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75/25 Strategic Allocation Portfolio, 3rd Quarter 2021 Series
Ticker Symbol: FPURSX

Holdings (As of Day of Deposit)
Ticker Company Name Initial
Weight
Price*
Large-Cap Growth Stocks
MMM 3M Company 0.63% $199.98
ADBE Adobe Incorporated 0.62% 600.20
GOOGL Alphabet Inc. 0.64% 2,539.51
AMZN Amazon.com, Inc. 0.62% 3,718.55
AMT American Tower Corporation 0.62% 279.99
AMAT Applied Materials, Inc. 0.62% 136.80
ADP Automatic Data Processing, Inc. 0.63% 203.75
AZO AutoZone, Inc. 0.63% 1,577.55
BX The Blackstone Group Inc. 0.63% 101.93
CMG Chipotle Mexican Grill, Inc. 0.62% 1,615.56
COST Costco Wholesale Corporation 0.62% 407.88
CCI Crown Castle International Corp. 0.63% 203.08
DE Deere & Company 0.62% 354.28
DG Dollar General Corporation 0.62% 219.46
LLY Eli Lilly and Company 0.63% 236.01
EPAM EPAM Systems, Inc. 0.63% 534.59
FB Facebook, Inc. 0.62% 353.16
FAST Fastenal Company 0.63% 54.02
HSY The Hershey Company 0.63% 176.82
LMT Lockheed Martin Corporation 0.63% 379.07
MSFT Microsoft Corporation 0.62% 277.32
MNST Monster Beverage Corporation 0.62% 91.17
MCO Moody’s Corporation 0.63% 375.04
ORLY O’Reilly Automotive, Inc. 0.62% 591.51
ODFL Old Dominion Freight Line, Inc. 0.63% 257.62
ORCL Oracle Corporation 0.62% 87.08
PM Philip Morris International Inc. 0.62% 98.55
PG The Procter & Gamble Company 0.63% 137.14
TGT Target Corporation 0.63% 252.24
VEEV Veeva Systems Inc. 0.63% 321.87
Large-Cap Value Stocks
ATVI Activision Blizzard, Inc. 0.62% 92.91
AFL Aflac Incorporated 0.63% 53.67
APD Air Products and Chemicals, Inc. 0.62% 291.05
ALL The Allstate Corporation 0.63% 134.57
AEP American Electric Power Company, Inc. 0.63% 85.41
ADM Archer-Daniels-Midland Company 0.62% 60.00
BRK/B Berkshire Hathaway Inc. 0.62% 280.11
BIIB Biogen Inc. 0.62% 349.04
CNC Centene Corporation 0.62% 74.70
CI Cigna Corporation 0.62% 235.22
CSCO Cisco Systems, Inc. 0.62% 53.23
DHI D.R. Horton, Inc. 0.63% 89.03
HUM Humana Inc. 0.62% 458.31
INTC Intel Corporation 0.63% 56.73
KMI Kinder Morgan, Inc. 0.62% 18.52
LHX L3Harris Technologies Inc. 0.63% 224.25
LEN Lennar Corporation 0.62% 98.68
MDLZ Mondelez International, Inc. 0.63% 62.95
NEM Newmont Corporation 0.62% 63.19
NOC Northrop Grumman Corporation 0.63% 370.33
NUE Nucor Corporation 0.62% 97.76
PGR The Progressive Corporation 0.63% 99.88
PEG Public Service Enterprise Group Incorporated 0.63% 60.70
REGN Regeneron Pharmaceuticals, Inc. 0.63% 574.03
CRM salesforce.com, inc. 0.63% 242.91
SRE Sempra Energy 0.63% 133.44
TROW T. Rowe Price Group, Inc. 0.62% 211.10
TRV The Travelers Companies, Inc. 0.63% 154.09
VRTX Vertex Pharmaceuticals Incorporated 0.63% 198.34
XEL Xcel Energy Inc. 0.63% 67.84
Mid-Cap Growth Stocks
AOS A.O. Smith Corporation 0.25% 71.19
AMED Amedisys, Inc. 0.25% 268.51
BBY Best Buy Co., Inc. 0.25% 111.25
SAM The Boston Beer Company, Inc. 0.25% 979.41
CDW CDW Corporation 0.25% 176.33
CE Celanese Corporation 0.25% 154.38
CHE Chemed Corporation 0.25% 481.17
DECK Deckers Outdoor Corporation 0.25% 393.94
APPS Digital Turbine, Inc. 0.25% 64.53
ERIE Erie Indemnity Company 0.25% 186.59
EVR Evercore Inc. 0.25% 136.86
EXPD Expeditors International of Washington, Inc. 0.25% 128.19
GNRC Generac Holdings Inc. 0.25% 448.15
INCY Incyte Corporation 0.25% 81.18
IRM Iron Mountain Incorporated 0.25% 44.50
JCOM j2 Global, Inc. 0.25% 142.30
K Kellogg Company 0.25% 63.77
LSTR Landstar System, Inc. 0.25% 157.25
MEDP Medpace Holdings, Inc. 0.25% 184.78
NBIX Neurocrine Biosciences, Inc. 0.25% 96.82
NVR NVR, Inc. 0.25% 4,961.67
POOL Pool Corporation 0.25% 475.51
SEIC SEI Investments Company 0.25% 62.32
TTWO Take-Two Interactive Software, Inc. 0.25% 172.10
TER Teradyne, Inc. 0.25% 127.08
TTC The Toro Company 0.25% 112.77
TSCO Tractor Supply Company 0.25% 186.78
WSO Watsco, Inc. 0.25% 291.98
WST West Pharmaceutical Services, Inc. 0.25% 375.99
WSM Williams-Sonoma, Inc. 0.25% 165.63
Mid-Cap Value Stocks
AKAM Akamai Technologies, Inc. 0.25% 115.55
LNT Alliant Energy Corporation 0.25% 56.94
AN AutoNation, Inc. 0.25% 105.86
BIO Bio-Rad Laboratories, Inc. 0.25% 673.98
BMRN BioMarin Pharmaceutical Inc. 0.25% 82.33
COG Cabot Oil & Gas Corporation 0.25% 17.69
CACI CACI International Inc. 0.25% 260.69
CINF Cincinnati Financial Corporation 0.25% 119.81
COO The Cooper Companies, Inc. 0.25% 410.85
DKS Dick’s Sporting Goods, Inc. 0.25% 100.32
ETR Entergy Corporation 0.25% 103.04
EVRG Evergy, Inc. 0.25% 61.90
FNF Fidelity National Financial, Inc. 0.25% 44.74
FAF First American Financial Corporation 0.25% 64.14
FSLR First Solar, Inc. 0.25% 94.29
FL Foot Locker, Inc. 0.25% 63.33
HLI Houlihan Lokey, Inc. 0.25% 82.27
SJM The J.M. Smucker Company 0.25% 130.40
KNX Knight-Swift Transportation Holdings Inc. 0.25% 49.62
LH Laboratory Corporation of America Holdings 0.25% 281.47
MKL Markel Corporation 0.24% 1,209.99
MDU MDU Resources Group, Inc. 0.25% 31.41
ORI Old Republic International Corporation 0.25% 25.20
OLLI Ollie’s Bargain Outlet Holdings, Inc. 0.25% 89.29
PNW Pinnacle West Capital Corporation 0.25% 83.78
PHM PulteGroup, Inc. 0.25% 53.16
DGX Quest Diagnostics Incorporated 0.25% 135.63
RS Reliance Steel & Aluminum Co. 0.25% 152.75
SNA Snap-on Incorporated 0.25% 227.07
UHS Universal Health Services, Inc. 0.25% 154.68
Small-Cap Growth Stocks
GOLF Acushnet Holdings Corp. 0.12% 50.30
ATKR Atkore Inc. 0.13% 69.57
BPMC Blueprint Medicines Corporation 0.12% 83.64
CDNA CareDx, Inc. 0.12% 84.46
CWST Casella Waste Systems, Inc. 0.13% 63.97
SAVA Cassava Sciences, Inc. 0.13% 99.32
COKE Coca-Cola Consolidated Inc. 0.12% 403.58
DORM Dorman Products, Inc. 0.13% 106.70
FLO Flowers Foods, Inc. 0.13% 24.05
FELE Franklin Electric Co., Inc. 0.12% 81.94
FCN FTI Consulting, Inc. 0.13% 135.74
LANC Lancaster Colony Corporation 0.12% 196.21
LGIH LGI Homes, Inc. 0.13% 163.77
MMS MAXIMUS, Inc. 0.12% 88.70
MED Medifast, Inc. 0.12% 283.44
MC Moelis & Company 0.13% 55.97
MUSA Murphy USA Inc. 0.12% 140.49
FIZZ National Beverage Corp. 0.13% 44.53
OMI Owens & Minor, Inc. 0.13% 45.17
PSB PS Business Parks, Inc. 0.12% 154.41
QDEL Quidel Corporation 0.12% 122.44
RLI RLI Corp. 0.13% 105.13
SAIA Saia, Inc. 0.13% 207.25
SFBS ServisFirst Bancshares, Inc. 0.12% 67.60
SSTK Shutterstock, Inc. 0.13% 103.28
SLGN Silgan Holdings Inc. 0.13% 41.44
SSD Simpson Manufacturing Co., Inc. 0.13% 111.11
STMP Stamps.com Inc. 0.12% 322.35
TTEC TTEC Holdings, Inc. 0.13% 102.73
WWE World Wrestling Entertainment, Inc. 0.12% 55.90
Small-Cap Value Stocks
AGIO Agios Pharmaceuticals, Inc. 0.12% 57.18
MDRX Allscripts Healthcare Solutions, Inc. 0.13% 18.38
ANAT American National Group, Inc. 0.12% 158.01
BRC Brady Corporation 0.13% 54.59
CNNE Cannae Holdings, Inc. 0.12% 33.10
CMC Commercial Metals Company 0.12% 31.26
GHC Graham Holdings Company 0.12% 666.67
LOPE Grand Canyon Education, Inc. 0.13% 92.22
GEF Greif, Inc. 0.13% 60.74
THG The Hanover Insurance Group, Inc. 0.13% 139.62
HTH Hilltop Holdings Inc. 0.12% 35.80
HUBG Hub Group, Inc. 0.13% 67.21
ICUI ICU Medical, Inc. 0.12% 206.73
IDA IDACORP, Inc. 0.12% 99.35
MANT ManTech International Corporation 0.12% 87.62
MCY Mercury General Corporation 0.12% 64.09
MTH Meritage Homes Corporation 0.12% 92.75
PDM Piedmont Office Realty Trust, Inc. 0.12% 19.25
PINC Premier, Inc. 0.12% 35.65
SAGE Sage Therapeutics, Inc. 0.13% 53.73
SAFM Sanderson Farms, Inc. 0.13% 181.96
SANM Sanmina Corporation 0.13% 38.44
SEB Seaboard Corporation 0.13% 3,867.20
SWX Southwest Gas Holdings, Inc. 0.13% 69.23
SCL Stepan Company 0.13% 120.77
TDS Telephone and Data Systems, Inc. 0.12% 22.62
TPH Tri Pointe Homes, Inc. 0.13% 20.97
UNF UniFirst Corporation 0.13% 220.50
USM United States Cellular Corporation 0.13% 37.07
WERN Werner Enterprises, Inc. 0.13% 44.63
International Stocks
AMKBY A.P. Moeller - Maersk A/S 0.50% 14.50
ACN Accenture Plc 0.50% 311.57
AIQUY Air Liquide S.A. 0.50% 35.45
ASML ASML Holding N.V. (New York Registry Shares) 0.50% 707.81
BHP BHP Group Ltd 0.50% 76.51
BTI British American Tobacco Plc 0.50% 38.71
CB Chubb Limited 0.50% 164.61
CSLLY CSL Limited 0.50% 104.90
GSK GlaxoSmithKline Plc 0.50% 40.37
HESAY Hermes International 0.50% 148.68
HMC Honda Motor Co., Ltd. 0.50% 32.35
IBDRY Iberdrola S.A. 0.50% 49.49
KDDIY KDDI Corporation 0.50% 15.79
LRLCY L’Oreal S.A. 0.50% 88.96
NSRGY Nestle S.A. 0.50% 126.20
NTDOY Nintendo Co., Ltd. 0.50% 72.10
NTTYY Nippon Telegraph and Telephone Corporation 0.50% 26.27
NVS Novartis AG 0.50% 92.98
NVO Novo Nordisk A/S 0.50% 86.60
RIO Rio Tinto Plc 0.50% 86.03
RHHBY Roche Holding AG 0.50% 48.54
SNY Sanofi 0.50% 52.43
SAP SAP SE 0.50% 148.96
SHECY Shin-Etsu Chemical Co., Ltd. 0.50% 41.54
SFTBY SoftBank Group Corp. 0.50% 34.41
SONY Sony Group Corp. 0.50% 104.30
TOELY Tokyo Electron Limited 0.50% 106.95
TM Toyota Motor Corporation 0.50% 178.90
VWAGY Volkswagen AG 0.50% 34.40
ZURVY Zurich Insurance Group AG 0.50% 40.13
Exchange-Traded Funds
LMBS First Trust Low Duration Opportunities ETF 1.00% 50.88
FTSL First Trust Senior Loan Fund 1.13% 48.04
HYLS First Trust Tactical High Yield ETF 1.12% 48.60
PCY Invesco Emerging Markets Sovereign Debt ETF 0.87% 27.53
PGX Invesco Preferred ETF 1.00% 15.33
BKLN Invesco Senior Loan ETF 1.12% 22.14
SHYG iShares 0-5 Year High Yield Corporate Bond ETF 0.87% 45.96
IGLB iShares 10+ Year Investment Grade Corporate Bond ETF 1.00% 70.63
TLH iShares 10-20 Year Treasury Bond ETF 0.87% 148.85
USHY iShares Broad USD High Yield Corporate Bond ETF 1.00% 41.70
USIG iShares Broad USD Investment Grade Corporate Bond ETF 1.12% 60.74
CMBS iShares CMBS ETF 1.12% 54.55
ILTB iShares Core 10+ Year USD Bond ETF 1.00% 72.84
HYG iShares iBoxx $ High Yield Corporate Bond ETF 0.87% 87.97
LQD iShares iBoxx $ Investment Grade Corporate Bond ETF 1.13% 134.75
MBB iShares MBS ETF 0.87% 108.28
JMBS Janus Henderson Mortgage-Backed Securities ETF 1.00% 53.15
CORP PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund 1.00% 114.93
SRLN SPDR Blackstone Senior Loan ETF 1.12% 46.12
JNK SPDR Bloomberg Barclays High Yield Bond ETF 0.88% 109.94
SJNK SPDR Bloomberg Barclays Short Term High Yield Bond ETF 0.87% 27.51
SPHY SPDR Portfolio High Yield Bond ETF 1.00% 26.89
SPMB SPDR Portfolio Mortgage Backed Bond ETF 1.00% 25.82
EMLC VanEck Vectors J.P. Morgan EM Local Currency Bond ETF 0.87% 31.03
VCIT Vanguard Intermediate-Term Corporate Bond ETF 1.13% 95.32

* As of the close of business on 7/12/21.
Market values are for reference only and are not indicative of your individual cost basis.


Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Offering Date 7/13/2021
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 10/17/2022
Historical 12-Month Distribution Rate of Trust Holdings:* 1.75%
Historical 12-Month Distribution Per Unit:* $0.1749
Cash CUSIP 30321G145
Reinvestment CUSIP 30321G152
Fee Accounts Cash CUSIP 30321G160
Fee Accounts Reinvestment CUSIP 30321G178

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the “Historical 12-Month Distribution Rate of Trust Holdings,” which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Distributions may include realized short term capital gains, realized long-term capital gains and/ or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.


Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 1.35%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   1.85%
Fee/Wrap Accounts
Maximum Sales Charge:   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 10/20/21.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

The maximum sales charge for investors in fee accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10 per unit, the C&D fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1-800-621-1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations

An investment in these unmanaged unit investment trusts should be made with an understanding of the risks involved with an investment in a portfolio of common stocks and/or exchange-traded funds (ETFs).

Common stocks are subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETFs are subject to various risks, including management’s ability to meet the fund’s investment objective, and to manage the fund’s portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors’ perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund’s net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market.

Certain of the ETFs invest in high-yield securities or “junk” bonds. Investing in high-yield securities should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

All of the ETFs invest in investment grade securities. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade market or investors’ perception thereof, possible downgrades and defaults of interest and/or principal.

Certain of the ETFs invest in mortgage-backed securities. Rising interest rates tend to extend the duration of mortgage-backed securities, making them more sensitive to changes in interest rates, and may reduce the market value of the securities. In addition, mortgage-backed securities are subject to prepayment risk, the risk that borrowers may pay off their mortgages sooner than expected, particularly when interest rates decline.

Certain of the ETFs invest in senior loans. The yield on ETFs which invest in senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality (“junk” bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Certain of the ETFs invest in covenant-lite loans which contain fewer or no maintenance covenants and may hinder the ETF’s ability to reprice credit risk and mitigate potential loss especially during a downturn in the credit cycle.

Certain of the ETFs invest in U.S. Treasury obligations which are subject to numerous risks including higher interest rates, economic recession and deterioration of the bond market or investors’ perceptions thereof.

An investment in a portfolio containing equity securities of foreign issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

About one year after the United Kingdom officially departed the European Union (commonly referred to as “Brexit”), the United Kingdom and the European Union reached a trade agreement that became effective on December 31, 2020. It is not currently possible to determine the extent of the impact the Brexit trade agreement may have on the portfolio’s investments and this certainly could negatively impact current and future economic conditions in the United Kingdom and other countries, which could negatively impact the value of the portfolio’s investments.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of “reasonably” normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

 
Fund Cusip Information
30321G145 (Cash)
30321G152 (Reinvest)
30321G160 (Cash-Fee)
30321G178 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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