $37,119,000.00 1.06%
Xlit Ltd, Series D, Variable Rate XLGLF 35,981 $36,205,881.25 1.03%
CITIGROUP INC Variable rate 172967KM2 34,250,000 $35,791,250.00 1.02%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 35,000,000 $34,063,632.05 0.97%
LAND O'LAKES INC 8% 514666AK2 31,000,000 $33,790,000.00 0.96%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 31,464,000 $32,683,230.00 0.93%
DANSKE BANK A/S Variable rate K222736J8 32,713,000 $30,500,783.38 0.87%
JPMORGAN CHASE & CO Series 1, Varaiable rate 46625HHA1 30,145,000 $30,265,580.00 0.86%
Enstar Group Limited, Series D, 7.000%, Variable Rate ESGRP 1,129,546 $29,594,105.20 0.84%
Morgan Stanley, Series F, 6.875%, Variable Rate MS.F 1,062,801 $29,630,891.88 0.84%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 28,148,000 $29,097,995.00 0.83%
PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 69352PAC7 28,783,000 $28,490,276.89 0.81%
SOCIETE GENERALE Variable rate 83368JKG4 27,200,000 $28,254,000.00 0.80%
MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 606839AA6 25,440,000 $27,666,000.00 0.79%
New York Community Bancorp, Inc., Series A, 6.375%, Variable Rate NYCB.A 1,036,165 $27,841,753.55 0.79%
SLM Corporation, Series B, Variable Rate SLMBP 400,859 $27,839,657.55 0.79%
VEREIT, Inc., Series F, 6.700% VER.F 1,102,671 $27,666,015.39 0.79%
ENERGY TRANSFER PARTNERS Variable rate, due 11/01/2066 29273RBA6 29,460,000 $26,366,700.00 0.75%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 23,748,000 $25,915,005.00 0.74%
Reinsurance Group of America, Incorporated, 5.750%, Variable Rate, Due 06/15/2056 RZB 987,158 $25,300,859.54 0.72%
ING GROEP NV Variable rate 24,500,000 $24,970,302.00 0.71%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 24,000,000 $24,600,000.00 0.70%
HSBC HOLDINGS PLC Variable rate 404280BC2 23,500,000 $24,440,000.00 0.70%
Aspen Insurance Holdings Limited, 5.950%, Variable Rate AHL.C 937,037 $23,885,073.13 0.68%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 22,210,000 $23,736,937.50 0.68%
Morgan Stanley, Series E, 7.125%, Variable Rate MS.E 828,992 $23,725,751.04 0.68%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 23,397,000 $23,946,829.50 0.68%
CITIGROUP INC Series O, Variable rate 172967JK8 23,000,000 $23,488,750.00 0.67%
United States Cellular Corporation, 7.250%, Due 12/01/2064 UZC 906,087 $23,549,201.13 0.67%
Qwest Corporation, 6.875%, Due 10/01/2054 CTV 928,956 $23,177,452.20 0.66%
LA MONDIALE Variable rate F62738AK9 22,202,000 $22,757,982.48 0.65%
Huntington Bancshares Incorporated, Series D, 6.250% HBANO 856,931 $22,365,899.10 0.64%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 20,300,000 $22,190,539.00 0.63%
COBANK ACB Variable rate 19075QAC6 20,474,000 $21,835,521.00 0.62%
American Homes 4 Rent, Series E, 6.350% AMH.E 872,816 $21,558,555.20 0.61%
BANK OF AMERICA CORP Series Z, Variable rate 060505EL4 20,000,000 $21,590,400.00 0.61%
ING GROEP NV 6.50% 456837AF0 22,179,000 $21,484,797.30 0.61%
GENERAL MOTORS FINL CO Variable rate 37045XCM6 21,300,000 $20,948,550.00 0.60%
Apollo Investment Corporation, 6.875%, Due 07/15/2043 AIY 809,637 $20,597,165.28 0.59%
Citigroup Capital XIII, Variable Rate, due 10/30/2040 C.N 763,434 $20,574,546.30 0.59%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 20,000,000 $20,700,000.00 0.59%
SOCIETE GENERALE Variable rate F8586CRW4 20,000,000 $20,875,000.00 0.59%
STANDARD CHARTERED PLC Variable rate 853254BA7 20,000,000 $20,575,000.00 0.59%
STANDARD CHARTERED PLC Variable rate 853254BH2 20,000,000 $20,600,000.00 0.59%
The Goldman Sachs Group, Inc., Series K, 6.375%, Variable Rate GS.K 769,133 $20,605,073.07 0.59%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 19,299,000 $20,292,126.54 0.58%
AEGON NV Variable rate, due 04/11/2048 007924AJ2 20,550,000 $20,036,250.00 0.57%
UBS GROUP AG Variable rate H4209BAB4 18,750,000 $20,008,312.50 0.57%
BANCO SANTANDER SA Variable rate E2R99CFM4 19,400,000 $19,316,987.40 0.55%
JPMORGAN CHASE & CO Variable rate 46625HKK5 18,651,000 $19,187,216.25 0.55%
LIBERTY MUTUAL GROUP INC 7.80%, due 03/15/2037 53079EAN4 16,099,000 $18,956,572.50 0.54%
BANK OF AMERICA CORP Variable rate 060505EU4 17,000,000 $18,253,750.00 0.52%
CHS Inc., Series 3, 6.750%, Variable Rate CHSCM 675,622 $17,822,908.36 0.51%
ENBRIDGE INC Variable rate, due 07/15/2077 29250NAS4 19,167,000 $17,814,945.83 0.51%
CHS Inc., Series 2, 7.100%, Variable Rate CHSCN 631,556 $17,184,638.76 0.49%
People's United Financial, Inc., Series A, 5.625%, Variable Rate PBCTP 667,428 $17,186,271.00 0.49%
Qwest Corp, 6.75%, Due 06/15/2057 CTDD 682,017 $16,368,408.00 0.47%
SOCIETE GENERALE Variable rate 83367TBF5 15,000,000 $15,656,250.00 0.45%
CREDIT AGRICOLE SA Variable rate 225313AB1 14,651,000 $15,286,150.15 0.44%
UNICREDIT SPA Variable rate, due 06/19/2032 904678AF6 17,000,000 $15,399,603.00 0.44%
LLOYDS TSB BANK PLC Variable rate 539473AE8 12,100,000 $14,815,191.60 0.42%
SOCIETE GENERALE Variable rate 83367TBH1 15,000,000 $14,738,190.00 0.42%
NORDEA BANK AB Variable rate 65557DAL5 14,680,000 $14,478,150.00 0.41%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 14,345,000 $14,558,618.71 0.41%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 14,381,000 $14,488,857.50 0.41%
FORTEGRA FINANCIAL CORP Variable rate, due 10/15/2057 34954WAA2 13,700,000 $13,939,750.00 0.40%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 13,845,000 $14,139,206.25 0.40%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 14,000,000 $13,611,764.74 0.39%
Global Indemnity Limited, Series *, 7.75%, Due 08/15/2045 GBLIZ 537,234 $13,769,307.42 0.39%
NuStar Logistics, L.P., Variable Rate, Due 01/15/2043 NSS 535,274 $13,810,069.20 0.39%
ASAHI MUTUAL LIFE INSURANCE Variable rate 12,900,000 $13,347,939.60 0.38%
Annaly Capital Management, Inc., Series F, 6.95% Variable Rate NLY.F 513,007 $13,056,028.15 0.37%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 13,238,000 $12,860,499.90 0.37%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AW8 12,200,000 $12,791,700.00 0.36%
Colony Capital, Inc., Series J, 7.125% CLNY.J 540,042 $12,474,970.20 0.36%
KONINKLIJKE KPN NV Variable rate, due 03/28/3073 50048VAA8 11,882,000 $12,698,887.50 0.36%
State Street Corporation, Series G, 5.350%, Variable Rate STT.G 488,187 $12,568,374.59 0.36%
BNP PARIBAS Variable rate 05565ACA9 12,161,000 $12,358,616.25 0.35%
CITIGROUP INC Series P, Variable rate 172967JM4 12,000,000 $12,180,600.00 0.35%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 12,016,000 $12,286,360.00 0.35%
Global Indemnity Limited, 7.875%, Due 04/15/2047 GBLIL 451,698 $11,789,317.80 0.34%
UBS GROUP AG Variable rate H4209BAD0 11,820,000 $12,062,310.00 0.34%
Wintrust Financial Corporation, Series D, 6.500%, Variable Rate WTFCM 440,952 $11,848,380.24 0.34%
AEGON N.V., 6.375% AEH 456,667 $11,699,808.54 0.33%
BNP PARIBAS Variable rate 05565AAN3 10,950,000 $11,497,500.00 0.33%
Delphi Financial Group, Variable Rate, Due 05/15/2037 TKOM3816208 500,537 $11,574,918.14 0.33%
Regions Financial Corporation, Series A, 6.375% RF.A 454,851 $11,475,890.73 0.33%
WELLS FARGO & COMPANY Series U, Variable rate 949746RN3 11,000,000 $11,550,000.00 0.33%
BPCE SA Variable rate 05571AAA3 10,498,000 $11,259,105.00 0.32%
Integrys Energy Group, Inc., 6.000%, Variable Rate, Due 08/01/2073 IEH 429,853 $11,208,417.12 0.32%
MFA Financial, Inc., 8.00%, Due 04/15/2042 MFO 442,731 $11,378,186.70 0.32%
AES GENER SA Variable rate, due 12/18/2073 P0607LAA1 10,750,000 $11,045,625.00 0.31%
AmTrust Financial Services, Inc., Series F, 6.95% AFSI.F 632,914 $10,772,196.28 0.31%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAF8 12,200,000 $11,046,002.00 0.31%
DCP MIDSTREAM PARTNERS Variable rate 23311PAA8 11,000,000 $10,965,625.00 0.31%
Just Energy Group Inc, Series A, 8.50% Variable Rate JE.A 517,073 $11,007,294.89 0.31%
CITIGROUP INC Variable rate 172967KD2 10,000,000 $10,440,000.00 0.30%
JPMORGAN CHASE & CO Series R, Variable rate 48126HAA8 10,000,000 $10,362,500.00 0.30%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 9,528,000 $10,040,320.56 0.29%
LAND O'LAKES INC 7.25% 514666AM8 9,720,000 $10,133,100.00 0.29%
SOCIETE GENERALE Variable rate F849BQAA2 10,000,000 $10,093,250.00 0.29%
BANCO MERCANTIL DEL NORTE Variable rate, due 10/04/2031 05962GAF6 10,600,000 $9,990,606.00 0.28%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 9,660,000 $9,746,940.00 0.28%
LLOYDS BANK PLC Variable rate G4715MNG3 8,088,000 $9,902,914.85 0.28%
PartnerRe Ltd., Series H, 7.250% PRE.H 362,392 $9,791,832.03 0.28%
BANK OF AMERICA CORP Series AA, Variable rate 060505EN0 8,725,000 $9,154,706.25 0.26%
BARCLAYS PLC Variable rate 06738EBA2 9,000,000 $9,067,500.00 0.26%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 9,000,000 $9,157,500.00 0.26%
Colony Capital, Inc., Series E, 8.75% CLNY.E 352,584 $9,117,822.24 0.26%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 9,000,000 $9,056,250.00 0.26%
JPMorgan Chase & Co., Series DD, 5.75% JPMLL 357,911 $8,971,039.22 0.26%
Kinder Morgan GP Inc, Series 144A, Variable Rate, Due 08/18/2057 KMRFZ 10,000 $9,146,257.00 0.26%
AMERICAN INTL GROUP Variable rate, due 04/01/2048 026874DM6 8,825,000 $8,615,406.25 0.25%
BANCO MERCANTIL DE NORTE Variable rate 05962GAJ8 8,500,000 $8,627,500.00 0.25%
National General Hldg Co, 7.625%, Due 09/15/2055 NGHCZ 340,861 $8,616,966.08 0.25%
The Royal Bank of Scotland Group Plc, Series S, 6.60% RBS.S 348,201 $8,875,643.49 0.25%
Banc of California, Inc., Series E, 7.00% BANC.E 322,630 $8,391,606.30 0.24%
Bank of America Corporation, Series HH, 5.875% BAC.K 337,023 $8,570,494.89 0.24%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 7,700,000 $8,489,250.00 0.24%
Enbridge Inc., Series B, 6.375% Variable Rate, Due 04/15/2078 ENBA 327,514 $8,331,956.16 0.24%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 8,900,000 $8,366,000.00 0.24%
JPMORGAN CHASE & CO Series S, Variable rate 46625HJQ4 7,663,000 $8,381,406.25 0.24%
NISOURCE INC Variable rate 65473PAC9 8,600,000 $8,524,750.00 0.24%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CJ4 8,310,000 $8,559,300.00 0.24%
AG INSURANCE SA/NV Variable rate B0R399AA2 7,800,000 $7,921,789.20 0.23%
AGNC Investment Corp., Series C, 7.00% Variable Rate AGNCN 299,401 $7,923,647.55 0.23%
Apollo Management LLC, Series B, 6.375% APO.B 319,435 $7,915,599.30 0.23%
CHS Inc., Series 4, 7.50% CHSCL 288,526 $7,931,579.74 0.23%
eBay Inc., 6.000%, Due 02/01/2056 EBAYL 313,358 $8,219,380.34 0.23%
LAND O'LAKES INC 7% 514666AN6 8,000,000 $8,120,000.00 0.23%
LIBERTY MUTUAL GROUP INC Variable rate, due 03/15/2037 53079EAQ7 8,040,000 $7,899,300.00 0.23%
American Homes 4 Rent, Series D, 6.500% AMH.D 305,948 $7,673,175.84 0.22%
AmTrust Financial Services, Inc., Series E, 7.75% AFSI.E 412,360 $7,793,604.00 0.22%
Bank of America Corporation, Series CC, 6.200% BAC.C 290,440 $7,600,814.80 0.22%
Global Net Lease, Inc., Series A, 7.25% GNL.A 304,945 $7,654,119.50 0.22%
JPMORGAN CHASE & CO Series X, Variable rate 48126HAC4 7,270,000 $7,566,252.50 0.22%
Two Harbors Investment Corp., Series B, 7.625% Variable Rate TWO.B 299,222 $7,719,927.60 0.22%
CMS Energy Corp., 5.875%, Due 10/15/2078 CMS 292,161 $7,403,359.74 0.21%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 7,500,000 $7,500,090.38 0.21%
ING Groep N.V., 6.125% ISG 283,781 $7,324,387.61 0.21%
RABOBANK NEDERLAND Variable rate N72778AJ7 6,850,000 $7,243,875.00 0.21%
Synovus Financial Corp., Series D, 6.300%, Variable Rate SNV.D 287,295 $7,469,670.00 0.21%
UBS GROUP AG Variable rate H4209BAC2 7,000,000 $7,201,887.00 0.21%
ZIONS BANCORPORATION Preferred, Series J, Variable rate 989701BF3 7,000,000 $7,507,500.00 0.21%
AmTrust Financial Services, Inc., 7.500%, Due 09/15/2055 AFST 281,016 $6,893,322.48 0.20%
Qwest Corporation, 6.500%, Due 09/01/2056 CTBB 291,501 $6,850,273.50 0.20%
RABOBANK NEDERLAND Variable rate 749770AQ6 6,621,000 $7,001,707.50 0.20%
AMERICAN EXPRESS CO Variable rate 025816BL2 6,500,000 $6,516,250.00 0.19%
Citigroup Inc., Series K, 6.875%, Variable Rate C.K 236,105 $6,573,163.20 0.19%
SCE Trust V, Series K, 5.450%, Variable Rate SCE.K 266,378 $6,672,768.90 0.19%
United States Cellular Corporation, 7.250%, Due 12/01/2063 UZB 266,104 $6,844,194.88 0.19%
BPCE SA Variable rate F11494AA3 5,797,000 $6,217,282.50 0.18%
FRIENDS LIFE GROUP PLC Variable rate G8138JAA7 6,201,000 $6,241,318.91 0.18%
NORDEA BANK AB Variable rate 65557CAN3 6,371,000 $6,283,398.75 0.18%
PNC FINANCIAL SERVICES Variable rate 693475AK1 5,859,000 $6,320,396.25 0.18%
ENERGY TRANSFER PARTNERS Variable rate 29278NAB9 6,300,000 $6,059,812.50 0.17%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 6,000,000 $6,105,000.00 0.17%
Farmland Partners Inc, Series B, 6.00% FPI.B 268,154 $6,071,006.56 0.17%
VIVAT NV Variable rate N9353HAB7 6,000,000 $6,109,146.00 0.17%
AmTrust Financial Services, Inc., 7.250%, Due 06/15/2055 AFSS 237,520 $5,610,222.40 0.16%
MACQUARIE BANK LONDON Variable rate 55608XAC1 6,084,000 $5,574,465.00 0.16%
PPL Capital Funding, Inc., Series B, 5.900%, Due 04/30/2073 PPX 222,508 $5,613,876.84 0.16%
SWEDBANK AB Variable rate W94232TS9 5,600,000 $5,691,347.20 0.16%
CREDIT SUISSE GROUP AG Variable rate H919B9YE5 5,175,000 $5,401,406.25 0.15%
EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 299808AE5 5,200,000 $5,135,000.00 0.15%
Sovereign REIT, Series 144A, 12% SOV.144A 4,556 $5,364,690.00 0.15%
Wells Fargo & Company, Series V, 6.000% WFC.V 203,756 $5,234,491.64 0.15%
Ares Management LP, Series A, 7.00% ARES.A 187,657 $5,001,059.05 0.14%
BANCO MERCANTIL DE NORTE Variable rate 05962GAH2 4,900,000 $4,923,324.00 0.14%
GENERAL MOTORS FINL CO Variable rate 37045XCA2 5,000,000 $4,762,500.00 0.14%
Oaktree Capital Group, LLC, Series B, 6.55% OAK.B 193,104 $4,823,737.92 0.14%
Zions Bancorporation, Series G, 6.300%, Variable Rate ZB.G 185,888 $4,924,173.12 0.14%
Fifth Third Bancorp, Series I, 6.625%, Variable Rate FITBI 157,626 $4,424,561.82 0.13%
Invesco Mortgage Capital, Series B, 7.75% Variable Rate IVR.B 180,599 $4,637,782.32 0.13%
MEIJI YASUDA LIFE INSURANCE Variable rate, due 04/26/2048 585270AC5 4,400,000 $4,449,500.00 0.13%
Oaktree Capital Group, LLC, Series A, 6.625% OAK.A 183,500 $4,618,695.00 0.13%
PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 744320AM4 4,435,000 $4,617,943.75 0.13%
The Hartford Financial Services Group, Inc., 7.875%, Variable Rate, Due 04/15/2042 HGH 158,099 $4,501,078.53 0.13%
Two Harbors Investment Corp., Series C, 7.25% Variable Rate TWO.C 181,188 $4,466,284.20 0.13%
CITIGROUP INC Variable rate 172967JZ5 4,000,000 $4,140,380.00 0.12%
CNP ASSURANCES Variable rate F1876NAU6 4,200,000 $4,313,467.20 0.12%
Farm Credit Bank of Texas, Series 144A, 6.75% Variable Rate FARMCB.144A 37,840 $4,067,800.00 0.12%
Fnb Corp, 7.25% Variable Rate FNB.E 148,913 $4,242,531.37 0.12%
FUKOKU MUTUAL LIFE INSURANCE CO Variable rate J17074AB1 4,020,000 $4,339,087.50 0.12%
Valley National Bancorp, Series A, 6.250%, Variable Rate VLY.A 158,367 $4,150,799.07 0.12%
KeyCorp, Series E, 6.125%, Variable Rate KEY.I 147,842 $3,966,600.86 0.11%
Maiden Holdings North America, Ltd., 7.750%, Due 12/01/2043 MHNC 191,690 $3,964,149.20 0.11%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 3,655,000 $3,974,812.50 0.11%
Urstadt Biddle Properties Inc., Series H, 6.25% UBP.H 153,797 $3,825,669.62 0.11%
Valley National Bancorp, Series B, 5.50% Variable Rate VLY.B 146,006 $3,686,651.50 0.11%
DNB BANK ASA Variable rate R16582YP8 3,600,000 $3,613,723.20 0.10%
MB Financial, Inc., Series C, 6.00% MBFIO 135,357 $3,406,935.69 0.10%
Stifel Financial Corp., Series A, 6.250% SF.A 132,219 $3,350,429.46 0.10%
National General Hldg Co, Series C, 7.50% NGHCN 132,415 $3,257,409.00 0.09%
UBS GROUP AG Variable rate H4209BAE8 3,000,000 $3,101,151.00 0.09%
Agribank Fcb, 6.875% Variable Rate AGRIP 25,467 $2,725,223.67 0.08%
Capital One Financial Corporation, Series D, 6.700% COF.D 103,733 $2,729,215.23 0.08%
Capital One Financial Corporation, Series F, 6.20% COF.F 106,805 $2,753,432.90 0.08%
CoBank ACB, Series H, 6.20% Variable Rate CKNQP 27,556 $2,948,492.00 0.08%
Compeer Financial ACA, Series 144A, 6.75% Variable Rate AGSTAR.144A 2,500 $2,687,500.00 0.08%
Morgan Stanley, Series I, 6.375%, Variable Rate MS.I 104,600 $2,817,924.00 0.08%
The Phoenix Companies, Inc., 7.45%, Due 01/15/2032 PFX 148,356 $2,696,370.31 0.08%
The Southern Company, 6.250%, Due 10/15/2075 SOJA 109,677 $2,845,021.38 0.08%
Taubman Centers, Inc, Series J, 6.50% TCO.J 103,161 $2,579,025.00 0.07%
CITIGROUP INC Preferred, Variable rate 172967GD7 1,986,000 $2,032,174.50 0.06%
CoBank ACB, Series G, 6.125% CBKLP 22,584 $2,269,917.84 0.06%
HBOS CAPITAL FUNDING LP Preferred, 6.85% G43646AB7 2,000,000 $2,027,612.00 0.06%
JPMORGAN CHASE & CO Series U, Variable rate 46625HJW1 2,000,000 $2,077,500.00 0.06%
AES GENER SA Variable rate, due 12/18/2073 00105DAD7 1,500,000 $1,541,250.00 0.04%
Aspen Insurance Holdings Limited, 5.625% AHL.D 55,473 $1,328,023.62 0.04%
CoBank ACB, Series F, 6.25% Variable Rate CBKPP 13,800 $1,442,100.00 0.04%
Western Alliance Bancorp, 6.25%, Due 07/01/2056 WALA 55,265 $1,397,651.85 0.04%
CATLIN INSURANCE CO LTD Preferred, Variable rate G1970AAA2 1,100,000 $1,091,750.00 0.03%
CNP ASSURANCES Variable rate F1876NAT9 1,100,000 $1,103,980.90 0.03%
Colony Capital, Inc., Series I, 7.15% CLNY.I 38,743 $894,963.30 0.03%
CREDIT AGRICOLE SA Variable rate F22797RT7 1,000,000 $1,062,686.00 0.03%
Energy Transfer Partners, L.P., Series D, 7.625% Variable Rate ETP.D 41,551 $1,077,001.92 0.03%
LIBERTY MUTUAL GROUP INC Variable rate, due 06/15/2088 53079EAR5 465,000 $697,500.00 0.02%
W.R. Berkley Corporation, 5.750%, Due 06/01/2056 WRB.D 32,399 $801,227.27 0.02%
CHS Inc., Series 1, 7.875% CHSCO 7,553 $213,825.43 0.01%
MORGAN STANLEY Series J, Variable rate 617474AA9 500,000 $514,510.00 0.01%
Wells Fargo Real Estate Investment Corporation, Series A, 6.375% WFE.A 19,621 $504,063.49 0.01%
BARCLAYS PLC Variable rate 06738EAB1 566 $570.99 0.00%
Citigroup Inc., Series S, 6.300% C.S 4,897 $127,664.79 0.00%
Validus Holdings Ltd., 5.800% VR.B 315 $7,906.50 0.00%
Wells Fargo & Company, Series W, 5.700% WFC.W 156 $3,907.80 0.00%
Holdings are subject to change.

* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
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