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Capital Strength Portfolio, Series 55
Ticker Symbol: FRFECX

30 Holdings (As of Day of Deposit)
Ticker Company Name Initial
Weight
Price*
Communication Services
ATVI Activision Blizzard, Inc. 3.32% $96.42
GOOG Alphabet Inc. 3.45% 2,070.86
FB Facebook, Inc. 3.25% 265.86
NFLX Netflix, Inc. 3.34% 546.15
Consumer Discretionary
AMZN Amazon.com, Inc. 3.55% 3,194.50
DHI D.R. Horton, Inc. 3.33% 77.90
DG Dollar General Corporation 3.36% 195.18
LOW Lowe’s Companies, Inc. 3.28% 168.59
NKE NIKE, Inc. 3.33% 136.13
TGT Target Corporation 3.31% 186.36
Consumer Staples
COST Costco Wholesale Corporation 3.23% 342.15
WMT Walmart, Inc. 3.31% 135.47
Financials
SPGI S&P Global Inc. 3.25% 325.18
Health Care
ANTM Anthem, Inc. 3.38% 304.58
JNJ Johnson & Johnson 3.30% 160.44
MRK Merck & Co., Inc. 3.31% 74.54
REGN Regeneron Pharmaceuticals, Inc. 3.38% 468.03
TMO Thermo Fisher Scientific Inc. 3.31% 458.81
UNH UnitedHealth Group Incorporated 3.29% 329.51
Industrials
CMI Cummins Inc. 3.34% 250.90
DE Deere & Company 3.37% 337.41
HON Honeywell International Inc. 3.30% 205.04
Information Technology
ADBE Adobe Incorporated 3.38% 467.80
AAPL Apple Inc. 3.28% 125.86
AMAT Applied Materials, Inc. 3.29% 116.14
LRCX Lam Research Corporation 3.44% 562.65
MSFT Microsoft Corporation 3.37% 233.27
NVDA NVIDIA Corporation 3.45% 565.68
PYPL PayPal Holdings, Inc. 3.24% 265.00
SWKS Skyworks Solutions, Inc. 3.26% 183.75

*As of the close of business on 2/23/21.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 2/24/2021
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 2/24/2023
Cash CUSIP 30317X102
Reinvestment CUSIP 30317X110
Fee Account Cash CUSIP 30317X128
Fee Account Reinvestment CUSIP 30317X136

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 2.25%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   2.75%
Fee/Wrap Accounts
Maximum Sales Charge:   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 6/18/21.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

Portfolio Statistics*
Median Cash Holdings:   $9.15 Billion
Median Long-Term Debt/Market Value of Equity:   6.17%
Median Return on Equity:   28.15%

*As of the close of business on 2/16/21. These median portfolio statistics were determined at a particular point in time. These statistics will fluctuate over the life of the trust, potentially negatively. Long-term debt/ market value of equity measures the amount of a company’s financial leverage. Return on equity measures how much profit a company generates on its shareholders’ equity. There is no guarantee these valuation measures will benefit the securities selected for the trust.


You should consider the portfolio's investment objectives, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the information technology sector which involves additional risks, including limited diversification. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 
Fund Cusip Information
30317X102 (Cash)
30317X110 (Reinvest)
30317X128 (Cash-Fee)
30317X136 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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