Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 
First Trust Mid Cap Value AlphaDEX® Fund (FNK)
Holdings of the Fund as of 12/1/2022
View Index Holdings

Total Number of Holdings (excluding cash): 226

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Amkor Technology, Inc. AMKR 031652100 Information Technology 87,677 $2,444,434.76 1.01%
PVH Corp. PVH 693656100 Consumer Discretionary 33,369 $2,453,288.88 1.01%
Macy's, Inc. M 55616P104 Consumer Discretionary 95,398 $2,211,325.64 0.91%
Universal Health Services, Inc. (Class B) UHS 913903100 Health Care 16,953 $2,207,280.60 0.91%
Alcoa Corporation AA 013872106 Materials 44,412 $2,180,629.20 0.90%
United States Steel Corporation X 912909108 Materials 82,499 $2,187,873.48 0.90%
Invesco Ltd. IVZ G491BT108 Financials 109,115 $2,120,104.45 0.87%
Vir Biotechnology, Inc. VIR 92764N102 Health Care 77,535 $2,095,771.05 0.86%
Commercial Metals Company CMC 201723103 Materials 42,131 $2,066,946.86 0.85%
Skechers U.S.A., Inc. SKX 830566105 Consumer Discretionary 47,129 $2,025,604.42 0.84%
OneMain Holdings, Inc. OMF 68268W103 Financials 50,641 $1,997,281.04 0.82%
Olin Corporation OLN 680665205 Materials 34,863 $1,971,154.02 0.81%
Taylor Morrison Home Corporation TMHC 87724P106 Consumer Discretionary 64,105 $1,971,869.80 0.81%
Annaly Capital Management, Inc. NLY 035710839 Financials 87,115 $1,906,076.20 0.79%
Avnet, Inc. AVT 053807103 Information Technology 41,385 $1,890,052.95 0.78%
Kohl's Corporation KSS 500255104 Consumer Discretionary 59,440 $1,890,192.00 0.78%
Thor Industries, Inc. THO 885160101 Consumer Discretionary 21,364 $1,861,445.32 0.77%
Rithm Capital Corp. RITM 64828T201 Financials 204,222 $1,850,251.32 0.76%
Triton International Limited TRTN G9078F107 Industrials 27,316 $1,835,908.36 0.76%
WestRock Company WRK 96145D105 Materials 48,396 $1,840,015.92 0.76%
Asbury Automotive Group, Inc. ABG 043436104 Consumer Discretionary 9,892 $1,807,664.08 0.75%
Reliance Steel & Aluminum Co. RS 759509102 Materials 8,571 $1,815,080.67 0.75%
Ryder System, Inc. R 783549108 Industrials 19,803 $1,809,796.17 0.75%
PulteGroup, Inc. PHM 745867101 Consumer Discretionary 39,863 $1,799,814.45 0.74%
UGI Corporation UGI 902681105 Utilities 46,237 $1,784,748.20 0.74%
Under Armour, Inc. UAA 904311107 Consumer Discretionary 179,839 $1,794,793.22 0.74%
Arrow Electronics, Inc. ARW 042735100 Information Technology 16,215 $1,760,949.00 0.73%
Affiliated Managers Group, Inc. AMG 008252108 Financials 10,692 $1,738,519.20 0.72%
California Resources Corporation CRC 13057Q305 Energy 38,900 $1,738,441.00 0.72%
First American Financial Corporation FAF 31847R102 Financials 32,428 $1,753,706.24 0.72%
Essent Group Ltd. ESNT G3198U102 Financials 42,869 $1,721,619.04 0.71%
Knight-Swift Transportation Holdings Inc. KNX 499049104 Industrials 30,551 $1,721,548.85 0.71%
Toll Brothers, Inc. TOL 889478103 Consumer Discretionary 35,594 $1,720,969.90 0.71%
DISH Network Corporation DISH 25470M109 Communication Services 108,092 $1,685,154.28 0.70%
HF Sinclair Corp. DINO 403949100 Energy 27,765 $1,689,222.60 0.70%
Mohawk Industries, Inc. MHK 608190104 Consumer Discretionary 16,395 $1,687,045.50 0.70%
Diodes Incorporated DIOD 254543101 Information Technology 18,424 $1,677,873.68 0.69%
Evercore Inc. EVR 29977A105 Financials 14,539 $1,674,602.02 0.69%
Huntsman Corporation HUN 447011107 Materials 60,918 $1,681,336.80 0.69%
PBF Energy Inc. PBF 69318G106 Energy 42,516 $1,676,405.88 0.69%
The Goodyear Tire & Rubber Company GT 382550101 Consumer Discretionary 148,157 $1,662,321.54 0.69%
Lithia Motors, Inc. LAD 536797103 Consumer Discretionary 6,968 $1,639,849.12 0.68%
NRG Energy, Inc. NRG 629377508 Utilities 39,058 $1,645,513.54 0.68%
BorgWarner Inc. BWA 099724106 Consumer Discretionary 38,085 $1,624,706.10 0.67%
Medical Properties Trust, Inc. MPW 58463J304 Real Estate 126,045 $1,632,282.75 0.67%
Ziff Davis, Inc. ZD 48123V102 Communication Services 17,464 $1,633,233.28 0.67%
ALLETE, Inc. ALE 018522300 Utilities 23,893 $1,576,699.07 0.65%
AMERCO UHAL 023586100 Industrials 23,635 $1,577,163.55 0.65%
MGIC Investment Corporation MTG 552848103 Financials 116,607 $1,573,028.43 0.65%
Viatris Inc. VTRS 92556V106 Health Care 140,365 $1,577,702.60 0.65%
Berry Global Group, Inc. BERY 08579W103 Materials 25,700 $1,556,392.00 0.64%
Jefferies Financial Group Inc. JEF 47233W109 Financials 40,538 $1,541,254.76 0.64%
Matson, Inc. MATX 57686G105 Industrials 24,298 $1,549,969.42 0.64%
Penske Automotive Group, Inc. PAG 70959W103 Consumer Discretionary 12,152 $1,515,962.00 0.63%
The Chemours Company CC 163851108 Materials 48,517 $1,516,156.25 0.63%
Air Lease Corporation AL 00912X302 Industrials 38,566 $1,500,217.40 0.62%
Radian Group Inc. RDN 750236101 Financials 77,495 $1,487,904.00 0.61%
Korn Ferry KFY 500643200 Industrials 25,471 $1,449,299.90 0.60%
LCI Industries LCII 50189K103 Consumer Discretionary 14,734 $1,460,434.08 0.60%
Pinnacle West Capital Corporation PNW 723484101 Utilities 18,539 $1,442,334.20 0.60%
Qorvo, Inc. QRVO 74736K101 Information Technology 15,060 $1,464,585.00 0.60%
AutoNation, Inc. AN 05329W102 Consumer Discretionary 11,740 $1,422,535.80 0.59%
DXC Technology Company DXC 23355L106 Information Technology 48,853 $1,438,232.32 0.59%
Seaboard Corporation SEB 811543107 Consumer Staples 351 $1,420,303.95 0.59%
Academy Sports and Outdoors, Inc. ASO 00402L107 Consumer Discretionary 28,351 $1,402,807.48 0.58%
Greif, Inc. GEF 397624107 Materials 20,074 $1,406,585.18 0.58%
Old Republic International Corporation ORI 680223104 Financials 57,139 $1,395,334.38 0.58%
Avient Corp. AVNT 05368V106 Materials 39,468 $1,387,694.88 0.57%
Molson Coors Beverage Company TAP 60871R209 Consumer Staples 24,920 $1,369,852.40 0.57%
Owens Corning OC 690742101 Industrials 15,216 $1,370,809.44 0.57%
Post Holdings, Inc. POST 737446104 Consumer Staples 14,601 $1,373,808.09 0.57%
UFP Industries Inc. UFPI 90278Q108 Industrials 16,572 $1,383,927.72 0.57%
Vontier Corporation VNT 928881101 Information Technology 71,569 $1,384,860.15 0.57%
Brunswick Corporation BC 117043109 Consumer Discretionary 18,271 $1,354,246.52 0.56%
American Equity Investment Life Holding Company AEL 025676206 Financials 32,073 $1,329,746.58 0.55%
Cousins Properties Incorporated CUZ 222795502 Real Estate 51,217 $1,331,642.00 0.55%
Frontier Communications Parent, Inc. FYBR 35909D109 Communication Services 51,044 $1,331,227.52 0.55%
Jones Lang LaSalle Incorporated JLL 48020Q107 Real Estate 7,917 $1,329,580.98 0.55%
Crocs, Inc. CROX 227046109 Consumer Discretionary 13,063 $1,302,250.47 0.54%
Walker & Dunlop, Inc. WD 93148P102 Financials 14,284 $1,298,415.60 0.54%
Chord Energy Corp. CHRD 674215207 Energy 8,742 $1,286,734.98 0.53%
Fidelity National Financial, Inc. FNF 31620R303 Financials 33,038 $1,273,284.52 0.53%
New York Community Bancorp, Inc. NYCB 649445103 Financials 140,202 $1,288,456.38 0.53%
Unum Group UNM 91529Y106 Financials 30,824 $1,293,375.04 0.53%
WESCO International, Inc. WCC 95082P105 Industrials 10,014 $1,276,284.30 0.53%
Assured Guaranty Ltd. AGO G0585R106 Financials 18,515 $1,222,175.15 0.50%
Columbia Sportswear Company COLM 198516106 Consumer Discretionary 13,328 $1,201,785.76 0.50%
ManpowerGroup Inc. MAN 56418H100 Industrials 13,866 $1,220,208.00 0.50%
MKS Instruments, Inc. MKSI 55306N104 Information Technology 14,474 $1,205,394.72 0.50%
Ralph Lauren Corporation RL 751212101 Consumer Discretionary 10,563 $1,202,914.44 0.50%
Tapestry, Inc. TPR 876030107 Consumer Discretionary 31,551 $1,214,082.48 0.50%
The Howard Hughes Corporation HHC 44267D107 Real Estate 16,194 $1,216,979.10 0.50%
Allison Transmission Holdings, Inc. ALSN 01973R101 Industrials 26,570 $1,191,398.80 0.49%
Bath & Body Works, Inc. BBWI 070830104 Consumer Discretionary 27,515 $1,190,574.05 0.49%
GATX Corporation GATX 361448103 Industrials 10,532 $1,186,429.80 0.49%
Williams-Sonoma, Inc. WSM 969904101 Consumer Discretionary 10,149 $1,184,591.28 0.49%
Apartment Income REIT Corp. AIRC 03750L109 Real Estate 30,965 $1,172,025.25 0.48%
Penn Entertainment Inc. PENN 707569109 Consumer Discretionary 32,606 $1,164,034.20 0.48%
SEI Investments Company SEIC 784117103 Financials 18,282 $1,154,508.30 0.48%
FirstCash Holdings, Inc. FCFS 33768G107 Financials 12,227 $1,145,180.82 0.47%
Lumen Technologies Inc. LUMN 550241103 Communication Services 205,342 $1,147,861.78 0.47%
News Corporation (Class A) NWSA 65249B109 Communication Services 59,361 $1,137,356.76 0.47%
TD SYNNEX Corporation SNX 87162W100 Information Technology 11,047 $1,135,631.60 0.47%
The Timken Company TKR 887389104 Industrials 15,191 $1,134,311.97 0.47%
Ally Financial Inc. ALLY 02005N100 Financials 42,970 $1,113,782.40 0.46%
Newell Brands Inc. NWL 651229106 Consumer Discretionary 86,098 $1,105,498.32 0.46%
SLM Corporation SLM 78442P106 Financials 64,113 $1,109,796.03 0.46%
Stifel Financial Corp. SF 860630102 Financials 17,278 $1,116,158.80 0.46%
US Dollar $USD Other 1,124,439 $1,124,439.25 0.46%
XPO Logistics, Inc. XPO 983793100 Industrials 29,624 $1,110,307.52 0.46%
Fortune Brands Home & Security, Inc. FBHS 34964C106 Industrials 16,708 $1,095,376.48 0.45%
Ingredion Incorporated INGR 457187102 Consumer Staples 11,139 $1,092,178.95 0.45%
Snap-on Incorporated SNA 833034101 Industrials 4,454 $1,078,491.56 0.45%
Hancock Whitney Corporation HWC 410120109 Financials 19,581 $1,068,339.36 0.44%
Nordstrom, Inc. JWN 655664100 Consumer Discretionary 53,613 $1,072,260.00 0.44%
Axis Capital Holdings Limited AXS G0692U109 Financials 18,248 $1,039,406.08 0.43%
Bank OZK OZK 06417N103 Financials 22,673 $1,036,156.10 0.43%
Lazard Ltd (Class A) LAZ G54050102 Financials 28,180 $1,040,123.80 0.43%
Starwood Property Trust, Inc. STWD 85571B105 Financials 49,226 $1,049,498.32 0.43%
Organon & Co. OGN 68622V106 Health Care 38,332 $1,012,731.44 0.42%
RH RH 74967X103 Consumer Discretionary 3,644 $1,024,692.80 0.42%
Broadstone Net Lease, Inc. (Class A) BNL 11135E203 Real Estate 57,756 $983,007.12 0.41%
DENTSPLY SIRONA Inc. XRAY 24906P109 Health Care 31,636 $994,635.84 0.41%
IPG Photonics Corporation IPGP 44980X109 Information Technology 10,633 $986,529.74 0.41%
Portland General Electric Company POR 736508847 Utilities 20,640 $1,003,310.40 0.41%
Synovus Financial Corp. SNV 87161C501 Financials 23,914 $1,004,866.28 0.41%
Topgolf Callaway Brands Corp. MODG 131193104 Consumer Discretionary 46,568 $1,001,212.00 0.41%
Whirlpool Corporation WHR 963320106 Consumer Discretionary 6,654 $991,579.08 0.41%
Beacon Roofing Supply, Inc. BECN 073685109 Industrials 16,393 $967,187.00 0.40%
Leggett & Platt, Incorporated LEG 524660107 Consumer Discretionary 27,001 $965,015.74 0.40%
The Western Union Company WU 959802109 Information Technology 66,441 $961,401.27 0.40%
Vornado Realty Trust VNO 929042109 Real Estate 38,726 $959,630.28 0.40%
ASGN Incorporated ASGN 00191U102 Industrials 9,927 $890,352.63 0.37%
Physicians Realty Trust DOC 71943U104 Real Estate 59,638 $898,148.28 0.37%
Popular, Inc. BPOP 733174700 Financials 12,446 $887,150.88 0.37%
Hanesbrands Inc. HBI 410345102 Consumer Discretionary 128,871 $869,879.25 0.36%
MasTec, Inc. MTZ 576323109 Industrials 9,417 $838,772.19 0.35%
GXO Logistics, Inc. GXO 36262G101 Industrials 17,055 $790,499.25 0.33%
H.B. Fuller Company FUL 359694106 Materials 9,950 $795,104.50 0.33%
The Interpublic Group of Companies, Inc. IPG 460690100 Communication Services 23,356 $804,847.76 0.33%
ADT Inc. ADT 00090Q103 Consumer Discretionary 79,834 $772,793.12 0.32%
Dell Technologies Inc. (Class C) DELL 24703L202 Information Technology 17,499 $785,705.10 0.32%
Encompass Health Corporation EHC 29261A100 Health Care 13,221 $763,644.96 0.32%
ITT Inc. ITT 45073V108 Industrials 9,150 $774,822.00 0.32%
Oshkosh Corporation OSK 688239201 Industrials 8,506 $777,023.10 0.32%
Coty Inc. (Class A) COTY 222070203 Consumer Staples 94,616 $751,251.04 0.31%
Everest Re Group, Ltd. RE G3223R108 Financials 2,283 $754,166.22 0.31%
Henry Schein, Inc. HSIC 806407102 Health Care 9,092 $754,181.40 0.31%
NCR Corporation NCR 62886E108 Information Technology 31,456 $747,709.12 0.31%
Silgan Holdings Inc. SLGN 827048109 Materials 14,223 $756,521.37 0.31%
Acuity Brands, Inc. AYI 00508Y102 Industrials 3,798 $716,758.56 0.30%
Alaska Air Group, Inc. ALK 011659109 Industrials 15,273 $724,092.93 0.30%
CACI International Inc. CACI 127190304 Industrials 2,292 $719,023.32 0.30%
Equitable Holdings, Inc. EQH 29452E101 Financials 22,692 $723,647.88 0.30%
F.N.B. Corporation FNB 302520101 Financials 51,547 $724,235.35 0.30%
Gentex Corporation GNTX 371901109 Consumer Discretionary 25,084 $729,442.72 0.30%
SiteOne Landscape Supply, Inc. SITE 82982L103 Industrials 5,741 $734,159.08 0.30%
Teleflex Incorporated TFX 879369106 Health Care 2,968 $726,566.40 0.30%
Alight, Inc. (Class A) ALIT 01626W101 Industrials 81,579 $704,842.56 0.29%
MSC Industrial Direct Co., Inc. (Class A) MSM 553530106 Industrials 8,211 $702,368.94 0.29%
Valley National Bancorp VLY 919794107 Financials 55,365 $697,045.35 0.29%
MDU Resources Group, Inc. MDU 552690109 Industrials 21,862 $687,559.90 0.28%
Park Hotels & Resorts Inc. PK 700517105 Real Estate 53,105 $681,868.20 0.28%
Prosperity Bancshares, Inc. PB 743606105 Financials 8,970 $674,544.00 0.28%
The Middleby Corporation MIDD 596278101 Industrials 4,665 $677,591.25 0.28%
Wintrust Financial Corporation WTFC 97650W108 Financials 7,332 $667,871.88 0.28%
Highwoods Properties, Inc. HIW 431284108 Real Estate 22,178 $650,702.52 0.27%
Sonoco Products Company SON 835495102 Materials 10,539 $652,574.88 0.27%
Black Hills Corporation BKH 092113109 Utilities 8,828 $622,374.00 0.26%
Coherent Corp. COHR 19247G107 Information Technology 17,158 $639,135.50 0.26%
Synaptics Incorporated SYNA 87157D109 Information Technology 6,039 $635,544.36 0.26%
Omega Healthcare Investors, Inc. OHI 681936100 Real Estate 20,275 $608,047.25 0.25%
Pinnacle Financial Partners, Inc. PNFP 72346Q104 Financials 7,375 $617,656.25 0.25%
Robert Half International Inc. RHI 770323103 Industrials 7,817 $613,478.16 0.25%
TriNet Group, Inc. TNET 896288107 Industrials 8,395 $603,768.40 0.25%
Southwest Gas Holdings, Inc. SWX 844895102 Utilities 8,573 $576,791.44 0.24%
TopBuild Corp. BLD 89055F103 Consumer Discretionary 3,628 $573,224.00 0.24%
Hasbro, Inc. HAS 418056107 Consumer Discretionary 8,870 $561,116.20 0.23%
Lincoln National Corporation LNC 534187109 Financials 13,616 $527,347.68 0.22%
Tenet Healthcare Corporation THC 88033G407 Health Care 11,592 $525,697.20 0.22%
Syneos Health, Inc. SYNH 87166B102 Health Care 12,684 $456,116.64 0.19%
APi Group Corporation APG 00187Y100 Industrials 22,532 $435,543.56 0.18%
US Foods Holding Corp. USFD 912008109 Consumer Staples 11,309 $408,933.44 0.17%
Comfort Systems USA, Inc. FIX 199908104 Industrials 3,072 $386,396.16 0.16%
Curtiss-Wright Corporation CW 231561101 Industrials 2,148 $383,396.52 0.16%
EMCOR Group, Inc. EME 29084Q100 Industrials 2,588 $398,577.88 0.16%
Juniper Networks, Inc. JNPR 48203R104 Information Technology 11,446 $376,802.32 0.16%
MAXIMUS, Inc. MMS 577933104 Information Technology 5,167 $375,795.91 0.16%
Watts Water Technologies, Inc. WTS 942749102 Industrials 2,377 $377,752.84 0.16%
BWX Technologies, Inc. BWXT 05605H100 Industrials 5,936 $363,580.00 0.15%
Deckers Outdoor Corporation DECK 243537107 Consumer Discretionary 956 $373,231.96 0.15%
Donaldson Company, Inc. DCI 257651109 Industrials 6,103 $372,038.88 0.15%
Element Solutions Inc ESI 28618M106 Materials 18,375 $361,252.50 0.15%
Lear Corporation LEA 521865204 Consumer Discretionary 2,499 $351,834.21 0.15%
Lennox International Inc. LII 526107107 Industrials 1,344 $360,675.84 0.15%
Marriott Vacations Worldwide Corporation VAC 57164Y107 Consumer Discretionary 2,453 $365,619.65 0.15%
Polaris Inc. PII 731068102 Consumer Discretionary 3,124 $356,136.00 0.15%
The New York Times Company (Class A) NYT 650111107 Communication Services 10,399 $374,467.99 0.15%
United Bankshares, Inc. UBSI 909907107 Financials 8,363 $357,936.40 0.15%
Webster Financial Corporation WBS 947890109 Financials 6,613 $355,250.36 0.15%
American Financial Group, Inc. AFG 025932104 Financials 2,432 $346,170.88 0.14%
BOK Financial Corporation BOKF 05561Q201 Financials 3,365 $349,589.85 0.14%
Cadence Bank CADE 12740C103 Financials 11,766 $338,860.80 0.14%
Casey's General Stores, Inc. CASY 147528103 Consumer Staples 1,476 $346,550.04 0.14%
Hawaiian Electric Industries, Inc. HE 419870100 Utilities 8,625 $350,778.75 0.14%
IDACORP, Inc. IDA 451107106 Utilities 3,018 $329,837.22 0.14%
Old National Bancorp ONB 680033107 Financials 18,152 $345,251.04 0.14%
Select Medical Holdings Corporation SEM 81619Q105 Health Care 13,530 $334,596.90 0.14%
Sunrun Inc. RUN 86771W105 Industrials 10,836 $337,649.76 0.14%
The Hanover Insurance Group, Inc. THG 410867105 Financials 2,333 $339,428.17 0.14%
TTEC Holdings, Inc. TTEC 89854H102 Information Technology 6,748 $333,756.08 0.14%
United Community Banks, Inc. UCBI 90984P303 Financials 9,032 $349,357.76 0.14%
East West Bancorp, Inc. EWBC 27579R104 Financials 4,453 $308,236.66 0.13%
Elanco Animal Health Incorporated ELAN 28414H103 Health Care 24,091 $317,760.29 0.13%
First Citizens BancShares, Inc. (Class A) FCNCA 31946M103 Financials 376 $304,635.20 0.13%
Huntington Ingalls Industries, Inc. HII 446413106 Industrials 1,350 $311,715.00 0.13%
Voya Financial, Inc. VOYA 929089100 Financials 4,943 $324,507.95 0.13%
Zions Bancorporation ZION 989701107 Financials 5,877 $305,545.23 0.13%
Comerica Incorporated CMA 200340107 Financials 4,206 $301,191.66 0.12%
Douglas Emmett, Inc. DEI 25960P109 Real Estate 16,674 $283,958.22 0.12%
Premier, Inc. (Class A) PINC 74051N102 Health Care 8,809 $294,837.23 0.12%
Sabra Health Care REIT, Inc. SBRA 78573L106 Real Estate 22,788 $292,142.16 0.12%
UMB Financial Corporation UMBF 902788108 Financials 3,546 $300,523.50 0.12%
DaVita Inc. DVA 23918K108 Health Care 3,612 $264,506.76 0.11%
Regal Rexnord Corp RRX 758750103 Industrials 2,130 $273,981.90 0.11%
Lumentum Holdings Inc. LITE 55024U109 Information Technology 4,360 $236,966.00 0.10%
F&G Annuities & Life, Inc. FG 30190A104 Other 2,246 $42,965.98 0.02%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2022 All rights reserved.