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Deep Value Dividend, 35  Ticker: FKTHUX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income. The trust invests in companies that have low estimated current year price-to-earnings (P/E) ratios in addition to above- average dividend yields.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DVDP35
Portfolio Status: Secondary
Initial Offer Date: 04/22/2022
Secondary Date: 07/22/2022
Portfolio Ending Date: 04/22/2024
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $8.2078
POP(*): $8.3968
Remaining Deferred Sales Charge: $0.0750
* As of Trade Date: 10/03/2022 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 10/3/2022) Per Unit (as of 10/3/2022)
3.59% $0.30150
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 11.71%
Consumer Discretionary  Consumer Discretionary 11.94%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 8.09%
Financials  Financials 20.50%
Health Care  Health Care 11.57%
Industrials  Industrials 11.40%
Information Technology  Information Technology 15.21%
Materials  Materials 5.53%
Real Estate  Real Estate 0.00%
Utilities  Utilities 3.61%
Other  Other 0.44%
 
  Large Mid Small  
Growth  13.97% 15.02% 0.00%  
Value  41.00% 23.89% 5.68%  

 Style Weighting
Large-Cap Growth 13.97%
Large-Cap Value 41.00%
Mid-Cap Growth 15.02%
Mid-Cap Value 23.89%
Small-Cap Growth 0.00%
Small-Cap Value 5.68%
Undetermined 0.44%
 Composition
U.S. Stocks 94.05%   Other 0.44%
Non-U.S. Stocks 5.51%      
The style and sector characteristics of the portfolio are determined as of 10/03/2022 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $76,795.27
Price/Earnings 7.51
Price/Book 1.91
As of 10/3/2022
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Devon Energy Corporation DVN Energy  Energy Large-Cap Value 4.37%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 4.15%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 4.13%
 CVS Health Corporation CVS Health Care  Health Care Large-Cap Value 3.78%
 Morgan Stanley MS Financials  Financials Large-Cap Value 3.72%
 Coterra Energy Inc. CTRA Energy  Energy Mid-Cap Value 3.72%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 3.71%
 The Goldman Sachs Group, Inc. GS Financials  Financials Large-Cap Value 3.67%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 3.66%
 National Fuel Gas Company NFG Utilities  Utilities Mid-Cap Value 3.61%
 QUALCOMM Incorporated QCOM Information Technology  Information Technology Large-Cap Growth 3.54%
 United Parcel Service, Inc. (Class B) UPS Industrials  Industrials Large-Cap Growth 3.54%
 Tapestry, Inc. TPR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 3.50%
 Fifth Third Bancorp FITB Financials  Financials Mid-Cap Value 3.38%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 3.35%
 KeyCorp KEY Financials  Financials Mid-Cap Value 3.19%
 Cisco Systems, Inc. CSCO Information Technology  Information Technology Large-Cap Value 3.19%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 3.19%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 3.18%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 3.13%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 3.09%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Growth 2.95%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 2.92%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 2.88%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 2.76%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.76%
 Comcast Corporation (Class A) CMCSA Communication Services  Communication Services Large-Cap Value 2.66%
 Dow Inc. DOW Materials  Materials Large-Cap Value 2.65%
 Seagate Technology Holdings Plc STX Information Technology  Information Technology Mid-Cap Growth 2.63%
 Macy's, Inc. M Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.55%
 
Total Number of Holdings:    30
Underlying Securities information represented above is as of 10/03/2022 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 August 19, 2022
$0.07500 September 20, 2022
$0.07500 October 20, 2022

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic and the ensuing policies enacted by governments and central banks have caused and may continue to cause significant volatility and uncertainty in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2022 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30325U447 (Cash)
30325U454 (Reinvest)
30325U462 (Cash-Fee)
30325U470 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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