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First Trust Preferred Securities and Income ETF (FPE)
Holdings of the Fund as of 4/2/2020

Total Number of Holdings (excluding cash): 273

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
US Dollar $USD 160,512,307 $160,512,306.51 3.77%
EMERA INC Variable rate, due 06/15/2076 290876AD3 121,043,000 $112,175,995.04 2.63%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 85,130,000 $91,965,939.00 2.16%
BARCLAYS PLC Variable rate G0809LDY2 89,190,000 $81,720,337.50 1.92%
BARCLAYS PLC Variable rate 06738EBG9 82,600,000 $74,603,907.00 1.75%
NISOURCE INC 5.65% 65473PAG0 70,220,000 $61,828,007.80 1.45%
GMAC Capital Trust I, Series 2, Variable Rate, Due 02/15/2040 ALLY.A 2,856,863 $54,966,044.12 1.29%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 50,221,000 $53,070,790.65 1.25%
GOLDMAN SACHS GROUP INC Variable rate 38148BAE8 54,467,000 $51,509,169.57 1.21%
CREDIT AGRICOLE SA Variable rate 225313AJ4 47,100,000 $48,840,062.40 1.15%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 50,100,000 $48,847,650.30 1.15%
UNICREDIT SPA Variable rate T9T20LTJ7 56,950,000 $48,749,200.00 1.14%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 56,481,000 $48,027,206.33 1.13%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 47,400,000 $46,704,405.00 1.10%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 54,828,000 $46,151,194.88 1.08%
Morgan Stanley, Series F, 6.875%, Variable Rate MS.F 1,791,994 $45,212,008.62 1.06%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 47,450,000 $43,402,277.75 1.02%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 51,623,000 $41,974,403.19 0.99%
ING GROEP NV Variable rate N4578EBG2 47,583,000 $41,844,061.95 0.98%
HSBC HOLDINGS PLC Variable rate 404280AT6 44,119,000 $40,647,496.50 0.95%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 38,949,000 $38,105,169.92 0.89%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 48,888,000 $36,262,429.56 0.85%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 36,281,000 $35,219,780.75 0.83%
CITIGROUP INC Variable rate 172967KM2 34,250,000 $34,621,098.75 0.81%
CREDIT AGRICOLE SA Variable rate 225313AL9 38,310,000 $34,505,625.45 0.81%
CITIGROUP INC Variable rate 172967MG3 37,600,000 $33,437,868.00 0.78%
SOCIETE GENERALE Variable rate 83368JKG4 35,700,000 $33,367,897.50 0.78%
BNP PARIBAS Variable rate 05565AHN6 37,040,000 $32,873,000.00 0.77%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 32,910,000 $32,638,327.95 0.77%
LAND O'LAKES INC 7% 514666AN6 37,821,000 $32,360,593.14 0.76%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 38,000,000 $32,366,310.00 0.76%
BANCO SANTANDER SA Variable rate E2R99CQ59 35,400,000 $31,417,500.00 0.74%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 41,800,000 $31,422,941.00 0.74%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 33,325,000 $31,336,330.63 0.74%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 36,220,000 $30,204,593.63 0.71%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 43,725,000 $29,965,835.63 0.70%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AW8 30,410,000 $30,006,915.46 0.70%
American Equity Investment Life Holding Company, Series A, 5.950% Variable Rate AEL.A 1,965,019 $29,337,733.67 0.69%
BNP PARIBAS Variable rate 05565AAQ6 30,600,000 $29,548,125.00 0.69%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 33,400,000 $29,586,889.00 0.69%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 32,571,000 $29,533,591.39 0.69%
INTESA SANPAOLO SPA Variable rate 46115HAU1 34,125,000 $28,944,654.38 0.68%
Athene Holding Ltd., Series A, 6.350% Variable Rate ATH.A 1,436,154 $28,565,103.06 0.67%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 28,100,000 $28,292,235.77 0.66%
LAND O'LAKES INC 8% 514666AK2 31,000,000 $28,055,000.00 0.66%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 33,100,000 $27,689,805.00 0.65%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 31,900,000 $27,553,842.56 0.65%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 27,899,000 $27,598,946.26 0.65%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 29,453,000 $27,400,273.17 0.64%
MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 606839AA6 25,440,000 $26,629,192.81 0.63%
UBS GROUP AG Variable rate 90352JAF0 28,500,000 $26,774,182.50 0.63%
Aegon Funding Company LLC, 5.100%, Due 12/15/2049 AEFC 1,397,414 $26,536,891.86 0.62%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 29,226,000 $26,612,350.68 0.62%
American Homes 4 Rent, Series E, 6.350% AMH.E 1,080,070 $25,414,047.10 0.60%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 33,100,000 $25,758,254.50 0.60%
Huntington Bancshares Incorporated, Series D, 6.250% HBANO 1,067,908 $25,149,233.40 0.59%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H4209UAN6 26,389,000 $25,169,036.53 0.59%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 25,677,000 $24,647,271.92 0.58%
CITIZENS FINANCIAL GROUP Variable rate 174610AP0 30,000,000 $24,920,850.00 0.58%
Citigroup Capital XIII, Variable Rate, due 10/30/2040 C.N 952,179 $24,404,347.77 0.57%
NORDEA BANK ABP 6.625% 65559CAA9 27,000,000 $24,390,045.00 0.57%
SOCIETE GENERALE Variable rate 83367TBF5 27,079,000 $24,271,313.89 0.57%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 23,748,000 $23,866,740.00 0.56%
Aspen Insurance Holdings Limited, 5.950%, Variable Rate AHL.C 1,176,001 $23,378,899.88 0.55%
Algonquin Power & Utilities Corp., Series 19-A, 6.200% Variable Rate, Due 07/01/2079 AQNB 1,001,972 $22,504,291.12 0.53%
METLIFE INC Variable rate 59156RBP2 27,018,000 $22,745,778.75 0.53%
National Rural Util Coop, 5.50%, Due 05/15/2064 NRUC 864,306 $22,039,803.00 0.52%
United States Cellular Corporation, 7.250%, Due 12/01/2064 UZC 1,064,597 $21,909,406.26 0.51%
People's United Financial, Inc., Series A, 5.625%, Variable Rate PBCTP 1,022,360 $21,469,560.00 0.50%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 22,900,000 $21,335,930.00 0.50%
ING GROEP NV 6.50% 456837AF0 25,179,000 $20,741,201.25 0.49%
Qwest Corporation, 6.875%, Due 10/01/2054 CTV 1,033,541 $20,753,503.28 0.49%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H4209BAE8 21,000,000 $20,422,206.00 0.48%
COBANK ACB Variable rate 19075QAC6 20,474,000 $20,064,520.00 0.47%
Enstar Group Limited, Series D, 7.000%, Variable Rate ESGRP 1,031,659 $20,168,933.45 0.47%
Delphi Financial Group, Variable Rate, Due 05/15/2037 TKOM3816208 856,232 $19,479,278.00 0.46%
DUKE ENERGY CORP Variable rate 26441CBG9 21,410,000 $19,386,647.95 0.46%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 22,558,000 $19,704,074.64 0.46%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 21,800,000 $18,708,651.00 0.44%
New York Community Bancorp, Inc., Series A, 6.375%, Variable Rate NYCB.A 962,879 $18,872,428.40 0.44%
CHS Inc., Series 3, 6.750%, Variable Rate CHSCM 854,437 $18,182,419.36 0.43%
Reinsurance Group of America, Incorporated, 5.750%, Variable Rate, Due 06/15/2056 RZB 910,477 $18,182,225.69 0.43%
DANSKE BANK A/S Variable rate K222736J8 21,313,000 $17,824,488.16 0.42%
SOCIETE GENERALE Variable rate F8586CRW4 20,000,000 $17,926,300.00 0.42%
CHS Inc., Series 2, 7.100%, Variable Rate CHSCN 787,181 $17,499,033.63 0.41%
TRUIST FINANCIAL CORP Variable rate 89832QAD1 20,715,000 $17,334,415.59 0.41%
BANK OF AMERICA CORP Variable rate 060505FP4 18,750,000 $17,190,093.75 0.40%
DOMINION ENERGY INC Series B, 4.65% 25746UDD8 18,800,000 $16,906,934.00 0.40%
Integrys Holding, Inc., 6.000%, Variable Rate, Due 08/01/2073 IEH 764,853 $16,941,493.95 0.40%
The Goldman Sachs Group, Inc., Series K, 6.375%, Variable Rate GS.K 673,634 $17,123,776.28 0.40%
Fifth Third Bancorp, Series A, 6.00% FITBP 733,096 $16,795,229.36 0.39%
JPMORGAN CHASE & CO Variable rate 46625HKK5 18,651,000 $16,789,909.97 0.39%
Qwest Corp, 6.75%, Due 06/15/2057 CTDD 849,855 $16,521,181.20 0.39%
ING GROEP NV Variable rate 456837AR4 18,780,000 $16,072,581.30 0.38%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 19,000,000 $16,165,865.00 0.38%
Sovereign REIT, Series 144A, 12% SOV.144A 15,300 $16,183,039.50 0.38%
CITIGROUP INC Variable rate 172967KD2 17,323,000 $15,640,070.55 0.37%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 19,000,000 $15,305,450.00 0.36%
FORTEGRA FINANCIAL CORP Variable rate, due 10/15/2057 34954WAA2 13,700,000 $15,217,863.00 0.36%
JPMORGAN CHASE & CO Variable rate 48128BAF8 16,700,000 $15,125,106.50 0.36%
KONINKLIJKE KPN NV Variable rate, due 03/28/3073 50048VAA8 15,382,000 $15,255,021.59 0.36%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 24,400,000 $14,719,422.00 0.35%
CITIGROUP INC Series P, Variable rate 172967JM4 15,000,000 $14,314,575.01 0.34%
Energy Transfer Operatng, L.P., Series E, 7.60% Variable Rate ETP.E 985,940 $14,345,427.00 0.34%
AT&T Inc., Series C, 4.75% T.C 668,091 $13,989,825.54 0.33%
BANCO MERCANTIL DE NORTE Variable rate 05971PAA6 18,500,000 $14,066,197.50 0.33%
ENTERPRISE PRODUCTS OPERATING Variable rate, due 08/16/2077 29379VBM4 21,725,000 $14,267,785.12 0.33%
AES GENER SA Variable rate, due 10/07/2079 00105DAG0 17,986,000 $13,438,419.76 0.32%
ENERGY TRANSFER OPERATNG Variable rate, due 11/01/2066 29273RBA6 32,460,000 $13,399,488.00 0.31%
Air Lease Corporation, Series A, 6.150% Variable Rate AL.A 904,170 $12,703,588.50 0.30%
Algonquin Power & Utilities Corp., 6.875% Variable Rate, Due 10/17/2078 AQNA 559,070 $12,925,698.40 0.30%
Regions Financial Corporation, Series A, 6.375% RF.A 566,611 $12,901,732.47 0.30%
SWEDBANK AB Variable rate W94232TS9 13,600,000 $12,365,038.40 0.29%
Affiliated Managers Group, Inc., 5.875%, Due 03/30/2059 MGR 543,427 $11,786,931.63 0.28%
DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 23311RAH9 26,675,000 $11,995,614.12 0.28%
M&T BANK CORPORATION Variable rate 55261FAL8 13,000,000 $12,099,035.00 0.28%
STANDARD CHARTERED PLC Variable rate 853254BH2 12,310,000 $11,854,406.90 0.28%
American Homes 4 Rent, Series D, 6.500% AMH.D 476,039 $11,339,248.98 0.27%
CITIGROUP INC Series B, Variable rate 172967GF2 12,000,000 $11,465,880.00 0.27%
CoBank ACB, Series G, 6.125% CBKLP 118,353 $11,687,358.75 0.27%
LAND O'LAKES INC 7.25% 514666AM8 12,720,000 $11,324,679.60 0.27%
Global Indemnity Limited, Series *, 7.75%, Due 08/15/2045 GBLIZ 560,529 $11,238,606.45 0.26%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 12,800,000 $11,016,896.00 0.26%
JPMorgan Chase & Co., Series DD, 5.750% JPM.D 440,490 $11,047,489.20 0.26%
State Street Corporation, Series G, 5.350%, Variable Rate STT.G 464,558 $11,228,366.86 0.26%
Annaly Capital Management, Inc., Series F, 6.950%, Variable Rate NLY.F 678,680 $10,852,093.20 0.25%
BNP PARIBAS Variable rate 05565AAN3 10,950,000 $10,546,985.25 0.25%
Capital One Financial Corporation, Series I, 5.000% COF.I 560,801 $10,520,626.76 0.25%
Enbridge Inc., Series B, 6.375%, Variable Rate, Due 04/15/2078 ENBA 587,183 $10,492,960.21 0.25%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 15,106,000 $10,600,559.97 0.25%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CJ4 11,821,000 $10,849,609.33 0.25%
AGNC Investment Corp., Series C, 7.000%, Variable Rate AGNCN 528,799 $10,174,092.76 0.24%
AGNC Investment Corp., Series F, 6.125% Variable Rate AGNCP 570,981 $10,300,497.24 0.24%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 10,200,000 $10,094,887.68 0.24%
Aspen Insurance Holdings Limited, 5.625% AHL.E 556,849 $10,323,980.46 0.24%
Bank of America Corporation, Series HH, 5.875% BAC.K 403,342 $10,095,650.26 0.24%
Digital Realty Trust, Inc., Series K, 5.850% DLR.K 405,393 $10,045,638.54 0.24%
Farm Credit Bank of Texas, Series 144A, 6.75% Variable Rate FARMCB.144A 103,015 $10,043,962.50 0.24%
Apollo Global Management, Inc., Series B, 6.375% APO.B 456,998 $9,903,146.66 0.23%
Centaur Funding Corp, Series 144A, 9.08%, Due 04/21/2020 CRFDZ 10,000 $9,955,000.00 0.23%
DANSKE BANK A/S Variable rate K22274H96 11,400,000 $9,729,387.00 0.23%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 16,200,000 $9,987,462.00 0.23%
SLM Corporation, Series B, Variable Rate SLMBP 339,797 $9,687,612.47 0.23%
Synovus Financial Corp., Series E, 5.875% Variable Rate SNV.E 576,693 $9,919,119.60 0.23%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 9,528,000 $9,486,981.96 0.22%
Brookfield Property Partners LP, Series A, 5.75% BPYPN 674,425 $9,414,973.00 0.22%
CHS Inc., Series 4, 7.500% CHSCL 370,742 $9,194,401.60 0.22%
Digital Realty Trust, Inc., Series L, 5.200% DLR.L 415,572 $9,483,353.04 0.22%
Morgan Stanley, Series E, 7.125%, Variable Rate MS.E 362,207 $9,337,696.46 0.22%
QBE CAP FUNDING III LTD Variable rate, due 05/24/2041 74734PAA0 9,000,000 $9,379,440.00 0.22%
Bank of America Corporation, Series CC, 6.200% BAC.C 362,013 $9,028,604.22 0.21%
Global Indemnity Limited, 7.875%, Due 04/15/2047 GBLIL 454,076 $8,940,756.44 0.21%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 9,310,000 $8,905,992.55 0.21%
Oaktree Capital Group, LLC, Series B, 6.55% OAK.B 435,121 $9,094,028.90 0.21%
Agribank Fcb, 6.875% Variable Rate AGRIP 86,909 $8,441,036.64 0.20%
BANCO MERCANTIL DEL NORTE Variable rate, due 10/04/2031 05962GAF6 10,600,000 $8,464,550.50 0.20%
Equitable Holdings, Inc., Series A, 5.250% EQH.A 473,775 $8,433,195.00 0.20%
First Citizens BancShares, Inc., Series A, 5.375% FCNCP 415,231 $8,719,851.00 0.20%
NiSource Inc., Series B, 6.500% Variable Rate NI.B 336,000 $8,316,000.00 0.20%
Brookfield Renewable Partners LP, Series 17, 5.25% BEP.A 413,044 $8,021,314.48 0.19%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 10,116,000 $7,993,713.78 0.19%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 9,000,000 $8,151,255.00 0.19%
ENBRIDGE INC Variable rate, due 07/15/2077 29250NAS4 10,567,000 $8,038,898.09 0.19%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 7,650,000 $7,962,234.75 0.19%
Lincoln National Corp. Variable rate, due 05/17/2066 534187AS8 13,825,000 $8,042,624.63 0.19%
LLOYDS BANK PLC Variable rate G4715MNG3 7,438,000 $8,152,568.66 0.19%
NuStar Logistics, L.P., Variable Rate, Due 01/15/2043 NSS 642,320 $8,067,539.20 0.19%
The Allstate Corporation, Series H, 5.100% ALL.H 370,183 $8,199,553.45 0.19%
Two Harbors Investment Corp., Series C, 7.25% Variable Rate TWO.C 566,733 $7,968,265.98 0.19%
PartnerRe Ltd., Series H, 7.250% PRE.H 315,943 $7,658,458.30 0.18%
South Jersey Industries, Inc., 5.625%, Due 09/16/2079 SJIJ 351,334 $7,782,048.10 0.18%
Brookfield Property Partners LP, Series A2, 6.375% BPYPO 477,041 $7,155,615.00 0.17%
Citigroup Inc., Series K, 6.875%, Variable Rate C.K 291,618 $7,299,198.54 0.17%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAF8 9,000,000 $6,644,835.00 0.16%
Oaktree Capital Group, LLC, Series A, 6.625% OAK.A 318,227 $6,698,678.35 0.16%
PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 744320AM4 6,935,000 $6,636,101.50 0.16%
Qwest Corporation, 6.500%, Due 09/01/2056 CTBB 363,029 $6,908,441.87 0.16%
BANCO MERCANTIL DE NORTE Variable rate 05971PAB4 9,000,000 $6,308,550.00 0.15%
Wells Fargo & Company, Series V, 6.000% WFC.V 253,935 $6,279,812.55 0.15%
BANCO MERCANTIL DE NORTE Variable rate 05962GAJ8 8,500,000 $6,106,612.50 0.14%
CMS Energy Corp., 5.875%, Due 03/01/2079 CMSD 240,466 $6,045,315.24 0.14%
CoBank ACB, Series F, 6.25% Variable Rate CBKPP 62,100 $6,147,900.00 0.14%
Global Net Lease, Inc., Series A, 7.25% GNL.A 328,594 $5,876,903.99 0.14%
PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 69352PAC7 9,683,000 $5,977,553.14 0.14%
PPL Capital Funding, Inc., Series B, 5.900%, Due 04/30/2073 PPX 248,718 $6,056,283.30 0.14%
SCE Trust V, Series K, 5.450%, Variable Rate SCE.K 297,747 $5,770,336.86 0.14%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 7,604,000 $6,134,488.98 0.14%
VEREIT, Inc., Series F, 6.700% VER.F 314,224 $5,923,122.40 0.14%
Wells Fargo & Company, Series X, 5.500% WFC.X 250,347 $5,960,762.07 0.14%
AGNC Investment Corp., Series D, 6.875% Variable Rate AGNCM 290,783 $5,379,485.50 0.13%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 6,700,000 $5,700,594.50 0.13%
NextEra Energy Capital Holdings, Series N, 5.650%, Due 03/01/2079 NEE.N 218,879 $5,531,072.33 0.13%
United States Cellular Corporation, 7.250%, Due 12/01/2063 UZB 271,254 $5,520,018.90 0.13%
VIVAT NV Variable rate N9353HAB7 6,000,000 $5,725,332.00 0.13%
CoBank ACB, Series H, 6.20% Variable Rate CKNQP 49,375 $4,937,500.00 0.12%
Compeer Financial ACA, Series 144A, 6.75% Variable Rate AGSTAR.144A 5,500 $5,280,000.00 0.12%
Farmland Partners Inc, Series B, 6.00% FPI.B 235,811 $5,176,051.45 0.12%
National General Hldg Co, 7.625%, Due 09/15/2055 NGHCZ 273,359 $5,125,481.25 0.12%
PRINCIPAL FINANCIAL GROUP Variable rate, due 05/15/2055 74251VAL6 6,112,000 $5,205,865.44 0.12%
TRANSCANADA TRUST Variable rate, due 05/20/2075 89356BAA6 6,600,000 $4,994,517.00 0.12%
CHS Inc., Series 1, 7.875% CHSCO 197,174 $4,771,610.80 0.11%
CREDIT SUISSE GROUP AG Variable rate H3698DCA0 5,175,000 $4,789,410.75 0.11%
ING Groep N.V., 6.125% ISG 185,220 $4,623,091.20 0.11%
AmTrust Financial Services, Inc., 7.500%, Due 09/15/2055 AFFT 250,540 $4,133,910.00 0.10%
Bank of America Corporation, Series GG, 6.000% BAC.B 170,309 $4,298,599.16 0.10%
CITIGROUP INC Preferred, Variable rate 172967GD7 4,750,000 $4,465,000.00 0.10%
FUKOKU MUTUAL LIFE INSURANCE CO Variable rate J17074AB1 4,020,000 $4,180,800.00 0.10%
iShares Short Maturity Bond ETF NEAR 87,347 $4,236,329.50 0.10%
MORGAN STANLEY Series J, Variable rate 617474AA9 5,300,000 $4,453,219.00 0.10%
Wintrust Financial Corporation, Series D, 6.500%, Variable Rate WTFCM 181,196 $4,095,029.60 0.10%
Annaly Capital Management, Inc., Series I, 6.75% Variable Rate NLY.I 238,005 $3,808,080.00 0.09%
JPMorgan Chase & Co., Series AA, 6.100% JPM.G 151,193 $3,796,456.23 0.09%
KeyCorp, Series G, 5.625% KEY.K 170,357 $3,999,982.36 0.09%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 3,855,000 $3,738,767.59 0.09%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 3,655,000 $3,844,127.97 0.09%
Wells Fargo & Company, Series Y, 5.625% WFC.Y 161,580 $3,918,315.00 0.09%
AmTrust Financial Services, Inc., 7.250%, Due 06/15/2055 AFFS 211,856 $3,389,696.00 0.08%
CITIGROUP INC Variable rate 172967JZ5 4,000,000 $3,383,860.00 0.08%
METLIFE INC 6.40%, due 12/15/2036 59156RAP3 3,397,000 $3,496,769.89 0.08%
AT&T Inc., 5.350%, Due 11/01/2066 TBB 113,080 $2,805,514.80 0.07%
CREDIT AGRICOLE SA Variable rate F22797RT7 3,000,000 $2,925,009.00 0.07%
E*TRADE FINANCIAL CORP Variable rate 269246BR4 3,500,000 $3,029,215.00 0.07%
AMERICAN EXPRESS CO Variable rate 025816BL2 3,100,000 $2,515,712.00 0.06%
Assured Guaranty Municipal Holdings Ltd., 6.25%, Due 11/01/2102 AGO.E 107,325 $2,597,265.00 0.06%
Banco Santander SA, Series 6, 4.00% Floating Rate SAN.B 141,931 $2,710,882.10 0.06%
Fifth Third Bancorp, Series I, 6.625%, Variable Rate FITBI 102,090 $2,486,912.40 0.06%
Spire Inc., Series A, 5.900% SR.A 103,090 $2,541,168.50 0.06%
Stifel Financial Corp., Series A, 6.250% SF.A 114,445 $2,666,568.50 0.06%
The Goldman Sachs Group, Inc., Series J, 5.500%, Variable Rate GS.J 115,359 $2,714,397.27 0.06%
Valley National Bancorp, Series B, 5.500%, Variable Rate VLYPO 127,343 $2,540,492.85 0.06%
Brookfield Property Partners LP, Series A-1, 6.50% BPYPP 138,319 $2,307,160.92 0.05%
National General Hldg Co, Series C, 7.50% NGHCN 121,146 $2,103,094.56 0.05%
SKANDINAVISKA ENSKILDA Variable rate W8T54ERZ6 2,400,000 $2,207,664.00 0.05%
Axis Capital Holdings Limited, Series E, 5.500% AXS.E 77,859 $1,620,245.79 0.04%
Colony Capital, Inc., Series J, 7.125% CLNY.J 210,782 $1,874,905.95 0.04%
HBOS CAPITAL FUNDING LP Preferred, 6.85% G43646AB7 2,000,000 $1,906,484.00 0.04%
JPMORGAN CHASE & CO Series 1, Variable rate 46625HHA1 1,713,000 $1,523,276.68 0.04%
Morgan Stanley, Series K, 5.850%, Variable Rate MS.K 65,771 $1,545,618.50 0.04%
The Phoenix Companies, Inc., 7.45%, Due 01/15/2032 PFX 156,940 $1,710,646.00 0.04%
The Southern Company, 5.250%, Due 12/01/2077 SOJC 74,252 $1,809,521.24 0.04%
U.S. Bancorp, Series K, 5.500% USB.P 70,706 $1,781,791.20 0.04%
Valley National Bancorp, Series A, 6.250%, Variable Rate VLYPP 66,546 $1,602,427.68 0.04%
Western Alliance Bancorp, 6.25%, Due 07/01/2056 WALA 68,847 $1,528,403.40 0.04%
Aspen Insurance Holdings Limited, 5.625% AHL.D 75,730 $1,454,773.30 0.03%
AT&T Inc., 5.625%, Due 08/01/2067 TBC 43,524 $1,096,369.56 0.03%
Invesco Mortgage Capital, Series B, 7.75% Variable Rate IVR.B 184,840 $1,317,909.20 0.03%
Just Energy Group Inc, Series A, 8.50% Variable Rate JE.A 473,352 $1,372,720.80 0.03%
Prudential Financial, Inc., 5.700%, Due 03/15/2053 PRH 57,735 $1,366,587.45 0.03%
Prudential Financial, Inc., 5.750%, Due 12/15/2052 PJH 60,929 $1,455,593.81 0.03%
Qwest Corporation, 6.625%, Due 09/15/2055 CTZ 66,184 $1,267,423.60 0.03%
Regions Financial Corporation, Series B, 6.375%, Variable Rate RF.B 62,555 $1,438,139.45 0.03%
Synovus Financial Corp., Series D, 6.300%, Variable Rate SNV.D 58,162 $1,116,710.40 0.03%
Urstadt Biddle Properties Inc., Series H, 6.25% UBP.H 78,814 $1,340,980.80 0.03%
AGNC Investment Corp., Series E, 6.50% Variable Rate AGNCO 49,435 $899,717.00 0.02%
Arch Capital Group Ltd., Series E, 5.250% ACGLP 41,801 $871,550.85 0.02%
Capital One Financial Corporation, Series F, 6.200% COF.F 42,517 $972,788.96 0.02%
Capital One Financial Corporation, Series G, 5.200% COF.G 46,616 $939,312.40 0.02%
Capital One Financial Corporation, Series H, 6.000% COF.H 36,000 $807,480.00 0.02%
CMS Energy Corp., 5.875%, Due 10/15/2078 CMSC 33,690 $845,282.10 0.02%
Dominion Energy, Inc., Series A, 5.250%, Due 07/30/2076 DRUA 33,490 $816,821.10 0.02%
Energy Transfer Partners, L.P., Series D, 7.625% Variable Rate ETP.D 58,118 $851,428.70 0.02%
First Republic Bank, Series I, 5.500% FRC.I 38,652 $947,747.04 0.02%
KeyCorp, Series E, 6.125%, Variable Rate KEY.I 29,942 $724,296.98 0.02%
Two Harbors Investment Corp., Series B, 7.625%, Variable Rate TWO.B 57,199 $811,653.81 0.02%
Wells Fargo & Company, Series O, 5.125% WFC.O 48,089 $1,057,958.00 0.02%
Wells Fargo & Company, Series W, 5.700% WFC.W 43,023 $1,037,714.76 0.02%
Arch Capital Group Ltd., Series F, 5.450% ACGLO 19,730 $417,289.50 0.01%
ASSURED GUARANTY MUNICIPAL HOLDINGS INC Variable rate, due 12/15/2066 31769PAB6 654,000 $551,675.15 0.01%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 605,000 $563,678.50 0.01%
Voya Financial, Inc., Series B, 5.350% Variable Rate VOYA.B 16,542 $370,540.80 0.01%
Energy Transfer Partners, L.P., Series C, 7.375% Variable Rate ETP.C 13,860 $202,910.40 0.00%
JPMorgan Chase & Co., Series EE, 6.000% JPM.C 5,272 $136,070.32 0.00%
Taubman Centers, Inc, Series J, 6.50% TCO.J 8,496 $172,855.13 0.00%
Wells Fargo & Company, Series P, 5.25% WFC.P 3,708 $82,910.88 0.00%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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