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Diversified Equity Strategic Allocation, 1st Qtr 2021  Ticker: FPRMQX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE1Q21
Portfolio Status: Secondary
Initial Offer Date: 01/08/2021
Secondary Date: 04/09/2021
Portfolio Ending Date: 04/14/2022
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.6584
POP(*): $10.8043
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 04/09/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 4/9/2021) Per Unit (as of 4/9/2021)
1.17% $0.12620
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 5.52%
Consumer Discretionary  Consumer Discretionary 14.38%
Consumer Staples  Consumer Staples 13.51%
Energy  Energy 3.07%
Financials  Financials 9.11%
Health Care  Health Care 16.73%
Industrials  Industrials 11.81%
Information Technology  Information Technology 13.49%
Materials  Materials 6.37%
Real Estate  Real Estate 0.35%
Utilities  Utilities 5.45%
Other  Other 0.21%
 
  Large Mid Small  
Growth  27.50% 9.05% 5.24%  
Value  40.82% 11.66% 5.52%  

 Style Weighting
Large-Cap Growth 27.50%
Large-Cap Value 40.82%
Mid-Cap Growth 9.05%
Mid-Cap Value 11.66%
Small-Cap Growth 5.24%
Small-Cap Value 5.52%
Undetermined 0.21%
 Composition
U.S. Stocks 80.55%   Other 0.21%
Non-U.S. Stocks 19.24%      
The style and sector characteristics of the portfolio are determined as of 04/09/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $119,309.75
Price/Earnings 19.59
Price/Book 2.98
As of 4/9/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Applied Materials, Inc. AMAT Information Technology  Information Technology Large-Cap Growth 1.13%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.05%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.03%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 1.00%
 Lam Research Corporation LRCX Information Technology  Information Technology Large-Cap Growth 1.00%
 Deere & Company DE Industrials  Industrials Large-Cap Growth 0.98%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.96%
 Alphabet Inc. (Class C) GOOG Communication Services  Communication Services Large-Cap Growth 0.96%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.94%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 0.93%
 Lowe's Companies, Inc. LOW Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.93%
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 0.91%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.91%
 The Kroger Co. KR Consumer Staples  Consumer Staples Large-Cap Value 0.91%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 0.90%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 0.89%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.89%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.89%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.87%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.87%
 O'Reilly Automotive, Inc. ORLY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.87%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.87%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Large-Cap Value 0.86%
 Automatic Data Processing, Inc. ADP Information Technology  Information Technology Large-Cap Growth 0.86%
 AutoZone, Inc. AZO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.85%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.85%
 HCA Healthcare, Inc. HCA Health Care  Health Care Large-Cap Growth 0.85%
 Public Service Enterprise Group Incorporated PEG Utilities  Utilities Large-Cap Value 0.84%
 Philip Morris International Inc. PM Consumer Staples  Consumer Staples Large-Cap Growth 0.84%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 0.83%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.82%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.82%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.82%
 The Bank of New York Mellon Corporation BK Financials  Financials Large-Cap Value 0.82%
 Exelon Corporation EXC Utilities  Utilities Large-Cap Value 0.82%
 Cadence Design Systems, Inc. CDNS Information Technology  Information Technology Large-Cap Growth 0.82%
 Activision Blizzard, Inc. ATVI Communication Services  Communication Services Large-Cap Value 0.82%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.82%
 ASML Holding N.V. (New York Registry Shares) ASML Information Technology  Information Technology Large-Cap Growth 0.80%
 Align Technology, Inc. ALGN Health Care  Health Care Large-Cap Growth 0.80%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Mid-Cap Value 0.78%
 The Progressive Corporation PGR Financials  Financials Large-Cap Value 0.78%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.78%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.77%
 The Sherwin-Williams Company SHW Materials  Materials Large-Cap Growth 0.77%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 0.77%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.76%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.76%
 Ball Corporation BLL Materials  Materials Large-Cap Growth 0.76%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.76%
 The Clorox Company CLX Consumer Staples  Consumer Staples Mid-Cap Growth 0.75%
 Zoetis Inc. ZTS Health Care  Health Care Large-Cap Growth 0.74%
 Walmart, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 0.73%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 0.73%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.73%
 Tokyo Electron Limited (ADR) TOELY Information Technology  Information Technology Large-Cap Value 0.73%
 ResMed Inc. RMD Health Care  Health Care Large-Cap Growth 0.72%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 0.70%
 Humana Inc. HUM Health Care  Health Care Large-Cap Value 0.70%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Value 0.70%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.69%
 Sony Group Corp. (ADR) SONY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.68%
 Koninklijke Philips N.V. (New York Registry Shares) PHG Health Care  Health Care Large-Cap Value 0.68%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.68%
 Advanced Micro Devices, Inc. AMD Information Technology  Information Technology Large-Cap Growth 0.67%
 Hermes International (ADR) HESAY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.67%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Value 0.66%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.65%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.65%
 Linde Plc LIN Materials  Materials Large-Cap Value 0.65%
 Schneider Electric SE (ADR) SBGSY Industrials  Industrials Large-Cap Value 0.64%
 Nestle S.A. (ADR) NSRGY Consumer Staples  Consumer Staples Large-Cap Value 0.63%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 0.63%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.62%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.62%
 Air Liquide S.A. (ADR) AIQUY Materials  Materials Large-Cap Value 0.62%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.62%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.61%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.60%
 GlaxoSmithKline Plc (ADR) GSK Health Care  Health Care Large-Cap Value 0.59%
 BHP Group Ltd (ADR) BHP Materials  Materials Large-Cap Value 0.59%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.59%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.59%
 Enel SpA (ADR) ENLAY Utilities  Utilities Large-Cap Value 0.59%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.58%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.57%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.56%
 Hoya Corporation (ADR) HOCPY Health Care  Health Care Large-Cap Growth 0.56%
 Murata Manufacturing Co. Ltd. (ADR) MRAAY Information Technology  Information Technology Large-Cap Value 0.55%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.52%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.43%
 First Citizens BancShares, Inc. (Class A) FCNCA Financials  Financials Mid-Cap Value 0.43%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.42%
 The Boston Beer Company, Inc. SAM Consumer Staples  Consumer Staples Mid-Cap Growth 0.42%
 The Hartford Financial Services Group, Inc. HIG Financials  Financials Mid-Cap Value 0.41%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.41%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.40%
 People's United Financial, Inc. PBCT Financials  Financials Mid-Cap Value 0.39%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.39%
 Generac Holdings Inc. GNRC Industrials  Industrials Mid-Cap Growth 0.39%
 MasTec, Inc. MTZ Industrials  Industrials Mid-Cap Value 0.38%
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 0.38%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Value 0.38%
 Medpace Holdings, Inc. MEDP Health Care  Health Care Mid-Cap Growth 0.38%
 MDU Resources Group, Inc. MDU Utilities  Utilities Mid-Cap Value 0.37%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.37%
 Lithia Motors, Inc. LAD Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.37%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.36%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.36%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.36%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.35%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.35%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.35%
 Freshpet, Inc. FRPT Consumer Staples  Consumer Staples Mid-Cap Growth 0.35%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.35%
 Atmos Energy Corporation ATO Utilities  Utilities Mid-Cap Value 0.34%
 Tetra Tech, Inc. TTEK Industrials  Industrials Mid-Cap Growth 0.34%
 Darling Ingredients Inc. DAR Consumer Staples  Consumer Staples Mid-Cap Value 0.34%
 The J.M. Smucker Company SJM Consumer Staples  Consumer Staples Mid-Cap Value 0.33%
 Pinnacle West Capital Corporation PNW Utilities  Utilities Mid-Cap Value 0.32%
 The Toro Company TTC Industrials  Industrials Mid-Cap Growth 0.32%
 CACI International Inc. CACI Industrials  Industrials Mid-Cap Value 0.32%
 Prosperity Bancshares, Inc. PB Financials  Financials Mid-Cap Value 0.32%
 Dolby Laboratories, Inc. DLB Information Technology  Information Technology Mid-Cap Value 0.32%
 NRG Energy, Inc. NRG Utilities  Utilities Mid-Cap Growth 0.32%
 Monolithic Power Systems, Inc. MPWR Information Technology  Information Technology Mid-Cap Growth 0.32%
 The New York Times Company (Class A) NYT Communication Services  Communication Services Mid-Cap Growth 0.31%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.31%
 Kemper Corporation KMPR Financials  Financials Small-Cap Value 0.31%
 Church & Dwight Co., Inc. CHD Consumer Staples  Consumer Staples Mid-Cap Growth 0.31%
 Cabot Oil & Gas Corporation COG Energy  Energy Mid-Cap Value 0.31%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 0.31%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.30%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Small-Cap Growth 0.30%
 Henry Schein, Inc. HSIC Health Care  Health Care Mid-Cap Value 0.30%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 0.30%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.30%
 National Instruments Corporation NATI Information Technology  Information Technology Mid-Cap Growth 0.30%
 Haemonetics Corporation HAE Health Care  Health Care Mid-Cap Growth 0.29%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Value 0.29%
 Ollie's Bargain Outlet Holdings, Inc. OLLI Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.29%
 Pool Corporation POOL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.28%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.28%
 Chemed Corporation CHE Health Care  Health Care Mid-Cap Growth 0.27%
 Power Integrations, Inc. POWI Information Technology  Information Technology Small-Cap Growth 0.27%
 Vistra Corp. VST Utilities  Utilities Mid-Cap Value 0.27%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.26%
 BioMarin Pharmaceutical Inc. BMRN Health Care  Health Care Mid-Cap Value 0.26%
 LGI Homes, Inc. LGIH Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.24%
 Amkor Technology, Inc. AMKR Information Technology  Information Technology Mid-Cap Value 0.23%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.21%
 Synaptics Incorporated SYNA Information Technology  Information Technology Small-Cap Growth 0.21%
 TTEC Holdings, Inc. TTEC Information Technology  Information Technology Small-Cap Growth 0.21%
 Commercial Metals Company CMC Materials  Materials Small-Cap Value 0.20%
 Quidel Corporation QDEL Health Care  Health Care Small-Cap Growth 0.20%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Value 0.19%
 FTI Consulting, Inc. FCN Industrials  Industrials Small-Cap Growth 0.19%
 World Wrestling Entertainment, Inc. WWE Communication Services  Communication Services Small-Cap Growth 0.19%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.19%
 PS Business Parks, Inc. PSB Real Estate  Real Estate Small-Cap Growth 0.19%
 Werner Enterprises, Inc. WERN Industrials  Industrials Small-Cap Value 0.18%
 Worthington Industries, Inc. WOR Materials  Materials Small-Cap Value 0.18%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.18%
 Simmons First National Corporation SFNC Financials  Financials Small-Cap Value 0.18%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Value 0.18%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.18%
 Saia, Inc. SAIA Industrials  Industrials Mid-Cap Growth 0.18%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Crocs, Inc. CROX Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.18%
 Asbury Automotive Group, Inc. ABG Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.18%
 Matson, Inc. MATX Industrials  Industrials Small-Cap Growth 0.18%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Southwest Gas Holdings, Inc. SWX Utilities  Utilities Small-Cap Value 0.18%
 Schneider National, Inc. (Class B) SNDR Industrials  Industrials Small-Cap Value 0.18%
 American National Group, Inc. ANAT Financials  Financials Small-Cap Value 0.18%
 Trustmark Corporation TRMK Financials  Financials Small-Cap Value 0.17%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.17%
 Silgan Holdings Inc. SLGN Materials  Materials Small-Cap Growth 0.17%
 ALLETE, Inc. ALE Utilities  Utilities Small-Cap Value 0.17%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.17%
 Hilltop Holdings Inc. HTH Financials  Financials Small-Cap Value 0.17%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 Equity Commonwealth EQC Real Estate  Real Estate Small-Cap Value 0.16%
 World Fuel Services Corporation INT Energy  Energy Small-Cap Value 0.16%
 Simpson Manufacturing Co., Inc. SSD Industrials  Industrials Small-Cap Growth 0.16%
 California Water Service Group CWT Utilities  Utilities Small-Cap Growth 0.16%
 Stamps.com Inc. STMP Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 The Ensign Group, Inc. ENSG Health Care  Health Care Small-Cap Growth 0.16%
 ONE Gas, Inc. OGS Utilities  Utilities Small-Cap Value 0.16%
 UniFirst Corporation UNF Industrials  Industrials Small-Cap Value 0.15%
 Strategic Education, Inc. STRA Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.15%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.15%
 ManTech International Corporation MANT Industrials  Industrials Small-Cap Value 0.15%
 AAON, Inc. AAON Industrials  Industrials Small-Cap Growth 0.15%
 Stepan Company SCL Materials  Materials Small-Cap Value 0.15%
 NetScout Systems, Inc. NTCT Information Technology  Information Technology Small-Cap Value 0.15%
 ICU Medical, Inc. ICUI Health Care  Health Care Small-Cap Value 0.14%
 Gibraltar Industries, Inc. ROCK Industrials  Industrials Small-Cap Growth 0.14%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.14%
 Badger Meter, Inc. BMI Information Technology  Information Technology Small-Cap Growth 0.14%
 SPS Commerce, Inc. SPSC Information Technology  Information Technology Small-Cap Growth 0.14%
 CareDx, Inc. CDNA Health Care  Health Care Small-Cap Growth 0.14%
 Houlihan Lokey, Inc. HLI Financials  Financials Small-Cap Growth 0.14%
 Cannae Holdings, Inc. CNNE Financials  Financials Small-Cap Value 0.14%
 Corcept Therapeutics Incorporated CORT Health Care  Health Care Small-Cap Growth 0.13%
 Ameresco, Inc. (Class A) AMRC Industrials  Industrials Small-Cap Growth 0.13%
 Qualys, Inc. QLYS Information Technology  Information Technology Small-Cap Growth 0.13%
 Renewable Energy Group, Inc. REGI Energy  Energy Small-Cap Value 0.11%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 04/09/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 April 20, 2021
$0.04500 May 20, 2021
$0.04500 June 18, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30316S104 (Cash)
30316S112 (Reinvest)
30316S120 (Cash-Fee)
30316S138 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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