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Deep Value Dividend Opportunity Portfolio, Series 21
Ticker Symbol: FUBBZX

30 Holdings (As of Day of Deposit)
Ticker Company Name Initial
Weight
Price*
Communication Services
CMCSA Comcast Corporation 3.33% $42.84
IPG The Interpublic Group of Companies, Inc. 3.34% 32.81
Consumer Discretionary
BBY Best Buy Co., Inc. 3.34% 84.50
F Ford Motor Company 3.34% 13.53
LCII LCI Industries 3.32% 120.47
PII Polaris Inc. 3.32% 111.88
TPR Tapestry, Inc. 3.34% 33.03
Consumer Staples
TAP Molson Coors Beverage Company 3.31% 55.85
Energy
CVX Chevron Corporation 3.32% 174.03
CTRA Coterra Energy Inc. 3.34% 31.05
DVN Devon Energy Corporation 3.33% 72.58
XOM Exxon Mobil Corporation 3.32% 92.11
Financials
CFG Citizens Financial Group, Inc. 3.34% 39.41
DFS Discover Financial Services 3.36% 107.95
GS The Goldman Sachs Group, Inc. 3.32% 312.97
JPM JPMorgan Chase & Co. 3.37% 122.18
KEY KeyCorp 3.33% 19.22
MS Morgan Stanley 3.34% 82.93
WFC Wells Fargo & Company 3.34% 43.71
Health Care
CVS CVS Health Corporation 3.30% 99.38
MRK Merck & Co., Inc. 3.35% 93.00
PFE Pfizer Inc. 3.34% 51.34
Industrials
SNA Snap-on Incorporated 3.31% 223.37
UPS United Parcel Service, Inc. 3.37% 183.14
Information Technology
CSCO Cisco Systems, Inc. 3.33% 50.60
HPE Hewlett Packard Enterprise Company 3.34% 16.75
HPQ HP Inc. 3.33% 39.62
QCOM QUALCOMM Incorporated 3.36% 139.69
Materials
DOW Dow Inc. 3.31% 69.97
LYB LyondellBasell Industries N.V. 3.31% 111.40

*As of the close of business on 5/17/22
Market values are for reference only and are not indicative of your individual cost basis.


Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 5/18/2022
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 8/18/2023
Historical 12-Month Distribution Rate of Trust Holdings:* 2.51%
Historical 12-Month Distribution Per Unit:* $0.2511
Cash CUSIP 30326N707
Reinvestment CUSIP 30326N715
Fee Accounts Cash CUSIP 30326N723
Fee Accounts Reinvestment CUSIP 30326N731

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.


Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges Initial: 0.00%
  Deferred: 1.35%
Creation & Development Fee (C&D Fee)   0.50%
Maximum Sales Charge   1.85%
Fee/Wrap Accounts
Maximum Sales Charge   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 8/19/22. When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge. The maximum sales charge for investors in fee accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset. The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%. In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations

An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non- U.S. issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed “reasonably” normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Although this portfolio terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 
Fund Cusip Information
30326N707 (Cash)
30326N715 (Reinvest)
30326N723 (Cash-Fee)
30326N731 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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