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First Trust Preferred Securities and Income ETF (FPE)
Holdings of the Fund as of 1/16/2020

Total Number of Holdings (excluding cash): 262

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
US Dollar $USD 158,894,031 $158,894,031.25 3.05%
EMERA INC Variable rate, due 06/15/2076 290876AD3 121,043,000 $138,475,612.86 2.66%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 83,805,000 $98,898,280.50 1.90%
BARCLAYS PLC Variable rate G0809LDY2 89,190,000 $96,548,175.00 1.85%
NISOURCE INC 5.65% 65473PAG0 74,970,000 $77,834,978.56 1.49%
BARCLAYS PLC Variable rate 06738EBG9 68,450,000 $76,969,629.25 1.48%
GMAC Capital Trust I, Series 2, Variable Rate, Due 02/15/2040 ALLY.A 2,671,610 $70,797,665.00 1.36%
UNICREDIT SPA Variable rate T9T20LTJ7 64,150,000 $70,924,240.00 1.36%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 53,531,000 $60,577,232.00 1.16%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AX6 49,373,000 $58,226,566.36 1.12%
GOLDMAN SACHS GROUP INC Variable rate 38148BAE8 54,467,000 $58,483,941.25 1.12%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 50,100,000 $57,114,000.00 1.10%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 51,623,000 $55,015,405.45 1.06%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 54,828,000 $55,170,675.00 1.06%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 46,025,000 $53,413,163.13 1.03%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 48,888,000 $52,135,140.96 1.00%
INTESA SANPAOLO SPA Variable rate 46115HAU1 46,425,000 $51,339,318.38 0.99%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 46,481,000 $51,792,616.28 0.99%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 47,400,000 $51,453,885.00 0.99%
ING GROEP NV Variable rate N4578EBG2 47,583,000 $51,032,767.50 0.98%
CREDIT AGRICOLE SA Variable rate 225313AJ4 41,400,000 $50,266,224.00 0.96%
American Equity Investment Life Holding Company, Series A, 5.950% Variable Rate AEL.A 1,854,993 $48,971,815.20 0.94%
SOCIETE GENERALE Variable rate 83368JKG4 44,100,000 $46,851,619.50 0.90%
Morgan Stanley, Series F, 6.875%, Variable Rate MS.F 1,615,419 $46,475,604.63 0.89%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 37,949,000 $43,555,395.51 0.84%
CREDIT AGRICOLE SA Variable rate 225313AL9 38,310,000 $42,312,054.15 0.81%
Farm Credit Bank of Texas, Series 1, 10% FCBTP 40,365 $41,777,775.00 0.80%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 36,200,000 $40,654,410.00 0.78%
Athene Holding Ltd., Series A, 6.350% Variable Rate ATH.A 1,409,219 $40,627,783.77 0.78%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 42,806,000 $40,826,928.81 0.78%
HSBC HOLDINGS PLC Variable rate 404280AT6 37,119,000 $40,486,250.10 0.78%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 38,000,000 $40,834,040.00 0.78%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 37,000,000 $40,108,740.00 0.77%
BANCO SANTANDER SA Variable rate E2R99CQ59 35,400,000 $39,253,290.00 0.75%
BNP PARIBAS Variable rate 05565AAQ6 37,000,000 $38,955,450.00 0.75%
CITIGROUP INC Variable rate 172967KM2 34,250,000 $38,972,903.75 0.75%
CITIGROUP INC Variable rate 172967MG3 37,600,000 $39,165,100.00 0.75%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 33,700,000 $37,494,620.00 0.72%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 34,200,000 $37,594,863.00 0.72%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 33,400,000 $36,656,500.00 0.70%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 32,910,000 $36,333,298.20 0.70%
LAND O'LAKES INC 7% 514666AN6 37,821,000 $35,149,891.89 0.67%
Aspen Insurance Holdings Limited, 5.950%, Variable Rate AHL.C 1,145,579 $33,324,893.11 0.64%
JPMORGAN CHASE & CO Variable rate 48128BAG6 32,800,000 $33,251,000.00 0.64%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 30,442,000 $32,847,526.84 0.63%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 30,200,000 $32,518,605.00 0.62%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 29,453,000 $31,542,248.56 0.61%
LAND O'LAKES INC 8% 514666AK2 31,000,000 $31,387,500.00 0.60%
UBS GROUP AG Variable rate 90352JAF0 28,500,000 $31,207,500.00 0.60%
Enstar Group Limited, Series D, 7.000%, Variable Rate ESGRP 1,046,998 $30,048,842.60 0.58%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H4209UAN6 26,389,000 $29,489,707.50 0.57%
DANSKE BANK A/S Variable rate K222736J8 27,713,000 $29,135,591.43 0.56%
NORDEA BANK ABP 6.625% 65559CAA9 26,000,000 $29,044,730.00 0.56%
Aegon Funding Company LLC, 5.100%, Due 12/15/2049 AEFC 1,118,609 $28,759,437.39 0.55%
American Homes 4 Rent, Series E, 6.350% AMH.E 1,059,823 $28,419,154.27 0.55%
New York Community Bancorp, Inc., Series A, 6.375%, Variable Rate NYCB.A 969,993 $28,704,614.83 0.55%
People's United Financial, Inc., Series A, 5.625%, Variable Rate PBCTP 1,003,985 $28,603,532.65 0.55%
United States Cellular Corporation, 7.250%, Due 12/01/2064 UZC 1,081,283 $28,437,742.90 0.55%
Algonquin Power & Utilities Corp., Series 19-A, 6.200% Variable Rate, Due 07/01/2079 AQNB 983,112 $27,822,069.60 0.53%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 25,677,000 $27,697,076.11 0.53%
Huntington Bancshares Incorporated, Series D, 6.250% HBANO 1,047,865 $27,537,892.20 0.53%
MITSUI SUMITOMO INSURANC 7% (Variable after 03/15/2022), due 03/15/2072 606839AA6 25,440,000 $27,792,691.20 0.53%
Reinsurance Group of America, Incorporated, 5.750%, Variable Rate, Due 06/15/2056 RZB 928,414 $27,759,578.60 0.53%
STANDARD CHARTERED PLC Variable rate 853254BH2 25,000,000 $27,705,375.00 0.53%
M&T BANK CORPORATION Variable rate 55261FAL8 25,700,000 $26,985,000.00 0.52%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 25,571,000 $27,323,124.92 0.52%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 24,600,000 $26,398,752.00 0.51%
Citigroup Capital XIII, Variable Rate, due 10/30/2040 C.N 933,468 $26,753,192.88 0.51%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 23,748,000 $26,716,500.00 0.51%
METLIFE INC Variable rate 59156RBP2 26,322,000 $26,568,768.75 0.51%
Qwest Corporation, 6.875%, Due 10/01/2054 CTV 1,014,182 $26,429,582.92 0.51%
ENERGY TRANSFER OPERATNG Variable rate, due 11/01/2066 29273RBA6 32,460,000 $26,045,904.00 0.50%
DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 23311RAH9 26,675,000 $24,966,066.13 0.48%
Air Lease Corporation, Series A, 6.150% Variable Rate AL.A 886,331 $24,498,188.84 0.47%
Energy Transfer Operatng, L.P., Series E, 7.60% Variable Rate ETP.E 948,359 $24,609,916.05 0.47%
ING GROEP NV 6.50% 456837AF0 22,179,000 $24,353,650.95 0.47%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 21,900,000 $24,698,163.00 0.47%
National Rural Util Coop, 5.50%, Due 05/15/2064 NRUC 862,994 $24,215,611.64 0.46%
WELLS FARGO & COMPANY Series K, Preferred, Variable rate 949746PM7 23,051,000 $23,310,323.75 0.45%
CHS Inc., Series 3, 6.750%, Variable Rate CHSCM 838,416 $22,700,113.88 0.44%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 22,558,000 $22,806,927.53 0.44%
BNP PARIBAS Variable rate 05565ACA9 20,961,000 $22,357,945.85 0.43%
COBANK ACB Variable rate 19075QAC6 20,474,000 $22,444,622.50 0.43%
DUKE ENERGY CORP Variable rate 26441CBG9 21,410,000 $22,579,521.25 0.43%
JPMORGAN CHASE & CO Variable rate 48128BAF8 21,300,000 $22,185,015.00 0.43%
SOCIETE GENERALE Variable rate F8586CRW4 20,000,000 $22,614,300.00 0.43%
CHS Inc., Series 2, 7.100%, Variable Rate CHSCN 772,431 $21,859,797.30 0.42%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 19,299,000 $21,779,307.48 0.42%
Qwest Corp, 6.75%, Due 06/15/2057 CTDD 833,927 $22,024,012.07 0.42%
TRUIST FINANCIAL CORP Variable rate 89832QAD1 21,259,000 $21,710,753.75 0.42%
UBS GROUP FUNDING (SWITZERLAND) AG Variable rate H4209BAE8 21,000,000 $21,882,630.00 0.42%
Integrys Holding, Inc., 6.000%, Variable Rate, Due 08/01/2073 IEH 764,853 $21,377,641.35 0.41%
STANDARD CHARTERED PLC Variable rate 853254BA7 20,000,000 $21,568,700.00 0.41%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 19,000,000 $20,995,000.00 0.40%
VEREIT, Inc., Series F, 6.700% VER.F 810,291 $20,662,420.50 0.40%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 19,000,000 $20,517,150.00 0.39%
Fifth Third Bancorp, Series A, 6.00% FITBP 740,994 $20,377,335.00 0.39%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 19,600,000 $20,298,250.00 0.39%
BANCO MERCANTIL DE NORTE Variable rate 05971PAA6 18,500,000 $19,874,087.50 0.38%
BANK OF AMERICA CORP Variable rate 060505FP4 18,750,000 $19,898,437.50 0.38%
DOMINION ENERGY INC Series B, 4.65% 25746UDD8 19,300,000 $19,879,000.00 0.38%
ING GROEP NV Variable rate 456837AR4 18,780,000 $20,040,607.50 0.38%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 17,600,000 $20,018,328.00 0.38%
The Goldman Sachs Group, Inc., Series K, 6.375%, Variable Rate GS.K 678,876 $19,639,882.68 0.38%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 18,736,000 $19,115,141.70 0.37%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 18,150,000 $19,533,176.65 0.37%
SLM Corporation, Series B, Variable Rate SLMBP 343,986 $19,383,611.10 0.37%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 18,300,000 $18,861,810.00 0.36%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 19,400,000 $18,879,692.00 0.36%
JPMORGAN CHASE & CO Variable rate 46625HKK5 18,651,000 $18,822,868.97 0.36%
SOCIETE GENERALE Variable rate 83367TBF5 16,800,000 $18,996,012.00 0.36%
Delphi Financial Group, Variable Rate, Due 05/15/2037 TKOM3816208 813,215 $18,277,007.15 0.35%
NuStar Logistics, L.P., Variable Rate, Due 01/15/2043 NSS 670,445 $17,636,056.29 0.34%
BNP PARIBAS Variable rate 05565AHN6 15,840,000 $17,197,725.61 0.33%
CITIGROUP INC Series P, Variable rate 172967JM4 15,000,000 $16,460,325.01 0.32%
ENBRIDGE INC Variable rate, due 07/15/2077 29250NAS4 15,367,000 $15,966,620.34 0.31%
Enbridge Inc., Series B, 6.375%, Variable Rate, Due 04/15/2078 ENBA 576,186 $15,894,090.99 0.31%
Two Harbors Investment Corp., Series C, 7.25% Variable Rate TWO.C 625,565 $16,314,735.20 0.31%
Algonquin Power & Utilities Corp., 6.875% Variable Rate, Due 10/17/2078 AQNA 553,318 $15,598,034.42 0.30%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 16,200,000 $15,552,000.00 0.30%
FORTEGRA FINANCIAL CORP Variable rate, due 10/15/2057 34954WAA2 13,700,000 $15,364,824.00 0.29%
JPMORGAN CHASE & CO Series 1, Variable rate 46625HHA1 14,740,000 $14,909,804.80 0.29%
KONINKLIJKE KPN NV Variable rate, due 03/28/3073 50048VAA8 13,882,000 $15,326,005.64 0.29%
SOUTHERN CO Variable rate, due 03/15/2057 842587CY1 14,345,000 $15,031,043.17 0.29%
Synovus Financial Corp., Series E, 5.875% Variable Rate SNV.E 559,849 $14,925,574.34 0.29%
Annaly Capital Management, Inc., Series F, 6.950%, Variable Rate NLY.F 550,073 $14,348,654.47 0.28%
Global Indemnity Limited, Series *, 7.75%, Due 08/15/2045 GBLIZ 567,412 $14,849,172.04 0.28%
LLOYDS BANK PLC Variable rate G4715MNG3 12,088,000 $14,838,515.61 0.28%
Regions Financial Corporation, Series A, 6.375% RF.A 556,001 $14,330,814.54 0.28%
AES GENER SA Variable rate, due 10/07/2079 00105DAG0 13,400,000 $14,009,834.00 0.27%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 14,000,000 $14,313,732.31 0.27%
SWEDBANK AB Variable rate W94232TS9 13,600,000 $14,174,056.00 0.27%
Affiliated Managers Group, Inc., 5.875%, Due 03/30/2059 MGR 496,983 $13,572,605.73 0.26%
CITIGROUP INC Variable rate 172967KD2 13,323,000 $13,740,676.05 0.26%
CITIGROUP INC Variable rate 172967MK4 13,200,000 $13,389,750.00 0.26%
Colony Capital, Inc., Series J, 7.125% CLNY.J 557,502 $13,324,297.80 0.26%
American Homes 4 Rent, Series D, 6.500% AMH.D 467,138 $12,626,740.14 0.24%
Apollo Global Management, Inc., Series B, 6.375% APO.B 448,443 $12,264,916.05 0.24%
BNP PARIBAS Variable rate 05565AAN3 10,950,000 $12,683,330.25 0.24%
CITIGROUP INC Series B, Variable rate 172967GF2 12,000,000 $12,743,580.01 0.24%
CoBank ACB, Series G, 6.125% CBKLP 119,830 $12,252,617.50 0.24%
Equitable Holdings 1, Inc., Series A, 5.250% EQH.A 479,571 $12,502,415.97 0.24%
Global Indemnity Limited, 7.875%, Due 04/15/2047 GBLIL 459,677 $12,503,214.40 0.24%
Lincoln National Corp. Variable rate, due 05/17/2066 534187AS8 13,825,000 $12,525,173.50 0.24%
State Street Corporation, Series G, 5.350%, Variable Rate STT.G 445,956 $12,669,609.96 0.24%
BHP BILLITON FIN USA LTD Variable rate, due 10/19/2075 055451AW8 11,673,000 $12,017,586.96 0.23%
Brookfield Property Partners LP, Series A2, 6.375% BPYPO 468,100 $12,217,410.00 0.23%
LAND O'LAKES INC 7.25% 514666AM8 12,720,000 $12,191,293.20 0.23%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CJ4 11,821,000 $12,110,318.98 0.23%
Oaktree Capital Group, LLC, Series B, 6.55% OAK.B 426,979 $11,699,224.60 0.22%
Aspen Insurance Holdings Limited, 5.625% AHL.E 412,694 $10,758,932.58 0.21%
BANCO MERCANTIL DEL NORTE Variable rate, due 10/04/2031 05962GAF6 10,600,000 $11,173,539.50 0.21%
Digital Realty Trust, Inc., Series K, 5.850% DLR.K 397,782 $11,050,383.96 0.21%
Digital Realty Trust, Inc., Series L, 5.200% DLR.L 420,021 $10,895,344.74 0.21%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 9,528,000 $10,582,892.52 0.20%
CITIGROUP INC Series O, Variable rate 172967JK8 10,600,000 $10,632,807.01 0.20%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 10,116,000 $10,193,943.78 0.20%
LLOYDS BANK PLC Variable rate 539473AE8 8,500,000 $10,434,098.50 0.20%
TRANSCANADA TRUST Variable rate, due 05/20/2075 89356BAA6 10,000,000 $10,515,200.00 0.20%
AGNC Investment Corp., Series C, 7.000%, Variable Rate AGNCN 369,730 $9,712,807.10 0.19%
BANCO MERCANTIL DE NORTE Variable rate 05971PAB4 9,000,000 $9,958,500.00 0.19%
CHS Inc., Series 4, 7.500% CHSCL 363,820 $10,132,387.00 0.19%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 9,000,000 $10,121,445.00 0.19%
Farm Credit Bank of Texas, Series 144A, 6.75% Variable Rate FARMCB.144A 93,015 $9,999,112.50 0.19%
Morgan Stanley, Series E, 7.125%, Variable Rate MS.E 332,643 $9,753,092.76 0.19%
Two Harbors Investment Corp., Series B, 7.625%, Variable Rate TWO.B 365,770 $10,051,359.60 0.19%
BANCO BILBAO VIZCAYA ARGENTARIA Variable rate 05946KAF8 9,000,000 $9,402,750.00 0.18%
BANCO MERCANTIL DE NORTE Variable rate 05962GAJ8 8,500,000 $9,403,337.50 0.18%
Bank of America Corporation, Series CC, 6.200% BAC.C 355,221 $9,296,133.57 0.18%
NiSource Inc., Series B, 6.500% Variable Rate NI.B 336,000 $9,495,360.00 0.18%
PPL CAPITAL FUNDING INC Variable rate, due 03/30/2067 69352PAC7 9,683,000 $9,358,813.16 0.18%
QBE CAP FUNDING III LTD Variable rate, due 05/24/2041 74734PAA0 9,000,000 $9,514,530.00 0.18%
Qwest Corporation, 6.500%, Due 09/01/2056 CTBB 356,219 $9,222,509.91 0.18%
EVEREST REINSURANCE HLDG Variable rate, due 05/15/2037 299808AE5 8,983,000 $8,727,837.89 0.17%
Oaktree Capital Group, LLC, Series A, 6.625% OAK.A 318,227 $8,773,518.39 0.17%
PartnerRe Ltd., Series H, 7.250% PRE.H 319,807 $8,721,136.80 0.17%
South Jersey Industries, Inc., 5.625%, Due 09/16/2079 SJIJ 343,456 $9,029,458.24 0.17%
ENTERPRISE PRODUCTS OPER Variable rate, due 08/16/2077 29379VBM4 8,145,000 $8,130,990.60 0.16%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 7,650,000 $8,110,823.38 0.16%
Global Net Lease, Inc., Series A, 7.25% GNL.A 322,462 $8,540,406.29 0.16%
The Allstate Corporation, Series H, 5.100% ALL.H 294,365 $7,783,010.60 0.15%
AGNC Investment Corp., Series D, 6.875% Variable Rate AGNCM 285,751 $7,435,241.02 0.14%
Agribank Fcb, 6.875% Variable Rate AGRIP 67,736 $7,256,219.01 0.14%
National General Hldg Co, 7.625%, Due 09/15/2055 NGHCZ 276,703 $7,216,414.24 0.14%
SCE Trust V, Series K, 5.450%, Variable Rate SCE.K 292,174 $7,213,776.06 0.14%
United States Cellular Corporation, 7.250%, Due 12/01/2063 UZB 287,134 $7,494,197.40 0.14%
AMERICAN EXPRESS CO Variable rate 025816BL2 6,500,000 $6,526,130.00 0.13%
Capital One Financial Corporation, Series I, 5.000% COF.I 261,111 $6,634,830.51 0.13%
CoBank ACB, Series F, 6.25% Variable Rate CBKPP 62,100 $6,644,700.00 0.13%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 6,700,000 $6,639,030.00 0.13%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 6,230,000 $6,871,814.60 0.13%
Citigroup Inc., Series K, 6.875%, Variable Rate C.K 216,387 $6,239,519.19 0.12%
CMS Energy Corp., 5.875%, Due 03/01/2079 CMSD 225,216 $6,202,448.64 0.12%
Farmland Partners Inc, Series B, 6.00% FPI.B 238,700 $6,038,632.65 0.12%
Invesco Mortgage Capital, Series B, 7.75% Variable Rate IVR.B 220,693 $6,009,470.39 0.12%
PPL Capital Funding, Inc., Series B, 5.900%, Due 04/30/2073 PPX 244,061 $6,393,178.09 0.12%
VIVAT NV Variable rate N9353HAB7 6,000,000 $6,106,716.00 0.12%
Wells Fargo & Company, Series V, 6.000% WFC.V 249,177 $6,481,093.77 0.12%
Compeer Financial ACA, Series 144A, 6.75% Variable Rate AGSTAR.144A 5,500 $5,940,000.00 0.11%
CREDIT SUISSE GROUP AG Variable rate H3698DCA0 5,175,000 $5,571,637.88 0.11%
DANSKE BANK A/S Variable rate K22274H96 5,000,000 $5,489,055.00 0.11%
Just Energy Group Inc, Series A, 8.50% Variable Rate JE.A 552,614 $5,846,656.12 0.11%
NextEra Energy Capital Holdings, Series N, 5.650%, Due 03/01/2079 NEE.N 214,779 $5,945,082.72 0.11%
Wintrust Financial Corporation, Series D, 6.500%, Variable Rate WTFCM 193,994 $5,821,759.94 0.11%
AmTrust Financial Services, Inc., 7.500%, Due 09/15/2055 AFFT 250,540 $5,339,007.40 0.10%
Bank of America Corporation, Series HH, 5.875% BAC.K 188,455 $5,154,432.71 0.10%
CHS Inc., Series 1, 7.875% CHSCO 193,782 $5,375,512.68 0.10%
CITIGROUP INC Preferred, Variable rate 172967GD7 4,750,000 $5,048,988.75 0.10%
CoBank ACB, Series H, 6.20% Variable Rate CKNQP 49,960 $5,370,700.00 0.10%
MORGAN STANLEY Series J, Variable rate 617474AA9 5,300,000 $5,389,040.00 0.10%
AmTrust Financial Services, Inc., 7.250%, Due 06/15/2055 AFFS 211,856 $4,512,532.80 0.09%
FUKOKU MUTUAL LIFE INSURANCE CO Variable rate J17074AB1 4,020,000 $4,487,325.00 0.09%
ING Groep N.V., 6.125% ISG 187,197 $4,942,000.80 0.09%
Invesco Mortgage Capital, Series C, 7.50% Variable Rate IVR.C 178,928 $4,850,738.08 0.09%
PRUDENTIAL FINANCIAL INC Variable rate, due 06/15/2043 744320AM4 4,435,000 $4,797,051.23 0.09%
The Phoenix Companies, Inc., 7.45%, Due 01/15/2032 PFX 265,320 $4,669,632.00 0.09%
Annaly Capital Management, Inc., Series I, 6.75% Variable Rate NLY.I 160,544 $4,182,171.20 0.08%
Banco Santander SA, Series 6, 4.00% Floating Rate SAN.B 163,706 $3,963,322.26 0.08%
CITIGROUP INC Variable rate 172967JZ5 4,000,000 $4,080,860.00 0.08%
JPMorgan Chase & Co., Series AA, 6.100% JPM.G 153,060 $3,962,723.40 0.08%
SUMITOMO LIFE INSURANCE Variable rate, due 09/20/2073 86564CAA8 3,655,000 $4,085,449.35 0.08%
Brookfield Property Partners LP, Series A-1, 6.50% BPYPP 139,991 $3,676,163.66 0.07%
DNB BANK ASA Variable rate R16582YP8 3,600,000 $3,619,987.20 0.07%
DOMINION RESOURCES INC Variable rate, due 06/30/2066 25746UAY5 3,871,000 $3,741,398.92 0.07%
MFA Financial, Inc., 8.00%, Due 04/15/2042 MFO 132,516 $3,453,366.96 0.07%
SOCIETE GENERALE Variable rate 83367TBH1 3,500,000 $3,502,880.50 0.07%
Valley National Bancorp, Series B, 5.500%, Variable Rate VLYPO 128,885 $3,469,584.20 0.07%
Fifth Third Bancorp, Series I, 6.625%, Variable Rate FITBI 103,173 $2,977,057.03 0.06%
National General Hldg Co, Series C, 7.50% NGHCN 122,623 $3,129,338.96 0.06%
Spire Inc., Series A, 5.900% SR.A 104,625 $2,887,650.00 0.06%
Stifel Financial Corp., Series A, 6.250% SF.A 112,413 $3,017,164.92 0.06%
Wells Fargo & Company, Series X, 5.500% WFC.X 116,138 $3,012,619.72 0.06%
Assured Guaranty Municipal Holdings Ltd., 6.25%, Due 11/01/2102 AGO.E 105,747 $2,807,582.85 0.05%
Bank of America Corporation, Series GG, 6.000% BAC.B 99,940 $2,782,329.60 0.05%
ING GROEP NV 6% 456837AE3 2,618,000 $2,643,918.20 0.05%
KeyCorp, Series E, 6.125%, Variable Rate KEY.I 93,891 $2,830,813.65 0.05%
SKANDINAVISKA ENSKILDA Variable rate W8T54ERZ6 2,400,000 $2,484,000.00 0.05%
CREDIT AGRICOLE SA Variable rate F22797RT7 2,000,000 $2,280,000.00 0.04%
HBOS CAPITAL FUNDING LP Preferred, 6.85% G43646AB7 2,000,000 $2,051,250.00 0.04%
The Southern Company, 5.250%, Due 12/01/2077 SOJC 75,050 $1,996,780.30 0.04%
UBS GROUP AG Variable rate H4209UAL0 2,000,000 $2,007,940.00 0.04%
Urstadt Biddle Properties Inc., Series H, 6.25% UBP.H 79,789 $2,139,940.98 0.04%
Valley National Bancorp, Series A, 6.250%, Variable Rate VLYPP 67,373 $1,946,338.78 0.04%
Aspen Insurance Holdings Limited, 5.625% AHL.D 67,804 $1,811,722.88 0.03%
Energy Transfer Partners, L.P., Series D, 7.625% Variable Rate ETP.D 58,833 $1,500,712.16 0.03%
KeyCorp, Series G, 5.625% KEY.K 55,764 $1,509,531.48 0.03%
Qwest Corporation, 6.625%, Due 09/15/2055 CTZ 65,002 $1,676,076.78 0.03%
Synovus Financial Corp., Series D, 6.300%, Variable Rate SNV.D 56,424 $1,531,347.36 0.03%
Western Alliance Bancorp, 6.25%, Due 07/01/2056 WALA 67,534 $1,766,014.10 0.03%
AGNC Investment Corp., Series E, 6.50% Variable Rate AGNCO 50,020 $1,288,515.20 0.02%
Arch Capital Group Ltd., Series E, 5.250% ACGLP 42,321 $1,079,185.50 0.02%
CMS Energy Corp., 5.875%, Due 10/15/2078 CMSC 31,112 $846,557.52 0.02%
Wells Fargo & Company, Series O, 5.125% WFC.O 48,602 $1,241,781.10 0.02%
Arch Capital Group Ltd., Series F, 5.450% ACGLO 19,958 $521,901.70 0.01%
Axis Capital Holdings Limited, Series E, 5.500% AXS.E 11,079 $287,943.21 0.01%
Energy Transfer Partners, L.P., Series C, 7.375% Variable Rate ETP.C 14,055 $354,326.55 0.01%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 605,000 $682,300.85 0.01%
Wells Fargo & Company, Series W, 5.700% WFC.W 29,943 $779,416.29 0.01%
Axis Capital Holdings Limited, Series D, 5.500% AXS.D 6,467 $161,610.33 0.00%
Colony Capital, Inc., Series I, 7.15% CLNY.I 337 $8,054.30 0.00%
JPMorgan Chase & Co., Series DD, 5.750% JPM.D 1,035 $28,586.70 0.00%
Taubman Centers, Inc, Series J, 6.50% TCO.J 8,626 $223,327.14 0.00%
Wells Fargo & Company, Series P, 5.25% WFC.P 3,765 $96,609.90 0.00%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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