First Trust Mid Cap Value AlphaDEX® Fund (FNK)

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Holdings

Holdings of the Fund as of 4/7/2020
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Total Number of Holdings (excluding cash): 225

Security Name	Identifier	Classification	Shares / Quantity	Market Value	Weighting
Ovintiv Inc.	OVV	Energy	80,426	$301,597.50	1.00%
The Macerich Company	MAC	Real Estate	38,570	$283,489.50	0.94%
WPX Energy, Inc.	WPX	Energy	71,197	$274,108.45	0.91%
PVH Corp.	PVH	Consumer Discretionary	5,769	$269,585.37	0.90%
Macy's, Inc.	M	Consumer Discretionary	44,226	$261,375.66	0.87%
Parsley Energy, Inc. (Class A)	PE	Energy	37,897	$258,457.54	0.86%
Kohl's Corporation	KSS	Consumer Discretionary	14,883	$253,159.83	0.84%
Marathon Oil Corporation	MRO	Energy	66,003	$242,891.04	0.81%
Tapestry Inc.	TPR	Consumer Discretionary	16,768	$242,632.96	0.81%
Air Lease Corporation	AL	Industrials	9,808	$234,411.20	0.78%
KB Home	KBH	Consumer Discretionary	11,997	$233,941.50	0.78%
Murphy Oil Corporation	MUR	Energy	35,424	$234,152.64	0.78%
Toll Brothers, Inc.	TOL	Consumer Discretionary	11,281	$233,742.32	0.78%
Cinemark Holdings, Inc.	CNK	Communication Services	21,310	$231,213.50	0.77%
CVR Energy, Inc.	CVI	Energy	13,137	$230,291.61	0.77%
MasTec, Inc.	MTZ	Industrials	6,635	$230,698.95	0.77%
Mohawk Industries, Inc.	MHK	Consumer Discretionary	2,848	$231,200.64	0.77%
HollyFrontier Corporation	HFC	Energy	8,860	$230,094.20	0.76%
Essent Group Ltd.	ESNT	Financials	8,244	$225,473.40	0.75%
Huntsman Corporation	HUN	Materials	15,049	$226,487.45	0.75%
Service Properties Trust	SVC	Real Estate	40,213	$224,790.67	0.75%
Alaska Air Group, Inc.	ALK	Industrials	7,627	$221,411.81	0.74%
Ashland Global Holdings Inc.	ASH	Materials	4,337	$222,054.40	0.74%
Foot Locker, Inc.	FL	Consumer Discretionary	9,848	$222,367.84	0.74%
BorgWarner Inc.	BWA	Consumer Discretionary	8,911	$219,834.37	0.73%
CIT Group Inc.	CIT	Financials	12,581	$218,783.59	0.73%
Devon Energy Corporation	DVN	Energy	25,140	$218,969.40	0.73%
MGIC Investment Corporation	MTG	Financials	34,197	$220,912.62	0.73%
PBF Energy Inc.	PBF	Energy	30,671	$219,297.65	0.73%
Steel Dynamics, Inc.	STLD	Materials	9,634	$219,558.86	0.73%
Enstar Group Limited	ESGR	Financials	1,365	$216,489.00	0.72%
GCI Liberty, Inc. (Class A)	GLIBA	Communication Services	3,812	$218,046.40	0.72%
Old Republic International Corporation	ORI	Financials	14,239	$216,717.58	0.72%
JetBlue Airways Corporation	JBLU	Industrials	24,263	$212,543.88	0.71%
Xerox Holdings Corporation	XRX	Information Technology	11,465	$213,363.65	0.71%
AutoNation, Inc.	AN	Consumer Discretionary	7,739	$209,726.90	0.70%
Athene Holding Ltd. (Class A)	ATH	Financials	8,749	$209,013.61	0.69%
Jefferies Financial Group Inc.	JEF	Financials	15,885	$208,570.05	0.69%
Nordstrom, Inc.	JWN	Consumer Discretionary	11,325	$204,303.00	0.68%
SkyWest, Inc.	SKYW	Industrials	8,291	$203,129.50	0.68%
Unum Group	UNM	Financials	14,467	$205,720.74	0.68%
Park Hotels & Resorts Inc.	PK	Real Estate	27,453	$202,054.08	0.67%
Eastman Chemical Company	EMN	Materials	3,729	$197,152.23	0.66%
Evercore Inc.	EVR	Financials	3,772	$199,765.12	0.66%
Targa Resources Corp.	TRGP	Energy	25,140	$197,600.40	0.66%
Dick's Sporting Goods, Inc.	DKS	Consumer Discretionary	8,171	$194,878.35	0.65%
Apollo Commercial Real Estate Finance, Inc.	ARI	Financials	29,266	$193,740.92	0.64%
Helmerich & Payne, Inc.	HP	Energy	11,100	$192,918.00	0.64%
Ralph Lauren Corporation	RL	Consumer Discretionary	2,599	$191,780.21	0.64%
Spirit Airlines, Inc.	SAVE	Industrials	16,846	$192,718.24	0.64%
Whirlpool Corporation	WHR	Consumer Discretionary	2,025	$192,192.75	0.64%
Wintrust Financial Corporation	WTFC	Financials	5,287	$192,605.41	0.64%
The Goodyear Tire & Rubber Company	GT	Consumer Discretionary	29,849	$189,541.15	0.63%
NCR Corporation	NCR	Information Technology	9,815	$186,583.15	0.62%
American National Insurance Company	ANAT	Financials	2,636	$184,572.72	0.61%
Hanesbrands Inc.	HBI	Consumer Discretionary	22,074	$184,538.64	0.61%
Regal Beloit Corporation	RBC	Industrials	2,760	$183,402.00	0.61%
Westlake Chemical Corporation	WLK	Materials	4,551	$184,679.58	0.61%
Assured Guaranty Ltd.	AGO	Financials	6,736	$179,244.96	0.60%
Comerica Incorporated	CMA	Financials	5,921	$181,656.28	0.60%
Lear Corporation	LEA	Consumer Discretionary	2,138	$179,570.62	0.60%
Popular, Inc.	BPOP	Financials	4,963	$180,553.94	0.60%
SYNNEX Corporation	SNX	Information Technology	2,376	$180,884.88	0.60%
Equity Commonwealth	EQC	Real Estate	5,478	$176,665.50	0.59%
Hancock Whitney Corporation	HWC	Financials	8,900	$178,623.00	0.59%
Penske Automotive Group, Inc.	PAG	Consumer Discretionary	6,204	$177,682.56	0.59%
The Timken Company	TKR	Industrials	5,372	$177,598.32	0.59%
Bank OZK	OZK	Financials	10,402	$175,793.80	0.58%
First American Financial Corporation	FAF	Financials	4,096	$173,056.00	0.58%
Invesco Ltd.	IVZ	Financials	19,132	$174,866.48	0.58%
MFA Financial, Inc.	MFA	Financials	140,097	$175,121.25	0.58%
NRG Energy, Inc.	NRG	Utilities	6,373	$174,365.28	0.58%
Santander Consumer USA Holdings Inc.	SC	Financials	12,489	$174,846.00	0.58%
Sterling Bancorp	STL	Financials	16,624	$174,053.28	0.58%
Cimarex Energy Co.	XEC	Energy	10,322	$171,654.86	0.57%
News Corporation (Class A)	NWSA	Communication Services	19,356	$170,139.24	0.57%
Oshkosh Corporation	OSK	Industrials	2,700	$170,235.00	0.57%
Owens Corning	OC	Industrials	4,476	$171,878.40	0.57%
Synovus Financial Corp.	SNV	Financials	9,893	$172,632.85	0.57%
The Gap, Inc.	GPS	Consumer Discretionary	24,676	$171,991.72	0.57%
Darling Ingredients Inc.	DAR	Consumer Staples	9,062	$169,368.78	0.56%
Navient Corporation	NAVI	Financials	22,918	$167,416.01	0.56%
PacWest Bancorp	PACW	Financials	9,694	$169,645.00	0.56%
Reliance Steel & Aluminum Co.	RS	Materials	1,983	$168,911.94	0.56%
Spirit AeroSystems Holdings, Inc.	SPR	Industrials	9,074	$166,598.64	0.55%
Pebblebrook Hotel Trust	PEB	Real Estate	15,952	$160,317.60	0.53%
US Dollar	$USD	Other	159,199	$159,198.90	0.53%
EPR Properties	EPR	Real Estate	7,173	$155,008.53	0.52%
Reinsurance Group of America, Incorporated	RGA	Financials	1,548	$152,849.52	0.51%
Apple Hospitality REIT, Inc.	APLE	Real Estate	18,944	$146,626.56	0.49%
BOK Financial Corporation	BOKF	Financials	3,061	$148,611.55	0.49%
ManpowerGroup Inc.	MAN	Industrials	2,459	$145,302.31	0.48%
CF Industries Holdings, Inc.	CF	Materials	4,790	$138,718.40	0.46%
Kirby Corporation	KEX	Industrials	2,997	$139,480.38	0.46%
New Residential Investment Corp.	NRZ	Financials	34,675	$137,313.00	0.46%
Seaboard Corporation	SEB	Consumer Staples	46	$137,126.00	0.46%
Williams-Sonoma, Inc.	WSM	Consumer Discretionary	3,064	$138,278.32	0.46%
Allison Transmission Holdings, Inc.	ALSN	Industrials	3,995	$134,351.85	0.45%
East West Bancorp, Inc.	EWBC	Financials	5,062	$136,775.24	0.45%
Federated Hermes, Inc. (Class B)	FHI	Financials	6,839	$133,976.01	0.45%
Moog Inc.	MOG/A	Industrials	2,578	$136,015.28	0.45%
Thor Industries, Inc.	THO	Consumer Discretionary	3,089	$134,773.07	0.45%
Zions Bancorporation	ZION	Financials	4,869	$136,526.76	0.45%
Acadia Healthcare Company, Inc.	ACHC	Health Care	7,100	$132,344.00	0.44%
Associated Banc-Corp	ASB	Financials	10,187	$132,838.48	0.44%
Brixmor Property Group Inc.	BRX	Real Estate	13,715	$133,584.10	0.44%
Jones Lang LaSalle Incorporated	JLL	Real Estate	1,290	$131,721.90	0.44%
Liberty Latin America Ltd. (Class C)	LILAK	Communication Services	12,699	$132,196.59	0.44%
Pilgrim's Pride Corporation	PPC	Consumer Staples	7,190	$132,583.60	0.44%
Polaris Inc.	PII	Consumer Discretionary	2,706	$131,836.32	0.44%
Quanta Services, Inc.	PWR	Industrials	4,106	$133,773.48	0.44%
Snap-on Incorporated	SNA	Industrials	1,197	$131,466.51	0.44%
TEGNA Inc.	TGNA	Communication Services	11,997	$131,967.00	0.44%
Umpqua Holdings Corporation	UMPQ	Financials	11,953	$131,722.06	0.44%
Webster Financial Corporation	WBS	Financials	5,690	$133,544.30	0.44%
BankUnited, Inc.	BKU	Financials	6,967	$127,983.79	0.43%
F.N.B. Corporation	FNB	Financials	17,678	$129,049.40	0.43%
First Horizon National Corporation	FHN	Financials	16,165	$130,774.85	0.43%
Kennedy-Wilson Holdings, Inc.	KW	Real Estate	9,709	$128,838.43	0.43%
Knight-Swift Transportation Holdings Inc.	KNX	Industrials	3,972	$130,718.52	0.43%
National Fuel Gas Company	NFG	Utilities	3,494	$129,941.86	0.43%
ASGN Incorporated	ASGN	Industrials	3,689	$125,831.79	0.42%
EMCOR Group, Inc.	EME	Industrials	2,125	$127,330.00	0.42%
H&R Block, Inc.	HRB	Consumer Discretionary	9,254	$126,409.64	0.42%
Sabre Corporation	SABR	Information Technology	21,971	$127,431.80	0.42%
Wyndham Destinations, Inc.	WYND	Consumer Discretionary	6,004	$126,624.36	0.42%
Chimera Investment Corporation	CIM	Financials	19,090	$124,085.00	0.41%
Harley-Davidson, Inc.	HOG	Consumer Discretionary	6,883	$123,343.36	0.41%
Sunstone Hotel Investors, Inc.	SHO	Real Estate	14,959	$121,915.85	0.41%
The Middleby Corporation	MIDD	Industrials	2,291	$123,439.08	0.41%
US Foods Holding Corp.	USFD	Consumer Staples	7,357	$123,082.61	0.41%
Cracker Barrel Old Country Store, Inc.	CBRL	Consumer Discretionary	1,566	$120,848.22	0.40%
Lithia Motors, Inc.	LAD	Consumer Discretionary	1,593	$118,535.13	0.39%
Boyd Gaming Corporation	BYD	Consumer Discretionary	9,035	$114,563.80	0.38%
Penn National Gaming, Inc.	PENN	Consumer Discretionary	10,300	$113,609.00	0.38%
Macquarie Infrastructure Company LLC	MIC	Industrials	5,160	$103,251.60	0.34%
Marriott Vacations Worldwide Corporation	VAC	Consumer Discretionary	1,563	$103,158.00	0.34%
Carter's, Inc.	CRI	Consumer Discretionary	1,321	$96,710.41	0.32%
Cullen/Frost Bankers, Inc.	CFR	Financials	1,557	$96,705.27	0.32%
Robert Half International Inc.	RHI	Industrials	2,301	$92,431.17	0.31%
American Financial Group, Inc.	AFG	Financials	1,239	$89,369.07	0.30%
BancorpSouth Bank	BXS	Financials	4,591	$89,570.41	0.30%
Berry Global Group, Inc.	BERY	Materials	2,577	$89,421.90	0.30%
Ingredion Incorporated	INGR	Consumer Staples	1,150	$91,034.00	0.30%
MDU Resources Group, Inc.	MDU	Utilities	4,040	$89,001.20	0.30%
MSC Industrial Direct Co., Inc. (Class A)	MSM	Industrials	1,580	$91,719.00	0.30%
ON Semiconductor Corporation	ON	Information Technology	6,982	$89,229.96	0.30%
Skechers U.S.A., Inc.	SKX	Consumer Discretionary	3,659	$88,767.34	0.30%
The Hanover Insurance Group, Inc.	THG	Financials	959	$89,474.70	0.30%
UGI Corporation	UGI	Utilities	3,257	$90,512.03	0.30%
United Bankshares, Inc.	UBSI	Financials	3,763	$90,349.63	0.30%
Acuity Brands, Inc.	AYI	Industrials	1,014	$87,781.98	0.29%
Axis Capital Holdings Limited	AXS	Financials	2,247	$87,138.66	0.29%
Cathay General Bancorp	CATY	Financials	3,785	$88,114.80	0.29%
EnerSys	ENS	Industrials	1,754	$87,331.66	0.29%
Home BancShares, Inc.	HOMB	Financials	7,244	$87,652.40	0.29%
Leggett & Platt, Incorporated	LEG	Consumer Discretionary	3,256	$86,479.36	0.29%
MAXIMUS, Inc.	MMS	Information Technology	1,492	$88,281.64	0.29%
Pinnacle Financial Partners, Inc.	PNFP	Financials	2,314	$87,631.18	0.29%
Rexnord Corporation	RXN	Industrials	3,832	$87,292.96	0.29%
Stifel Financial Corp.	SF	Financials	2,104	$86,874.16	0.29%
Universal Forest Products, Inc.	UFPI	Industrials	2,336	$86,081.60	0.29%
Voya Financial, Inc.	VOYA	Financials	2,142	$87,779.16	0.29%
ADT Inc.	ADT	Industrials	20,106	$84,445.20	0.28%
ALLETE, Inc.	ALE	Utilities	1,431	$83,656.26	0.28%
Ameris Bancorp	ABCB	Financials	3,656	$83,576.16	0.28%
Avista Corporation	AVA	Utilities	2,044	$83,354.32	0.28%
Grand Canyon Education, Inc.	LOPE	Consumer Discretionary	1,139	$83,374.80	0.28%
Insperity, Inc.	NSP	Industrials	2,329	$85,008.50	0.28%
NorthWestern Corporation	NWE	Utilities	1,452	$83,780.40	0.28%
OGE Energy Corp.	OGE	Utilities	2,827	$84,216.33	0.28%
Packaging Corporation of America	PKG	Materials	1,000	$85,000.00	0.28%
People's United Financial, Inc.	PBCT	Financials	7,861	$83,641.04	0.28%
Steven Madden, Ltd.	SHOO	Consumer Discretionary	3,739	$85,024.86	0.28%
Valley National Bancorp	VLY	Financials	11,882	$85,075.12	0.28%
Barnes Group Inc.	B	Industrials	2,076	$80,175.12	0.27%
First Citizens BancShares, Inc. (Class A)	FCNCA	Financials	261	$82,021.86	0.27%
SLM Corporation	SLM	Financials	12,081	$81,184.32	0.27%
AMERCO	UHAL	Industrials	299	$78,930.02	0.26%
First Hawaiian, Inc.	FHB	Financials	5,255	$79,718.35	0.26%
Kemper Corporation	KMPR	Financials	1,168	$74,716.96	0.25%
Murphy USA Inc.	MUSA	Consumer Discretionary	515	$52,432.15	0.17%
Avnet, Inc.	AVT	Information Technology	1,730	$46,692.70	0.16%
C.H. Robinson Worldwide, Inc.	CHRW	Industrials	656	$47,127.04	0.16%
F5 Networks, Inc.	FFIV	Information Technology	407	$47,521.32	0.16%
Juniper Networks, Inc.	JNPR	Information Technology	2,269	$49,532.27	0.16%
A.O. Smith Corporation	AOS	Industrials	1,149	$45,569.34	0.15%
Advance Auto Parts, Inc.	AAP	Consumer Discretionary	465	$46,239.60	0.15%
AGCO Corporation	AGCO	Industrials	919	$45,159.66	0.15%
Casey's General Stores, Inc.	CASY	Consumer Staples	328	$45,601.84	0.15%
DXC Technology Company	DXC	Information Technology	3,328	$46,292.48	0.15%
Herbalife Nutrition Ltd.	HLF	Consumer Staples	1,489	$44,416.87	0.15%
Highwoods Properties, Inc.	HIW	Real Estate	1,226	$43,915.32	0.15%
Landstar System, Inc.	LSTR	Industrials	453	$44,190.15	0.15%
Lazard Ltd (Class A)	LAZ	Financials	1,843	$46,314.59	0.15%
Lincoln Electric Holdings, Inc.	LECO	Industrials	629	$45,753.46	0.15%
Paramount Group, Inc.	PGRE	Real Estate	4,935	$45,155.25	0.15%
Perspecta Inc.	PRSP	Information Technology	2,381	$43,810.40	0.15%
Portland General Electric Company	POR	Utilities	906	$44,439.30	0.15%
Prosperity Bancshares, Inc.	PB	Financials	900	$44,136.00	0.15%
Sabra Health Care REIT, Inc.	SBRA	Real Estate	3,977	$44,144.70	0.15%
Silgan Holdings Inc.	SLGN	Materials	1,497	$45,389.04	0.15%
Sonoco Products Company	SON	Materials	937	$44,207.66	0.15%
Southwest Gas Holdings, Inc.	SWX	Utilities	624	$45,458.40	0.15%
Texas Roadhouse, Inc.	TXRH	Consumer Discretionary	1,052	$43,805.28	0.15%
The Howard Hughes Corporation	HHC	Real Estate	860	$45,640.20	0.15%
TriNet Group, Inc.	TNET	Industrials	1,153	$45,635.74	0.15%
Valmont Industries, Inc.	VMI	Industrials	410	$44,923.70	0.15%
Aaron's, Inc.	AAN	Consumer Discretionary	1,906	$43,609.28	0.14%
Brady Corporation	BRC	Industrials	962	$43,078.36	0.14%
Brandywine Realty Trust	BDN	Real Estate	4,128	$41,775.36	0.14%
Element Solutions Inc	ESI	Materials	5,195	$41,715.85	0.14%
FirstCash, Inc.	FCFS	Financials	605	$42,858.20	0.14%
Graphic Packaging Holding Company	GPK	Materials	3,560	$43,360.80	0.14%
KBR, Inc.	KBR	Information Technology	2,100	$42,168.00	0.14%
Molina Healthcare, Inc.	MOH	Health Care	311	$43,574.21	0.14%
New York Community Bancorp, Inc.	NYCB	Financials	4,625	$42,688.75	0.14%
NewMarket Corporation	NEU	Materials	113	$43,427.03	0.14%
Old National Bancorp	ONB	Financials	3,293	$42,907.79	0.14%
Selective Insurance Group, Inc.	SIGI	Financials	874	$41,803.42	0.14%
Signature Bank	SBNY	Financials	540	$42,454.80	0.14%
The Interpublic Group of Companies, Inc.	IPG	Communication Services	2,683	$41,291.37	0.14%
TripAdvisor, Inc.	TRIP	Communication Services	2,497	$41,874.69	0.14%
UMB Financial Corporation	UMBF	Financials	936	$41,324.40	0.14%
Columbia Banking System, Inc.	COLB	Financials	1,621	$40,249.43	0.13%
Investors Bancorp, Inc.	ISBC	Financials	5,436	$39,139.20	0.13%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.