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40/60 Strategic Allocation Portfolio, 2nd Quarter 2024 Series
Ticker Symbol: FXQQKX

Holdings (As of Day of Deposit)
Ticker Company Name Initial
Large-Cap Growth Stocks
A Agilent Technologies, Inc. 0.33% $144.16
GOOGL Alphabet Inc. 0.33% 156.14
MO Altria Group, Inc. 0.33% 41.68
AMZN Amazon.com, Inc. 0.33% 185.95
AMAT Applied Materials, Inc. 0.33% 209.25
ANET Arista Networks, Inc. 0.33% 288.22
CAH Cardinal Health, Inc. 0.33% 107.94
CAT Caterpillar Inc. 0.34% 372.07
COR Cencora Inc. 0.33% 237.80
LNG Cheniere Energy, Inc. 0.33% 158.06
COST Costco Wholesale Corporation 0.34% 722.58
DELL Dell Technologies Inc. 0.33% 123.37
DASH DoorDash, Inc. 0.34% 137.18
FAST Fastenal Company 0.33% 74.74
GE General Electric Company 0.33% 156.61
HSY The Hershey Company 0.33% 192.03
HWM Howmet Aerospace Inc. 0.33% 65.25
IBM International Business Machines Corporation 0.33% 186.04
MSFT Microsoft Corporation 0.34% 423.26
MSI Motorola Solutions, Inc. 0.33% 347.45
PEP PepsiCo, Inc. 0.33% 168.95
PGR The Progressive Corporation 0.33% 206.15
PWR Quanta Services, Inc. 0.34% 254.30
RSG Republic Services, Inc. 0.33% 189.69
RMD ResMed Inc. 0.34% 193.80
ROST Ross Stores, Inc. 0.33% 138.29
TGT Target Corporation 0.33% 171.62
TSCO Tractor Supply Company 0.33% 253.30
VRTX Vertex Pharmaceuticals Incorporated 0.34% 397.58
WMT Walmart Inc. 0.33% 60.62
Large-Cap Value Stocks
AFL Aflac Incorporated 0.33% 82.92
AME AMETEK, Inc. 0.33% 179.75
ADM Archer-Daniels-Midland Company 0.34% 63.89
BRK/B Berkshire Hathaway Inc. 0.34% 409.11
CVX Chevron Corporation 0.33% 162.67
CSCO Cisco Systems, Inc. 0.33% 49.21
CME CME Group Inc. 0.33% 212.00
CTSH Cognizant Technology Solutions Corporation 0.33% 69.97
COP ConocoPhillips 0.33% 132.82
ED Consolidated Edison, Inc. 0.33% 88.89
CTVA Corteva Inc. 0.33% 57.16
DHI D.R. Horton, Inc. 0.33% 148.25
DE Deere & Company 0.34% 411.97
FANG Diamondback Energy, Inc. 0.33% 206.23
EOG EOG Resources, Inc. 0.33% 137.95
XOM Exxon Mobil Corporation 0.33% 122.20
FDX FedEx Corporation 0.33% 270.30
GIS General Mills, Inc. 0.33% 68.85
GM General Motors Company 0.33% 43.94
HIG The Hartford Financial Services Group, Inc. 0.34% 99.31
KDP Keurig Dr Pepper Inc. 0.33% 30.65
KHC The Kraft Heinz Company 0.33% 36.82
LEN Lennar Corporation 0.33% 156.43
NUE Nucor Corporation 0.34% 198.18
PCAR PACCAR Inc 0.33% 118.69
REGN Regeneron Pharmaceuticals, Inc. 0.33% 936.20
TRV The Travelers Companies, Inc. 0.33% 224.38
VLO Valero Energy Corporation 0.33% 175.70
WAB Wabtec Corporation 0.33% 147.54
XEL Xcel Energy Inc. 0.33% 53.75
Mid-Cap Growth Stocks
AAON AAON, Inc. 0.13% 87.86
ANF Abercrombie & Fitch Co. 0.13% 114.33
AYI Acuity Brands, Inc. 0.13% 266.01
BJ BJ’s Wholesale Club Holdings, Inc. 0.13% 79.40
BRKR Bruker Corporation 0.13% 88.53
CBT Cabot Corporation 0.13% 96.60
CASY Casey’s General Stores, Inc. 0.14% 312.33
CHWY Chewy, Inc. 0.14% 17.40
COKE Coca-Cola Consolidated Inc. 0.13% 810.40
FIX Comfort Systems USA, Inc. 0.13% 303.76
DECK Deckers Outdoor Corporation 0.13% 810.13
DOCU DocuSign, Inc. 0.13% 59.25
EXP Eagle Materials Inc. 0.13% 253.12
EME EMCOR Group, Inc. 0.13% 350.06
ERIE Erie Indemnity Company 0.13% 393.36
FCN FTI Consulting, Inc. 0.13% 207.28
GNTX Gentex Corporation 0.13% 35.18
JBL Jabil Inc. 0.13% 136.36
LW Lamb Weston Holdings, Inc. 0.14% 79.86
MEDP Medpace Holdings, Inc. 0.13% 397.72
MOH Molina Healthcare, Inc. 0.13% 377.15
NYT The New York Times Company 0.13% 43.54
NEU NewMarket Corporation 0.13% 600.39
QLYS Qualys, Inc. 0.14% 165.40
SAIC Science Applications International Corporation 0.13% 126.34
SFM Sprouts Farmers Market, Inc. 0.13% 63.99
TXRH Texas Roadhouse, Inc. 0.13% 149.41
TW Tradeweb Markets Inc. 0.13% 103.18
ULTA Ulta Beauty, Inc. 0.14% 450.95
VST Vistra Corp. 0.13% 70.76
Mid-Cap Value Stocks
AMG Affiliated Managers Group, Inc. 0.13% 166.74
AGCO AGCO Corporation 0.13% 125.37
ARW Arrow Electronics, Inc. 0.13% 126.28
CHK Chesapeake Energy Corporation 0.13% 90.00
CHRD Chord Energy Corporation 0.13% 186.88
CINF Cincinnati Financial Corporation 0.13% 120.84
CMC Commercial Metals Company 0.13% 57.22
CTRA Coterra Energy Inc. 0.13% 28.18
EQT EQT Corporation 0.13% 37.71
FMC FMC Corporation 0.13% 62.22
HOG Harley-Davidson, Inc. 0.13% 41.34
HPE Hewlett Packard Enterprise Company 0.13% 18.00
DINO HF Sinclair Corp. 0.13% 60.81
INGR Ingredion Incorporated 0.13% 112.88
KBH KB Home 0.13% 63.75
LBRDK Liberty Broadband Corporation 0.13% 49.50
MTH Meritage Homes Corporation 0.13% 156.17
MTG MGIC Investment Corporation 0.13% 19.82
TAP Molson Coors Beverage Company 0.13% 67.46
MOS The Mosaic Company 0.13% 32.68
MLI Mueller Industries, Inc. 0.13% 51.71
PBF PBF Energy Inc. 0.13% 59.07
PHM PulteGroup, Inc. 0.13% 109.40
RS Reliance Inc. 0.14% 332.01
SNA Snap-on Incorporated 0.14% 292.08
STLD Steel Dynamics, Inc. 0.13% 144.65
TMHC Taylor Morrison Home Corporation 0.13% 56.30
TOL Toll Brothers, Inc. 0.13% 118.58
UTHR United Therapeutics Corporation 0.13% 237.79
UNM Unum Group 0.13% 51.09
Small-Cap Growth Stocks
ASO Academy Sports and Outdoors, Inc. 0.07% 60.14
ACAD ACADIA Pharmaceuticals Inc. 0.07% 17.73
ACIW ACI Worldwide, Inc. 0.07% 33.06
ALG Alamo Group Inc. 0.06% 215.09
AMR Alpha Metallurgical Resources, Inc. 0.07% 321.42
AEO American Eagle Outfitters, Inc. 0.07% 23.51
AMK AssetMark Financial Holdings, Inc. 0.07% 36.05
BMI Badger Meter, Inc. 0.07% 153.97
CCOI Cogent Communications Holdings, Inc. 0.07% 64.57
COLM Columbia Sportswear Company 0.07% 75.28
CRVL CorVel Corporation 0.06% 233.39
CVI CVR Energy, Inc. 0.07% 35.03
DY Dycom Industries, Inc. 0.07% 137.56
WIRE Encore Wire Corporation 0.06% 258.30
LOPE Grand Canyon Education, Inc. 0.07% 132.34
GRBK Green Brick Partners, Inc. 0.07% 56.09
GO Grocery Outlet Holding Corp. 0.07% 27.27
HIMS Hims & Hers Health, Inc. 0.07% 14.55
IESC IES Holdings, Inc. 0.06% 123.72
IOSP Innospec Inc. 0.07% 122.18
LBRT Liberty Energy Inc. 0.07% 22.59
MGEE MGE Energy, Inc. 0.07% 75.54
MYRG MYR Group Inc. 0.06% 168.43
NSA National Storage Affiliates Trust 0.07% 37.47
OSCR Oscar Health, Inc. 0.07% 14.94
OTTR Otter Tail Corporation 0.07% 82.89
PLXS Plexus Corp. 0.07% 95.68
PSMT PriceSmart, Inc. 0.07% 80.53
RUSHA Rush Enterprises, Inc. 0.07% 51.14
LRN Stride Inc. 0.07% 60.03
Small-Cap Value Stocks
ANDE The Andersons, Inc. 0.07% 57.30
ARCH Arch Resources Inc. 0.07% 157.07
AVT Avnet, Inc. 0.07% 47.93
BKH Black Hills Corporation 0.07% 52.29
CALM Cal-Maine Foods, Inc. 0.07% 61.51
CNX CNX Resources Corporation 0.07% 24.62
CVBF CVB Financial Corp. 0.07% 16.25
FFBC First Financial Bancorp. 0.07% 21.12
GHC Graham Holdings Company 0.06% 738.71
HP Helmerich & Payne, Inc. 0.07% 43.00
HUBG Hub Group, Inc. 0.07% 41.35
INDB Independent Bank Corp. 0.07% 47.49
IBOC International Bancshares Corporation 0.07% 53.23
MATX Matson, Inc. 0.07% 108.85
NFG National Fuel Gas Company 0.07% 53.41
NMIH NMI Holdings, Inc. 0.07% 29.84
OGS ONE Gas, Inc. 0.07% 62.91
PTEN Patterson-UTI Energy, Inc. 0.07% 12.11
BTU Peabody Energy Corporation 0.07% 23.57
PLAB Photronics, Inc. 0.07% 28.01
PINC Premier, Inc. 0.07% 21.12
RDN Radian Group Inc. 0.07% 30.00
RES RPC, Inc. 0.07% 8.04
SANM Sanmina Corporation 0.07% 58.45
SNDR Schneider National, Inc. 0.07% 21.92
TGNA TEGNA Inc. 0.07% 13.79
TPH Tri Pointe Homes, Inc. 0.07% 35.69
VSH Vishay Intertechnology, Inc. 0.07% 21.74
VTLE Vital Energy Inc. 0.07% 57.15
HCC Warrior Met Coal, Inc. 0.07% 61.74
International Stocks
AIQUY Air Liquide S.A. 0.27% 40.17
BP BP Plc 0.27% 39.42
CNQ Canadian Natural Resources Limited 0.27% 82.32
CB Chubb Limited 0.27% 248.00
CHGCY Chugai Pharmaceutical Co., Ltd. 0.27% 16.94
DSNKY Daiichi Sankyo Company, Limited 0.27% 29.43
DBSDY DBS Group Holdings Ltd. 0.27% 105.31
EQNR Equinor ASA 0.27% 28.08
HTHIY Hitachi, Ltd. 0.27% 183.35
HSBC HSBC Holdings Plc 0.27% 41.81
IBDRY Iberdrola S.A. 0.27% 47.50
IDEXY Industria de Diseno Textil, S.A. 0.27% 23.44
ITOCY Itochu Corp. 0.27% 88.34
KDDIY KDDI Corporation 0.26% 13.78
LRLCY L’Oreal S.A. 0.27% 88.86
LIN Linde Plc 0.26% 450.49
MBGYY Mercedes-Benz Group AG 0.27% 20.37
MITSY Mitsui & Co., Ltd. 0.26% 949.80
MURGY Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) 0.27% 45.08
NTDOY Nintendo Co., Ltd. 0.27% 12.63
NTTYY Nippon Telegraph and Telephone Corporation 0.27% 28.54
NVO Novo Nordisk A/S 0.27% 124.93
PROSY Prosus N.V. 0.27% 6.44
RIO Rio Tinto Plc 0.27% 66.51
SHEL Shell Plc 0.27% 72.65
STLA Stellantis N.V. 0.27% 26.95
TKOMY Tokio Marine Holdings, Inc. 0.27% 31.05
TTE TotalEnergies SE 0.27% 73.36
TM Toyota Motor Corporation 0.27% 244.79
VWAGY Volkswagen AG 0.27% 15.72
Exchange-Traded Funds
FTSL First Trust Senior Loan Fund 2.40% 46.22
HYLS First Trust Tactical High Yield ETF 2.40% 40.67
PCY Invesco Emerging Markets Sovereign Debt ETF 2.40% 20.19
PGX Invesco Preferred ETF 2.40% 11.65
BKLN Invesco Senior Loan ETF 2.40% 21.11
SHYG iShares 0-5 Year High Yield Corporate Bond ETF 2.40% 41.99
IGLB iShares 10+ Year Investment Grade Corporate Bond ETF 2.40% 49.70
TLH iShares 10-20 Year Treasury Bond ETF 2.40% 100.66
USHY iShares Broad USD High Yield Corporate Bond ETF 2.40% 35.98
USIG iShares Broad USD Investment Grade Corporate Bond ETF 2.40% 49.68
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF 2.40% 106.04
MBB iShares MBS ETF 2.40% 90.10
JMBS Janus Henderson Mortgage-Backed Securities ETF 2.40% 43.96
HYS PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund 2.40% 92.27
SCHI Schwab 5-10 Year Corporate Bond ETF 2.40% 43.52
SRLN SPDR Blackstone Senior Loan ETF 2.40% 41.80
SJNK SPDR Bloomberg Short Term High Yield Bond ETF 2.40% 24.88
SPBO SPDR Portfolio Corporate Bond ETF 2.40% 28.45
SPHY SPDR Portfolio High Yield Bond ETF 2.40% 23.07
SPLB SPDR Portfolio Long Term Corporate Bond ETF 2.40% 22.42
SPMB SPDR Portfolio Mortgage Backed Bond ETF 2.40% 21.17
SPSB SPDR Portfolio Short Term Corporate Bond ETF 2.40% 29.53
FLTR VanEck IG Floating Rate ETF 2.40% 25.41
VMBS Vanguard Mortgage-Backed Securities ETF 2.40% 44.48
BNDX Vanguard Total International Bond ETF 2.40% 48.73

* As of the close of business on 4/10/24.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Offering Date 4/11/2024
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 7/16/2025
Historical 12-Month Distribution Rate of Trust Holdings:* 3.84%
Historical 12-Month Distribution Per Unit:* $0.3838
Cash CUSIP 30335F364
Reinvestment CUSIP 30335F372
Fee Accounts Cash CUSIP 30335F380
Fee Accounts Reinvestment CUSIP 30335F398

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges Initial: 0.00%
  Deferred: 1.35%
Creation & Development Fee (C&D Fee)   0.50%
Maximum Sales Charge   1.85%
Fee/Wrap Accounts
Maximum Sales Charge   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 7/19/24. When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge. The maximum sales charge for investors in fee accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset. The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%. In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1-800-621-1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations

An investment in these unmanaged unit investment trusts should be made with an understanding of the risks involved with an investment in a portfolio of common stocks and/or exchange-traded funds (ETFs).

ETFs are subject to various risks, including management’s ability to meet the fund’s investment objective, and to manage the fund’s portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors’ perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund’s net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market.

Common stocks are subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Certain of the funds invest in high-yield securities or “junk” bonds. Investing in high-yield securities should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

All of the funds invest in investment grade securities. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade market or investors’ perception thereof, possible downgrades and defaults of interest and/or principal.

Certain of the funds invest in mortgage-backed securities. Rising interest rates tend to extend the duration of mortgage-backed securities, making them more sensitive to changes in interest rates, and may reduce the market value of the securities. In addition, mortgage-backed securities are subject to prepayment risk, the risk that borrowers may pay off their mortgages sooner than expected, particularly when interest rates decline.

Certain of the funds invest in senior loans. The yield on funds which invest in senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality (“junk” bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Certain of the funds invest in covenant-lite loans which contain fewer or no maintenance covenants and may hinder the ETF’s ability to reprice credit risk and mitigate potential loss especially during a downturn in the credit cycle.

Certain of the fundss invest in U.S. Treasury obligations which are subject to numerous risks including higher interest rates, economic recession and deterioration of the bond market or investors’ perceptions thereof.

Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.

It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.


CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30335F364 (Cash)
30335F372 (Reinvest)
30335F380 (Cash-Fee)
30335F398 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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