Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 


 

Income Dividend Equity Allocation (IDEA) Portfolio, Series 28
Ticker Symbol: FROZJX

49 Holdings (As of Day of Deposit)
Ticker Company Name Initial
Weight
Price*
MMM 3M Company 2.01% $181.18
ACN Accenture Plc 1.98% 254.37
APD Air Products and Chemicals, Inc. 2.08% 267.51
AWK American Water Works Company, Inc. 2.05% 136.83
ADI Analog Devices, Inc. 2.08% 149.43
BDX Becton, Dickinson and Company 2.02% 242.85
BRO Brown & Brown, Inc. 2.02% 46.07
SCHW The Charles Schwab Corporation 2.02% 63.75
CVX Chevron Corporation 2.01% 109.50
CB Chubb Limited 2.07% 169.65
CLX The Clorox Company 2.06% 185.64
CL Colgate-Palmolive Company 2.04% 74.94
CBSH Commerce Bancshares, Inc. 2.04% 78.00
CFR Cullen/Frost Bankers, Inc. 2.06% 112.61
DCI Donaldson Company, Inc. 2.03% 59.07
EXPD Expeditors International of Washington, Inc. 2.06% 97.46
FIS Fidelity National Information Services, Inc. 2.06% 142.84
GD General Dynamics Corporation 2.06% 168.74
GGG Graco Inc. 2.02% 66.24
HD The Home Depot, Inc. 2.06% 264.96
ITW Illinois Tool Works Inc. 1.99% 210.85
LIN Linde Plc 2.04% 262.34
LMT Lockheed Martin Corporation 2.06% 337.50
MTB M&T Bank Corporation 2.04% 153.03
MA Mastercard Incorporated 2.09% 376.52
MCD McDonald’s Corporation 2.09% 208.55
MDT Medtronic Plc 2.02% 117.05
MSFT Microsoft Corporation 2.08% 233.78
NSRGY Nestle S.A. 2.04% 108.20
NJR New Jersey Resources Corporation 2.03% 40.24
NKE NIKE, Inc.  2.04% 135.95
NDSN Nordson Corporation 2.08% 197.20
NTRS Northern Trust Corporation 2.06% 100.41
NVS Novartis AG 2.04% 83.54
ORCL Oracle Corporation 2.02% 72.64
PAYX Paychex, Inc. 2.05% 94.55
PEP PepsiCo, Inc. 2.06% 132.25
PII Polaris Inc. 2.01% 133.77
PPG PPG Industries, Inc. 2.03% 146.07
PG The Procter & Gamble Company 2.03% 126.18
RTX Raytheon Technologies Corporation 2.04% 74.83
ROK Rockwell Automation, Inc. 2.02% 259.72
SEIC SEI Investments Company 2.04% 59.24
SNA Snap-on Incorporated 2.05% 217.53
SO The Southern Company 2.05% 59.41
SBUX Starbucks Corporation 2.01% 106.55
SYK Stryker Corporation 1.98% 237.17
TROW T. Rowe Price Group, Inc. 2.06% 176.33
TJX The TJX Companies, Inc. 2.02% 66.08

*As of the close of business on 3/9/21.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 3/10/2021
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 3/10/2023
Historical 12-Month Distribution Rate of Trust Holdings:* 1.60%
Historical 12-Month Distribution Per Unit:* $0.1602
Cash CUSIP 30318G389
Reinvestment CUSIP 30318G397
Fee Account Cash CUSIP 30318G405
Fee Account Reinvestment CUSIP 30318G413

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the “Historical 12-Month Distribution Rate of Trust Holdings,” which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.


Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 2.25%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   2.75%
Fee/Wrap Accounts
Maximum Sales Charge:   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 6/18/21.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios L.P. 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

An investment in foreign securities should be made with an understanding of the additional risks involved with foreign issuers, such as currency and interest rate fluctuations, nationalization or other adverse political or economic developments, lack of liquidity of certain foreign markets, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 
Fund Cusip Information
30318G389 (Cash)
30318G397 (Reinvest)
30318G405 (Cash-Fee)
30318G413 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page
 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2021 All rights reserved.