Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 
First Trust Preferred Securities and Income ETF (FPE)
Holdings of the Fund as of 6/21/2021

Total Number of Holdings (excluding cash): 295

Security Name Identifier CUSIP Shares / Quantity Market Value Weighting Descending sort
US Dollar $USD 241,083,272 $241,083,272.30 3.51%
BARCLAYS PLC Variable rate 06738EBG9 120,650,000 $137,314,781.25 2.00%
EMERA INC Variable rate, due 06/15/2076 290876AD3 116,167,000 $135,306,094.09 1.97%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 126,036,000 $130,421,422.63 1.90%
Wells Fargo & Company, Series L, 7.50% WFC.L 949746804 65,783 $97,029,925.00 1.41%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 78,862,000 $78,779,194.90 1.15%
SOCIETE GENERALE Variable rate 83370RAA6 73,600,000 $77,280,000.00 1.12%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 66,900,000 $72,609,915.00 1.06%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 65,166,000 $70,857,062.13 1.03%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 62,814,000 $70,658,212.32 1.03%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 59,500,000 $65,350,932.50 0.95%
CHARLES SCHWAB CORP Variable rate 808513BK0 61,850,000 $64,323,381.50 0.94%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 54,244,000 $62,986,234.30 0.92%
UNICREDIT SPA Variable rate T9T20LTJ7 56,950,000 $63,111,420.50 0.92%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 57,082,000 $62,533,331.00 0.91%
MARKEL CORP Variable rate 570535AW4 56,037,000 $62,691,393.75 0.91%
HIGHLAND HOLDINGS BOND 7.625%, due 10/15/2025 43103QAA6 58,500,000 $62,227,035.00 0.90%
GOLDMAN SACHS GROUP INC Variable rate 38148BAE8 54,467,000 $59,505,197.50 0.87%
SOCIETE GENERALE Variable rate 83367TBF5 53,289,000 $59,671,956.42 0.87%
CREDIT AGRICOLE SA Variable rate 225313AJ4 47,100,000 $57,278,781.00 0.83%
AMER AGCREDIT ACA Variable rate 02369GAA3 54,250,000 $55,267,187.50 0.80%
HSBC HOLDINGS PLC Variable rate 404280AT6 49,619,000 $55,145,316.14 0.80%
DCP MIDSTREAM LP Variable rate 23311PAA8 55,769,000 $54,095,930.00 0.79%
CHARLES SCHWAB CORP Variable rate 808513BD6 47,674,000 $52,865,698.60 0.77%
American Equity Investment Life Holding Company, Series A, 5.950%, Variable Rate AEL.A 025676503 1,872,479 $52,223,439.31 0.76%
CITIGROUP INC Variable rate 172967MV0 51,200,000 $52,096,000.00 0.76%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 44,100,000 $49,874,233.50 0.73%
BNP PARIBAS Variable rate 05565AAN3 42,500,000 $49,435,787.50 0.72%
Energy Transfer LP, Series E, 7.60% Variable Rate ET.E 29273V605 1,991,206 $49,819,974.12 0.72%
BANK OF NOVA SCOTIA Variable rate 064159VJ2 42,800,000 $46,438,000.00 0.68%
Bank of America Corporation, Series L, 7.25% BAC.L 060505682 32,724 $46,206,288.00 0.67%
ENBRIDGE INC Variable rate, due 07/15/2080 29250NBC8 41,574,000 $46,001,631.00 0.67%
LAND O'LAKES INC 7% 514666AN6 44,428,000 $46,005,416.16 0.67%
QBE INSURANCE GROUP LTD Variable rate 74728GAE0 41,900,000 $45,828,125.00 0.67%
BARCLAYS PLC Variable rate G0809LDY2 43,390,000 $45,281,543.66 0.66%
Aegon Funding Company LLC, 5.100%, Due 12/15/2049 AEFC 00775V104 1,633,724 $43,881,826.64 0.64%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 39,900,000 $43,341,375.00 0.63%
The Southern Company, Series C, 4.20%, Due 10/15/2060 SOJE 842587883 1,688,049 $43,619,186.16 0.63%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 40,770,000 $42,961,387.50 0.62%
CREDIT AGRICOLE SA Variable rate 225313AL9 38,310,000 $42,838,050.45 0.62%
WELLS FARGO & COMPANY Variable rate 949746TD3 41,077,000 $42,404,814.03 0.62%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 35,549,000 $41,777,362.55 0.61%
GMAC Capital Trust I, Series 2, Variable Rate, Due 02/15/2040 ALLY.A 361860208 1,630,099 $41,632,728.46 0.61%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 39,000,000 $41,600,715.00 0.60%
BANCO SANTANDER SA Variable rate E2R99CQ59 37,800,000 $41,600,412.00 0.60%
CREDIT SUISSE GROUP AG Variable rate 225401AR9 38,800,000 $40,982,500.00 0.60%
CITIGROUP INC Variable rate 172967KM2 34,250,000 $39,742,672.50 0.58%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 43,682,000 $40,022,103.63 0.58%
ING GROEP NV Variable rate 456837AR4 35,836,000 $39,494,318.06 0.57%
INTESA SANPAOLO SPA Variable rate 46115HAU1 34,125,000 $39,056,062.50 0.57%
Aspen Insurance Holdings Limited, 5.625% AHL.E G05384204 1,371,191 $36,281,713.86 0.53%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 31,900,000 $36,773,363.00 0.53%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 32,100,000 $36,741,178.50 0.53%
SVB FINANCIAL GROUP Variable rate 78486QAJ0 35,600,000 $36,178,500.00 0.53%
BANCO SANTANDER SA Variable rate 05971KAH2 35,600,000 $35,920,400.00 0.52%
CAPITAL ONE FINANCIAL CO Variable rate 14040HCF0 35,077,000 $35,522,477.90 0.52%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 32,310,000 $34,935,187.50 0.51%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 30,649,000 $34,919,171.94 0.51%
LAND O'LAKES INC 8% 514666AK2 31,520,000 $34,120,400.00 0.50%
Signature Bank New York, Series a, 5.00% SBNYP 82669G203 1,317,961 $34,187,908.34 0.50%
BARCLAYS PLC Variable rate 06738EBN4 30,400,000 $33,648,848.00 0.49%
CHS Inc., Series 2, 7.100%, Variable Rate CHSCN 12542R506 1,196,916 $33,872,722.80 0.49%
MORGAN STANLEY Variable rate 61762VAA9 29,453,000 $33,723,685.00 0.49%
Bank of America Corporation, Series NN, 4.375% BAC.O 06055H400 1,290,614 $33,291,388.27 0.48%
Public Storage, Series P, 4.00% PSA.P 74460W461 1,306,631 $32,835,637.03 0.48%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 31,096,000 $32,223,230.00 0.47%
CAPITAL ONE FINANCIAL CORP Series E, Variable rate 14040HBH7 32,388,000 $32,489,212.50 0.47%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 29,200,000 $31,864,500.00 0.46%
UBS GROUP AG Variable rate 90352JAF0 28,500,000 $31,405,432.50 0.46%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 29,397,000 $31,289,431.89 0.45%
Citigroup Capital XIII, Variable Rate, due 10/30/2040 C.N 173080201 1,111,042 $30,731,421.72 0.45%
NORDEA BANK ABP 6.625% 65559CAA9 27,000,000 $30,971,295.00 0.45%
UBS GROUP AG Variable rate H4209UAN6 26,389,000 $30,013,740.26 0.44%
Athene Holding Ltd., Series A, 6.350%, Variable Rate ATH.A G0684D305 1,005,563 $29,412,717.75 0.43%
CAPITAL FARM CREDIT ACA Variable rate 14019TAA4 28,250,000 $29,380,000.00 0.43%
Carlyle Finance LLC, 4.625%, Due 05/15/2061 CGABL 14314C105 1,164,712 $29,709,706.65 0.43%
CHS Inc., Series 3, 6.750%, Variable Rate CHSCM 12542R704 1,020,542 $28,809,900.66 0.42%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 25,148,000 $28,997,278.63 0.42%
Prudential Financial, Inc., 4.125%, Due 09/01/2060 PFH 744320888 1,123,061 $29,154,663.56 0.42%
Brookfield Property Partners LP, Series A2, 6.375% BPYPO G16249156 1,065,614 $27,983,023.64 0.41%
ING GROEP NV 6.50% 456837AF0 25,179,000 $27,948,690.00 0.41%
PRINCIPAL FINANCIAL GROUP Variable rate, due 05/15/2055 74251VAL6 28,059,000 $27,988,852.50 0.41%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 24,900,000 $28,211,700.00 0.41%
STANDARD CHARTERED PLC Variable rate 853254BT6 25,600,000 $27,980,800.00 0.41%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 26,571,000 $28,203,655.11 0.41%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 25,677,000 $27,695,212.20 0.40%
ALLIANZ SE Variable rate 018820AA8 26,000,000 $26,763,880.00 0.39%
New York Community Bancorp, Inc., Series A, 6.375%, Variable Rate NYCB.A 649445202 927,645 $26,929,534.35 0.39%
Qwest Corporation, 6.75%, Due 06/15/2057 CTDD 74913G873 1,009,735 $26,717,588.10 0.39%
Aspen Insurance Holdings Limited, 5.950%, Variable Rate AHL.C G05384154 959,949 $26,235,406.17 0.38%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAC2 21,630,000 $26,280,666.30 0.38%
BANK OF NY MELLON CORP Variable rate 064058AH3 23,900,000 $26,110,750.00 0.38%
Delphi Financial Group, Variable Rate, Due 05/15/2037 TKOM3816208 247131303 1,186,922 $26,409,014.50 0.38%
SOUTHERN CO Variable rate, due 09/15/2051 842587DJ3 25,726,000 $26,002,554.50 0.38%
ENERGY TRANSFER LP Variable rate, due 11/01/2066 29273RBA6 32,460,000 $25,281,146.40 0.37%
JPMORGAN CHASE & CO Variable rate 48124BAC9 24,201,000 $25,131,528.45 0.37%
NATWEST GROUP PLC Variable rate 780099CK1 21,325,000 $25,137,184.95 0.37%
American Homes 4 Rent, Series E, 6.350% AMH.E 02665T801 989,732 $24,753,197.32 0.36%
ENSTAR FINANCE LLC Variable rate, due 09/01/2040 29360AAA8 23,688,000 $25,079,670.00 0.36%
HUNTINGTON BANCSHARES Variable rate 446150AV6 23,300,000 $24,931,000.00 0.36%
Brookfield Property Partners LP, Series A, 5.75% BPYPN G16249164 974,617 $24,316,694.15 0.35%
ENERGY TRANSFER LP Variable rate 29273VAN0 24,000,000 $24,266,400.00 0.35%
Enstar Group Limited, Series D, 7.000%, Variable Rate ESGRP 29359U109 811,424 $23,896,436.80 0.35%
KUVARE US HOLDINGS INC Variable rate, due 05/01/2051 50149XAA2 22,929,000 $23,730,187.18 0.35%
Pinnacle Financial Partners, Inc., Series B, 6.75% PNFPP 72346Q302 845,445 $24,103,636.95 0.35%
COBANK ACB Variable rate 19075QAC6 20,474,000 $23,135,620.00 0.34%
ING GROEP NV Variable rate N4578EBG2 22,263,000 $23,153,520.00 0.34%
NuStar Logistics, L.P., Variable Rate, Due 01/15/2043 NSS 67059T204 931,232 $23,718,479.04 0.34%
Qwest Corporation, 6.500%, Due 09/01/2056 CTBB 74913G881 919,777 $23,353,138.03 0.34%
United States Cellular Corporation, 5.50%, Due 06/01/2070 UZF 911684884 918,196 $23,381,861.20 0.34%
CITIZENS FINANCIAL GROUP Variable rate 174610AU9 20,560,000 $22,770,200.00 0.33%
DANSKE BANK A/S Variable rate K222736J8 21,313,000 $22,769,018.91 0.33%
DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 23311RAH9 24,636,000 $23,017,291.62 0.33%
ENTERPRISE PRODUCTS OPERATING Variable rate, due 08/16/2077 29379VBM4 23,446,000 $22,923,666.72 0.33%
SOCIETE GENERALE Variable rate F8586CRW4 20,000,000 $22,395,600.00 0.33%
Wintrust Financial Corporation, Series E, 6.875% Variable Rate WTFCP 97650W504 790,016 $22,404,853.76 0.33%
Assurant, Inc., 5.25%, Due 01/15/2061 AIZN 04621X306 799,358 $21,678,588.96 0.32%
FARM CREDIT BK OF TEXAS Variable rate 30767EAD1 20,300,000 $21,847,875.00 0.32%
SOUTHERN CAL EDISON Series E, Variable rate 842400FU2 22,016,000 $22,263,680.00 0.32%
American Equity Investment Life Holding Company, Series B, 6.625% Variable Rate AEL.B 025676602 771,327 $21,558,589.65 0.31%
AT&T Inc., Series C, 4.750% T.C 00206R706 814,988 $21,393,435.00 0.31%
CITIZENS FINANCIAL GROUP Variable rate 174610BD6 21,030,000 $21,240,300.00 0.31%
DEPOSITORY TRUST & CLEARING CORP Series D, Variable rate 249670AB6 21,000,000 $21,275,625.00 0.31%
Equitable Holdings, Inc., Series A, 5.250% EQH.A 29452E200 788,433 $21,137,888.73 0.31%
FIFTH THIRD BANCORP Variable rate 316773DB3 19,500,000 $21,157,500.00 0.31%
Globe Life Inc., 4.25%, Due 06/15/2061 GL.D 37959E300 817,668 $21,067,216.02 0.31%
KKR Group Fin Co IX LLC, 4.625%, Due 04/01/2061 KKRS 48253M104 813,925 $21,271,929.97 0.31%
MORGAN STANLEY Series H, Variable rate 61761JQK8 20,856,000 $21,001,470.60 0.31%
Air Lease Corporation, Series A, 6.150%, Variable Rate AL.A 00912X500 748,945 $20,708,329.25 0.30%
CITIGROUP INC Variable rate 172967MU2 20,393,000 $20,953,807.50 0.30%
Integrys Holding, Inc., 6.000%, Variable Rate, Due 08/01/2073 IEH 45822P204 767,543 $20,378,266.65 0.30%
Annaly Capital Management, Inc., Series F, 6.950%, Variable Rate NLY.F 035710870 766,462 $19,905,018.14 0.29%
BARCLAYS PLC Variable rate 06738EBA2 18,000,000 $19,755,360.00 0.29%
DUKE ENERGY CORP Variable rate 26441CBG9 18,918,000 $20,147,670.00 0.29%
JPMORGAN CHASE & CO Variable rate 46625HKK5 19,651,000 $19,704,352.47 0.29%
SOUTH JERSEY INDUSTRIES N/C, 5.02%, due 04/15/2031 838518AA6 19,080,000 $20,212,989.48 0.29%
Algonquin Power & Utilities Corp., Series 19-A, 6.200%, Variable Rate, Due 07/01/2079 AQNB 015857808 677,092 $19,080,452.56 0.28%
REGIONS FINANCIAL CORP Variable rate 7591EPAR1 17,400,000 $19,357,500.00 0.28%
BP CAPITAL MARKETS PLC Variable rate 05565QDV7 16,993,000 $18,501,128.75 0.27%
CMS ENERGY CORP Variable rate, due 12/01/2050 125896BV1 18,336,000 $18,633,960.00 0.27%
SEMPRA ENERGY Variable rate 816851BK4 17,000,000 $18,446,190.00 0.27%
TRUIST FINANCIAL CORP Variable rate 89832QAE9 16,969,000 $18,677,778.30 0.27%
AIRCASTLE LTD Variable rate 00928QAW1 17,510,000 $17,706,987.50 0.26%
BANCO MERCANTIL DEL NORTE Variable rate 05962GAJ8 15,700,000 $17,817,537.50 0.26%
Brookfield BRP Holdings, 4.625% BEPH 11259P109 718,272 $18,025,035.84 0.26%
CITIGROUP INC Series P, Variable rate 172967JM4 16,200,000 $17,860,500.00 0.26%
DANSKE BANK A/S Variable rate K22274H96 15,960,000 $17,875,200.00 0.26%
Oaktree Capital Group, LLC, Series B, 6.55% OAK.B 674001409 655,315 $17,876,993.20 0.26%
QBE INSURANCE GROUP LTD Variable rate, due 06/17/2046 Q7787GAE0 16,000,000 $17,753,773.60 0.26%
VOYA FINANCIAL INC Variable rate 929089AG5 16,548,000 $17,913,210.00 0.26%
Wells Fargo & Company, Series X, 5.500% WFC.X 94988U672 717,127 $18,200,683.26 0.26%
Wesbanco, Inc., Series A, 6.75% Variable Rate WSBCP 950810705 641,158 $17,952,424.00 0.26%
Dairy Farmers of America, 7.875% DRFMP 23385H208 167,250 $16,877,532.00 0.25%
Fifth Third Bancorp, Series A, 6.00% FITBP 316773886 633,464 $17,287,232.56 0.25%
WESCO International, Inc., Series A, 10.625% Variable Rate WCC.A 95082P303 545,611 $17,023,063.20 0.25%
AGNC Investment Corp., Series F, 6.125% Variable Rate AGNCP 00123Q872 644,904 $16,187,090.40 0.24%
Brookfield Infrastructure Partners LP, Series 13, 5.125% BIP.A G16252267 617,512 $16,178,814.40 0.24%
CNO Financial Group, Inc., 5.125%, Due 11/25/2060 CNO.A 12621E301 622,795 $16,566,347.00 0.24%
People's United Financial, Inc., Series A, 5.625%, Variable Rate PBCTP 712704204 572,712 $16,419,653.04 0.24%
Vornado Realty Trust, Series N, 5.25% VNO.N 929042810 622,279 $16,764,196.26 0.24%
AES GENER SA Variable rate, due 10/07/2079 00105DAG0 14,786,000 $15,798,841.00 0.23%
AGNC Investment Corp., Series C, 7.000%, Variable Rate AGNCN 00123Q500 597,144 $16,099,002.24 0.23%
Brookfield Infrastructure Finance ULC, 5.00%, Due 05/24/2081 BIPH 11276B109 623,256 $15,759,028.01 0.23%
COMERICA INC Variable rate 200340AU1 14,400,000 $16,047,072.00 0.23%
FORTEGRA FINANCIAL CORP Variable rate, due 10/15/2057 34954WAA2 13,700,000 $15,665,420.77 0.23%
The Southern Company, Series 2020, 4.950%, Due 01/30/2080 SOJD 842587800 598,740 $16,124,068.20 0.23%
Apollo Global Management, Inc., Series B, 6.375% APO.B 03768E402 566,927 $15,420,414.40 0.22%
NISOURCE INC 5.65% 65473PAG0 14,520,000 $15,264,150.00 0.22%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 15,521,000 $14,900,160.00 0.22%
AIR LEASE CORP Variable rate 00912XBJ2 13,700,000 $14,111,000.00 0.21%
Arch Capital Group Ltd., Series G, 4.55% ACGLN 03939A404 580,000 $14,772,600.00 0.21%
CITIGROUP INC Preferred, Variable rate 172967GD7 13,772,000 $14,478,228.16 0.21%
COMPEER FINANCIAL ACA Variable rate 20453QAA0 13,950,000 $14,106,937.50 0.21%
Fulton Financial Corporation, Series A, 5.125% FULTP 360271308 536,503 $14,501,676.09 0.21%
Global Indemnity Group, LLC, 7.875%, Due 04/15/2047 GBLIL 37959R202 538,364 $14,412,004.28 0.21%
Global Net Lease, Inc., Series A, 7.25% GNL.A 379378300 553,120 $14,712,992.00 0.21%
GOLDMAN SACHS GROUP INC Variable rate 38144GAE1 13,870,000 $14,140,465.00 0.21%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 15,106,000 $14,419,069.45 0.21%
NuStar Energy LP, Series A, 8.50% Variable Rate NS.A 67058H201 605,853 $14,625,291.42 0.21%
SWEDBANK AB Variable rate W9423YGR5 13,400,000 $14,507,081.20 0.21%
UNICREDIT SPA Variable rate, due 06/30/2035 904678AS8 13,500,000 $14,624,929.22 0.21%
ASSURED GUARANTY MUNICIPAL HOLDINGS INC Variable rate, due 12/15/2066 31769PAB6 12,999,000 $13,805,396.22 0.20%
BNP PARIBAS Variable rate 05565AHN6 12,540,000 $13,778,325.00 0.20%
JPMORGAN CHASE & CO Series R, Variable rate 48126HAA8 12,861,000 $13,656,774.38 0.20%
KONINKLIJKE KPN NV Variable rate, due 03/28/3073 50048VAA8 12,882,000 $13,928,662.50 0.20%
LAND O'LAKES INC 7.25% 514666AM8 13,010,000 $13,807,382.90 0.20%
M&T BANK CORPORATION Variable rate 55261FAL8 13,000,000 $13,871,000.00 0.20%
PARTNERRE FINANCE B LLC Variable rate, due 10/01/2050 70213BAC5 12,950,000 $13,500,375.00 0.20%
South Jersey Industries, Inc., 5.625%, Due 09/16/2079 SJIJ 838518207 528,492 $13,894,054.68 0.20%
United States Cellular Corporation, 5.50%, Due 03/01/2070 UZE 911684801 543,520 $14,082,603.20 0.20%
Algonquin Power & Utilities Corp., 6.875%, Variable Rate, Due 10/17/2078 AQNA 015857709 463,176 $13,070,826.72 0.19%
Athene Holding Ltd., Series C, 6.375% Variable Rate ATH.C 04686J309 458,646 $12,915,471.36 0.19%
BANCO MERCANTIL DEL NORTE Variable rate 05971PAB4 11,250,000 $12,755,362.50 0.19%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 11,600,000 $12,736,916.00 0.19%
Brookfield Renewable Partners LP, Series 17, 5.25% BEP.A G16258231 480,130 $12,776,259.30 0.19%
Farm Credit Bank of Texas, Series 144A, 6.75% Variable Rate FARMCB.144A 30767E406 120,015 $12,961,620.00 0.19%
HSBC HOLDINGS PLC Variable rate 404280CN7 12,800,000 $13,098,240.00 0.19%
CHS Inc., Series 4, 7.500% CHSCL 12542R803 432,551 $12,310,401.46 0.18%
CoBank ACB, Series G, 6.125% CBKLP 19075Q870 118,243 $12,179,029.00 0.18%
COMMERZBANK AG Variable rate D170472W6 11,200,000 $12,150,353.60 0.18%
LINCOLN NATIONAL CORP Variable rate, due 05/17/2066 534187AS8 13,825,000 $12,131,437.50 0.18%
SCE Trust V, Series K, 5.450%, Variable Rate SCE.K 78409W201 503,177 $12,599,552.08 0.18%
SOCIETE GENERALE Variable rate 83368JKG4 12,100,000 $12,248,890.50 0.18%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 11,000,000 $11,394,884.05 0.17%
BANCO MERCANTIL DEL NORTE Variable rate, due 10/04/2031 05962GAF6 10,600,000 $11,499,092.00 0.17%
JPMorgan Chase & Co., Series LL, 4.625% JPM.L 48128B549 447,758 $11,753,647.50 0.17%
Reinsurance Group of America, Incorporated, 5.750%, Variable Rate, Due 06/15/2056 RZB 759351802 416,932 $11,924,255.20 0.17%
Huntington Bancshares Incorporated, Series H, 4.50% HBANP 446150823 424,751 $11,060,516.04 0.16%
SCE Trust IV, Series J, 5.375%, Variable Rate SCE.J 78409G206 437,602 $10,913,793.88 0.16%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 10,200,000 $10,273,811.58 0.15%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 9,528,000 $10,546,305.00 0.15%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 9,600,000 $10,281,984.00 0.15%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 9,310,000 $10,612,515.55 0.15%
Oaktree Capital Group, LLC, Series A, 6.625% OAK.A 674001300 386,465 $10,473,201.50 0.15%
Agribank Fcb, 6.875% Variable Rate AGRIP 00850L203 88,231 $9,683,352.25 0.14%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 9,916,000 $9,947,731.20 0.14%
NATWEST GROUP PLC Variable rate 780097BQ3 8,500,000 $9,435,000.00 0.14%
Sempra Energy, 5.750%, Due 07/01/2079 SREA 816851604 340,864 $9,535,670.55 0.14%
TEXAS CAPITAL BANCSHARES Variable rate, due 05/06/2031 88224QAA5 8,350,000 $8,719,070.00 0.13%
Affiliated Managers Group, Inc., 4.75%, Due 09/30/2060 MGRB 008252843 311,930 $8,252,108.24 0.12%
AGNC Investment Corp., Series D, 6.875% Variable Rate AGNCM 00123Q609 328,428 $8,571,970.80 0.12%
Compeer Financial ACA, Series 144A, 6.75% Variable Rate AGSTAR.144A 20453Q201 7,900 $8,532,000.00 0.12%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 8,200,000 $8,241,000.00 0.12%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 7,650,000 $8,156,812.50 0.12%
METLIFE INC Variable rate 59156RCA4 7,650,000 $8,035,789.50 0.12%
Aspen Insurance Holdings Limited, 5.625% AHL.D G05384162 273,682 $7,334,677.60 0.11%
NATWEST GROUP PLC Variable rate 780097BB6 7,250,000 $7,334,716.25 0.11%
W.R. Berkley Corporation, 5.100%, Due 12/30/2059 WRB.F 084423805 288,195 $7,815,848.40 0.11%
Wells Fargo & Company, Series Y, 5.625% WFC.Y 94988U656 297,283 $7,865,454.17 0.11%
Annaly Capital Management, Inc., Series I, 6.75% Variable Rate NLY.I 035710847 268,834 $7,027,320.76 0.10%
Axis Capital Holdings Limited, Series E, 5.500% AXS.E 05461T305 261,667 $6,698,675.20 0.10%
CoBank ACB, Series F, 6.25% Variable Rate CBKPP 19075Q805 62,100 $6,591,915.00 0.10%
Regions Financial Corporation, Series E, 4.45% RF.E 7591EP886 263,959 $6,651,766.80 0.10%
Affiliated Managers Group, Inc., 5.875%, Due 03/30/2059 MGR 008252850 208,721 $5,881,757.78 0.09%
BUCKEYE PARTNERS LP Variable rate, due 01/22/2078 118230AS0 6,988,000 $6,116,037.36 0.09%
National General Holdings Corp., Series C, 7.50% NTTNP 636220857 250,649 $6,381,523.54 0.09%
Selective Insurance Group, Inc., Series B, 4.60% SIGIP 816300503 252,893 $6,426,011.13 0.09%
United States Cellular Corporation, 6.25%, Due 09/01/2069 UZD 911684702 231,419 $6,310,796.13 0.09%
AmTrust Financial Services, Inc., 7.500%, Due 09/15/2055 AFFT 032359853 250,540 $5,574,515.00 0.08%
CHS Inc., Series 1, 7.875% CHSCO 12542R308 200,050 $5,617,404.00 0.08%
CoBank ACB, Series H, 6.20% Variable Rate CKNQP 19075Q862 49,330 $5,401,635.00 0.08%
CREDIT SUISSE GROUP AG Variable rate H3698DCA0 5,175,000 $5,416,879.50 0.08%
SCE Trust III, Series H, 5.750%, Variable Rate SCE.H 78409B207 222,128 $5,610,975.49 0.08%
Washington Federal, Inc., Series A, 4.875% WAFDP 938824307 206,505 $5,472,382.50 0.08%
AMERICAN EXPRESS CO Variable rate 025816BL2 4,920,000 $4,931,316.00 0.07%
AmTrust Financial Services, Inc., 7.250%, Due 06/15/2055 AFFS 032359861 211,856 $4,754,048.64 0.07%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 4,407,000 $4,891,637.79 0.07%
First Midwest Bancorp, Inc., Series A, 7.00% FMBIP 320867203 165,096 $4,685,424.48 0.07%
LANCASHIRE HOLDINGS LTD Variable rate, due 09/18/2041 BN92Z79 4,530,000 $4,864,200.75 0.07%
Truist Financial Corporation, Series R, 4.75% TFC.R 89832Q695 172,706 $4,602,614.90 0.07%
Brookfield Property Partners LP, Series A-1, 6.50% BPYPP G16249149 160,766 $4,189,561.96 0.06%
EFG INTERNATIONAL AG Variable rate H2078CAB4 4,100,000 $4,366,336.00 0.06%
SOCIETE GENERALE Variable rate 83368JFA3 3,500,000 $4,110,312.50 0.06%
TRANSCANADA TRUST Variable rate, due 05/20/2075 89356BAA6 3,524,000 $3,814,730.00 0.06%
Assured Guaranty Municipal Holdings Ltd., 6.25%, Due 11/01/2102 AGO.E 04623A304 125,266 $3,206,809.60 0.05%
Capital One Financial Corporation, Series I, 5.000% COF.I 14040H824 139,814 $3,726,742.36 0.05%
CREDIT AGRICOLE SA Variable rate F22797RT7 3,000,000 $3,392,805.00 0.05%
Legg Mason, Inc., 5.45%, Due 09/15/2056 LMIBL 524901600 130,705 $3,298,994.20 0.05%
PHOENIX GRP HLD PLC Variable rate BL1N015 3,000,000 $3,193,245.00 0.05%
Spire Inc., Series A, 5.900% SR.A 84857L309 120,357 $3,401,288.82 0.05%
The Phoenix Companies, Inc., 7.45%, Due 01/15/2032 PFX 71902E208 206,120 $3,589,064.53 0.05%
Bank of America Corporation, Series LL, 5.000% BAC.N 06055H202 101,052 $2,764,782.72 0.04%
DCP Midstream, LP, Series B, 7.875% Variable Rate DCP.B 23311P209 109,250 $2,714,862.50 0.04%
DCP Midstream, LP, Series C, 7.95% Variable Rate DCP.C 23311P308 101,030 $2,530,801.50 0.04%
First Republic Bank, Series K, 4.125% FRC.K 33616C761 118,602 $3,035,025.18 0.04%
SKANDINAVISKA ENSKILDA Variable rate W8T54FCX4 2,400,000 $2,548,872.00 0.04%
Texas Capital Bancshares, Inc., Series B, 5.75% TCBIO 88224Q305 103,716 $2,806,554.96 0.04%
Valley National Bancorp, Series B, 5.500%, Variable Rate VLYPO 919794305 103,342 $2,684,825.16 0.04%
Capital One Financial Corporation, Series J, 4.800% COF.J 14040H782 81,019 $2,115,811.19 0.03%
Citizens Financial Group, Inc., Series E, 5.000% CFG.E 174610402 83,825 $2,224,715.50 0.03%
Energy Transfer LP, Series C, 7.375% Variable Rate ET.C 29273V407 95,333 $2,379,511.68 0.03%
FIFTH THIRD BANCORP Variable rate 316773CM0 2,010,000 $2,069,978.40 0.03%
AGNC Investment Corp., Series E, 6.500% Variable Rate AGNCO 00123Q807 55,818 $1,428,940.80 0.02%
CITIGROUP INC Variable rate 172967GR6 997,000 $1,036,880.00 0.02%
National Storage Affiliates Trist, Series A, Convertible, 6.00% NSA.A 637870205 57,683 $1,548,211.72 0.02%
Reinsurance Group of America, Incorporated, 6.200%, Variable Rate, Due 09/15/2042 RZA 759351703 45,963 $1,235,025.81 0.02%
Stifel Financial Corp., Series A, 6.250% SF.A 860630409 42,455 $1,072,625.58 0.02%
W.R. Berkley Corporation, 4.125%, Due 03/30/2061 WRB.H 084423870 47,434 $1,245,142.50 0.02%
Brightsphere Investment Group Inc., 5.125%, Due 08/01/2031 BSA 10948W202 21,333 $541,218.21 0.01%
CITIGROUP INC Series B, Variable rate 172967GF2 781,000 $824,439.22 0.01%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 605,000 $685,465.00 0.01%
U.S. Bancorp, Series F, 6.500%, Variable Rate USB.M 902973833 34,719 $909,748.91 0.01%
Atlantic Union Bankshares Corporation, Series A, 6.875% AUBAP 04911A206 2,935 $82,180.00 0.00%
Bank of America Corporation, Series HH, 5.875% BAC.K 060505195 640 $17,849.60 0.00%
Dairy Farmers of America, Series 144A, 7.875% DFRMP 23385H406 700 $71,863.40 0.00%
Enbridge Inc., Series B, 6.375%, Variable Rate, Due 04/15/2078 ENBA 29250N477 1,786 $49,025.70 0.00%
Energy Transfer LP, Series D, 7.625% Variable Rate ET.D 29273V506 5,469 $137,709.42 0.00%
Fifth Third Bancorp, Series I, 6.625%, Variable Rate FITBI 316773605 928 $26,865.60 0.00%
KeyCorp, Series F, 5.650% KEY.J 493267876 1,801 $49,599.54 0.00%
KeyCorp, Series G, 5.625% KEY.K 493267868 4,431 $124,068.00 0.00%
Morgan Stanley, Series K, 5.850%, Variable Rate MS.K 61762V606 140 $4,200.00 0.00%
PPL Capital Funding, Inc., Series B, 5.900%, Due 04/30/2073 PPX 69352P202 1,872 $47,530.08 0.00%
The Hartford Financial Services Group, Inc., 7.875%, Variable Rate, Due 04/15/2042 HGH 416518504 2,816 $75,834.88 0.00%
U.S. Bancorp, Series M, 4.00% USB.R 902973718 8,129 $207,289.50 0.00%
Valley National Bancorp, Series A, 6.250%, Variable Rate VLYPP 919794206 8,836 $250,765.68 0.00%
Wintrust Financial Corporation, Series D, 6.500%, Variable Rate WTFCM 97650W405 585 $16,631.55 0.00%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2021 All rights reserved.