Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 

Richard Bernstein Advisors Global Dividend Kings®, 38  Ticker: FLRYZX
 
Description
A unit investment trust that seeks total return through a combination of dividend income and capital appreciation. The stocks are selected for the trust by Richard Bernstein Advisors (RBA) using a comprehensive process.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: RBGD38
Portfolio Status: Secondary
Initial Offer Date: 06/09/2021
Secondary Date: 09/08/2021
Portfolio Ending Date: 06/09/2023
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.1492
POP(*): $9.3597
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 12/02/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 12/2/2021) Per Unit (as of 11/29/2021)
3.91% $0.36630
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 13.92%
Consumer Discretionary  Consumer Discretionary 0.00%
Consumer Staples  Consumer Staples 3.73%
Energy  Energy 12.37%
Financials  Financials 16.11%
Health Care  Health Care 10.37%
Industrials  Industrials 1.66%
Information Technology  Information Technology 7.09%
Materials  Materials 0.00%
Real Estate  Real Estate 13.56%
Utilities  Utilities 20.71%
Other  Other 0.48%
 
  Large Mid Small  
Growth  9.03% 7.90% 0.00%  
Value  38.70% 40.24% 3.65%  

 Style Weighting
Large-Cap Growth 9.03%
Large-Cap Value 38.70%
Mid-Cap Growth 7.90%
Mid-Cap Value 40.24%
Small-Cap Growth 0.00%
Small-Cap Value 3.65%
Undetermined 0.48%
 Composition
U.S. Stocks 44.90%   Other 0.48%
Non-U.S. Stocks 54.62%      
The style and sector characteristics of the portfolio are determined as of 12/02/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $62,024.30
Price/Earnings 15.60
Price/Book 1.82
As of 12/2/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 2.87%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 2.49%
 Edison International EIX Utilities  Utilities Mid-Cap Value 2.41%
 ONEOK, Inc. OKE Energy  Energy Mid-Cap Growth 2.27%
 Tokio Marine Holdings, Inc. 8766.JP Financials  Financials Large-Cap Value 2.26%
 Sompo Holdings Inc. 8630.JP Financials  Financials Mid-Cap Value 2.24%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 2.19%
 OGE Energy Corp. OGE Utilities  Utilities Mid-Cap Value 2.16%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Value 2.16%
 Nippon Telegraph and Telephone Corporation (NTT) 9432.JP Communication Services  Communication Services Large-Cap Value 2.14%
 SBI Holdings, Inc. 8473.JP Financials  Financials Mid-Cap Value 2.13%
 Iron Mountain Incorporated IRM Real Estate  Real Estate Mid-Cap Growth 2.12%
 National Grid Plc NG/.LN Utilities  Utilities Large-Cap Value 2.12%
 BCE Inc. BCE.CN Communication Services  Communication Services Large-Cap Value 2.11%
 United Utilities Group Plc UU/.LN Utilities  Utilities Mid-Cap Value 2.11%
 W.P. Carey Inc. WPC Real Estate  Real Estate Mid-Cap Value 2.09%
 TELUS Corporation T.CN Communication Services  Communication Services Large-Cap Value 2.07%
 Medical Properties Trust, Inc. MPW Real Estate  Real Estate Mid-Cap Value 2.07%
 Elisa Oyj ELISA.FH Communication Services  Communication Services Mid-Cap Growth 2.07%
 PPL Corporation PPL Utilities  Utilities Mid-Cap Value 2.04%
 The Southern Company SO Utilities  Utilities Large-Cap Value 2.04%
 Hellenic Telecommunications Organization S.A. HTO.GA Communication Services  Communication Services Mid-Cap Value 2.01%
 Daiwa House Industry Co., Ltd. 1925.JP Real Estate  Real Estate Mid-Cap Value 2.00%
 Great-West Lifeco Inc. GWO.CN Financials  Financials Mid-Cap Value 2.00%
 APA Group APA.AU Utilities  Utilities Mid-Cap Value 1.99%
 TERNA - Rete Elettrica Nazionale SpA TRN.IM Utilities  Utilities Mid-Cap Value 1.98%
 Enbridge Inc. ENB.CN Energy  Energy Large-Cap Value 1.97%
 Enagas S.A. ENG.SM Utilities  Utilities Small-Cap Value 1.97%
 Pembina Pipeline Corporation PPL.CN Energy  Energy Mid-Cap Value 1.92%
 Philip Morris International Inc. PM Consumer Staples  Consumer Staples Large-Cap Growth 1.92%
 Canadian Utilities Limited (Class A) CU.CN Utilities  Utilities Mid-Cap Value 1.89%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 1.86%
 Novartis AG NOVN.SW Health Care  Health Care Large-Cap Value 1.86%
 Link Real Estate Investment Trust 823.HK Real Estate  Real Estate Mid-Cap Value 1.84%
 Manulife Financial Corporation MFC.CN Financials  Financials Large-Cap Value 1.83%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Growth 1.81%
 TC Energy Corporation TRP.CN Energy  Energy Large-Cap Value 1.81%
 Realty Income Corporation O Real Estate  Real Estate Large-Cap Value 1.78%
 Phoenix Group Holdings Plc PHNX.LN Financials  Financials Mid-Cap Value 1.72%
 Valero Energy Corporation VLO Energy  Energy Mid-Cap Value 1.70%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 1.66%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Value 1.66%
 ACS, Actividades de Construccion y Servicios, S.A. ACS.SM Industrials  Industrials Mid-Cap Value 1.66%
 Omega Healthcare Investors, Inc. OHI Real Estate  Real Estate Mid-Cap Value 1.61%
 Keyera Corp. KEY.CN Energy  Energy Small-Cap Value 1.58%
 The Western Union Company WU Information Technology  Information Technology Mid-Cap Growth 1.44%
 Sanofi SAN.FP Health Care  Health Care Large-Cap Value 1.29%
 Ping An Insurance (Group) Company of China, Ltd. (Class H) 2318.HK Financials  Financials Large-Cap Value 1.24%
 Canadian Natural Resources Ltd. CNQ.CN Energy  Energy Large-Cap Value 1.12%
 The Bank of Nova Scotia BNS.CN Financials  Financials Large-Cap Value 1.02%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.00%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.83%
 T&D Holdings, Inc. 8795.JP Financials  Financials Mid-Cap Value 0.67%
 Texas Instruments Incorporated TXN Information Technology  Information Technology Large-Cap Growth 0.62%
 Kyndryl Holdings, Inc. KD Information Technology  Information Technology Small-Cap Value 0.05%
 Orion Office REIT Inc. ONL Real Estate  Real Estate Small-Cap Value 0.05%
 
Total Number of Holdings:    56
Underlying Securities information represented above is as of 12/02/2021 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of "reasonably" normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30319U221 (Cash)
30319U239 (Reinvest)
30319U247 (Cash-Fee)
30319U254 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page

 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2021 All rights reserved.