Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 
First Trust Preferred Securities and Income ETF (FPE)
Holdings of the Fund as of 8/7/2020

Total Number of Holdings (excluding cash): 283

Security Name Identifier Shares / Quantity Market Value Weighting Descending sort
EMERA INC Variable rate, due 06/15/2076 290876AD3 141,743,000 $158,150,460.97 3.06%
BARCLAYS PLC Variable rate 06738EBG9 95,850,000 $102,850,330.94 1.99%
BARCLAYS PLC Variable rate G0809LDY2 84,190,000 $87,452,362.50 1.69%
AERCAP HOLDINGS NV Variable rate, due 10/10/2079 00774YAA7 112,305,000 $86,406,905.48 1.67%
ENEL SPA Variable rate, due 09/24/2073 29265WAA6 67,230,000 $78,205,297.50 1.51%
Wells Fargo & Company, Series L, 7.50% WFC.L 56,384 $76,569,472.00 1.48%
GMAC Capital Trust I, Series 2, Variable Rate, Due 02/15/2040 ALLY.A 3,123,485 $75,026,109.70 1.45%
LLOYDS BANKING GROUP PLC Variable rate 539439AG4 62,814,000 $67,193,392.08 1.30%
CHARLES SCHWAB CORP Variable rate 808513BD6 55,000,000 $60,843,750.00 1.18%
UNICREDIT SPA Variable rate T9T20LTJ7 56,950,000 $60,380,981.23 1.17%
GOLDMAN SACHS GROUP INC Variable rate 38148BAE8 54,467,000 $58,536,520.97 1.13%
MARKEL CORP Variable rate 570535AW4 52,400,000 $55,968,440.00 1.08%
CREDIT AGRICOLE SA Variable rate 225313AJ4 47,100,000 $55,454,598.00 1.07%
CREDIT AGRICOLE SA Variable rate BJ4FPL9 225313AD7 47,100,000 $52,281,141.30 1.01%
CREDIT SUISSE GROUP AG Variable rate 225401AL2 48,900,000 $52,119,331.50 1.01%
CREDIT SUISSE GROUP AG Variable rate 225401AJ7 47,450,000 $51,186,687.50 0.99%
HSBC HOLDINGS PLC Variable rate 404280AT6 49,619,000 $51,026,175.98 0.99%
HUNTINGTON BANCSHARES Variable rate 446150AT1 44,300,000 $49,726,750.00 0.96%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BB6 47,400,000 $49,756,728.00 0.96%
ENBRIDGE INC Variable rate, due 01/15/2077 29250NAN5 49,888,000 $49,331,278.37 0.95%
Morgan Stanley, Series F, 6.875%, Variable Rate MS.F 1,772,543 $49,329,871.69 0.95%
BNP PARIBAS Variable rate 05565AAN3 42,500,000 $47,576,412.50 0.92%
BANK OF NOVA SCOTIA Variable rate 064159VJ2 42,800,000 $44,289,440.00 0.86%
QBE INSURANCE GROUP LTD Variable rate 74728GAE0 41,900,000 $44,518,750.00 0.86%
AUST & NZ BANKING GROUP Variable rate 05254HAA2 38,949,000 $44,160,181.46 0.85%
ENBRIDGE INC Variable rate, due 03/01/2078 29250NAW5 41,800,000 $41,454,941.00 0.80%
ING GROEP NV Variable rate N4578EBG2 39,583,000 $41,639,891.01 0.80%
CREDIT AGRICOLE SA Variable rate 225313AL9 38,310,000 $40,970,437.95 0.79%
TRANSCANADA TRUST Variable rate, due 09/15/2079 89356BAE8 38,000,000 $40,300,710.00 0.78%
CITIGROUP INC Variable rate 172967KM2 34,250,000 $38,691,796.88 0.75%
Athene Holding Ltd., Series A, 6.350%, Variable Rate ATH.A 1,480,421 $38,416,924.95 0.74%
LAND O'LAKES INC 7% 514666AN6 41,821,000 $37,580,141.51 0.73%
Aegon Funding Company LLC, 5.100%, Due 12/15/2049 AEFC 1,478,573 $37,260,039.60 0.72%
American Equity Investment Life Holding Company, Series A, 5.950%, Variable Rate AEL.A 1,640,348 $37,235,899.60 0.72%
BANCO SANTANDER SA Variable rate E2R99CQ59 35,400,000 $36,793,875.00 0.71%
SOCIETE GENERALE Variable rate 83368JKG4 35,700,000 $36,712,095.00 0.71%
Energy Transfer Operatng, L.P., Series E, 7.60% Variable Rate ETP.E 1,791,643 $36,370,352.90 0.70%
INTESA SANPAOLO SPA Variable rate 46115HAU1 34,125,000 $35,760,946.37 0.69%
KONINKLIJKE KPN NV Variable rate, due 03/28/2073 N4297BBC7 32,310,000 $35,274,280.95 0.68%
AXIS SPECIALTY FINANCE Variable rate, due 01/15/2040 05463HAC5 36,220,000 $34,332,576.16 0.66%
ASSURANT INC Variable rate, due 03/27/2048 04621XAK4 31,900,000 $33,544,470.85 0.65%
QBE INSURANCE GROUP LTD Variable rate, due 12/02/2044 Q78063AG1 30,649,000 $33,813,662.51 0.65%
TRUIST FINANCIAL CORP Variable rate 89832QAF6 30,400,000 $33,060,000.00 0.64%
Aspen Insurance Holdings Limited, 5.950%, Variable Rate AHL.C 1,227,539 $32,014,217.12 0.62%
BANCO BILBAO VIZCAYA ARG Variable rate 05946KAG6 33,100,000 $31,893,921.06 0.62%
E*TRADE FINANCIAL CORP Variable rate 269246BN3 29,453,000 $32,230,270.64 0.62%
BARCLAYS PLC Variable rate 06738EBN4 30,400,000 $30,856,000.00 0.60%
ENBRIDGE INC Variable rate, due 07/15/2080 29250NBC8 30,400,000 $31,053,527.65 0.60%
LAND O'LAKES INC 8% 514666AK2 31,000,000 $30,690,000.00 0.59%
UBS GROUP AG Variable rate 90352JAF0 28,500,000 $30,692,932.50 0.59%
NORDEA BANK ABP 6.625% 65559CAA9 27,000,000 $29,553,795.00 0.57%
CITIZENS FINANCIAL GROUP Variable rate 174610AU9 27,200,000 $29,140,448.00 0.56%
UBS GROUP AG Variable rate H4209UAN6 26,389,000 $28,883,895.23 0.56%
ASAHI MUTUAL LIFE INSURANCE Variable rate BDG6YY4 25,677,000 $27,749,672.59 0.54%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737EAA2 24,900,000 $27,799,107.00 0.54%
AERCAP GLOBAL AVIATION TRUST Variable rate, due 06/15/2045 00773HAA5 33,100,000 $27,249,575.00 0.53%
VOYA FINANCIAL INC Variable rate, due 05/15/2053 45685EAG1 26,571,000 $27,547,351.41 0.53%
APOLLO MANAGEMENT HOLDINGS Variable rate, due 01/14/2050 03765HAE1 29,226,000 $27,028,191.93 0.52%
CHS Inc., Series 2, 7.100%, Variable Rate CHSCN 1,061,434 $26,928,580.58 0.52%
CREDIT SUISSE GROUP AG Variable rate 225401AR9 26,400,000 $26,687,760.00 0.52%
People's United Financial, Inc., Series A, 5.625%, Variable Rate PBCTP 1,055,644 $27,135,329.04 0.52%
Reinsurance Group of America, Incorporated, 5.750%, Variable Rate, Due 06/15/2056 RZB 1,010,683 $26,843,740.48 0.52%
Citigroup Capital XIII, Variable Rate, due 10/30/2040 C.N 981,502 $26,451,478.90 0.51%
CREDIT SUISSE GROUP AG Variable rate 22546DAB2 23,681,000 $26,276,556.01 0.51%
FIFTH THIRD BANCORP Variable rate 316773DB3 26,000,000 $26,388,180.00 0.51%
ING GROEP NV 6.50% 456837AF0 25,179,000 $26,482,013.25 0.51%
LAND O LAKES CAP TRST I 7.45%, Cumulative Preferred, due 03/15/2028 514665AA6 23,748,000 $26,479,020.00 0.51%
STANDARD CHARTERED PLC Variable rate 853254BT6 25,600,000 $26,464,000.00 0.51%
American Homes 4 Rent, Series E, 6.350% AMH.E 1,011,588 $26,058,506.88 0.50%
Aspen Insurance Holdings Limited, 5.625% AHL.E 1,015,571 $25,693,946.30 0.50%
BANK OF NY MELLON CORP Variable rate 064058AH3 23,900,000 $25,996,030.00 0.50%
BP CAPITAL MARKETS PLC Variable rate 05565QDV7 23,800,000 $25,887,260.00 0.50%
Enstar Group Limited, Series D, 7.000%, Variable Rate ESGRP 991,579 $25,681,896.10 0.50%
New York Community Bancorp, Inc., Series A, 6.375%, Variable Rate NYCB.A 974,546 $25,494,123.36 0.49%
Algonquin Power & Utilities Corp., Series 19-A, 6.200%, Variable Rate, Due 07/01/2079 AQNB 906,807 $24,710,490.75 0.48%
JPMORGAN CHASE & CO Series V, Variable rate 48127FAA1 26,378,000 $24,718,855.45 0.48%
United States Cellular Corporation, 7.250%, Due 12/01/2064 UZC 958,946 $24,625,733.28 0.48%
Huntington Bancshares Incorporated, Series D, 6.250% HBANO 955,811 $24,459,203.49 0.47%
ROYAL BK SCOTLND GRP PLC Variable rate 780099CK1 21,325,000 $24,117,935.25 0.47%
SOCIETE GENERALE Variable rate 83367TBF5 22,679,000 $24,137,373.10 0.47%
TRANSCANADA TRUST Variable rate, due 08/15/2076 89356BAB4 22,604,000 $24,326,242.61 0.47%
AT&T Inc., Series C, 4.750% T.C 959,254 $24,000,535.08 0.46%
HUNTINGTON BANCSHARES Variable rate 446150AV6 23,300,000 $23,241,750.00 0.45%
LLOYDS BANKING GROUP PLC Variable rate 53944YAJ2 22,000,000 $23,090,870.00 0.45%
LLOYDS BANKING GROUP PLC Variable rate 539439AU3 21,800,000 $23,532,180.26 0.45%
Qwest Corporation, 6.75%, Due 06/15/2057 CTDD 892,017 $23,317,324.38 0.45%
CENTERPOINT ENERGY INC Variable rate 15189TAS6 22,623,000 $22,527,233.67 0.44%
CHS Inc., Series 3, 6.750%, Variable Rate CHSCM 880,795 $22,107,954.50 0.43%
DUKE ENERGY CORP Variable rate 26441CBG9 21,410,000 $22,456,090.89 0.43%
US Dollar $USD 22,378,714 $22,378,713.99 0.43%
Capital One Financial Corporation, Series I, 5.000% COF.I 869,703 $21,681,695.79 0.42%
COBANK ACB Variable rate 19075QAC6 20,474,000 $21,702,440.00 0.42%
DANSKE BANK A/S Variable rate K222736J8 21,313,000 $21,784,038.62 0.42%
FARM CREDIT BK OF TEXAS Variable rate 30767EAD1 20,300,000 $21,771,750.00 0.42%
TRUIST FINANCIAL CORP Variable rate 89832QAE9 20,400,000 $21,853,500.00 0.42%
SOCIETE GENERALE Variable rate F8586CRW4 20,000,000 $21,286,100.00 0.41%
Air Lease Corporation, Series A, 6.150%, Variable Rate AL.A 931,326 $20,759,256.54 0.40%
BANCO MERCANTIL DE NORTE Variable rate 05971PAC2 20,400,000 $20,870,424.00 0.40%
Enbridge Inc., Series B, 6.375%, Variable Rate, Due 04/15/2078 ENBA 802,163 $19,941,772.18 0.39%
GOLDMAN SACHS GROUP INC Variable rate 38148BAB4 20,158,000 $19,962,976.79 0.39%
Integrys Holding, Inc., 6.000%, Variable Rate, Due 08/01/2073 IEH 764,853 $20,100,336.84 0.39%
DCP MIDSTREAM OPERATING Variable rate, due 05/21/2043 23311RAH9 25,423,000 $19,430,671.79 0.38%
ING GROEP NV Variable rate 456837AR4 18,780,000 $19,265,181.30 0.37%
JPMORGAN CHASE & CO Variable rate 46625HKK5 19,651,000 $19,356,235.00 0.37%
REGIONS FINANCIAL CORP Variable rate 7591EPAR1 17,400,000 $18,927,720.00 0.37%
ENTERPRISE PRODUCTS OPER Variable rate, due 06/01/2067 29379VAN3 24,400,000 $18,586,578.00 0.36%
Fifth Third Bancorp, Series A, 6.00% FITBP 698,778 $18,391,836.96 0.36%
Wintrust Financial Corporation, Series E, 6.875% Variable Rate WTFCP 711,922 $18,388,945.26 0.36%
AES GENER SA Variable rate, due 10/07/2079 00105DAG0 17,986,000 $17,884,828.75 0.35%
Brookfield Property Partners LP, Series A2, 6.375% BPYPO 941,386 $18,215,819.10 0.35%
National Rural Utilities Cooperative Finance Corporation, 5.500%, Due 05/15/2064 NRUC 670,622 $18,173,856.20 0.35%
Apollo Global Management, Inc., Series B, 6.375% APO.B 647,440 $17,746,330.40 0.34%
CITIGROUP INC Variable rate 172967KD2 17,323,000 $17,347,851.39 0.34%
SEMPRA ENERGY Variable rate 816851BK4 17,000,000 $17,676,600.00 0.34%
DANSKE BANK A/S Variable rate K22274H96 15,960,000 $17,007,311.16 0.33%
Delphi Financial Group, Variable Rate, Due 05/15/2037 TKOM3816208 856,232 $16,910,582.00 0.33%
NuStar Logistics, L.P., Variable Rate, Due 01/15/2043 NSS 822,653 $17,102,955.87 0.33%
ENERGY TRANSFER OPERATNG Variable rate, due 11/01/2066 29273RBA6 32,460,000 $16,335,495.00 0.32%
Equitable Holdings, Inc., Series A, 5.250% EQH.A 657,388 $16,447,847.76 0.32%
Wells Fargo & Company, Series X, 5.500% WFC.X 633,527 $16,325,990.79 0.32%
American Equity Investment Life Holding Company, Series B, 6.625% Variable Rate AEL.B 644,004 $15,881,138.64 0.31%
CITIGROUP INC Series P, Variable rate 172967JM4 15,000,000 $16,249,489.05 0.31%
COMERICA INC Variable rate 200340AU1 14,400,000 $15,804,000.00 0.31%
Affiliated Managers Group, Inc., 5.875%, Due 03/30/2059 MGR 560,186 $15,455,531.74 0.30%
Annaly Capital Management, Inc., Series F, 6.950%, Variable Rate NLY.F 678,045 $15,479,767.35 0.30%
Oaktree Capital Group, LLC, Series B, 6.55% OAK.B 566,793 $15,297,743.07 0.30%
W.R. Berkley Corporation, 5.625%, Due 04/30/2053 WRB.B 608,739 $15,382,834.53 0.30%
Athene Holding Ltd., Series C, 6.375% Variable Rate ATH.C 567,140 $14,847,725.20 0.29%
FORTEGRA FINANCIAL CORP Variable rate, due 10/15/2057 34954WAA2 13,700,000 $15,197,136.00 0.29%
Regions Financial Corporation, Series A, 6.375% RF.A 584,057 $15,051,148.89 0.29%
KONINKLIJKE KPN NV Variable rate, due 03/28/3073 50048VAA8 13,382,000 $14,609,731.59 0.28%
NISOURCE INC 5.65% 65473PAG0 14,520,000 $14,236,714.80 0.28%
Wesbanco, Inc., Series A, 6.75% Variable Rate WSBKL 565,000 $14,673,050.00 0.28%
Algonquin Power & Utilities Corp., 6.875%, Variable Rate, Due 10/17/2078 AQNA 500,645 $13,942,963.25 0.27%
Brookfield Property Partners LP, Series A, 5.75% BPYPN 793,158 $14,078,554.50 0.27%
Public Storage, Series L, 4.625% PSA.L 510,127 $13,717,315.03 0.27%
SWEDBANK AB Variable rate W94232TS9 13,600,000 $14,038,341.60 0.27%
UNICREDIT SPA Variable rate, due 06/30/2035 904678AS8 13,500,000 $14,070,120.80 0.27%
Bank of America Corporation, Series HH, 5.875% BAC.K 504,183 $13,698,652.11 0.26%
Digital Realty Trust, Inc., Series L, 5.200% DLR.L 484,650 $13,260,024.00 0.26%
Truist Financial Corporation, Series O, 5.250% TFC.O 480,402 $13,206,250.98 0.26%
WESCO International, Inc., Series A, 10.625% Variable Rate WCC.A 496,910 $13,540,797.50 0.26%
AGNC Investment Corp., Series F, 6.125% Variable Rate AGNCP 570,446 $12,749,468.10 0.25%
American Homes 4 Rent, Series D, 6.500% AMH.D 490,709 $12,758,434.00 0.25%
BNP PARIBAS Variable rate 05565AHN6 12,540,000 $13,182,675.00 0.25%
CITIGROUP INC Series B, Variable rate 172967GF2 12,000,000 $12,762,120.00 0.25%
M&T BANK CORPORATION Variable rate 55261FAL8 13,000,000 $13,187,785.00 0.25%
REINSURANCE GRP OF AMER Variable rate, due 12/15/2065 759351AE9 16,200,000 $13,061,250.00 0.25%
STANDARD CHARTERED PLC Variable rate 853254BH2 12,310,000 $13,085,406.90 0.25%
State Street Corporation, Series G, 5.350%, Variable Rate STT.G 462,014 $12,843,989.20 0.25%
AGNC Investment Corp., Series C, 7.000%, Variable Rate AGNCN 528,304 $12,637,031.68 0.24%
Capital One Financial Corporation, Series J, 4.800% COF.J 530,888 $12,385,617.04 0.24%
Farm Credit Bank of Texas, Series 144A, 6.75% Variable Rate FARMCB.144A 116,015 $12,297,590.00 0.24%
HARTFORD FINL SVCS GRP Variable rate, due 02/12/2047 416515BC7 15,106,000 $12,564,339.97 0.24%
Pinnacle Financial Partners, Inc., Series B, 6.75% PNFPP 472,920 $12,291,190.80 0.24%
ASAHI MUTUAL LIFE INSURANCE Variable rate BYP5375 11,000,000 $11,740,966.16 0.23%
CoBank ACB, Series G, 6.125% CBKLP 118,243 $12,060,786.00 0.23%
Global Indemnity Limited, 7.875%, Due 04/15/2047 GBLIL 466,344 $11,891,772.00 0.23%
LAND O'LAKES INC 7.25% 514666AM8 12,720,000 $12,099,200.40 0.23%
South Jersey Industries, Inc., 5.625%, Due 09/16/2079 SJIJ 466,876 $12,017,388.24 0.23%
BBVA BANCOMER SA TEXAS Variable rate, due 09/13/2034 05533UAG3 11,600,000 $11,555,804.00 0.22%
BANCO MERCANTIL DEL NORTE Variable rate, due 10/04/2031 05962GAF6 10,600,000 $10,637,736.00 0.21%
Brookfield Renewable Partners LP, Series 17, 5.25% BEP.A 424,174 $10,916,117.89 0.21%
SLM Corporation, Series B, Variable Rate SLMBP 339,477 $10,720,683.66 0.21%
BANK OF AMERICA CORP Series X, Variable rate 060505EH3 9,528,000 $10,358,771.66 0.20%
CHS Inc., Series 4, 7.500% CHSCL 382,152 $10,413,642.00 0.20%
LA MONDIALE Variable rate, due 01/26/2047 F5616KAC8 9,310,000 $10,346,947.80 0.20%
CREDIT SUISSE GROUP AG Variable rate 225401AK4 9,000,000 $9,748,755.00 0.19%
ENBRIDGE INC Variable rate, due 07/15/2077 29250NAS4 10,567,000 $9,923,366.04 0.19%
GOLDMAN SACHS GROUP INC Variable rate 38144GAB7 9,600,000 $9,814,234.75 0.19%
JPMorgan Chase & Co., Series DD, 5.750% JPM.D 355,417 $9,773,967.50 0.19%
LINCOLN NATIONAL CORP Variable rate, due 05/17/2066 534187AS8 13,825,000 $9,839,874.62 0.19%
National General Holdings Corp., 7.625%, Due 09/15/2055 NGHCZ 384,938 $9,812,069.62 0.19%
Agribank Fcb, 6.875% Variable Rate AGRIP 88,231 $9,352,486.00 0.18%
AMTRUST FINANCIAL SERVICES 6.125%, due 08/15/2023 032359AE1 10,200,000 $9,214,609.32 0.18%
CITIZENS FINANCIAL GROUP Variable rate 174610AH8 10,116,000 $9,447,888.78 0.18%
Oaktree Capital Group, LLC, Series A, 6.625% OAK.A 346,447 $9,513,434.62 0.18%
Qwest Corporation, 6.500%, Due 09/01/2056 CTBB 374,242 $9,445,868.08 0.18%
BANCO MERCANTIL DE NORTE Variable rate 05971PAB4 9,000,000 $8,721,540.00 0.17%
LLOYDS BANK PLC Variable rate G4715MNG3 7,438,000 $8,710,522.79 0.17%
ROYAL BK SCOTLND GRP PLC Variable rate 780097BQ3 8,500,000 $8,970,900.00 0.17%
BANCO MERCANTIL DE NORTE Variable rate 05962GAJ8 8,500,000 $8,266,250.00 0.16%
Global Net Lease, Inc., Series A, 7.25% GNL.A 338,700 $8,531,853.00 0.16%
KeyCorp, Series G, 5.625% KEY.K 297,636 $8,179,037.28 0.16%
Prudential Financial, Inc., 5.750%, Due 12/15/2052 PJH 313,075 $8,139,950.00 0.16%
ENERGY TRANSFER OPERATNG Variable rate 29278NAT0 9,500,000 $7,944,375.00 0.15%
FARM CREDIT BK OF TEXAS Variable rate 30767EAC3 7,650,000 $7,809,234.75 0.15%
National General Holdings Corp., Series C, 7.500% NGHCN 289,017 $7,505,771.49 0.15%
Wells Fargo & Company, Series Y, 5.625% WFC.Y 297,283 $7,741,249.32 0.15%
AERCAP IRELAND CAP/GLOBA 6.50%, due 07/15/2025 00774MAN5 6,800,000 $7,337,114.73 0.14%
ASSURED GUARANTY MUNICIPAL HOLDINGS INC Variable rate, due 12/15/2066 31769PAB6 7,354,000 $7,114,995.00 0.14%
Digital Realty Trust, Inc., Series K, 5.850% DLR.K 259,415 $7,095,000.25 0.14%
United States Cellular Corporation, 7.250%, Due 12/01/2063 UZB 278,547 $7,192,083.54 0.14%
AGNC Investment Corp., Series D, 6.875% Variable Rate AGNCM 290,513 $6,620,791.27 0.13%
PPL Capital Funding, Inc., Series B, 5.900%, Due 04/30/2073 PPX 256,379 $6,588,940.30 0.13%
SCE Trust V, Series K, 5.450%, Variable Rate SCE.K 306,880 $6,947,763.20 0.13%
TRANSCANADA TRUST Variable rate, due 05/20/2075 89356BAA6 6,600,000 $6,723,563.62 0.13%
Aspen Insurance Holdings Limited, 5.625% AHL.D 241,737 $6,079,685.55 0.12%
CoBank ACB, Series F, 6.25% Variable Rate CBKPP 62,100 $6,427,350.00 0.12%
First Midwest Bancorp, Inc., Series A, 7.00% FMBIP 249,271 $6,286,614.62 0.12%
VIVAT NV Variable rate N9353HAB7 6,000,000 $6,065,400.00 0.12%
Annaly Capital Management, Inc., Series I, 6.75% Variable Rate NLY.I 237,785 $5,535,634.80 0.11%
Axis Capital Holdings Limited, Series E, 5.500% AXS.E 231,142 $5,912,612.36 0.11%
CHS Inc., Series 1, 7.875% CHSCO 202,465 $5,519,195.90 0.11%
Compeer Financial ACA, Series 144A, 6.75% Variable Rate AGSTAR.144A 5,500 $5,610,000.00 0.11%
DAIRY FARMERS OF AMERICA 7.125% 23385HAA7 6,700,000 $5,758,884.50 0.11%
NuStar Energy LP, Series A, 8.50% Variable Rate NS.A 302,486 $5,862,178.68 0.11%
CITIGROUP INC Preferred, Variable rate 172967GD7 4,750,000 $4,951,875.00 0.10%
CoBank ACB, Series H, 6.20% Variable Rate CKNQP 49,330 $5,204,315.00 0.10%
CREDIT SUISSE GROUP AG Variable rate H3698DCA0 5,175,000 $5,431,214.25 0.10%
First Citizens BancShares, Inc., Series A, 5.375% FCNCP 198,114 $5,032,095.60 0.10%
MORGAN STANLEY Series J, Variable rate 617474AA9 5,300,000 $5,168,087.82 0.10%
Prudential Financial, Inc., 5.700%, Due 03/15/2053 PRH 207,516 $5,362,213.44 0.10%
AmTrust Financial Services, Inc., 7.500%, Due 09/15/2055 AFFT 250,540 $4,447,085.00 0.09%
Wintrust Financial Corporation, Series D, 6.500%, Variable Rate WTFCM 181,026 $4,592,629.62 0.09%
CITIGROUP INC Variable rate 172967JZ5 4,000,000 $3,945,940.00 0.08%
JPMorgan Chase & Co., Series AA, 6.100% JPM.G 155,300 $3,952,385.00 0.08%
METLIFE INC 6.40%, due 12/15/2036 59156RAP3 3,397,000 $4,245,826.56 0.08%
Truist Financial Corporation, Series R, 4.75% TFC.R 155,514 $3,932,949.06 0.08%
AmTrust Financial Services, Inc., 7.250%, Due 06/15/2055 AFFS 211,856 $3,601,552.00 0.07%
National General Holdings Corp., Series B, 7.500% NGHCO 135,175 $3,423,982.75 0.07%
The Goldman Sachs Group, Inc., Series K, 6.375%, Variable Rate GS.K 135,386 $3,679,791.48 0.07%
Wells Fargo & Company, Series V, 6.000% WFC.V 136,999 $3,507,174.40 0.07%
Assured Guaranty Municipal Holdings Ltd., 6.25%, Due 11/01/2102 AGO.E 110,585 $2,925,780.53 0.06%
CREDIT AGRICOLE SA Variable rate F22797RT7 3,000,000 $3,330,009.00 0.06%
DCP MIDSTREAM LP Variable rate 23311PAA8 4,500,000 $3,153,650.31 0.06%
Legg Mason, Inc., 5.45%, Due 09/15/2056 LMHB 130,705 $3,283,309.60 0.06%
Morgan Stanley, Series K, 5.850%, Variable Rate MS.K 117,476 $3,221,191.92 0.06%
Spire Inc., Series A, 5.900% SR.A 106,291 $2,927,254.14 0.06%
Stifel Financial Corp., Series A, 6.250% SF.A 118,031 $3,067,625.69 0.06%
Brookfield Property Partners LP, Series A-1, 6.50% BPYPP 142,037 $2,833,638.15 0.05%
Citizens Financial Group, Inc., Series E, 5.000% CFG.E 103,867 $2,560,321.55 0.05%
Fifth Third Bancorp, Series I, 6.625%, Variable Rate FITBI 105,187 $2,838,997.13 0.05%
MORGAN STANLEY Series H, Variable rate 61761JQK8 2,856,000 $2,731,003.02 0.05%
SKANDINAVISKA ENSKILDA Variable rate W8T54ERZ6 2,400,000 $2,463,060.00 0.05%
Valley National Bancorp, Series B, 5.500%, Variable Rate VLYPO 106,379 $2,467,992.80 0.05%
Apollo Global Management, Inc., Series A, 6.375% APO.A 82,151 $2,202,468.31 0.04%
HBOS CAPITAL FUNDING LP Preferred, 6.85% G43646AB7 2,000,000 $2,035,750.00 0.04%
NiSource Inc., Series B, 6.500%, Variable Rate NI.B 80,582 $2,224,063.20 0.04%
Regions Financial Corporation, Series B, 6.375%, Variable Rate RF.B 75,283 $1,987,471.20 0.04%
The Phoenix Companies, Inc., 7.45%, Due 01/15/2032 PFX 156,940 $2,206,968.78 0.04%
W.R. Berkley Corporation, 5.750%, Due 06/01/2056 WRB.D 78,533 $2,038,716.68 0.04%
Capital One Financial Corporation, Series F, 6.200% COF.F 69,486 $1,778,841.60 0.03%
KeyCorp, Series F, 5.650% KEY.J 62,924 $1,688,250.92 0.03%
Qwest Corporation, 6.625%, Due 09/15/2055 CTZ 68,264 $1,725,713.92 0.03%
Synovus Financial Corp., Series D, 6.300%, Variable Rate SNV.D 58,162 $1,452,305.14 0.03%
The Southern Company, 5.250%, Due 12/01/2077 SOJC 53,540 $1,426,841.00 0.03%
AGNC Investment Corp., Series E, 6.50% Variable Rate AGNCO 49,390 $1,128,561.50 0.02%
Arch Capital Group Ltd., Series E, 5.250% ACGLP 42,945 $1,095,097.50 0.02%
Banco Santander SA, Series 6, 4.00% Floating Rate SAN.B 45,927 $1,045,298.52 0.02%
Capital One Financial Corporation, Series G, 5.200% COF.G 47,903 $1,244,040.91 0.02%
Capital One Financial Corporation, Series H, 6.000% COF.H 37,001 $973,126.30 0.02%
CMS Energy Corp., 5.875%, Due 03/01/2079 CMSD 35,590 $984,063.50 0.02%
Energy Transfer Partners, L.P., Series D, 7.625% Variable Rate ETP.D 59,229 $1,150,227.18 0.02%
National Storage Affiliates Trist, Series A, Convertible, 6.00% NSA.A 35,878 $968,706.00 0.02%
The Hartford Financial Services Group, Inc., Series G, 6.000% HIG.G 29,730 $826,494.00 0.02%
Valley National Bancorp, Series A, 6.250%, Variable Rate VLYPP 42,778 $1,093,833.46 0.02%
Wells Fargo & Company, Series O, 5.125% WFC.O 49,556 $1,250,793.44 0.02%
Wells Fargo & Company, Series W, 5.700% WFC.W 42,983 $1,104,663.10 0.02%
Western Alliance Bancorp, 6.25%, Due 07/01/2056 WALA 37,994 $976,567.37 0.02%
Arch Capital Group Ltd., Series F, 5.450% ACGLO 20,382 $536,046.60 0.01%
Bank of America Corporation, Series GG, 6.000% BAC.B 18,838 $511,074.94 0.01%
Citigroup Inc., Series K, 6.875%, Variable Rate C.K 23,472 $637,264.80 0.01%
CMS Energy Corp., 5.875%, Due 10/15/2078 CMSC 17,954 $495,530.40 0.01%
Dominion Energy, Inc., Series A, 5.250%, Due 07/30/2076 DRUA 23,690 $611,202.00 0.01%
Energy Transfer Partners, L.P., Series C, 7.375% Variable Rate ETP.C 14,163 $270,513.30 0.01%
Farmland Partners Inc, Series B, 6.00% FPI.B 19,365 $461,274.30 0.01%
PartnerRe Ltd., Series H, 7.250% PRE.H 13,595 $353,470.00 0.01%
QBE INSURANCE GROUP LTD Variable rate, due 11/24/2043 74737DAA4 605,000 $675,440.15 0.01%
The Hanover Insurance Group, Inc., 6.35%, Due 03/30/2053 THGA 15,489 $394,195.05 0.01%
Bank of America Corporation, Series CC, 6.200% BAC.C 151 $3,889.76 0.00%
DCP Midstream, LP, Series B, 7.875% Variable Rate DCP.B 9,826 $179,815.80 0.00%
JPMorgan Chase & Co., Series EE, 6.000% JPM.C 2 $56.22 0.00%
Just Energy Group Inc - Rights 1816642D.CN 181,193 $0.00 0.00%
Just Energy Group Inc, Series A, 8.50% Variable Rate JE.A 10,130 $6,584.50 0.00%
KeyCorp, Series E, 6.125%, Variable Rate KEY.I 14 $403.76 0.00%
Morgan Stanley, Series E, 7.125%, Variable Rate MS.E 1,274 $35,888.58 0.00%
PartnerRe Ltd., Series I, 5.875% PRE.I 7,392 $189,826.56 0.00%
Reinsurance Group of America, Incorporated, 6.200%, Variable Rate, Due 09/15/2042 RZA 6,773 $177,791.25 0.00%
The Allstate Corporation, Series H, 5.100% ALL.H 1,059 $28,063.50 0.00%
The Goldman Sachs Group, Inc., Series J, 5.500%, Variable Rate GS.J 47 $1,236.57 0.00%
Voya Financial, Inc., Series B, 5.350%, Variable Rate VOYA.B 101 $2,767.40 0.00%
W.R. Berkley Corporation, 5.100%, Due 12/30/2059 WRB.F 1,760 $45,232.00 0.00%
Wells Fargo & Company, Series P, 5.25% WFC.P 3,871 $97,626.62 0.00%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2020 All rights reserved.