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Richard Bernstein Tactical Series, American Industrial Renaissance®, 2021-2
Ticker Symbol: FBIQVX

The Richard Bernstein Tactical Series, American Industrial Renaissance® is a unit investment trust (UIT) which seeks above-average capital appreciation by investing in small and mid-cap U.S. companies in the industrial and community banking sectors; however, there is no assurance the objective will be met. A UIT is an investment vehicle which consists of a professionally selected unmanaged portfolio of securities which are held for a predetermined period of time. The value of the units of the trust will fluctuate each day with the value of the underlying securities; therefore it is possible to lose money by investing in the trust.

57 Holdings (As of Day of Deposit)
Ticker Company Name Initial
SRCE 1st Source Corporation 0.74% $47.65
ASB Associated Banc-Corp 0.69% 21.13
FNB F.N.B. Corporation 0.71% 11.89
FCF First Commonwealth Financial Corporation 0.63% 13.72
FFBC First Financial Bancorp. 0.51% 24.06
THFF First Financial Corporation 0.80% 40.83
FRME First Merchants Corporation 0.60% 42.07
FULT Fulton Financial Corporation 0.49% 16.17
GABC German American Bancorp, Inc. 0.54% 38.09
HTLF Heartland Financial USA, Inc. 0.72% 47.99
LKFN Lakeland Financial Corporation 0.50% 66.50
ONB Old National Bancorp 0.71% 16.95
PRK Park National Corporation 0.49% 120.28
PEBO Peoples Bancorp Inc. 0.82% 31.57
QCRH QCR Holdings, Inc. 0.56% 51.89
WTFC Wintrust Financial Corporation 0.51% 75.19
APG APi Group Corporation 3.00% 23.35
ACA Arcosa, Inc. 3.02% 52.23
AGX Argan, Inc. 0.93% 45.47
ARRY Array Technologies, Inc. 1.12% 19.32
ASTE Astec Industries, Inc. 2.57% 61.96
ATKR Atkore Inc. 2.42% 91.19
BLBD Blue Bird Corporation 1.50% 21.39
CLH Clean Harbors, Inc. 3.01% 102.93
FIX Comfort Systems USA, Inc. 2.99% 75.97
ROAD Construction Partners, Inc. 2.43% 33.45
PLOW Douglas Dynamics, Inc. 1.52% 39.95
DY Dycom Industries, Inc. 1.95% 77.48
EME EMCOR Group, Inc. 3.04% 124.10
WIRE Encore Wire Corporation 3.00% 86.73
AQUA Evoqua Water Technologies Corp. 3.00% 39.44
FSS Federal Signal Corporation 3.00% 40.54
FTCI FTC Solar, Inc. 1.04% 10.82
GLDD Great Lakes Dredge & Dock Corp. 1.55% 14.98
HCCI Heritage-Crystal Clean, Inc. 0.64% 29.22
HUBB Hubbell Incorporated 2.97% 208.20
IEA Infrastructure and Energy Alternatives, Inc. 0.64% 13.17
MTZ MasTec, Inc. 2.98% 93.28
MEC Mayville Engineering Company, Inc. 0.65% 15.25
MWA Mueller Water Products, Inc. 3.00% 16.56
MYRG MYR Group Inc. 3.01% 105.45
NWPX Northwest Pipe Company 0.59% 25.65
NVEE NV5 Global, Inc. 2.64% 104.94
OSK Oshkosh Corporation 3.03% 117.52
POWL Powell Industries, Inc. 0.54% 25.82
PRIM Primoris Services Corporation 3.00% 25.50
PRLB Proto Labs, Inc. 1.87% 72.38
PWR Quanta Services, Inc. 3.02% 103.35
ROLL RBC Bearings Incorporated 2.98% 230.80
SHLS Shoals Technologies Group, Inc. 1.10% 31.86
SHYF The Shyft Group, Inc. 2.81% 43.09
SPXC SPX Corporation 2.99% 63.68
STRL Sterling Construction Company, Inc. 1.78% 23.18
TRS TriMas Corporation 1.88% 32.11
TPC Tutor Perini Corporation 1.68% 14.79
ECOL US Ecology, Inc. 2.99% 35.79
WNC Wabash National Corporation 2.10% 15.70

*As of the close of business on 8/27/21.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 8/30/2021
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 8/30/2023
Cash CUSIP 30321U300
Reinvestment CUSIP 30321U318
Fee Accounts Cash CUSIP 30321U326
Fee Accounts Reinvestment CUSIP 30321U334

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 2.25%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   2.75%
Fee/Wrap Accounts
Maximum Sales Charge:   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 12/20/21.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

The maximum sales charge for investors in fee accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&Dt fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should carefully consider the portfolio investment objective, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the industrials sector making it subject to additional risks, including limited diversification. The companies engaged in the industrials sector are subject to certain risks, including a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

The trust also invests in companies in the financials sector. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of “reasonably” normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Fund Cusip Information
30321U300 (Cash)
30321U318 (Reinvest)
30321U326 (Cash-Fee)
30321U334 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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