Sabrient Dividend Portfolio, Series 30
Ticker Symbol: FJHYJX
|45 Holdings (As of Day of Deposit)
|Common Stocks (97.78%)
||Alaska Air Group, Inc.
||Algonquin Power & Utilities Corp.
||Altria Group, Inc.
||Arbor Realty Trust, Inc.
||Bristol-Myers Squibb Company
||Canadian Imperial Bank of Commerce
||Canadian Natural Resources Limited
||CF Industries Holdings, Inc.
||The Chemours Company
||Cinemark Holdings, Inc.
||Federal Agricultural Mortgage Corporation
||Gilead Sciences, Inc.
||International Business Machines Corporation
||Investors Bancorp, Inc.
||KKR Real Estate Finance Trust Inc.
||Legg Mason, Inc.
||Leggett & Platt, Incorporated
||M.D.C. Holdings, Inc.
||Manulife Financial Corporation
||Marathon Petroleum Corporation
||MFA Financial, Inc.
||Mobile Mini, Inc.
||Myers Industries, Inc.
||New York Mortgage Trust, Inc.
||Principal Financial Group, Inc.
||Public Service Enterprise Group Incorporated
||Seagate Technology Plc
||Suncor Energy Inc.
||Valero Energy Corporation
||Verizon Communications Inc.
|Closed-End Fund (2.22%)
||Hercules Capital, Inc.
* As of the close of business on 1/2/20.
Market values are for reference only and are not indicative of your individual
|Not FDIC Insured Not Bank Guaranteed May Lose Value
|Initial Date of Deposit
|Initial Public Offering Price
||$10.00 per Unit
|Portfolio Ending Date
|Historical 12-Month Distribution Rate of Trust Holdings:*
|Historical 12-Month Distribution Per Unit:*
|Fee Accounts Cash CUSIP
|Fee Accounts Reinvestment CUSIP
*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions
in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of
the securities included in the trust are for illustrative purposes only and are not indicative of the trust’s
distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted
average of the trailing 12-month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust’s
offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees
and expenses, which will be incurred when investing in a trust. Distributions may include realized short
term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have
reduced their dividends or distributions over the prior 12 months. The distribution per unit and rate paid by
the trust may be higher or lower than the amount shown above due to certain factors that may include, but
are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the
sale of securities in the portfolio.
|Sales Charges (based on a $10
public offering price)
|Transactional Sales Charges:
|Creation & Development Fee:
|Maximum Sales Charge:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing
When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If
the price exceeds $10.00 per unit, you will pay an initial sales charge.
The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.50%.
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
You should consider the portfolio's investment objective, risks, and
charges and expenses carefully before investing. Contact your financial advisor
or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
investment in this unmanaged unit
investment trust should be made with
an understanding of the risks involved
with owning common stocks, such as an
economic recession and the possible
deterioration of either the financial
condition of the issuers of the equity
securities or the general condition of the
One of the securities in the trust is a closed-end fund which has elected to be treated as a business development
company (BDC). Closed-end funds and BDCs are subject to various risks, including management’s ability to
meet the fund’s investment objective, and to manage the fund’s portfolio when the underlying securities are
redeemed or sold, during periods of market turmoil and as investors’ perceptions regarding the funds or their
underlying investments change. Closed-end funds and BDCs may trade at a discount from their net asset
value in the secondary market. Closed-end funds and BDCs may employ the use of leverage which increases
the volatility of such funds.
You should be aware that the portfolio is
concentrated in stocks in the financials
sector which involves additional risks,
including limited diversification. The
companies engaged in the financials
sector are subject to the adverse effects
of volatile interest rates, economic
recession, decreases in the availability of
capital, increased competition from new
entrants in the field, and potential
An investment in foreign securities
should be made with an understanding
of the additional risks involved with
foreign issuers, such as currency and
interest rate fluctuations, nationalization
or other adverse political or economic
developments, lack of liquidity of certain
foreign markets, withholding, the lack of
adequate financial information, and
exchange control restrictions impacting
Certain of the securities in the portfolio are
issued by Real Estate Investment Trusts (REITs). Companies involved in the real estate industry are
subject to changes in the real estate market, vacancy rates and competition, volatile interest
rates and economic recession.
An investment in a portfolio containing
small-cap and mid-cap companies is
subject to additional risks, as the share
prices of small-cap companies and
certain mid-cap companies are often
more volatile than those of larger
companies due to several factors,
including limited trading volumes,
products, financial resources,
management inexperience and less
publicly available information.
The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.
As the use of Internet technology has become more prevalent in the course of business, the trust
has become more susceptible to potential operational risks through breaches in cybersecurity.
This UIT is a buy and hold strategy and investors should consider their ability to hold the trust
until maturity. There may be tax consequences unless units are purchased in an IRA or other
It is important to note that an investment can be made in the underlying fund directly rather than through
the trust. The direct investment can be made without paying the trust’s sales charge, operating expenses and
For a discussion of additional risks of investing in the trust, see the “Risk Factors” section of the prospectus.