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First Trust Preferred Securities and Income ETF (FPE)
Holdings of the Fund as of 10/18/2019 *

Total Number of Holdings (excluding cash): 242

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
EMERA INC Variable rate, due 06/15/2076 290876AD3 121,043,000 $133,633,892.86 2.94%
BARCLAYS PLC Variable rate G0809LDY2 89,190,000 $95,210,325.00 2.10%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 74,468,000 $87,700,218.92 1.93%
NISOURCE INC 5.65% 65473PAG0 74,970,000 $75,773,303.56 1.67%
GMAC Capital Trust I, Series 2, Variable Rate, Due 02/15/2040 ALLY.A 2,498,487 $66,035,011.41 1.45%
BARCLAYS PLC Variable rate 06738EBG9 57,000,000 $61,885,755.00 1.36%
CATLIN INSURANCE CO LTD Preferred, Variable rate 149206AA2 58,697,000 $58,697,000.00 1.29%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 49,373,000 $57,833,012.21 1.27%
GOLDMAN SACHS GROUP INC Variable rate 38148BAE8 54,467,000 $57,803,103.75 1.27%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 50,100,000 $56,662,348.50 1.25%
UNICREDIT SPA Variable rate T9T20LTJ7 52,150,000 $54,985,395.50 1.21%
US Dollar $USD 54,275,958 $54,275,958.23 1.19%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 46,025,000 $52,295,906.25 1.15%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 48,888,000 $51,217,155.83 1.13%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 47,400,000 $51,310,500.00 1.13%
ING GROEP NV Variable rate N4578EBG2 47,583,000 $50,330,299.67 1.11%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 46,813,000 $49,546,645.14 1.09%
SOCIETE GENERALE Variable rate 83368JKG4 44,100,000 $46,690,875.00 1.03%
Farm Credit Bank of Texas, Series 1, 10% FCBTP 39,800 $44,227,750.00 0.97%
CREDIT AGRICOLE SA Variable rate 225313AJ4 36,400,000 $43,610,585.20 0.96%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 39,138,000 $43,447,954.84 0.96%
INTESA SANPAOLO SPA Variable rate 46115HAU1 41,425,000 $43,583,449.63 0.96%
Morgan Stanley, Series F, 6.875%, Variable Rate MS.F 1,536,190 $43,581,710.30 0.96%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 36,200,000 $40,237,024.00 0.89%
HSBC HOLDINGS PLC Variable rate 404280AT6 37,119,000 $39,604,673.84 0.87%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 38,000,000 $39,757,500.00 0.87%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 34,949,000 $39,085,388.90 0.86%
BNP PARIBAS Variable rate 05565AAQ6 37,000,000 $38,955,450.00 0.86%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 37,000,000 $39,207,091.07 0.86%
BANCO SANTANDER SA Variable rate E2R99CQ59 35,400,000 $38,411,548.80 0.85%
CITIGROUP INC Variable rate 172967MG3 37,600,000 $38,751,500.00 0.85%
CITIGROUP INC Variable rate 172967KM2 34,250,000 $38,116,653.75 0.84%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 37,404,000 $37,684,530.00 0.83%
Athene Holding Ltd, Series A, 6.35% Variable Rate ATH.A 1,317,890 $36,637,342.00 0.81%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 34,200,000 $36,789,453.00 0.81%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 33,700,000 $36,396,000.00 0.80%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 32,910,000 $35,592,823.20 0.78%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 33,400,000 $34,866,260.00 0.77%
LAND O'LAKES INC 7% 514666AN6 34,431,000 $32,623,372.50 0.72%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 29,481,000 $32,097,438.75 0.71%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 30,442,000 $32,238,686.84 0.71%
LAND O'LAKES INC 8% 514666AK2 31,000,000 $31,465,000.00 0.69%
Aspen Insurance Holdings Limited, 5.950%, Variable Rate AHL.C 1,071,344 $29,044,135.84 0.64%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H4209UAN6 26,389,000 $28,569,206.40 0.63%
DANSKE BANK A/S Variable rate K222736J8 27,713,000 $28,243,011.13 0.62%
Enstar Group Limited, Series D, 7.000%, Variable Rate ESGRP 1,048,282 $28,314,096.82 0.62%
NORDEA BANK ABP 6.625% 65559CAA9 26,000,000 $28,297,230.00 0.62%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 26,700,000 $27,801,375.00 0.61%
MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 606839AA6 25,440,000 $27,831,868.80 0.61%
CREDIT AGRICOLE SA Variable rate 225313AL9 24,960,000 $27,161,846.40 0.60%
STANDARD CHARTERED PLC Variable rate 853254BH2 25,000,000 $27,142,875.00 0.60%
United States Cellular Corporation, 7.250%, Due 12/01/2064 UZC 1,033,644 $27,412,238.88 0.60%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 25,677,000 $26,770,079.92 0.59%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 23,748,000 $26,894,610.00 0.59%
M&T BANK CORPORATION Variable rate 55261FAL8 25,700,000 $26,856,500.00 0.59%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 25,571,000 $26,807,357.85 0.59%
American Homes 4 Rent, Series E, 6.350% AMH.E 991,153 $26,255,642.97 0.58%
Algonquin Power & Utilities Corp., Series 19-A, 6.20% Variable Rate, Due 07/01/2079 AQNB 919,405 $25,780,116.20 0.57%
Huntington Bancshares Incorporated, Series D, 6.250% HBANO 979,968 $25,724,160.00 0.57%
New York Community Bancorp, Inc., Series A, 6.375%, Variable Rate NYCB.A 915,543 $25,909,866.90 0.57%
VEREIT, Inc., Series F, 6.700% VER.F 1,020,460 $25,919,684.00 0.57%
BANK OF AMERICA CORP Variable rate 060505FP4 24,100,000 $25,277,285.00 0.56%
People's United Financial, Inc., Series A, 5.625%, Variable Rate PBCTP 938,930 $25,257,217.00 0.56%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 21,900,000 $24,517,488.00 0.54%
Reinsurance Group of America, Incorporated, 5.750%, Variable Rate, Due 06/15/2056 RZB 868,260 $24,519,662.40 0.54%
Citigroup Capital XIII, Variable Rate, due 10/30/2040 C.N 872,988 $24,077,009.04 0.53%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 23,098,000 $24,137,410.00 0.53%
National Rural Util Coop, 5.50%, Due 05/15/2064 NRUC 862,994 $24,215,611.64 0.53%
Qwest Corporation, 6.875%, Due 10/01/2054 CTV 948,475 $24,299,929.50 0.53%
ING GROEP NV 6.50% 456837AF0 22,179,000 $23,650,576.65 0.52%
Aegon Funding Corp II, 5.10%, Due 12/15/2049 AEG4898516 917,404 $23,361,692.86 0.51%
WELLS FARGO & COMPANY Series K, Preferred, Variable rate 949746PM7 23,051,000 $23,282,662.55 0.51%
Energy Transfer Operatng, L.P., Series E, 7.60% Variable Rate ETP.E 886,901 $22,917,521.84 0.50%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 22,558,000 $22,912,047.82 0.50%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 26,650,000 $22,759,633.00 0.50%
Air Lease Corporation, Series A, 6.15% Variable Rate AL.A 828,862 $22,230,078.84 0.49%
BNP PARIBAS Variable rate 05565ACA9 20,961,000 $22,122,134.60 0.49%
DUKE ENERGY CORP Variable rate 26441CBG9 21,410,000 $22,335,447.25 0.49%
COBANK ACB Variable rate 19075QAC6 20,474,000 $21,958,365.00 0.48%
ENERGY TRANSFER OPERATNG Variable rate, due 11/01/2066 29273RBA6 29,460,000 $21,991,595.40 0.48%
Integrys Holding, Inc., 6.000%, Variable Rate, Due 08/01/2073 IEH 764,853 $21,836,553.15 0.48%
JPMORGAN CHASE & CO Series 1, Variable rate 46625HHA1 21,623,000 $21,763,981.96 0.48%
JPMORGAN CHASE & CO Variable rate 48128BAF8 21,300,000 $22,018,875.00 0.48%
SOCIETE GENERALE Variable rate F8586CRW4 20,000,000 $21,789,300.00 0.48%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 19,299,000 $21,451,224.48 0.47%
STANDARD CHARTERED PLC Variable rate 853254BA7 20,000,000 $21,250,000.00 0.47%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 20,400,000 $20,910,000.00 0.46%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H4209UAP1 18,750,000 $20,806,781.25 0.46%
CHS Inc., Series 3, 6.750%, Variable Rate CHSCM 772,725 $20,307,213.00 0.45%
Fifth Third Bancorp, Series A, 6.00% FITBP 741,900 $20,587,725.00 0.45%
Qwest Corp, 6.75%, Due 06/15/2057 CTDD 779,866 $20,065,952.18 0.44%
CHS Inc., Series 2, 7.100%, Variable Rate CHSCN 722,347 $19,409,463.89 0.43%
The Goldman Sachs Group, Inc., Series K, 6.375%, Variable Rate GS.K 679,710 $19,344,546.60 0.43%
BANCO MERCANTIL DE NORTE Variable rate 05971PAA6 18,500,000 $18,870,185.00 0.42%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 19,000,000 $19,186,200.00 0.42%
ING GROEP NV Variable rate 456837AR4 18,780,000 $19,237,762.50 0.42%
JPMORGAN CHASE & CO Variable rate 46625HKK5 18,651,000 $18,865,766.27 0.42%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 17,600,000 $19,221,048.00 0.42%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 18,000,000 $19,012,500.00 0.42%
SLM Corporation, Series B, Variable Rate SLMBP 344,406 $19,210,966.68 0.42%
The Allstate Corporation, Series H, 5.100% ALL.H 714,919 $18,881,010.79 0.42%
SOCIETE GENERALE Variable rate 83367TBF5 16,800,000 $18,303,012.00 0.40%
LLOYDS BANK PLC Variable rate G4715MNG3 14,088,000 $17,081,206.92 0.38%
NuStar Logistics, L.P., Variable Rate, Due 01/15/2043 NSS 626,967 $16,457,883.75 0.36%
Synovus Financial Corp., Series E, 5.875% Variable Rate SNV.E 603,363 $16,164,094.77 0.36%
DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 23311RAH9 17,675,000 $16,084,250.00 0.35%
Algonquin Power & Utilities Corp., 6.875% Variable Rate, Due 10/17/2078 AQNA 553,318 $15,553,768.98 0.34%
ENBRIDGE INC Variable rate, due 07/15/2077 29250NAS4 15,367,000 $15,537,249.76 0.34%
Enbridge Inc., Series B, 6.375%, Variable Rate, Due 04/15/2078 ENBA 538,845 $14,872,122.00 0.33%
Global Indemnity Limited, Series *, 7.75%, Due 08/15/2045 GBLIZ 568,108 $14,816,256.64 0.33%
KONINKLIJKE KPN NV Variable rate, due 03/28/3073 50048VAA8 13,882,000 $15,013,660.64 0.33%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 14,345,000 $14,905,525.86 0.33%
Two Harbors Investment Corp., Series C, 7.25% Variable Rate TWO.C 585,024 $15,081,918.72 0.33%
FORTEGRA FINANCIAL CORP Variable rate, due 10/15/2057 34954WAA2 13,700,000 $14,611,324.00 0.32%
LLOYDS BANK PLC Variable rate 539473AE8 12,100,000 $14,670,826.50 0.32%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 14,000,000 $13,928,674.62 0.31%
BB&T CORPORATION Variable rate 054937AL1 13,850,000 $14,005,812.50 0.31%
SWEDBANK AB Variable rate W94232TS9 13,600,000 $14,115,440.00 0.31%
AES GENER SA Variable rate, due 10/07/2079 00105DAG0 13,400,000 $13,567,500.00 0.30%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 12,900,000 $13,657,680.72 0.30%
AEGON N.V., 6.375% AEH 522,307 $13,344,943.85 0.29%
Annaly Capital Management, Inc., Series F, 6.950%, Variable Rate NLY.F 514,418 $13,297,705.30 0.29%
BNP PARIBAS Variable rate 05565AHN6 12,340,000 $13,150,923.11 0.29%
Colony Capital, Inc., Series J, 7.125% CLNY.J 558,186 $13,201,098.90 0.29%
Regions Financial Corporation, Series A, 6.375% RF.A 519,964 $13,399,472.28 0.29%
CITIGROUP INC Series B, Variable rate 172967GF2 12,000,000 $12,600,000.00 0.28%
CITIGROUP INC Series P, Variable rate 172967JM4 12,000,000 $12,790,260.01 0.28%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AW8 11,673,000 $12,070,115.46 0.27%
BNP PARIBAS Variable rate 05565AAN3 10,950,000 $12,355,487.25 0.27%
CoBank ACB, Series G, 6.125% CBKLP 119,974 $12,417,309.00 0.27%
Delphi Financial Group, Variable Rate, Due 05/15/2037 TKOM3816208 534,767 $12,299,641.00 0.27%
Global Indemnity Limited, 7.875%, Due 04/15/2047 GBLIL 460,241 $12,270,025.06 0.27%
LAND O'LAKES INC 7.25% 514666AM8 12,720,000 $12,306,600.00 0.27%
State Street Corporation, Series G, 5.350%, Variable Rate STT.G 446,502 $12,444,010.74 0.27%
American Homes 4 Rent, Series D, 6.500% AMH.D 436,891 $11,695,572.07 0.26%
Brookfield Property Partners LP, Series A2, 6.375% BPYPO 437,800 $11,789,954.00 0.26%
Digital Realty Trust, Inc., Series K, 5.85% DLR.K 433,140 $11,907,018.60 0.26%
Capital One Financial Co, Series I, 5.00% COF.I 455,413 $11,430,866.30 0.25%
Digital Realty Trust, Inc., Series L, 5.20% DLR.L 443,541 $11,345,778.78 0.25%
BANCO MERCANTIL DEL NORTE Variable rate, due 10/04/2031 05962GAF6 10,600,000 $10,706,106.00 0.24%
CITIGROUP INC Series O, Variable rate 172967JK8 10,600,000 $10,734,991.00 0.24%
Apollo Global Management, Inc., Series B, 6.375% APO.B 383,726 $10,352,927.48 0.23%
Aspen Insurance Holdings Limited, 5.625% AHL.E 405,172 $10,518,265.12 0.23%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 9,528,000 $10,478,084.52 0.23%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 10,116,000 $10,219,233.78 0.22%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 9,000,000 $9,779,805.00 0.22%
Farm Credit Bank of Texas, Series 144A, 6.75% Variable Rate FARMCB.144A 92,015 $9,914,616.25 0.22%
Just Energy Group Inc, Series A, 8.50% Variable Rate JE.A 553,292 $10,097,579.00 0.22%
Oaktree Capital Group, LLC, Series B, 6.55% OAK.B 368,596 $10,081,100.60 0.22%
Affiliated Managers Group, Inc., 5.875%, Due 03/30/2059 MGR 359,535 $9,513,296.10 0.21%
BANCO MERCANTIL DE NORTE Variable rate 05971PAB4 9,000,000 $9,318,150.00 0.21%
Morgan Stanley, Series E, 7.125%, Variable Rate MS.E 333,051 $9,658,479.00 0.21%
NiSource Inc., Series B, 6.50% Variable Rate NI.B 336,000 $9,418,080.00 0.21%
AGNC Investment Corp., Series C, 7.000%, Variable Rate AGNCN 345,734 $8,871,534.44 0.20%
CHS Inc., Series 4, 7.500% CHSCL 329,905 $9,092,181.80 0.20%
Two Harbors Investment Corp., Series B, 7.625%, Variable Rate TWO.B 342,083 $8,863,370.53 0.20%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAF8 9,000,000 $8,771,850.00 0.19%
BANCO MERCANTIL DE NORTE Variable rate 05962GAJ8 8,500,000 $8,829,460.00 0.19%
Bank of America Corporation, Series CC, 6.200% BAC.C 332,193 $8,726,710.11 0.19%
Colony Capital, Inc., Series E, 8.75% CLNY.E 330,525 $8,458,134.75 0.19%
Kinder Morgan GP Inc, Series 144A, Variable Rate, Due 08/18/2057 KMRFZ 10,000 $8,421,000.00 0.19%
PartnerRe Ltd., Series H, 7.250% PRE.H 320,197 $8,699,752.67 0.19%
PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 69352PAC7 9,683,000 $8,581,888.07 0.19%
Qwest Corporation, 6.500%, Due 09/01/2056 CTBB 333,128 $8,424,807.12 0.19%
CITIGROUP INC Variable rate 172967KD2 8,000,000 $8,246,800.00 0.18%
EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 299808AE5 8,983,000 $8,188,857.88 0.18%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 7,650,000 $8,017,288.97 0.18%
National General Hldg Co, 7.625%, Due 09/15/2055 NGHCZ 307,643 $7,958,724.41 0.18%
Oaktree Capital Group, LLC, Series A, 6.625% OAK.A 308,978 $8,348,585.56 0.18%
South Jersey Industries, Inc., 5.625%, Due 09/16/2079 SJIJ 321,209 $8,338,585.64 0.18%
CMS Energy Corp., 5.875%, Due 03/01/2079 CMSD 279,684 $7,850,729.88 0.17%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 7,700,000 $7,552,930.00 0.17%
Global Net Lease, Inc., Series A, 7.25% GNL.A 301,581 $7,810,947.90 0.17%
Agribank Fcb, 6.875% Variable Rate AGRIP 67,820 $7,238,428.60 0.16%
United States Cellular Corporation, 7.250%, Due 12/01/2063 UZB 274,467 $7,149,865.35 0.16%
AGNC Investment Corp., Series D, 6.875% Variable Rate AGNCM 267,220 $6,752,649.40 0.15%
CoBank ACB, Series F, 6.25% Variable Rate CBKPP 62,100 $6,629,485.50 0.15%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 6,230,000 $6,763,443.75 0.15%
SCE Trust V, Series K, 5.450%, Variable Rate SCE.K 273,245 $6,686,305.15 0.15%
Wintrust Financial Corporation, Series D, 6.500%, Variable Rate WTFCM 238,819 $6,925,034.88 0.15%
AMERICAN EXPRESS CO Variable rate 025816BL2 6,500,000 $6,543,549.28 0.14%
Citigroup Inc., Series K, 6.875%, Variable Rate C.K 218,958 $6,218,407.20 0.14%
ING Groep N.V., 6.125% ISG 250,721 $6,541,310.89 0.14%
BANK OF AMERICA CORP Series Z, Variable rate 060505EL4 5,212,000 $5,852,841.46 0.13%
Compeer Financial ACA, Series 144A, 6.75% Variable Rate AGSTAR.144A 5,500 $5,720,000.00 0.13%
Farmland Partners Inc, Series B, 6.00% FPI.B 238,994 $5,774,095.04 0.13%
Invesco Mortgage Capital, Series B, 7.75% Variable Rate IVR.B 206,391 $5,731,478.07 0.13%
PPL Capital Funding, Inc., Series B, 5.900%, Due 04/30/2073 PPX 228,242 $5,979,940.40 0.13%
VIVAT NV Variable rate N9353HAB7 6,000,000 $6,016,140.00 0.13%
Wells Fargo & Company, Series V, 6.000% WFC.V 233,025 $6,051,659.25 0.13%
CREDIT SUISSE GROUP AG Variable rate H3698DCA0 5,175,000 $5,532,825.38 0.12%
DANSKE BANK A/S Variable rate K22274H96 5,000,000 $5,297,500.00 0.12%
NextEra Energy Capital Holdings, Series N, 5.650%, Due 03/01/2079 NEE.N 200,866 $5,576,040.16 0.12%
AmTrust Financial Services, Inc., 7.500%, Due 09/15/2055 AFFT 250,540 $5,035,854.00 0.11%
Bank of America Corporation, Series HH, 5.875% BAC.K 188,455 $5,144,821.50 0.11%
CITIGROUP INC Preferred, Variable rate 172967GD7 4,750,000 $4,969,687.50 0.11%
PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 744320AM4 4,435,000 $4,786,983.77 0.11%
CoBank ACB, Series H, 6.20% Variable Rate CKNQP 40,008 $4,321,064.07 0.10%
FUKOKU MUTUAL LIFE INSURANCE CO Variable rate J17074AB1 4,020,000 $4,495,626.30 0.10%
Invesco Mortgage Capital, Series C, 7.50% Variable Rate IVR.C 179,150 $4,670,440.50 0.10%
The Phoenix Companies, Inc., 7.45%, Due 01/15/2032 PFX 262,320 $4,425,338.40 0.10%
AmTrust Financial Services, Inc., 7.250%, Due 06/15/2055 AFFS 211,856 $4,160,851.84 0.09%
CITIGROUP INC Variable rate 172967JZ5 4,000,000 $4,076,860.00 0.09%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 3,655,000 $4,117,430.60 0.09%
Banco Santander SA, Series 6, 4.00% Floating Rate SAN.B 163,904 $3,817,324.16 0.08%
DNB BANK ASA Variable rate R16582YP8 3,600,000 $3,633,570.00 0.08%
MFA Financial, Inc., 8.00%, Due 04/15/2042 MFO 132,678 $3,497,392.08 0.08%
National General Hldg Co, Series C, 7.50% NGHCN 122,773 $3,065,641.81 0.07%
Spire Inc., Series A, 5.90% SR.A 117,209 $3,200,977.79 0.07%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H4209BAE8 3,000,000 $3,131,331.00 0.07%
Valley National Bancorp, Series B, 5.500%, Variable Rate VLYPO 129,041 $3,296,997.55 0.07%
Annaly Capital Management, Inc., Series I, 6.75% Variable Rate NLY.I 114,016 $2,951,874.24 0.06%
Assured Guaranty Municipal Holdings Ltd., 6.25%, Due 11/01/2102 AGO.E 105,879 $2,767,677.06 0.06%
Bank of America Corporation, Series GG, 6.000% BAC.B 100,060 $2,743,645.20 0.06%
Fifth Third Bancorp, Series I, 6.625%, Variable Rate FITBI 103,299 $2,898,569.94 0.06%
KeyCorp, Series E, 6.125%, Variable Rate KEY.I 94,005 $2,791,948.50 0.06%
Stifel Financial Corp., Series A, 6.250% SF.A 105,111 $2,785,441.50 0.06%
CREDIT AGRICOLE SA Variable rate F22797RT7 2,000,000 $2,261,970.00 0.05%
SKANDINAVISKA ENSKILDA Variable rate W8T54ERZ6 2,400,000 $2,452,082.40 0.05%
Urstadt Biddle Properties Inc., Series H, 6.25% UBP.H 79,885 $2,168,078.90 0.05%
Valley National Bancorp, Series A, 6.250%, Variable Rate VLYPP 79,253 $2,265,843.27 0.05%
Aspen Insurance Holdings Limited, 5.625% AHL.D 63,389 $1,650,015.67 0.04%
HBOS CAPITAL FUNDING LP Preferred, 6.85% G43646AB7 2,000,000 $2,040,016.80 0.04%
The Southern Company, 5.250%, Due 12/01/2077 SOJC 75,140 $2,013,752.00 0.04%
Western Alliance Bancorp, 6.25%, Due 07/01/2056 WALA 63,164 $1,665,003.04 0.04%
Energy Transfer Partners, L.P., Series D, 7.625% Variable Rate ETP.D 58,905 $1,483,227.90 0.03%
KeyCorp, Series G, 5.625% KEY.K 52,178 $1,416,632.70 0.03%
Qwest Corporation, 6.625%, Due 09/15/2055 CTZ 60,764 $1,573,179.96 0.03%
Synovus Financial Corp., Series D, 6.300%, Variable Rate SNV.D 55,703 $1,507,880.21 0.03%
Wells Fargo & Company, Series X, 5.500% WFC.X 52,329 $1,356,890.97 0.03%
BANK OF AMERICA CORP Series V, Variable rate 060505EG5 731,000 $732,476.62 0.02%
CATLIN INSURANCE CO LTD Preferred, Variable rate G1970AAA2 1,100,000 $1,100,000.00 0.02%
CMS Energy Corp., 5.875%, Due 10/15/2078 CMSC 31,112 $867,402.56 0.02%
F.N.B. Corporation, 7.25% Variable Rate FNB.E 27,059 $798,968.44 0.02%
Wells Fargo & Company, Series O, 5.125% WFC.O 36,691 $929,016.12 0.02%
Energy Transfer Partners, L.P., Series C, 7.375% Variable Rate ETP.C 14,073 $348,166.02 0.01%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 605,000 $677,309.60 0.01%
Arch Capital Group Ltd., Series E, 5.250% ACGLP 198 $5,062.86 0.00%
Arch Capital Group Ltd., Series F, 5.450% ACGLO 330 $8,657.55 0.00%
Axis Capital Holdings Limited, Series E, 5.500% AXS.E 3,861 $100,038.51 0.00%
Colony Capital, Inc., Series I, 7.15% CLNY.I 337 $8,010.33 0.00%
JPMorgan Chase & Co., Series DD, 5.750% JPM.D 1,035 $28,700.55 0.00%
Taubman Centers, Inc, Series J, 6.50% TCO.J 8,196 $213,915.60 0.00%
Holdings are subject to change.

* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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