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Sabrient Rising Rate, 5  Ticker: FARNUX
A unit investment trust that seeks above-average capital appreciation. The portfolio seeks to find companies that Sabrient believes are positioned to perform well in environments of rising Treasury yields. The stocks are selected for the trust by Sabrient Systems, LLC by applying a comprehensive investment strategy process.
Product Code: SBRR5
Portfolio Status: Secondary
Initial Offer Date: 06/09/2017
Secondary Date: 08/25/2017
Portfolio Ending Date: 06/10/2019
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
Initial Offer Price: $10.0000
NAV(*): $9.5558
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 11/16/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.1396
As of 11/12/2018
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 2.89%
Consumer Discretionary  Consumer Discretionary 1.08%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 13.50%
Financials  Financials 29.41%
Health Care  Health Care 6.00%
Industrials  Industrials 17.27%
Information Technology  Information Technology 18.03%
Materials  Materials 11.37%
Real Estate  Real Estate 0.00%
Utilities  Utilities 0.00%
Other  Other 0.45%
  Large Mid Small  
Growth  0.00% 3.31% 17.57%  
Value  22.86% 30.01% 25.80%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 22.86%
Mid-Cap Growth 3.31%
Mid-Cap Value 30.01%
Small-Cap Growth 17.57%
Small-Cap Value 25.80%
Undetermined 0.45%
U.S. Stocks 83.93%   Other 0.45%
Non-U.S. Stocks 15.62%      
The style and sector characteristics of the portfolio are determined as of 11/16/2018 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $19,459.55
Weighted Average Price/Earnings 10.03
Weighted Average Price/Book 1.61
As of 11/16/2018
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 Marathon Petroleum Corporation MPC Energy  Energy Large-Cap Value 4.85%
 Integer Holdings Corporation ITGR Health Care  Health Care Small-Cap Growth 4.17%
 Casella Waste Systems, Inc. CWST Industrials  Industrials Small-Cap Growth 4.03%
 Orbotech Ltd. ORBK Information Technology  Information Technology Small-Cap Growth 2.98%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 2.90%
 Gray Television, Inc. GTN Communication Services  Communication Services Small-Cap Value 2.89%
 American Equity Investment Life Holding Company AEL Financials  Financials Small-Cap Value 2.88%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 2.67%
 Diamondback Energy, Inc. FANG Energy  Energy Mid-Cap Value 2.63%
 OneMain Holdings, Inc. OMF Financials  Financials Mid-Cap Value 2.58%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 2.45%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 2.44%
 Zions Bancorporation ZION Financials  Financials Mid-Cap Value 2.36%
 Triton International Limited TRTN Industrials  Industrials Small-Cap Value 2.32%
 Huntington Bancshares Incorporated HBAN Financials  Financials Mid-Cap Value 2.31%
 Carpenter Technology Corporation CRS Materials  Materials Small-Cap Value 2.28%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 2.27%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 2.26%
 United Rentals, Inc. URI Industrials  Industrials Mid-Cap Value 2.18%
 Raymond James Financial, Inc. RJF Financials  Financials Mid-Cap Value 2.08%
 Astronics Corporation ATRO Industrials  Industrials Small-Cap Growth 2.06%
 Ameriprise Financial, Inc. AMP Financials  Financials Large-Cap Value 2.05%
 KeyCorp KEY Financials  Financials Large-Cap Value 2.03%
 Chemical Financial Corporation CHFC Financials  Financials Small-Cap Value 2.00%
 Boise Cascade Company BCC Materials  Materials Small-Cap Value 1.87%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 1.83%
 The Timken Company TKR Industrials  Industrials Small-Cap Value 1.80%
 Ryerson Holding Corporation RYI Materials  Materials Small-Cap Growth 1.79%
 Finisar Corporation FNSR Information Technology  Information Technology Small-Cap Value 1.78%
 BrightSphere Investment Group Plc. BSIG Financials  Financials Small-Cap Growth 1.78%
 Synovus Financial Corp. SNV Financials  Financials Mid-Cap Value 1.76%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.74%
 MetLife, Inc. MET Financials  Financials Large-Cap Value 1.73%
 LATAM Airlines Group S.A. (ADR) LTM Industrials  Industrials Mid-Cap Value 1.73%
 WestRock Company WRK Materials  Materials Mid-Cap Value 1.69%
 STMicroelectronics N.V. STM Information Technology  Information Technology Mid-Cap Value 1.63%
 Jabil, Inc. JBL Information Technology  Information Technology Mid-Cap Value 1.61%
 Principal Financial Group, Inc. PFG Financials  Financials Mid-Cap Value 1.53%
 Alaska Air Group, Inc. ALK Industrials  Industrials Mid-Cap Value 1.52%
 Tech Data Corporation TECD Information Technology  Information Technology Small-Cap Value 1.49%
 The Chemours Company CC Materials  Materials Mid-Cap Growth 1.48%
 Copa Holdings S.A. CPA Industrials  Industrials Small-Cap Value 1.32%
 Amkor Technology, Inc. AMKR Information Technology  Information Technology Small-Cap Value 1.10%
 William Lyon Homes (Class A) WLH Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.08%
 Western Digital Corporation WDC Information Technology  Information Technology Mid-Cap Value 1.04%
 Marvell Technology Group Ltd. MRVL Information Technology  Information Technology Mid-Cap Value 0.96%
 Ultra Clean Holdings, Inc. UCTT Information Technology  Information Technology Small-Cap Value 0.72%
 KLX Energy Services Holdings, Inc. KLXE Energy  Energy Small-Cap Growth 0.45%
 Astronics Corporation (Class B) ATROB Industrials  Industrials Small-Cap Growth 0.31%
 Brighthouse Financial, Inc. BHF Financials  Financials Mid-Cap Value 0.14%
Total Number of Holdings:    50
Underlying Securities information represented above is as of 11/16/2018 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30302Q468 (Cash)
30302Q476 (Reinvest)
30302Q484 (Cash-Fee)
30302Q492 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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