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40/60 Strategic Allocation, 3rd Qtr 2024  Ticker: FIUSEX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 40% of its assets in common stocks which are selected by applying a disciplined investment strategy and 60% of its assets in exchange-traded funds which invest in fixed-income securities.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: 4S3Q24
Portfolio Status: Secondary
Initial Offer Date: 07/11/2024
Secondary Date: 10/11/2024
Portfolio Ending Date: 10/16/2025
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $10.2438
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 07/30/2025 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate  Per Unit (as of 7/28/2025)
----- $0.38480
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 iShares iBoxx $ High Yield Corporate Bond ETF HYG 2.36%
 VanEck J.P. Morgan EM Local Currency Bond ETF EMLC 2.36%
 SPDR Bloomberg High Yield Bond ETF JNK 2.33%
 iShares Broad USD High Yield Corporate Bond ETF USHY 2.33%
 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS 2.32%
 Schwab 5-10 Year Corporate Bond ETF SCHI 2.32%
 iShares Broad USD Investment Grade Corporate Bond ETF USIG 2.31%
 SPDR Bloomberg Short Term High Yield Bond ETF SJNK 2.31%
 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 2.31%
 SPDR Portfolio High Yield Bond ETF SPHY 2.31%
 Invesco Variable Rate Preferred ETF VRP 2.31%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 2.30%
 Vanguard Mortgage-Backed Securities ETF VMBS 2.29%
 Vanguard Total International Bond ETF BNDX 2.29%
 VanEck IG Floating Rate ETF FLTR 2.28%
 SPDR Bloomberg Investment Grade Floating Rate ETF FLRN 2.28%
 iShares Short Treasury Bond ETF SHV 2.27%
 SPDR Blackstone Senior Loan ETF SRLN 2.27%
 WisdomTree Floating Rate Treasury Fund USFR 2.27%
 First Trust Senior Loan Fund FTSL 2.26%
 Janus Henderson Mortgage-Backed Securities ETF JMBS 2.26%
 Invesco Senior Loan ETF BKLN 2.25%
 iShares 10+ Year Investment Grade Corporate Bond ETF IGLB 2.25%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 2.24%
 Vanguard Long-Term Corporate Bond ETF VCLT 2.23%
 Vistra Corp. VST 0.68%
 Quanta Services, Inc. PWR 0.51%
 International Business Machines Corporation IBM 0.47%
 Amphenol Corporation APH 0.47%
 AT&T Inc. T 0.46%
 Deere & Company DE 0.46%
 Fastenal Company FAST 0.46%
 Cisco Systems, Inc. CSCO 0.46%
 ResMed Inc. RMD 0.46%
 CME Group Inc. CME 0.45%
 Walmart Inc. WMT 0.44%
 Kinder Morgan, Inc. KMI 0.44%
 Coupang, Inc. CPNG 0.44%
 Xcel Energy Inc. XEL 0.43%
 Caterpillar Inc. CAT 0.42%
 Prosus N.V. (ADR) PROSY 0.42%
 Altria Group, Inc. MO 0.40%
 Meta Platforms Inc. (Class A) META 0.40%
 The Hartford Insurance Group, Inc. HIG 0.39%
 Republic Services, Inc. RSG 0.39%
 Nintendo Co., Ltd. (ADR) NTDOY 0.39%
 Monster Beverage Corporation MNST 0.39%
 W.W. Grainger, Inc. GWW 0.38%
 HSBC Holdings Plc (ADR) HSBC 0.38%
 Amazon.com, Inc. AMZN 0.37%
 Consolidated Edison, Inc. ED 0.36%
 Waste Management, Inc. WM 0.36%
 Berkshire Hathaway Inc. (Class B) BRK/B 0.36%
 The Progressive Corporation PGR 0.36%
 Palo Alto Networks, Inc. PANW 0.36%
 Aflac Incorporated AFL 0.35%
 The TJX Companies, Inc. TJX 0.35%
 Tractor Supply Company TSCO 0.35%
 Cognizant Technology Solutions Corporation CTSH 0.35%
 Iberdrola S.A. (ADR) IBDRY 0.35%
 General Motors Company GM 0.35%
 Microsoft Corporation MSFT 0.34%
 DBS Group Holdings Ltd. (ADR) DBSDY 0.34%
 Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR) MURGY 0.34%
 Costco Wholesale Corporation COST 0.33%
 D.R. Horton, Inc. DHI 0.33%
 Mondelez International, Inc. MDLZ 0.33%
 Keurig Dr Pepper Inc. KDP 0.33%
 Exxon Mobil Corporation XOM 0.32%
 Chevron Corporation CVX 0.32%
 Alphabet Inc. (Class A) GOOGL 0.32%
 PACCAR Inc PCAR 0.31%
 The Hershey Company HSY 0.31%
 EOG Resources, Inc. EOG 0.31%
 Hitachi, Ltd. (ADR) HTHIY 0.31%
 Chugai Pharmaceutical Co., Ltd. (ADR) CHGCY 0.31%
 The Procter & Gamble Company PG 0.30%
 Marsh & McLennan Companies, Inc. MMC 0.30%
 Ross Stores, Inc. ROST 0.30%
 Charter Communications, Inc. (Class A) CHTR 0.30%
 Nucor Corporation NUE 0.29%
 Vertex Pharmaceuticals Incorporated VRTX 0.29%
 Air Liquide S.A. (ADR) AIQUY 0.29%
 Comfort Systems USA, Inc. FIX 0.28%
 Sumitomo Mitsui Financial Group, Inc. (ADR) SMFG 0.28%
 The Kraft Heinz Company KHC 0.28%
 Archer-Daniels-Midland Company ADM 0.27%
 ConocoPhillips COP 0.27%
 Novartis AG (ADR) NVS 0.27%
 Interactive Brokers Group, Inc. (Class A) IBKR 0.27%
 Recruit Holdings Co., Ltd. (ADR) RCRUY 0.27%
 Chubb Limited CB 0.26%
 Equinor ASA EQNR 0.26%
 NTT, Inc. (ADR) NTTYY 0.26%
 Itochu Corp. (ADR) ITOCY 0.26%
 FedEx Corporation FDX 0.25%
 Lennar Corporation LEN 0.25%
 L'Oreal S.A. (ADR) LRLCY 0.25%
 Tokio Marine Holdings, Inc. (ADR) TKOMY 0.25%
 Industria de Diseno Textil, S.A. (ADR) IDEXY 0.25%
 Shell Plc (ADR) SHEL 0.25%
 Sanofi (ADR) SNY 0.24%
 ON Semiconductor Corporation ON 0.24%
 Chipotle Mexican Grill, Inc. CMG 0.24%
 Diamondback Energy, Inc. FANG 0.24%
 Sprouts Farmers Market, Inc. SFM 0.24%
 Toyota Motor Corporation TM 0.23%
 TotalEnergies SE (ADR) TTE 0.23%
 EMCOR Group, Inc. EME 0.23%
 Rio Tinto Plc (ADR) RIO 0.23%
 Mitsui & Co., Ltd. (ADR) MITSY 0.22%
 Mercedes-Benz Group AG (ADR) MBGYY 0.22%
 F5 Inc. FFIV 0.21%
 Super Micro Computer, Inc. SMCI 0.21%
 Commvault Systems, Inc. CVLT 0.21%
 PDD Holdings Inc. (ADR) PDD 0.21%
 Mueller Industries, Inc. MLI 0.20%
 Unum Group UNM 0.20%
 National Fuel Gas Company NFG 0.20%
 Fox Corporation (Class A) FOXA 0.20%
 Casey's General Stores, Inc. CASY 0.19%
 Hims & Hers Health, Inc. HIMS 0.19%
 Applied Industrial Technologies, Inc. AIT 0.18%
 EQT Corporation EQT 0.18%
 Chewy, Inc. (Class A) CHWY 0.18%
 Atmos Energy Corporation ATO 0.17%
 Teledyne Technologies Incorporated TDY 0.17%
 Elevance Health Inc. ELV 0.17%
 The Mosaic Company MOS 0.17%
 Daiichi Sankyo Company, Limited (ADR) DSNKY 0.17%
 Tradeweb Markets Inc. (Class A) TW 0.17%
 Cincinnati Financial Corporation CINF 0.16%
 Snap-on Incorporated SNA 0.16%
 Incyte Corporation INCY 0.16%
 M&T Bank Corporation MTB 0.16%
 Ulta Beauty, Inc. ULTA 0.16%
 MGIC Investment Corporation MTG 0.15%
 Loews Corporation L 0.15%
 Ingredion Incorporated INGR 0.15%
 IES Holdings, Inc. IESC 0.15%
 Liberty Broadband Corporation (Class C) LBRDK 0.15%
 BJ's Wholesale Club Holdings, Inc. BJ 0.15%
 Expand Energy Corporation EXE 0.15%
 AptarGroup, Inc. ATR 0.14%
 PulteGroup, Inc. PHM 0.14%
 Texas Roadhouse, Inc. TXRH 0.14%
 Sterling Infrastructure, Inc. STRL 0.14%
 Corcept Therapeutics Inc. CORT 0.14%
 Medpace Holdings, Inc. MEDP 0.14%
 Comstock Resources, Inc. CRK 0.13%
 Commercial Metals Company CMC 0.13%
 Reliance Inc. RS 0.13%
 Molson Coors Beverage Company TAP 0.13%
 Badger Meter, Inc. BMI 0.13%
 Erie Indemnity Company ERIE 0.13%
 Science Applications International Corporation SAIC 0.13%
 CNA Financial Corporation CNA 0.12%
 The New York Times Company (Class A) NYT 0.12%
 Coterra Energy Inc. CTRA 0.12%
 Centene Corporation CNC 0.12%
 InterDigital, Inc. IDCC 0.12%
 United Therapeutics Corporation UTHR 0.12%
 AAON, Inc. AAON 0.12%
 Stride, Inc. LRN 0.12%
 Primoris Services Corporation PRIM 0.12%
 Qualys, Inc. QLYS 0.12%
 Stellantis N.V. STLA 0.12%
 Hewlett Packard Enterprise Company HPE 0.12%
 HF Sinclair Corp. DINO 0.12%
 Sanmina Corporation SANM 0.11%
 Urban Outfitters, Inc. URBN 0.11%
 Meritage Homes Corporation MTH 0.11%
 Cal-Maine Foods, Inc. CALM 0.11%
 Murphy USA Inc. MUSA 0.11%
 Dycom Industries, Inc. DY 0.10%
 Novo Nordisk A/S (ADR) NVO 0.10%
 Cirrus Logic, Inc. CRUS 0.10%
 FTI Consulting, Inc. FCN 0.10%
 FMC Corporation FMC 0.10%
 ADMA Biologics, Inc. ADMA 0.10%
 PJT Partners Inc. (Class A) PJT 0.10%
 Insight Enterprises, Inc. NSIT 0.09%
 NOV Inc. NOV 0.09%
 Deckers Outdoor Corporation DECK 0.09%
 Lantheus Holdings, Inc. LNTH 0.09%
 Chord Energy Corporation CHRD 0.09%
 Graham Holdings Company GHC 0.08%
 WSFS Financial Corporation WSFS 0.08%
 Cathay General Bancorp CATY 0.08%
 Spire Inc. SR 0.08%
 CNX Resources Corporation CNX 0.08%
 International Bancshares Corporation IBOC 0.08%
 Grand Canyon Education, Inc. LOPE 0.08%
 ACADIA Pharmaceuticals Inc. ACAD 0.08%
 Black Hills Corporation BKH 0.07%
 TEGNA Inc. TGNA 0.07%
 Columbia Banking System, Inc. COLB 0.07%
 Brady Corporation BRC 0.07%
 Abercrombie & Fitch Co. (Class A) ANF 0.07%
 M/I Homes, Inc. MHO 0.07%
 Weis Markets, Inc. WMK 0.07%
 Avnet, Inc. AVT 0.07%
 First Financial Bancorp. FFBC 0.07%
 Agilysys, Inc. AGYS 0.07%
 Molina Healthcare, Inc. MOH 0.07%
 Avista Corporation AVA 0.07%
 CVB Financial Corp. CVBF 0.07%
 CorVel Corporation CRVL 0.07%
 MGE Energy, Inc. MGEE 0.07%
 Visteon Corporation VC 0.07%
 ONE Gas, Inc. OGS 0.07%
 Schneider National, Inc. (Class B) SNDR 0.07%
 Tidewater Inc. TDW 0.07%
 Gulfport Energy Corporation GPOR 0.07%
 Otter Tail Corporation OTTR 0.06%
 Terex Corporation TEX 0.06%
 La-Z-Boy Incorporated LZB 0.06%
 Alkami Technology, Inc. ALKT 0.06%
 Vishay Intertechnology, Inc. VSH 0.05%
 Photronics, Inc. PLAB 0.05%
 Cabot Corporation CBT 0.05%
 Columbia Sportswear Company COLM 0.05%
 Hub Group, Inc. HUBG 0.05%
 The Andersons, Inc. ANDE 0.05%
 Peabody Energy Corporation BTU 0.05%
 Warrior Met Coal, Inc. HCC 0.05%
 Core Natural Resources Inc. CNR 0.05%
 Avidity Biosciences, Inc. RNA 0.05%
 Concentrix Corporation CNXC 0.05%
 Oscar Health, Inc. (Class A) OSCR 0.05%
 American Eagle Outfitters, Inc. AEO 0.04%
 Edgewell Personal Care Company EPC 0.04%
 Innospec Inc. IOSP 0.04%
 Axcelis Technologies, Inc. ACLS 0.03%
 Helmerich & Payne, Inc. HP 0.03%
 Millrose Properties, Inc. (Class A) MRP 0.03%
 GCI Liberty, Inc. (Class C) GLIBK 0.02%
 
Total Number of Holdings:    237
Underlying Securities information represented above is as of 07/29/2025 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Brexit Risk. The United Kingdom's official departure from the European Union (commonly referred to as "Brexit") led to volatility in global financial markets, in particular those of the United Kingdom and across Europe, and the weakening in political, regulatory, consumer, corporate and financial confidence in the United Kingdom and Europe. It is not currently possible to determine the extent of the impact that Brexit may have on the portfolio's investments and this uncertainty could negatively impact current and future economic conditions in the United Kingdom and other countries, which could negatively impact the value of the portfolio's investments.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Covenant-Lite Loan Risk. Certain of the funds invest significantly in "covenant-lite" loans, which are loans made with minimal protections for the lender. Because covenant-lite loans are less restrictive on borrowers and provide less protection for lenders than typical corporate loans, the risk of default may be significantly higher.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities should be viewed as speculative and you should review your ability to assume the risks associated with investments that utilize such bonds. High-yield securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated bonds and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Mortgage-Backed Securities Risk. Rising interest rates tend to extend the duration of mortgage-backed securities, making them more sensitive to changes in interest rates, and may reduce the market value of the securities. In addition, mortgage-backed securities are subject to prepayment risk, the risk that borrowers may pay off their mortgages sooner than expected, particularly when interest rates decline.

Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

US Treasury Debt Instruments Risk. Debt instruments, such as U.S. Treasury obligations, are subject to numerous risks including higher interest rates, economic recession and deterioration of the bond market or investors' perceptions thereof.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2025 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30336H161 (Cash)
30336H179 (Reinvest)
30336H187 (Cash-Fee)
30336H195 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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