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A unit investment trust which seeks the potential for above-average total return by investing approximately 40% of its assets in common stocks which are selected by applying a disciplined investment strategy and 60% of its assets in exchange-traded funds which invest in fixed-income securities.
Please note that there is no assurance the objective will be met.
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Product Code: |
4S3Q24 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
07/11/2024 |
Secondary Date: |
10/11/2024 |
Portfolio Ending Date: |
10/16/2025 |
Tax Structure: |
Regulated Investment Company |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.2438 |
POP(*): |
Not Avail |
Remaining Deferred Sales Charge: |
$0.0000 |
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* As of Trade Date: 07/30/2025 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution
rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month
distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses,
which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term
capital gains and/or return of capital. Certain of the issuers may have reduced their
dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain
factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.
|
iShares iBoxx $ High Yield Corporate Bond ETF
| HYG |
2.36%
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VanEck J.P. Morgan EM Local Currency Bond ETF
| EMLC |
2.36%
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SPDR Bloomberg High Yield Bond ETF
| JNK |
2.33%
|
iShares Broad USD High Yield Corporate Bond ETF
| USHY |
2.33%
|
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
| HYS |
2.32%
|
Schwab 5-10 Year Corporate Bond ETF
| SCHI |
2.32%
|
iShares Broad USD Investment Grade Corporate Bond ETF
| USIG |
2.31%
|
SPDR Bloomberg Short Term High Yield Bond ETF
| SJNK |
2.31%
|
iShares 0-5 Year High Yield Corporate Bond ETF
| SHYG |
2.31%
|
SPDR Portfolio High Yield Bond ETF
| SPHY |
2.31%
|
Invesco Variable Rate Preferred ETF
| VRP |
2.31%
|
iShares iBoxx $ Investment Grade Corporate Bond ETF
| LQD |
2.30%
|
Vanguard Mortgage-Backed Securities ETF
| VMBS |
2.29%
|
Vanguard Total International Bond ETF
| BNDX |
2.29%
|
VanEck IG Floating Rate ETF
| FLTR |
2.28%
|
SPDR Bloomberg Investment Grade Floating Rate ETF
| FLRN |
2.28%
|
iShares Short Treasury Bond ETF
| SHV |
2.27%
|
SPDR Blackstone Senior Loan ETF
| SRLN |
2.27%
|
WisdomTree Floating Rate Treasury Fund
| USFR |
2.27%
|
First Trust Senior Loan Fund
| FTSL |
2.26%
|
Janus Henderson Mortgage-Backed Securities ETF
| JMBS |
2.26%
|
Invesco Senior Loan ETF
| BKLN |
2.25%
|
iShares 10+ Year Investment Grade Corporate Bond ETF
| IGLB |
2.25%
|
SPDR Portfolio Long Term Corporate Bond ETF
| SPLB |
2.24%
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Vanguard Long-Term Corporate Bond ETF
| VCLT |
2.23%
|
Vistra Corp.
| VST |
0.68%
|
Quanta Services, Inc.
| PWR |
0.51%
|
International Business Machines Corporation
| IBM |
0.47%
|
Amphenol Corporation
| APH |
0.47%
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AT&T Inc.
| T |
0.46%
|
Deere & Company
| DE |
0.46%
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Fastenal Company
| FAST |
0.46%
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Cisco Systems, Inc.
| CSCO |
0.46%
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ResMed Inc.
| RMD |
0.46%
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CME Group Inc.
| CME |
0.45%
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Walmart Inc.
| WMT |
0.44%
|
Kinder Morgan, Inc.
| KMI |
0.44%
|
Coupang, Inc.
| CPNG |
0.44%
|
Xcel Energy Inc.
| XEL |
0.43%
|
Caterpillar Inc.
| CAT |
0.42%
|
Prosus N.V. (ADR)
| PROSY |
0.42%
|
Altria Group, Inc.
| MO |
0.40%
|
Meta Platforms Inc. (Class A)
| META |
0.40%
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The Hartford Insurance Group, Inc.
| HIG |
0.39%
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Republic Services, Inc.
| RSG |
0.39%
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Nintendo Co., Ltd. (ADR)
| NTDOY |
0.39%
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Monster Beverage Corporation
| MNST |
0.39%
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W.W. Grainger, Inc.
| GWW |
0.38%
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HSBC Holdings Plc (ADR)
| HSBC |
0.38%
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Amazon.com, Inc.
| AMZN |
0.37%
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Consolidated Edison, Inc.
| ED |
0.36%
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Waste Management, Inc.
| WM |
0.36%
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Berkshire Hathaway Inc. (Class B)
| BRK/B |
0.36%
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The Progressive Corporation
| PGR |
0.36%
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Palo Alto Networks, Inc.
| PANW |
0.36%
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Aflac Incorporated
| AFL |
0.35%
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The TJX Companies, Inc.
| TJX |
0.35%
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Tractor Supply Company
| TSCO |
0.35%
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Cognizant Technology Solutions Corporation
| CTSH |
0.35%
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Iberdrola S.A. (ADR)
| IBDRY |
0.35%
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General Motors Company
| GM |
0.35%
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Microsoft Corporation
| MSFT |
0.34%
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DBS Group Holdings Ltd. (ADR)
| DBSDY |
0.34%
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Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR)
| MURGY |
0.34%
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Costco Wholesale Corporation
| COST |
0.33%
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D.R. Horton, Inc.
| DHI |
0.33%
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Mondelez International, Inc.
| MDLZ |
0.33%
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Keurig Dr Pepper Inc.
| KDP |
0.33%
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Exxon Mobil Corporation
| XOM |
0.32%
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Chevron Corporation
| CVX |
0.32%
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Alphabet Inc. (Class A)
| GOOGL |
0.32%
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PACCAR Inc
| PCAR |
0.31%
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The Hershey Company
| HSY |
0.31%
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EOG Resources, Inc.
| EOG |
0.31%
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Hitachi, Ltd. (ADR)
| HTHIY |
0.31%
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Chugai Pharmaceutical Co., Ltd. (ADR)
| CHGCY |
0.31%
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The Procter & Gamble Company
| PG |
0.30%
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Marsh & McLennan Companies, Inc.
| MMC |
0.30%
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Ross Stores, Inc.
| ROST |
0.30%
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Charter Communications, Inc. (Class A)
| CHTR |
0.30%
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Nucor Corporation
| NUE |
0.29%
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Vertex Pharmaceuticals Incorporated
| VRTX |
0.29%
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Air Liquide S.A. (ADR)
| AIQUY |
0.29%
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Comfort Systems USA, Inc.
| FIX |
0.28%
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Sumitomo Mitsui Financial Group, Inc. (ADR)
| SMFG |
0.28%
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The Kraft Heinz Company
| KHC |
0.28%
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Archer-Daniels-Midland Company
| ADM |
0.27%
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ConocoPhillips
| COP |
0.27%
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Novartis AG (ADR)
| NVS |
0.27%
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Interactive Brokers Group, Inc. (Class A)
| IBKR |
0.27%
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Recruit Holdings Co., Ltd. (ADR)
| RCRUY |
0.27%
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Chubb Limited
| CB |
0.26%
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Equinor ASA
| EQNR |
0.26%
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NTT, Inc. (ADR)
| NTTYY |
0.26%
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Itochu Corp. (ADR)
| ITOCY |
0.26%
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FedEx Corporation
| FDX |
0.25%
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Lennar Corporation
| LEN |
0.25%
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L'Oreal S.A. (ADR)
| LRLCY |
0.25%
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Tokio Marine Holdings, Inc. (ADR)
| TKOMY |
0.25%
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Industria de Diseno Textil, S.A. (ADR)
| IDEXY |
0.25%
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Shell Plc (ADR)
| SHEL |
0.25%
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Sanofi (ADR)
| SNY |
0.24%
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ON Semiconductor Corporation
| ON |
0.24%
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Chipotle Mexican Grill, Inc.
| CMG |
0.24%
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Diamondback Energy, Inc.
| FANG |
0.24%
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Sprouts Farmers Market, Inc.
| SFM |
0.24%
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Toyota Motor Corporation
| TM |
0.23%
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TotalEnergies SE (ADR)
| TTE |
0.23%
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EMCOR Group, Inc.
| EME |
0.23%
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Rio Tinto Plc (ADR)
| RIO |
0.23%
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Mitsui & Co., Ltd. (ADR)
| MITSY |
0.22%
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Mercedes-Benz Group AG (ADR)
| MBGYY |
0.22%
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F5 Inc.
| FFIV |
0.21%
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Super Micro Computer, Inc.
| SMCI |
0.21%
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Commvault Systems, Inc.
| CVLT |
0.21%
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PDD Holdings Inc. (ADR)
| PDD |
0.21%
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Mueller Industries, Inc.
| MLI |
0.20%
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Unum Group
| UNM |
0.20%
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National Fuel Gas Company
| NFG |
0.20%
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Fox Corporation (Class A)
| FOXA |
0.20%
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Casey's General Stores, Inc.
| CASY |
0.19%
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Hims & Hers Health, Inc.
| HIMS |
0.19%
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Applied Industrial Technologies, Inc.
| AIT |
0.18%
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EQT Corporation
| EQT |
0.18%
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Chewy, Inc. (Class A)
| CHWY |
0.18%
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Atmos Energy Corporation
| ATO |
0.17%
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Teledyne Technologies Incorporated
| TDY |
0.17%
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Elevance Health Inc.
| ELV |
0.17%
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The Mosaic Company
| MOS |
0.17%
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Daiichi Sankyo Company, Limited (ADR)
| DSNKY |
0.17%
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Tradeweb Markets Inc. (Class A)
| TW |
0.17%
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Cincinnati Financial Corporation
| CINF |
0.16%
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Snap-on Incorporated
| SNA |
0.16%
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Incyte Corporation
| INCY |
0.16%
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M&T Bank Corporation
| MTB |
0.16%
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Ulta Beauty, Inc.
| ULTA |
0.16%
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MGIC Investment Corporation
| MTG |
0.15%
|
Loews Corporation
| L |
0.15%
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Ingredion Incorporated
| INGR |
0.15%
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IES Holdings, Inc.
| IESC |
0.15%
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Liberty Broadband Corporation (Class C)
| LBRDK |
0.15%
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BJ's Wholesale Club Holdings, Inc.
| BJ |
0.15%
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Expand Energy Corporation
| EXE |
0.15%
|
AptarGroup, Inc.
| ATR |
0.14%
|
PulteGroup, Inc.
| PHM |
0.14%
|
Texas Roadhouse, Inc.
| TXRH |
0.14%
|
Sterling Infrastructure, Inc.
| STRL |
0.14%
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Corcept Therapeutics Inc.
| CORT |
0.14%
|
Medpace Holdings, Inc.
| MEDP |
0.14%
|
Comstock Resources, Inc.
| CRK |
0.13%
|
Commercial Metals Company
| CMC |
0.13%
|
Reliance Inc.
| RS |
0.13%
|
Molson Coors Beverage Company
| TAP |
0.13%
|
Badger Meter, Inc.
| BMI |
0.13%
|
Erie Indemnity Company
| ERIE |
0.13%
|
Science Applications International Corporation
| SAIC |
0.13%
|
CNA Financial Corporation
| CNA |
0.12%
|
The New York Times Company (Class A)
| NYT |
0.12%
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Coterra Energy Inc.
| CTRA |
0.12%
|
Centene Corporation
| CNC |
0.12%
|
InterDigital, Inc.
| IDCC |
0.12%
|
United Therapeutics Corporation
| UTHR |
0.12%
|
AAON, Inc.
| AAON |
0.12%
|
Stride, Inc.
| LRN |
0.12%
|
Primoris Services Corporation
| PRIM |
0.12%
|
Qualys, Inc.
| QLYS |
0.12%
|
Stellantis N.V.
| STLA |
0.12%
|
Hewlett Packard Enterprise Company
| HPE |
0.12%
|
HF Sinclair Corp.
| DINO |
0.12%
|
Sanmina Corporation
| SANM |
0.11%
|
Urban Outfitters, Inc.
| URBN |
0.11%
|
Meritage Homes Corporation
| MTH |
0.11%
|
Cal-Maine Foods, Inc.
| CALM |
0.11%
|
Murphy USA Inc.
| MUSA |
0.11%
|
Dycom Industries, Inc.
| DY |
0.10%
|
Novo Nordisk A/S (ADR)
| NVO |
0.10%
|
Cirrus Logic, Inc.
| CRUS |
0.10%
|
FTI Consulting, Inc.
| FCN |
0.10%
|
FMC Corporation
| FMC |
0.10%
|
ADMA Biologics, Inc.
| ADMA |
0.10%
|
PJT Partners Inc. (Class A)
| PJT |
0.10%
|
Insight Enterprises, Inc.
| NSIT |
0.09%
|
NOV Inc.
| NOV |
0.09%
|
Deckers Outdoor Corporation
| DECK |
0.09%
|
Lantheus Holdings, Inc.
| LNTH |
0.09%
|
Chord Energy Corporation
| CHRD |
0.09%
|
Graham Holdings Company
| GHC |
0.08%
|
WSFS Financial Corporation
| WSFS |
0.08%
|
Cathay General Bancorp
| CATY |
0.08%
|
Spire Inc.
| SR |
0.08%
|
CNX Resources Corporation
| CNX |
0.08%
|
International Bancshares Corporation
| IBOC |
0.08%
|
Grand Canyon Education, Inc.
| LOPE |
0.08%
|
ACADIA Pharmaceuticals Inc.
| ACAD |
0.08%
|
Black Hills Corporation
| BKH |
0.07%
|
TEGNA Inc.
| TGNA |
0.07%
|
Columbia Banking System, Inc.
| COLB |
0.07%
|
Brady Corporation
| BRC |
0.07%
|
Abercrombie & Fitch Co. (Class A)
| ANF |
0.07%
|
M/I Homes, Inc.
| MHO |
0.07%
|
Weis Markets, Inc.
| WMK |
0.07%
|
Avnet, Inc.
| AVT |
0.07%
|
First Financial Bancorp.
| FFBC |
0.07%
|
Agilysys, Inc.
| AGYS |
0.07%
|
Molina Healthcare, Inc.
| MOH |
0.07%
|
Avista Corporation
| AVA |
0.07%
|
CVB Financial Corp.
| CVBF |
0.07%
|
CorVel Corporation
| CRVL |
0.07%
|
MGE Energy, Inc.
| MGEE |
0.07%
|
Visteon Corporation
| VC |
0.07%
|
ONE Gas, Inc.
| OGS |
0.07%
|
Schneider National, Inc. (Class B)
| SNDR |
0.07%
|
Tidewater Inc.
| TDW |
0.07%
|
Gulfport Energy Corporation
| GPOR |
0.07%
|
Otter Tail Corporation
| OTTR |
0.06%
|
Terex Corporation
| TEX |
0.06%
|
La-Z-Boy Incorporated
| LZB |
0.06%
|
Alkami Technology, Inc.
| ALKT |
0.06%
|
Vishay Intertechnology, Inc.
| VSH |
0.05%
|
Photronics, Inc.
| PLAB |
0.05%
|
Cabot Corporation
| CBT |
0.05%
|
Columbia Sportswear Company
| COLM |
0.05%
|
Hub Group, Inc.
| HUBG |
0.05%
|
The Andersons, Inc.
| ANDE |
0.05%
|
Peabody Energy Corporation
| BTU |
0.05%
|
Warrior Met Coal, Inc.
| HCC |
0.05%
|
Core Natural Resources Inc.
| CNR |
0.05%
|
Avidity Biosciences, Inc.
| RNA |
0.05%
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Concentrix Corporation
| CNXC |
0.05%
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Oscar Health, Inc. (Class A)
| OSCR |
0.05%
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American Eagle Outfitters, Inc.
| AEO |
0.04%
|
Edgewell Personal Care Company
| EPC |
0.04%
|
Innospec Inc.
| IOSP |
0.04%
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Axcelis Technologies, Inc.
| ACLS |
0.03%
|
Helmerich & Payne, Inc.
| HP |
0.03%
|
Millrose Properties, Inc. (Class A)
| MRP |
0.03%
|
GCI Liberty, Inc. (Class C)
| GLIBK |
0.02%
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Total Number of Holdings: 237 |
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Underlying Securities information represented above is as of 07/29/2025 but will vary with future fluctuations in the market. |
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Brexit Risk. The United Kingdom's official departure from the European Union (commonly referred to as "Brexit") led to volatility in global financial markets, in particular those of the United Kingdom and across Europe, and the weakening in political, regulatory, consumer, corporate and financial confidence in the United Kingdom and Europe. It is not currently possible to determine the extent of the impact that Brexit may have on the portfolio's investments and this uncertainty could negatively impact current and future economic conditions in the United Kingdom and other countries, which could negatively impact the value of the portfolio's investments. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Covenant-Lite Loan Risk. Certain of the funds invest significantly in "covenant-lite" loans, which are loans made with minimal protections for the lender. Because covenant-lite loans are less restrictive on borrowers and provide less protection for lenders than typical corporate loans, the risk of default may be significantly higher. ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. High-Yield or Junk Bonds Risk. Investing in high-yield securities should be viewed as speculative and you should review your ability to assume the risks associated with investments that utilize such bonds. High-yield securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated bonds and are affected by short-term credit developments to a greater degree. Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Mortgage-Backed Securities Risk. Rising interest rates tend to extend the duration of mortgage-backed securities, making them more sensitive to changes in interest rates, and may reduce the market value of the securities. In addition, mortgage-backed securities are subject to prepayment risk, the risk that borrowers may pay off their mortgages sooner than expected, particularly when interest rates decline. Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects. Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. US Treasury Debt Instruments Risk. Debt instruments, such as U.S. Treasury obligations, are subject to numerous risks including higher interest rates, economic recession and deterioration of the bond market or investors' perceptions thereof. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus. Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2025 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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30336H161 |
(Cash) |
30336H179 |
(Reinvest) |
30336H187 |
(Cash-Fee) |
30336H195 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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