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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The stocks in the portfolio are selected by applying a disciplined investment strategy which adheres to pre-determined factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
TR1Q22 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
01/10/2022 |
Secondary Date: |
04/11/2022 |
Portfolio Ending Date: |
04/06/2023 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$9.0583 |
POP(*): |
$9.1823 |
Remaining Deferred Sales Charge: |
$0.0450 |
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* As of Trade Date: 05/24/2022 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
Communication Services |
6.74% |
Consumer Discretionary |
12.39% |
Consumer Staples |
6.11% |
Energy |
9.37% |
Financials |
14.27% |
Health Care |
3.67% |
Industrials |
13.01% |
Information Technology |
11.92% |
Materials |
16.61% |
Real Estate |
0.00% |
Utilities |
4.31% |
Other |
1.60% |
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Large |
Mid |
Small |
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Growth |
9.62% |
22.12% |
0.82% |
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Value |
23.85% |
27.59% |
14.40% |
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Large-Cap Growth |
9.62% |
Large-Cap Value |
23.85% |
Mid-Cap Growth |
22.12% |
Mid-Cap Value |
27.59% |
Small-Cap Growth |
0.82% |
Small-Cap Value |
14.40% |
Undetermined |
1.60% |
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U.S. Stocks |
70.77% |
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Other |
1.60% |
Non-U.S. Stocks |
27.63% |
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The style and sector characteristics of the portfolio are determined as of 05/24/2022
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$74,039.59 |
Price/Earnings |
6.83 |
Price/Book |
1.67 |
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As of 5/24/2022
All market capitalization numbers are in USD$ Millions
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Chesapeake Energy Corporation
| CHK |
Energy
| Mid-Cap Value |
3.16%
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ZIM Integrated Shipping Services Limited
| ZIM |
Industrials
| Mid-Cap Value |
2.71%
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Bunge Limited
| BG |
Consumer Staples
| Mid-Cap Value |
2.62%
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Olin Corporation
| OLN |
Materials
| Mid-Cap Growth |
2.54%
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Nucor Corporation
| NUE |
Materials
| Large-Cap Value |
2.29%
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Alcoa Corporation
| AA |
Materials
| Mid-Cap Value |
2.26%
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West Fraser Timber Co. Ltd.
| WFG |
Materials
| Mid-Cap Value |
2.01%
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Blackstone Inc.
| BX |
Financials
| Large-Cap Growth |
1.95%
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Credit Acceptance Corporation
| CACC |
Financials
| Mid-Cap Growth |
1.92%
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Celanese Corporation
| CE |
Materials
| Mid-Cap Growth |
1.90%
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Thomson Reuters Corporation
| TRI |
Industrials
| Large-Cap Value |
1.86%
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Ulta Beauty, Inc.
| ULTA |
Consumer Discretionary
| Mid-Cap Growth |
1.84%
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Louisiana-Pacific Corporation
| LPX |
Materials
| Mid-Cap Growth |
1.83%
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Apple Inc.
| AAPL |
Information Technology
| Large-Cap Growth |
1.78%
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Churchill Downs Incorporated
| CHDN |
Consumer Discretionary
| Mid-Cap Growth |
1.73%
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Choice Hotels International, Inc.
| CHH |
Consumer Discretionary
| Mid-Cap Growth |
1.66%
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Robert Half International Inc.
| RHI |
Industrials
| Mid-Cap Growth |
1.65%
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KLA Corporation
| KLAC |
Information Technology
| Large-Cap Growth |
1.65%
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Pool Corporation
| POOL |
Consumer Discretionary
| Mid-Cap Growth |
1.65%
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Houlihan Lokey, Inc.
| HLI |
Financials
| Mid-Cap Growth |
1.61%
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Builders FirstSource, Inc.
| BLDR |
Industrials
| Mid-Cap Value |
1.54%
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Seagate Technology Holdings Plc
| STX |
Information Technology
| Mid-Cap Growth |
1.53%
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Old Dominion Freight Line, Inc.
| ODFL |
Industrials
| Large-Cap Growth |
1.52%
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The Carlyle Group Inc.
| CG |
Financials
| Mid-Cap Value |
1.50%
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Warner Music Group Corp. (Class A)
| WMG |
Communication Services
| Mid-Cap Growth |
1.49%
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QUALCOMM Incorporated
| QCOM |
Information Technology
| Large-Cap Growth |
1.48%
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Advanced Micro Devices, Inc.
| AMD |
Information Technology
| Large-Cap Value |
1.44%
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Macy's, Inc.
| M |
Consumer Discretionary
| Mid-Cap Value |
1.42%
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Golden Ocean Group Limited
| GOGL |
Industrials
| Small-Cap Value |
1.29%
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NVIDIA Corporation
| NVDA |
Information Technology
| Large-Cap Growth |
1.24%
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Suncor Energy Inc.
| SU |
Energy
| Large-Cap Value |
1.18%
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Canadian Natural Resources Limited
| CNQ |
Energy
| Large-Cap Value |
1.14%
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Unum Group
| UNM |
Financials
| Mid-Cap Value |
1.04%
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SpartanNash Company
| SPTN |
Consumer Staples
| Small-Cap Value |
1.03%
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Newmont Corporation
| NEM |
Materials
| Large-Cap Value |
0.95%
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TEGNA Inc.
| TGNA |
Communication Services
| Mid-Cap Value |
0.94%
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Archrock, Inc.
| AROC |
Energy
| Small-Cap Value |
0.94%
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NRG Energy, Inc.
| NRG |
Utilities
| Mid-Cap Value |
0.92%
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Kinder Morgan, Inc.
| KMI |
Energy
| Large-Cap Value |
0.91%
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Cigna Corporation
| CI |
Health Care
| Large-Cap Value |
0.91%
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Costamare Inc.
| CMRE |
Industrials
| Small-Cap Value |
0.90%
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LyondellBasell Industries N.V.
| LYB |
Materials
| Large-Cap Value |
0.90%
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Pinnacle West Capital Corporation
| PNW |
Utilities
| Mid-Cap Value |
0.89%
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Strategic Education, Inc.
| STRA |
Consumer Discretionary
| Small-Cap Value |
0.89%
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Universal Corporation
| UVV |
Consumer Staples
| Small-Cap Value |
0.88%
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NorthWestern Corporation
| NWE |
Utilities
| Small-Cap Value |
0.88%
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Boise Cascade Company
| BCC |
Industrials
| Small-Cap Value |
0.85%
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Crocs, Inc.
| CROX |
Consumer Discretionary
| Small-Cap Growth |
0.82%
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Greif, Inc.
| GEF |
Materials
| Small-Cap Value |
0.81%
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Conagra Brands, Inc.
| CAG |
Consumer Staples
| Mid-Cap Value |
0.80%
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National HealthCare Corporation
| NHC |
Health Care
| Small-Cap Value |
0.79%
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Tyson Foods, Inc. (Class A)
| TSN |
Consumer Staples
| Large-Cap Value |
0.78%
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Paramount Global (Class B)
| PARA |
Communication Services
| Mid-Cap Value |
0.78%
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CVS Health Corporation
| CVS |
Health Care
| Large-Cap Value |
0.78%
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The Western Union Company
| WU |
Information Technology
| Mid-Cap Growth |
0.77%
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Telephone and Data Systems, Inc.
| TDS |
Communication Services
| Small-Cap Value |
0.73%
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UGI Corporation
| UGI |
Utilities
| Mid-Cap Value |
0.73%
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Vishay Intertechnology, Inc.
| VSH |
Information Technology
| Small-Cap Value |
0.72%
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Gilead Sciences, Inc.
| GILD |
Health Care
| Large-Cap Value |
0.72%
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FutureFuel Corp.
| FF |
Materials
| Small-Cap Value |
0.72%
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Manulife Financial Corporation
| MFC |
Financials
| Large-Cap Value |
0.71%
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Haverty Furniture Companies, Inc.
| HVT |
Consumer Discretionary
| Small-Cap Value |
0.69%
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ACCO Brands Corporation
| ACCO |
Industrials
| Small-Cap Value |
0.69%
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Hewlett Packard Enterprise Company
| HPE |
Information Technology
| Mid-Cap Value |
0.69%
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Citigroup Inc.
| C |
Financials
| Large-Cap Value |
0.67%
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AT&T Inc.
| T |
Communication Services
| Large-Cap Value |
0.66%
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Intel Corporation
| INTC |
Information Technology
| Large-Cap Value |
0.62%
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Petroleo Brasileiro S.A. - Petrobras (ADR)
| PBR |
Energy
| Large-Cap Value |
0.57%
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Telefonica Brasil, S.A. (ADR)
| VIV |
Communication Services
| Mid-Cap Value |
0.57%
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Oppenheimer Holdings Inc. (Class A)
| OPY |
Financials
| Small-Cap Value |
0.56%
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Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.55%
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M.D.C. Holdings, Inc.
| MDC |
Consumer Discretionary
| Small-Cap Value |
0.53%
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Telefonica, S.A. (ADR)
| TEF |
Communication Services
| Large-Cap Value |
0.52%
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Orange (ADR)
| ORAN |
Communication Services
| Large-Cap Value |
0.52%
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Big 5 Sporting Goods Corporation
| BGFV |
Consumer Discretionary
| Small-Cap Value |
0.50%
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BP Plc (ADR)
| BP |
Energy
| Large-Cap Value |
0.48%
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Lufax Holding Ltd (ADR)
| LU |
Financials
| Mid-Cap Value |
0.48%
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Takeda Pharmaceutical Company Limited (ADR)
| TAK |
Health Care
| Large-Cap Value |
0.47%
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Shinhan Financial Group Co., Ltd. (ADR)
| SHG |
Financials
| Mid-Cap Value |
0.46%
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Korea Electric Power Corporation (ADR)
| KEP |
Utilities
| Mid-Cap Value |
0.45%
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Eni SpA (ADR)
| E |
Energy
| Large-Cap Value |
0.44%
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Mitsubishi UFJ Financial Group, Inc. (ADR)
| MUFG |
Financials
| Large-Cap Value |
0.44%
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KB Financial Group Inc. (ADR)
| KB |
Financials
| Mid-Cap Value |
0.44%
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Enel Americas S.A. (ADR)
| ENIA |
Utilities
| Mid-Cap Value |
0.44%
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SK Telecom Co., Ltd. (ADR)
| SKM |
Communication Services
| Mid-Cap Value |
0.40%
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ArcelorMittal (ADR)
| MT |
Materials
| Large-Cap Value |
0.40%
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Banco Santander S.A. (ADR)
| SAN |
Financials
| Large-Cap Value |
0.38%
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Mizuho Financial Group, Inc. (ADR)
| MFG |
Financials
| Large-Cap Value |
0.38%
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Sumitomo Mitsui Financial Group, Inc. (ADR)
| SMFG |
Financials
| Large-Cap Value |
0.37%
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Honda Motor Co., Ltd. (ADR)
| HMC |
Consumer Discretionary
| Large-Cap Value |
0.36%
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Banco Bilbao Vizcaya Argentaria, S.A. (ADR)
| BBVA |
Financials
| Large-Cap Value |
0.36%
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Deutsche Bank AG
| DB |
Financials
| Mid-Cap Value |
0.34%
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Lloyds Banking Group Plc (ADR)
| LYG |
Financials
| Large-Cap Value |
0.34%
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Barclays Plc (ADR)
| BCS |
Financials
| Large-Cap Value |
0.32%
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Stellantis N.V.
| STLA |
Consumer Discretionary
| Large-Cap Value |
0.30%
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Warner Bros. Discovery, Inc.
| WBD |
Communication Services
| Large-Cap Value |
0.13%
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Total Number of Holdings: 96 |
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Underlying Securities information represented above is as of 05/24/2022 but will vary with future fluctuations in the market. |
Deferred Sales Charge Schedule |
$0.04500
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April 20, 2022
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$0.04500
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May 20, 2022
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$0.04500
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June 17, 2022
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
Source ICE Data Indices, LLC, is used with permission. "NYSE®" is a service/trade mark of ICE Data Indices, LLC or its affiliates and has been licensed, along with the NYSE® International 100 Index ("Index") for use by First Trust Portfolios L.P. Neither First Trust Portfolios L.P. nor the product, as applicable, is sponsored, endorsed, sold or promoted by ICE Data Indices, LLC, its affiliates or its Third Party Suppliers ("ICE Data and its Suppliers"). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Product particularly, or the ability of the Index to track general market performance. Past performance of an Index is not an indicator of or a guarantee of future results.
ICE DATA AND ITS SUPPLIERS DISCLAIM ANY AND ALL WARRANTIES AND REPRESENTATIONS, EXPRESS AND/OR IMPLIED, INCLUDING ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE, INCLUDING THE INDICES, INDEX DATA AND ANY INFORMATION INCLUDED IN, RELATED TO, OR DERIVED THEREFROM ("INDEX DATA"). ICE DATA AND ITS SUPPLIERS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY WITH RESPECT TO THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDICES AND THE INDEX DATA, WHICH ARE PROVIDED ON AN "AS IS" BASIS AND YOUR USE IS AT YOUR OWN RISK.
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30323G549 |
(Cash) |
30323G556 |
(Reinvest) |
30323G564 |
(Cash-Fee) |
30323G572 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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