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Diversified Equity Strategic Allocation Portfolio, 3rd Quarter 2020 Series
Ticker Symbol: FDTSGX

210 Holdings (As of Day of Deposit)
Ticker Company Name Initial Weight Price*
Large-Cap Growth Stocks
ADBE Adobe Incorporated 0.83% $457.68
AMT American Tower Corporation 0.83% 264.70
ABC AmerisourceBergen Corporation 0.83% 97.21
ADP Automatic Data Processing, Inc. 0.83% 148.10
AZO AutoZone, Inc. 0.85% 1,117.98
BLL Ball Corporation 0.83% 72.14
BBY Best Buy Co., Inc. 0.83% 87.18
CDNS Cadence Design Systems, Inc. 0.83% 99.60
CHD Church & Dwight Co., Inc. 0.83% 80.26
CTAS Cintas Corporation 0.83% 271.31
CLX The Clorox Company 0.84% 225.57
CSGP CoStar Group, Inc. 0.83% 730.00
COST Costco Wholesale Corporation 0.84% 316.32
DG Dollar General Corporation 0.84% 186.53
ECL Ecolab Inc. 0.82% 196.77
EW Edwards Lifesciences Corporation 0.83% 68.76
EQIX Equinix, Inc. 0.82% 720.35
FAST Fastenal Company 0.83% 43.02
HSY The Hershey Company 0.83% 128.52
ISRG Intuitive Surgical, Inc. 0.83% 580.96
JNJ Johnson & Johnson 0.83% 143.27
KMB Kimberly-Clark Corporation 0.83% 143.35
LMT Lockheed Martin Corporation 0.83% 350.23
MKTX MarketAxess Holdings Inc. 0.83% 544.42
MRK Merck & Co., Inc. 0.83% 77.92
MSFT Microsoft Corporation 0.83% 212.83
MNST Monster Beverage Corporation 0.83% 71.76
ODFL Old Dominion Freight Line, Inc. 0.83% 176.87
VEEV Veeva Systems Inc. 0.84% 252.40
VMW VMware, Inc. 0.84% 147.00
Large-Cap Value Stocks
ATVI Activision Blizzard, Inc. 0.83% 79.28
APD Air Products and Chemicals, Inc. 0.82% 269.79
ALXN Alexion Pharmaceuticals, Inc. 0.83% 108.00
ALL The Allstate Corporation 0.83% 88.22
GOOGL Alphabet Inc. 0.86% 1,503.60
ANTM Anthem, Inc. 0.83% 262.54
ADM Archer-Daniels-Midland Company 0.83% 38.68
BK The Bank of New York Mellon Corporation 0.83% 38.82
BIIB Biogen Inc. 0.83% 280.19
CVX Chevron Corporation 0.83% 86.35
CI Cigna Corporation 0.84% 180.08
CTSH Cognizant Technology Solutions Corporation 0.83% 55.70
COP ConocoPhillips 0.83% 41.04
CMI Cummins Inc. 0.83% 174.04
DHI D.R. Horton, Inc. 0.84% 58.85
DUK Duke Energy Corporation 0.83% 81.44
EA Electronic Arts Inc. 0.83% 135.61
EOG EOG Resources, Inc. 0.83% 47.44
XOM Exxon Mobil Corporation 0.83% 43.14
HRL Hormel Foods Corporation 0.84% 47.91
HUM Humana Inc. 0.85% 386.00
INTC Intel Corporation 0.83% 58.61
LEN Lennar Corporation 0.83% 65.55
NEM Newmont Corporation 0.83% 63.43
PCAR PACCAR Inc 0.83% 75.46
PGR The Progressive Corporation 0.83% 77.37
REGN Regeneron Pharmaceuticals, Inc. 0.85% 640.34
TROW T. Rowe Price Group, Inc. 0.83% 124.22
TWTR Twitter, Inc. 0.83% 35.41
WBA Walgreens Boots Alliance, Inc. 0.83% 42.29
Mid-Cap Growth Stocks
ATR AptarGroup, Inc. 0.33% 112.93
ANET Arista Networks, Inc. 0.33% 214.10
CIEN Ciena Corporation 0.33% 55.51
EHC Encompass Health Corporation 0.33% 61.44
ENPH Enphase Energy, Inc. 0.33% 54.93
ERIE Erie Indemnity Company 0.33% 191.89
EXPD Expeditors International of Washington, Inc. 0.33% 76.46
EXPO Exponent, Inc. 0.33% 78.98
GNRC Generac Holdings Inc. 0.34% 126.58
HLI Houlihan Lokey, Inc. 0.33% 56.23
LANC Lancaster Colony Corporation 0.33% 156.62
LSTR Landstar System, Inc. 0.33% 115.79
LHCG LHC Group, Inc. 0.34% 179.12
MOH Molina Healthcare, Inc. 0.33% 182.35
NATI National Instruments Corporation 0.33% 37.84
NYT The New York Times Company 0.33% 43.02
NRG NRG Energy, Inc. 0.33% 33.19
NVR NVR, Inc. 0.32% 3,331.42
OLLI Ollie’s Bargain Outlet Holdings, Inc. 0.34% 100.88
PEN Penumbra, Inc. 0.33% 193.98
POWI Power Integrations, Inc. 0.33% 120.94
PSB PS Business Parks, Inc. 0.34% 131.01
QLYS Qualys, Inc. 0.34% 107.28
QDEL Quidel Corporation 0.34% 237.48
SEIC SEI Investments Company 0.33% 55.25
TTWO Take-Two Interactive Software, Inc. 0.34% 147.82
TNDM Tandem Diabetes Care, Inc. 0.34% 103.81
TSCO Tractor Supply Company 0.34% 135.61
TNET TriNet Group, Inc. 0.34% 59.67
WSO Watsco, Inc. 0.33% 184.08
Mid-Cap Value Stocks
AGR Avangrid, Inc. 0.33% 42.97
BIO Bio-Rad Laboratories, Inc. 0.31% 467.49
BWA BorgWarner Inc. 0.33% 34.93
COG Cabot Oil & Gas Corporation 0.33% 17.55
DAR Darling Ingredients Inc. 0.33% 23.87
EWBC East West Bancorp, Inc. 0.33% 34.21
EQC Equity Commonwealth 0.33% 31.46
FNF Fidelity National Financial, Inc. 0.33% 30.46
FAF First American Financial Corporation 0.33% 47.74
FCNCA First Citizens BancShares, Inc. 0.33% 385.15
FCN FTI Consulting, Inc. 0.33% 112.53
GNTX Gentex Corporation 0.33% 25.38
LOPE Grand Canyon Education, Inc. 0.33% 87.47
HSIC Henry Schein, Inc. 0.33% 57.19
H Hyatt Hotels Corporation 0.33% 50.59
KMPR Kemper Corporation 0.33% 76.17
KNX Knight-Swift Transportation Holdings Inc. 0.34% 43.97
MRO Marathon Oil Corporation 0.33% 5.67
MHK Mohawk Industries, Inc. 0.33% 91.39
MSM MSC Industrial Direct Co., Inc. 0.33% 68.20
OSK Oshkosh Corporation 0.33% 71.00
PNW Pinnacle West Capital Corporation 0.34% 76.72
PXD Pioneer Natural Resources Company 0.33% 96.59
PHM PulteGroup, Inc. 0.33% 35.27
PWR Quanta Services, Inc. 0.33% 37.35
RS Reliance Steel & Aluminum Co. 0.33% 92.10
SNA Snap-on Incorporated 0.33% 132.84
STLD Steel Dynamics, Inc. 0.33% 24.90
SNX SYNNEX Corporation 0.34% 117.78
UHS Universal Health Services, Inc. 0.34% 90.70
Small-Cap Growth Stocks
ALRM Alarm.com Holdings, Inc. 0.17% 69.35
BMI Badger Meter, Inc. 0.17% 62.53
CENTA Central Garden & Pet Company 0.17% 33.61
CLDR Cloudera, Inc. 0.17% 12.50
CORT Corcept Therapeutics Incorporated 0.17% 16.84
DIOD Diodes Incorporated 0.16% 49.31
EHTH eHealth, Inc. 0.17% 105.18
FSS Federal Signal Corporation 0.17% 28.16
FCFS FirstCash, Inc. 0.16% 66.03
HTLD Heartland Express, Inc. 0.17% 21.16
HMSY HMS Holdings Corp. 0.17% 32.50
LGIH LGI Homes, Inc. 0.17% 102.73
MED Medifast, Inc. 0.17% 149.47
MEDP Medpace Holdings, Inc. 0.17% 98.62
MUSA Murphy USA Inc. 0.17% 111.86
FIZZ National Beverage Corp. 0.17% 68.11
NUS Nu Skin Enterprises, Inc. 0.16% 44.42
OMCL Omnicell, Inc. 0.17% 65.12
PINC Premier, Inc. 0.17% 31.94
SAIA Saia, Inc. 0.16% 122.29
SFM Sprouts Farmers Market, Inc. 0.17% 24.88
SPSC SPS Commerce, Inc. 0.17% 75.55
STAA STAAR Surgical Company 0.17% 58.61
SCL Stepan Company 0.17% 94.01
STRA Strategic Education, Inc. 0.16% 156.85
UFPI UFP Industries Inc. 0.17% 48.74
UNF UniFirst Corporation 0.16% 170.82
USNA USANA Health Sciences, Inc. 0.17% 82.64
VIRT Virtu Financial, Inc. 0.17% 25.26
WERN Werner Enterprises, Inc. 0.17% 44.70
Small-Cap Value Stocks
ATGE Adtalem Global Education Inc. 0.17% 31.72
ATI Allegheny Technologies Incorporated 0.17% 9.61
ALE ALLETE, Inc. 0.17% 56.27
AEL American Equity Investment Life Holding Company 0.17% 23.18
AMKR Amkor Technology, Inc. 0.17% 12.33
BIG Big Lots, Inc. 0.17% 41.76
BMCH BMC Stock Holdings, Inc. 0.17% 24.82
CNX CNX Resources Corporation 0.17% 8.79
CMC Commercial Metals Company 0.17% 19.47
EME EMCOR Group, Inc. 0.17% 61.26
FFBC First Financial Bancorp. 0.17% 12.79
GHC Graham Holdings Company 0.16% 344.88
HTH Hilltop Holdings Inc. 0.17% 17.41
HUBG Hub Group, Inc. 0.17% 50.53
KN Knowles Corporation 0.17% 14.99
KFY Korn Ferry 0.17% 27.47
LAUR Laureate Education, Inc 0.17% 9.57
MDC M.D.C. Holdings, Inc. 0.16% 38.46
MTZ MasTec, Inc. 0.17% 39.67
MUR Murphy Oil Corporation 0.17% 13.22
OVV Ovintiv Inc. 0.17% 9.67
PFSI PennyMac Financial Services, Inc. 0.16% 40.27
RDN Radian Group Inc. 0.17% 14.06
RUSHA Rush Enterprises, Inc. 0.17% 41.37
SFNC Simmons First National Corporation 0.17% 15.62
SMCI Super Micro Computer, Inc. 0.17% 28.21
TDS Telephone and Data Systems, Inc. 0.17% 19.93
TPH TRI Pointe Group, Inc. 0.17% 15.48
USM United States Cellular Corporation 0.17% 30.76
WMK Weis Markets, Inc. 0.16% 48.08
International Stocks
ACN Accenture Plc 0.67% 218.89
ASML ASML Holding N.V. 0.67% 391.93
ATLKY Atlas Copco AB 0.67% 43.96
GOLD Barrick Gold Corporation 0.67% 27.72
BHP BHP Group Ltd 0.67% 51.11
DSNKY Daiichi Sankyo Company, Limited 0.67% 79.78
DKILY Daikin Industries, Ltd. 0.67% 17.13
DASTY Dassault Systemes S.E. 0.67% 176.89
IBDRY Iberdrola S.A. 0.66% 48.75
IDEXY Industria de Diseno Textil, S.A. 0.67% 13.26
KDDIY KDDI Corporation 0.67% 15.10
PHG Koninklijke Philips N.V. (NY Shares) 0.66% 48.11
LRLCY L’Oreal S.A. 0.67% 64.79
LZAGY Lonza Group AG 0.67% 56.53
LVMUY LVMH Moet Hennessy Louis Vuitton SE 0.66% 91.49
NTDOY Nintendo Co., Ltd. 0.67% 58.32
NTTYY Nippon Telegraph and Telephone Corporation 0.67% 23.12
NVO Novo Nordisk A/S 0.67% 65.88
DCMYY NTT DOCOMO, Inc. 0.67% 27.16
RIO Rio Tinto Plc 0.67% 58.30
RHHBY Roche Holding AG 0.67% 44.12
RDS/A Royal Dutch Shell Plc 0.67% 32.75
SBGSY Schneider Electric SE 0.67% 22.31
SHECY Shin-Etsu Chemical Co., Ltd. 0.67% 28.78
SNE Sony Corporation 0.66% 69.79
TOELY Tokyo Electron Limited 0.66% 69.63
TM Toyota Motor Corporation 0.67% 125.41
VCISY Vinci S.A. 0.67% 23.16
VWAGY Volkswagen AG 0.67% 16.35
ZURVY Zurich Insurance Group AG 0.67% 36.23

* As of the close of business on 7/8/20. Market values are for reference only and are not indicative of your individual cost basis. Holdings were selected by applying the strategy two business days prior to the Initial Offering Date.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value
Portfolio Summary
Initial Offering Date 7/9/2020
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 10/15/2021
Historical 12-Month Distribution Rate of Trust Holdings:* 1.29%
Historical 12-month Distribution Per Unit:* $0.1287
Cash CUSIP 30314P102
Reinvestment CUSIP 30314P110
Fee Accounts Cash CUSIP 30314P128
Fee Accounts Cash CUSIP 30314P136

*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution or distribution rate. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the “Historical 12-Month Distribution Rate of Trust Holdings,” which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

Sales Charges & Expenses (based on a $10 public offering price)
Standard Accounts Sales Charges
Transactional Sales Charges: Initial: 0.00%
  Deferred: 1.35%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   1.85%
Fee/Wrap Accounts
Maximum Sales Charge:   0.50%

The deferred sales charge will be deducted in three monthly installments commencing 10/20/20.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $0.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objectives, risks, and charges and expenses carefully before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations

An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Certain of the securities in the portfolio are issued by Real Estate Investment Trusts (REITs). Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

An investment in foreign securities should be made with an understanding of the additional risks involved with foreign issuers, such as currency and interest rate fluctuations, nationalization or other adverse political or economic developments, lack of liquidity of certain foreign markets, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Large capitalization companies may grow at a slower rate than the overall market.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The recent outbreak of a respiratory disease designated as COVID-19 was first detected in China in December 2019. The global economic impact of the COVID-19 outbreak is impossible to predict but is expected to disrupt manufacturing, supply chains and sales in affected areas and negatively impact global economic growth prospects. The COVID-19 outbreak has also caused significant volatility and declines in global financial markets, which have caused losses for investors. The impact of the COVID-19 outbreak may be short term or may last for an extended period of time, and in either case could result in a substantial economic downturn or recession.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available.There may be tax consequences unless units are purchased in an IRA or other qualified plan.

 
Fund Cusip Information
30314P102 (Cash)
30314P110 (Reinvest)
30314P128 (Cash-Fee)
30314P136 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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