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SMid High Dividend Portfolio, Series 49
Ticker Symbol: FSRIHX

30 Holdings (As of Day of Deposit)
Ticker Company Name Initial
Communication Services
IPG The Interpublic Group of Companies, Inc. 3.34% $36.48
Consumer Discretionary
AAP Advance Auto Parts, Inc. 3.33% 147.27
HRB H&R Block, Inc. 3.34% 38.66
LCII LCI Industries 3.32% 106.01
TPR Tapestry, Inc. 3.33% 43.56
Consumer Staples
INGR Ingredion Incorporated 3.34% 101.34
TAP Molson Coors Beverage Company 3.34% 51.47
CIVI Civitas Resources, Inc. 3.34% 65.49
CPG Crescent Point Energy Corp. 3.33% 7.33
DTM DT Midstream, Inc. 3.32% 53.15
DINO HF Sinclair Corp. 3.35% 58.40
NFE New Fortress Energy Inc. 3.34% 36.93
CMA Comerica Incorporated 3.34% 71.16
FNB F.N.B. Corporation 3.33% 13.57
FNF Fidelity National Financial, Inc. 3.33% 42.87
SNV Synovus Financial Corp. 3.33% 39.69
VLY Valley National Bancorp 3.33% 11.05
WBS Webster Financial Corporation 3.34% 46.92
Health Care
OGN Organon & Co. 3.33% 31.41
PDCO Patterson Companies, Inc. 3.34% 29.39
AGCO AGCO Corporation 3.35% 137.73
MSM MSC Industrial Direct Co., Inc. 3.32% 80.70
TRTN Triton International Limited 3.32% 70.87
Information Technology
ASX ASE Technology Holding Co., Ltd. 3.33% 7.39
NTAP NetApp, Inc. 3.33% 66.86
CC The Chemours Company 3.33% 34.46
ICL ICL Group Ltd. 3.33% 8.14
PKG Packaging Corporation of America 3.31% 130.03
BKH Black Hills Corporation 3.35% 70.58
NI NiSource Inc. 3.34% 27.32

*As of the close of business on 1/24/23. Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 1/25/2023
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 1/24/2025
Historical 12-Month Distribution Rate of Trust Holdings:* 3.23%
Historical 12-Month Distribution Per Unit:* $0.3229
Cash CUSIP 30330C382
Reinvestment CUSIP 30330C390
Fee Account Cash CUSIP 30330C408
Fee Account Reinvestment CUSIP 30330C416

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges Initial: 0.00%
  Deferred: 2.25%
Creation & Development Fee (C&D Fee)   0.50%
Maximum Sales Charge   2.75%
Fee/Wrap Accounts
Maximum Sales Charge   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 5/19/23. When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge. The maximum sales charge for investors in fee accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset. The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%. In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objectives, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

The COVID-19 global pandemic and the ensuing policies enacted by governments and central banks have caused and may continue to cause significant volatility and uncertainty in global financial markets. While the U.S. has resumed “reasonably” normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.


CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2023 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30330C382 (Cash)
30330C390 (Reinvest)
30330C408 (Cash-Fee)
30330C416 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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