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High Dividend Equity Allocation Portfolio, Series 37
Ticker Symbol: FBYPVX

70 Holdings (As of Day of Deposit)
Ticker Company Name Initial Weight Price*
High Dividend Emerging Markets
BSBR Banco Santander Brasil S.A. (ADS) 1.43% $8.21
LFC China Life Insurance Co., Limited 1.43% 11.30
CKHUY CK Hutchison Holdings Limited 1.43% 7.27
CIG Companhia Energetica de Minas Gerais-CEMIG 1.43% 2.82
ENIA Enel Americas S.A. 1.43% 7.97
KB KB Financial Group Inc. 1.44% 40.95
KT KT Corporation 1.43% 10.74
PHI PLDT Inc. 1.43% 30.73
TLK PT Telekomunikasi Indonesia 1.43% 24.91
SHG Shinhan Financial Group Co., Ltd. 1.43% 30.32
High Dividend Equity
MMM 3M Company 1.43% 165.55
CAH Cardinal Health, Inc. 1.43% 55.44
CSCO Cisco Systems, Inc. 1.44% 45.43
C Citigroup Inc. 1.44% 64.23
CFG Citizens Financial Group, Inc. 1.42% 40.63
KO The Coca-Cola Company 1.43% 48.70
CAG Conagra Brands, Inc. 1.42% 33.86
EXC Exelon Corporation 1.42% 43.36
FITB Fifth Third Bancorp 1.43% 31.87
HPQ HP Inc. 1.43% 25.17
IBM International Business Machines Corporation 1.40% 128.39
IPG The Interpublic Group of Companies, Inc. 1.43% 24.94
SJM The J.M. Smucker Company 1.44% 114.09
KMB Kimberly-Clark Corporation 1.43% 131.29
LMT Lockheed Martin Corporation 1.40% 347.27
MRK Merck & Co., Inc. 1.44% 83.38
MET MetLife, Inc. 1.44% 51.14
PEG Public Service Enterprise Group Incorporated 1.43% 59.38
USB U.S. Bancorp 1.42% 48.40
VZ Verizon Communications Inc. 1.42% 57.38
International High Dividend
BAESY BAE Systems Plc 1.43% 27.12
BNS The Bank of Nova Scotia 1.43% 55.15
BHP BHP Group Ltd 1.42% 70.61
BTI British American Tobacco Plc 1.44% 37.88
CM Canadian Imperial Bank of Commerce 1.44% 89.29
DBSDY DBS Group Holdings Ltd. 1.44% 80.68
GSK GlaxoSmithKline Plc 1.44% 38.47
IMBBY Imperial Brands Plc 1.43% 22.26
ADRNY Koninklijke Ahold Delhaize N.V. 1.43% 29.97
MFC Manulife Financial Corporation 1.43% 19.03
MUFG Mitsubishi UFJ Financial Group, Inc. 1.43% 4.81
NTTYY Nippon Telegraph and Telephone Corporation 1.42% 26.34
ORAN Orange 1.43% 11.82
RIO Rio Tinto Plc 1.43% 80.47
STX Seagate Technology Plc 1.43% 60.51
SJR Shaw Communications Inc.  1.43% 17.66
SIEGY Siemens AG 1.42% 72.38
TRP TC Energy Corporation 1.43% 44.41
UBS UBS Group AG 1.43% 15.13
UL Unilever Plc 1.44% 59.68
SMID High Dividend
LNT Alliant Energy Corporation 1.42% 49.47
BCC Boise Cascade Company 1.43% 48.66
BG Bunge Limited 1.42% 70.66
FNB F.N.B. Corporation 1.43% 10.97
FNF Fidelity National Financial, Inc. 1.42% 39.33
FAF First American Financial Corporation 1.43% 53.00
HBI Hanesbrands Inc. 1.43% 15.72
INGR Ingredion Incorporated 1.43% 77.97
JEF Jefferies Financial Group Inc. 1.43% 26.16
LNC Lincoln National Corporation 1.42% 51.40
MDC M.D.C. Holdings, Inc. 1.44% 48.01
NTAP NetApp, Inc. 1.41% 64.66
NRG NRG Energy, Inc. 1.43% 40.82
PKG Packaging Corporation of America 1.39% 142.53
PFG Principal Financial Group, Inc. 1.44% 53.31
RCII Rent-A-Center, Inc. 1.42% 47.36
REYN Reynolds Consumer Products Inc. 1.43% 28.93
SNA Snap-on Incorporated 1.45% 168.57
SON Sonoco Products Company 1.41% 60.02
WHR Whirlpool Corporation 1.45% 194.54

*As of the close of business on 1/15/21. Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value
Portfolio Summary
Initial Date of Deposit 1/19/2021
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 1/19/2023
Historical 12-Month Distribution Rate of Trust Holdings:* 3.21%
Historical 12-Month Distribution Per Unit:* $0.3210
Cash CUSIP 30317U561
Reinvestment CUSIP 30317U579
Fee Accounts Cash CUSIP 30317U587
Fee Accounts Reinvestment CUSIP 30317U595

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the “Historical 12-Month Distribution Rate of Trust Holdings,” which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 2.25%
Creation and Development Fee:   0.50%
Maximum Sales Charge:   2.75%
Fee/Wrap Accounts
Maximum Sales Charge:   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 4/20/21.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations

An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the financials sector which involves additional risks, including limited diversification. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

An investment in a portfolio containing equity securities of foreign issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 
Fund Cusip Information
30317U561 (Cash)
30317U579 (Reinvest)
30317U587 (Cash-Fee)
30317U595 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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