First Trust Mid Cap Value AlphaDEX® Fund (FNK)

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Holdings

Holdings of the Fund as of 9/24/2020
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Total Number of Holdings (excluding cash): 225

Security Name	Identifier	Classification	Shares / Quantity	Market Value	Weighting
Toll Brothers, Inc.	TOL	Consumer Discretionary	7,822	$371,388.56	1.11%
Darling Ingredients Inc.	DAR	Consumer Staples	10,355	$335,916.20	1.01%
KB Home	KBH	Consumer Discretionary	8,309	$310,008.79	0.93%
Jefferies Financial Group Inc.	JEF	Financials	16,394	$298,862.62	0.90%
Xerox Holdings Corporation	XRX	Information Technology	16,673	$296,612.67	0.89%
Moog Inc.	MOG/A	Industrials	4,812	$294,301.92	0.88%
Westlake Chemical Corporation	WLK	Materials	4,752	$290,347.20	0.87%
Steel Dynamics, Inc.	STLD	Materials	9,771	$282,088.77	0.85%
NCR Corporation	NCR	Information Technology	14,719	$279,661.00	0.84%
Whirlpool Corporation	WHR	Consumer Discretionary	1,575	$276,349.50	0.83%
Reliance Steel & Aluminum Co.	RS	Materials	2,685	$273,601.50	0.82%
TEGNA Inc.	TGNA	Communication Services	22,885	$271,416.10	0.81%
BorgWarner Inc.	BWA	Consumer Discretionary	7,222	$267,430.66	0.80%
First American Financial Corporation	FAF	Financials	5,309	$264,600.56	0.79%
JetBlue Airways Corporation	JBLU	Industrials	23,388	$264,284.40	0.79%
MGIC Investment Corporation	MTG	Financials	31,127	$264,579.50	0.79%
Invesco Ltd.	IVZ	Financials	23,693	$255,884.40	0.77%
Service Properties Trust	SVC	Real Estate	35,957	$257,452.12	0.77%
Alaska Air Group, Inc.	ALK	Industrials	7,031	$251,006.70	0.75%
Unum Group	UNM	Financials	15,367	$249,406.41	0.75%
Essent Group Ltd.	ESNT	Financials	7,029	$246,999.06	0.74%
Lear Corporation	LEA	Consumer Discretionary	2,338	$246,986.32	0.74%
Kohl's Corporation	KSS	Consumer Discretionary	12,274	$243,516.16	0.73%
Penske Automotive Group, Inc.	PAG	Consumer Discretionary	5,269	$243,585.87	0.73%
AMERCO	UHAL	Industrials	676	$241,325.24	0.72%
Popular, Inc.	BPOP	Financials	6,859	$240,065.00	0.72%
Reinsurance Group of America, Incorporated	RGA	Financials	2,600	$240,006.00	0.72%
The Timken Company	TKR	Industrials	4,483	$239,930.16	0.72%
Air Lease Corporation	AL	Industrials	8,704	$236,226.56	0.71%
Apple Hospitality REIT, Inc.	APLE	Real Estate	26,391	$236,991.18	0.71%
MasTec, Inc.	MTZ	Industrials	5,682	$235,689.36	0.71%
Mohawk Industries, Inc.	MHK	Consumer Discretionary	2,505	$237,499.05	0.71%
Brighthouse Financial, Inc.	BHF	Financials	9,164	$235,056.60	0.70%
Equity Commonwealth	EQC	Real Estate	7,917	$233,076.48	0.70%
Jones Lang LaSalle Incorporated	JLL	Real Estate	2,464	$232,404.48	0.70%
Ovintiv Inc.	OVV	Energy	26,695	$235,182.95	0.70%
GCI Liberty, Inc. (Class A)	GLIBA	Communication Services	2,868	$229,325.28	0.69%
Eastman Chemical Company	EMN	Materials	2,929	$225,650.16	0.68%
NRG Energy, Inc.	NRG	Utilities	7,830	$227,304.90	0.68%
SkyWest, Inc.	SKYW	Industrials	7,815	$227,807.25	0.68%
SLM Corporation	SLM	Financials	29,011	$225,705.58	0.68%
CF Industries Holdings, Inc.	CF	Materials	7,248	$222,441.12	0.67%
Macy's, Inc.	M	Consumer Discretionary	37,054	$223,435.62	0.67%
Navient Corporation	NAVI	Financials	29,011	$223,384.70	0.67%
Spirit Airlines, Inc.	SAVE	Industrials	14,322	$224,998.62	0.67%
F.N.B. Corporation	FNB	Financials	33,991	$220,941.50	0.66%
Sterling Bancorp	STL	Financials	21,752	$221,652.88	0.66%
Pebblebrook Hotel Trust	PEB	Real Estate	18,663	$217,423.95	0.65%
Pilgrim's Pride Corporation	PPC	Consumer Staples	15,094	$216,523.45	0.65%
Evercore Inc.	EVR	Financials	3,461	$213,855.19	0.64%
SYNNEX Corporation	SNX	Information Technology	1,703	$212,517.37	0.64%
BankUnited, Inc.	BKU	Financials	10,071	$210,886.74	0.63%
Hanesbrands Inc.	HBI	Consumer Discretionary	13,548	$211,077.84	0.63%
Stifel Financial Corp.	SF	Financials	4,300	$210,614.00	0.63%
Assured Guaranty Ltd.	AGO	Financials	10,444	$205,537.92	0.62%
EMCOR Group, Inc.	EME	Industrials	3,084	$205,980.36	0.62%
ManpowerGroup Inc.	MAN	Industrials	2,966	$208,361.50	0.62%
MDU Resources Group, Inc.	MDU	Utilities	9,195	$203,393.40	0.61%
Oshkosh Corporation	OSK	Industrials	2,848	$203,147.84	0.61%
Quanta Services, Inc.	PWR	Industrials	3,899	$200,486.58	0.60%
Comerica Incorporated	CMA	Financials	5,353	$195,277.44	0.59%
Synovus Financial Corp.	SNV	Financials	9,934	$195,997.82	0.59%
Kennedy-Wilson Holdings, Inc.	KW	Real Estate	13,400	$191,888.00	0.58%
Sabra Health Care REIT, Inc.	SBRA	Real Estate	14,134	$195,049.20	0.58%
ALLETE, Inc.	ALE	Utilities	3,735	$190,260.90	0.57%
Allison Transmission Holdings, Inc.	ALSN	Industrials	5,545	$188,530.00	0.57%
The Macerich Company	MAC	Real Estate	28,421	$191,841.75	0.57%
Associated Banc-Corp	ASB	Financials	14,908	$182,324.84	0.55%
Barnes Group Inc.	B	Industrials	5,155	$179,290.90	0.54%
BOK Financial Corporation	BOKF	Financials	3,614	$180,085.62	0.54%
Huntsman Corporation	HUN	Materials	8,512	$181,050.24	0.54%
Marathon Oil Corporation	MRO	Energy	41,656	$179,537.36	0.54%
Murphy USA Inc.	MUSA	Consumer Discretionary	1,359	$181,059.57	0.54%
The Middleby Corporation	MIDD	Industrials	1,938	$178,916.16	0.54%
Bank OZK	OZK	Financials	8,690	$177,276.00	0.53%
Brixmor Property Group Inc.	BRX	Real Estate	15,909	$177,067.17	0.53%
Cinemark Holdings, Inc.	CNK	Communication Services	17,658	$175,520.52	0.53%
East West Bancorp, Inc.	EWBC	Financials	5,628	$175,649.88	0.53%
Federated Hermes, Inc. (Class B)	FHI	Financials	8,605	$178,037.45	0.53%
First Horizon National Corporation	FHN	Financials	20,477	$177,330.82	0.53%
Highwoods Properties, Inc.	HIW	Real Estate	5,463	$177,766.02	0.53%
Wintrust Financial Corporation	WTFC	Financials	4,676	$176,144.92	0.53%
First Hawaiian, Inc.	FHB	Financials	11,830	$172,363.10	0.52%
Foot Locker, Inc.	FL	Consumer Discretionary	5,246	$172,436.02	0.52%
HollyFrontier Corporation	HFC	Energy	8,731	$174,969.24	0.52%
People's United Financial, Inc.	PBCT	Financials	17,627	$174,154.76	0.52%
US Foods Holding Corp.	USFD	Consumer Staples	7,757	$175,153.06	0.52%
Webster Financial Corporation	WBS	Financials	7,129	$172,949.54	0.52%
Portland General Electric Company	POR	Utilities	4,878	$170,925.12	0.51%
Zions Bancorporation	ZION	Financials	5,998	$169,263.56	0.51%
Acadia Healthcare Company, Inc.	ACHC	Health Care	6,089	$167,325.72	0.50%
EPR Properties	EPR	Real Estate	6,156	$165,288.60	0.50%
Liberty Latin America Ltd. (Class C)	LILAK	Communication Services	21,674	$166,239.58	0.50%
UFP Industries Inc.	UFPI	Industrials	3,089	$166,806.00	0.50%
United Therapeutics Corporation	UTHR	Health Care	1,686	$168,431.40	0.50%
Berry Global Group, Inc.	BERY	Materials	3,451	$164,785.25	0.49%
Cathay General Bancorp	CATY	Financials	7,755	$163,940.70	0.49%
Murphy Oil Corporation	MUR	Energy	18,474	$162,755.94	0.49%
Regal Beloit Corporation	RBC	Industrials	1,752	$165,161.04	0.49%
CVR Energy, Inc.	CVI	Energy	12,677	$161,504.98	0.48%
Packaging Corporation of America	PKG	Materials	1,533	$159,845.91	0.48%
Valmont Industries, Inc.	VMI	Industrials	1,346	$159,581.76	0.48%
Acuity Brands, Inc.	AYI	Industrials	1,598	$156,044.70	0.47%
Snap-on Incorporated	SNA	Industrials	1,104	$156,094.56	0.47%
Knight-Swift Transportation Holdings Inc.	KNX	Industrials	3,667	$152,473.86	0.46%
UGI Corporation	UGI	Utilities	4,810	$153,823.80	0.46%
Harley-Davidson, Inc.	HOG	Consumer Discretionary	6,435	$148,648.50	0.45%
Lithia Motors, Inc.	LAD	Consumer Discretionary	674	$149,351.66	0.45%
National Fuel Gas Company	NFG	Utilities	3,648	$150,188.16	0.45%
Ralph Lauren Corporation	RL	Consumer Discretionary	2,109	$151,130.94	0.45%
Voya Financial, Inc.	VOYA	Financials	3,279	$150,670.05	0.45%
Black Hills Corporation	BKH	Utilities	2,700	$142,614.00	0.43%
The Interpublic Group of Companies, Inc.	IPG	Communication Services	8,914	$145,119.92	0.43%
American National Group, Inc.	ANAT	Financials	2,122	$141,155.44	0.42%
Ameris Bancorp	ABCB	Financials	6,484	$139,016.96	0.42%
AutoNation, Inc.	AN	Consumer Discretionary	2,714	$139,418.18	0.42%
Avista Corporation	AVA	Utilities	4,203	$140,422.23	0.42%
Ingredion Incorporated	INGR	Consumer Staples	1,843	$140,141.72	0.42%
WPX Energy, Inc.	WPX	Energy	31,967	$140,974.47	0.42%
Kemper Corporation	KMPR	Financials	2,109	$137,612.25	0.41%
NorthWestern Corporation	NWE	Utilities	2,806	$135,754.28	0.41%
Old National Bancorp	ONB	Financials	11,116	$136,893.56	0.41%
Paramount Group, Inc.	PGRE	Real Estate	19,839	$136,889.10	0.41%
Santander Consumer USA Holdings Inc.	SC	Financials	8,309	$136,766.14	0.41%
Southwest Gas Holdings, Inc.	SWX	Utilities	2,215	$136,576.90	0.41%
Affiliated Managers Group, Inc.	AMG	Financials	2,052	$130,671.36	0.39%
AGCO Corporation	AGCO	Industrials	1,839	$130,090.86	0.39%
Macquarie Infrastructure Company LLC	MIC	Industrials	4,984	$129,384.64	0.39%
Valley National Bancorp	VLY	Financials	19,560	$130,074.00	0.39%
Hancock Whitney Corporation	HWC	Financials	7,215	$128,210.55	0.38%
Investors Bancorp, Inc.	ISBC	Financials	17,995	$126,144.95	0.38%
BancorpSouth Bank	BXS	Financials	6,726	$124,161.96	0.37%
Columbia Banking System, Inc.	COLB	Financials	5,396	$124,377.80	0.37%
New Jersey Resources Corporation	NJR	Utilities	4,685	$124,246.20	0.37%
Pinnacle Financial Partners, Inc.	PNFP	Financials	3,643	$124,299.16	0.37%
First Citizens BancShares, Inc. (Class A)	FCNCA	Financials	378	$118,767.60	0.36%
Leggett & Platt, Incorporated	LEG	Consumer Discretionary	2,901	$119,550.21	0.36%
Spire Inc.	SR	Utilities	2,328	$121,009.44	0.36%
Casey's General Stores, Inc.	CASY	Consumer Staples	682	$117,638.18	0.35%
Spirit AeroSystems Holdings, Inc.	SPR	Industrials	6,389	$117,493.71	0.35%
Silgan Holdings Inc.	SLGN	Materials	3,148	$112,792.84	0.34%
Wyndham Destinations, Inc.	WYND	Consumer Discretionary	3,619	$108,931.90	0.33%
ADT Inc.	ADT	Industrials	12,779	$105,426.75	0.32%
Athene Holding Ltd. (Class A)	ATH	Financials	3,269	$107,877.00	0.32%
Williams-Sonoma, Inc.	WSM	Consumer Discretionary	1,243	$107,830.25	0.32%
American Financial Group, Inc.	AFG	Financials	1,607	$102,478.39	0.31%
J & J Snack Foods Corp.	JJSF	Consumer Staples	802	$102,688.08	0.31%
Element Solutions Inc	ESI	Materials	9,398	$98,491.04	0.30%
EnerSys	ENS	Industrials	1,584	$101,376.00	0.30%
Graphic Packaging Holding Company	GPK	Materials	7,289	$98,693.06	0.30%
Rexnord Corporation	RXN	Industrials	3,498	$99,762.96	0.30%
Robert Half International Inc.	RHI	Industrials	1,930	$99,896.80	0.30%
Seaboard Corporation	SEB	Consumer Staples	35	$99,168.30	0.30%
ASGN Incorporated	ASGN	Industrials	1,529	$97,152.66	0.29%
Home BancShares, Inc.	HOMB	Financials	6,630	$97,063.20	0.29%
MAXIMUS, Inc.	MMS	Information Technology	1,447	$97,455.45	0.29%
Selective Insurance Group, Inc.	SIGI	Financials	1,934	$95,945.74	0.29%
Skechers U.S.A., Inc.	SKX	Consumer Discretionary	3,250	$97,695.00	0.29%
Sonoco Products Company	SON	Materials	1,950	$95,647.50	0.29%
Grand Canyon Education, Inc.	LOPE	Consumer Discretionary	1,126	$92,568.46	0.28%
Hawaiian Electric Industries, Inc.	HE	Utilities	2,828	$92,447.32	0.28%
IDACORP, Inc.	IDA	Utilities	1,167	$92,788.17	0.28%
Juniper Networks, Inc.	JNPR	Information Technology	4,461	$94,394.76	0.28%
UMB Financial Corporation	UMBF	Financials	1,978	$92,609.96	0.28%
Brandywine Realty Trust	BDN	Real Estate	9,364	$91,392.64	0.27%
ONE Gas, Inc.	OGS	Utilities	1,323	$88,826.22	0.27%
The Hanover Insurance Group, Inc.	THG	Financials	1,006	$89,634.60	0.27%
Brady Corporation	BRC	Industrials	2,178	$85,442.94	0.26%
CVB Financial Corp.	CVBF	Financials	5,441	$87,001.59	0.26%
FirstCash, Inc.	FCFS	Financials	1,511	$85,175.07	0.26%
Hudson Pacific Properties, Inc.	HPP	Real Estate	4,053	$86,126.25	0.26%
MSC Industrial Direct Co., Inc. (Class A)	MSM	Industrials	1,401	$85,979.37	0.26%
NewMarket Corporation	NEU	Materials	255	$88,217.25	0.26%
Cullen/Frost Bankers, Inc.	CFR	Financials	1,365	$84,930.30	0.25%
New York Community Bancorp, Inc.	NYCB	Financials	9,997	$81,975.40	0.25%
Perrigo Company Plc	PRGO	Health Care	1,845	$83,006.55	0.25%
Prosperity Bancshares, Inc.	PB	Financials	1,717	$84,699.61	0.25%
Integer Holdings Corporation	ITGR	Health Care	1,396	$79,627.84	0.24%
Signature Bank	SBNY	Financials	954	$80,221.86	0.24%
CIT Group Inc.	CIT	Financials	4,919	$78,212.10	0.23%
Boyd Gaming Corporation	BYD	Consumer Discretionary	2,440	$68,734.80	0.21%
C.H. Robinson Worldwide, Inc.	CHRW	Industrials	645	$65,661.00	0.20%
Dick's Sporting Goods, Inc.	DKS	Consumer Discretionary	1,236	$67,720.44	0.20%
Watsco, Inc.	WSO	Industrials	287	$65,863.63	0.20%
AMN Healthcare Services, Inc.	AMN	Health Care	1,127	$62,988.03	0.19%
First Solar, Inc.	FSLR	Information Technology	1,030	$63,139.00	0.19%
Lancaster Colony Corporation	LANC	Consumer Staples	329	$58,719.92	0.18%
Texas Roadhouse, Inc.	TXRH	Consumer Discretionary	970	$59,140.90	0.18%
A.O. Smith Corporation	AOS	Industrials	1,082	$57,346.00	0.17%
Assurant, Inc.	AIZ	Financials	494	$58,212.96	0.17%
Landstar System, Inc.	LSTR	Industrials	454	$57,340.20	0.17%
Lazard Ltd (Class A)	LAZ	Financials	1,781	$56,457.70	0.17%
Performance Food Group Company	PFGC	Consumer Staples	1,750	$58,100.00	0.17%
Advance Auto Parts, Inc.	AAP	Consumer Discretionary	358	$52,522.18	0.16%
Axis Capital Holdings Limited	AXS	Financials	1,257	$54,201.84	0.16%
Carter's, Inc.	CRI	Consumer Discretionary	632	$54,826.00	0.16%
CDK Global, Inc.	CDK	Information Technology	1,231	$52,317.50	0.16%
Enstar Group Limited	ESGR	Financials	334	$52,935.66	0.16%
Herbalife Nutrition Ltd.	HLF	Consumer Staples	1,134	$54,250.56	0.16%
Jabil, Inc.	JBL	Information Technology	1,589	$54,677.49	0.16%
Lincoln Electric Holdings, Inc.	LECO	Industrials	605	$53,693.75	0.16%
Encompass Health Corporation	EHC	Health Care	823	$50,449.90	0.15%
ICU Medical, Inc.	ICUI	Health Care	277	$50,815.65	0.15%
Insperity, Inc.	NSP	Industrials	788	$50,345.32	0.15%
Littelfuse, Inc.	LFUS	Information Technology	299	$50,483.16	0.15%
MKS Instruments, Inc.	MKSI	Information Technology	450	$48,627.00	0.15%
Polaris Inc.	PII	Consumer Discretionary	551	$49,837.95	0.15%
Primerica, Inc.	PRI	Financials	437	$48,572.55	0.15%
Science Applications International Corporation	SAIC	Information Technology	656	$50,321.76	0.15%
TriNet Group, Inc.	TNET	Industrials	837	$48,922.65	0.15%
TripAdvisor, Inc.	TRIP	Communication Services	2,682	$50,770.26	0.15%
Apollo Commercial Real Estate Finance, Inc.	ARI	Financials	5,197	$45,421.78	0.14%
Chimera Investment Corporation	CIM	Financials	5,306	$45,047.94	0.14%
Community Bank System, Inc.	CBU	Financials	894	$47,560.80	0.14%
Cousins Properties Incorporated	CUZ	Real Estate	1,709	$46,655.70	0.14%
Park Hotels & Resorts Inc.	PK	Real Estate	5,155	$47,477.55	0.14%
Sunstone Hotel Investors, Inc.	SHO	Real Estate	6,256	$46,794.88	0.14%
Crane Co.	CR	Industrials	858	$42,505.32	0.13%
F5 Networks, Inc.	FFIV	Information Technology	366	$43,521.06	0.13%
Molina Healthcare, Inc.	MOH	Health Care	286	$43,780.88	0.13%
Thor Industries, Inc.	THO	Consumer Discretionary	479	$44,044.05	0.13%
US Dollar	$USD	Other	43,051	$43,051.47	0.13%
Nordstrom, Inc.	JWN	Consumer Discretionary	3,292	$39,899.04	0.12%
Steven Madden, Ltd.	SHOO	Consumer Discretionary	2,065	$41,589.10	0.12%
United Bankshares, Inc.	UBSI	Financials	1,843	$38,684.57	0.12%
Ciena Corporation	CIEN	Information Technology	941	$36,529.62	0.11%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.