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Target High Quality Dividend Portfolio, 3rd Quarter 2021 Series
Ticker Symbol: FVTBKX

Holdings (As of Day of Deposit)
Ticker Company Name Initial
Weight
Price*
AMGN Amgen Inc. 3.34% $244.28
BBY Best Buy Co., Inc. 3.34% 108.16
CHRW C.H. Robinson Worldwide, Inc. 3.34% 91.76
COG Cabot Oil & Gas Corporation 3.33% 17.41
CFG Citizens Financial Group, Inc. 3.34% 43.54
CMA Comerica Incorporated 3.33% 66.49
CMI Cummins Inc. 3.32% 237.48
EMN Eastman Chemical Company 3.35% 111.52
EOG EOG Resources, Inc. 3.33% 79.89
FNF Fidelity National Financial, Inc. 3.33% 42.21
FHN First Horizon Corporation 3.34% 16.13
BEN Franklin Resources, Inc. 3.33% 31.08
GD General Dynamics Corporation 3.34% 188.02
HD The Home Depot, Inc. 3.34% 318.54
HPQ HP Inc. 3.34% 29.92
HII Huntington Ingalls Industries, Inc. 3.32% 203.55
INTC Intel Corporation 3.34% 55.39
KR The Kroger Co. 3.33% 37.88
LMT Lockheed Martin Corporation 3.32% 379.92
MAN ManpowerGroup Inc. 3.32% 114.09
MFC Manulife Financial Corporation 3.33% 18.91
MDU MDU Resources Group, Inc. 3.33% 30.85
MET MetLife, Inc. 3.34% 56.69
PFG Principal Financial Group, Inc. 3.33% 59.94
SNA Snap-on Incorporated 3.32% 223.75
SLF Sun Life Financial Inc. 3.34% 49.80
TSN Tyson Foods, Inc. 3.34% 72.64
UGI UGI Corporation 3.34% 45.99
WU The Western Union Company 3.33% 22.94
WHR Whirlpool Corporation 3.33% 219.84

*As of the close of business on 7/8/21. Market values are for reference only and are not indicative of your individual cost basis. Holdings were selected by applying each strategy as described in the prospectus.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

 

Portfolio Summary
Initial Offering Date 7/12/2021
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 10/7/2022
Historical 12-Month Distribution Rate of Trust Holdings:* 2.48%
Historical 12-Month Distribution Per Unit:* $0.2480
Cash CUSIP 30320G146
Reinvestment CUSIP 30320G153
Fee Accounts Cash CUSIP 30320G161
Fee Accounts Reinvestment CUSIP 30320G179

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the “Historical 12-Month Distribution Rate of Trust Holdings,” which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.


Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional sales charges: Initial: 0.00%
  Deferred: 1.35%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   1.85%
Fee/Wrap Accounts
Maximum Sales Charge:   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 10/20/21.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

The maximum sales charge for investors in fee accounts consists of the C&D fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The C&D fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the C&D fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the C&D fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objectives, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the financials sector which involves additional risks, including limited diversification. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

An investment in a portfolio containing equity securities of foreign issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of “reasonably” normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 
Fund Cusip Information
30320G146 (Cash)
30320G153 (Reinvest)
30320G161 (Cash-Fee)
30320G179 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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