Global Target 15 Portfolio, 1st Quarter 2020 Series
Ticker Symbol: FKKZUX
|15 Holdings (As of Day of Deposit)
|DJIA Index Companies (33.32%):
||Cisco Systems, Inc.
||The Coca-Cola Company
||Walgreens Boots Alliance, Inc.
|FT Index Companies (33.34%):
||BT Group Plc
||Legal & General Group Plc
||Lloyds Banking Group Plc
||Man Group Plc
|Hang Seng Index Companies (33.34%):
||Bank of China Ltd.
||Bank of Communications Co., Ltd.
||China Construction Bank Corporation
||China Petroleum & Chemical Corporation (Sinopec)
||Sino Land Company Limited
*As of the close of business on 1/8/20. Market values are for reference only and are not indicative of your
individual cost basis. Holdings were selected by applying each strategy as described in the prospectus.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
|Initial Offering Date
|Initial Public Offering Price
||$10.00 per Unit
|Portfolio Ending Date
|Historical 12-Month Distribution Rate of Trust Holdings:*
|Historical 12-Month Distribution Per Unit:*
|Fee Accounts Cash CUSIP
|Fee Accounts Reinvestment CUSIP
*There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions
in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the
securities included in the trust are for illustrative purposes only and are not indicative of the trust’s distribution
or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the
trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month
distribution rate is calculated by dividing the historical 12-month distributions by the trust’s offering price.
The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses,
which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or
distributions over the prior 12 months. The distribution per unit and rate paid by the trust may be higher
or lower than the amount shown above due to certain factors that may include, but are not limited to, a
change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in
|Sales Charges (based on a $10 public offering
|Transactional Sales Charges:
|Creation & Development Fee:
|Maximum Sales Charge:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing
When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If
the price exceeds $10.00 per unit, you will pay an initial sales charge.
The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering
period. If the price you pay exceeds $10.00 per unit, the creation and development fee will be less than
0.50%; if the price you pay is less than $10.00 per unit, the creation and development fee will exceed 0.50%.
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
You should consider the portfolio's investment objective, risks, and
charges and expenses carefully before investing. Contact your financial advisor
or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
An investment in this unmanaged
unit investment trust should be made with an understanding
of the risks involved with owning common stocks, such as an
economic recession and the possible deterioration of either the
financial condition of the issuers of the equity securities or the
general condition of the stock market.
You should be aware that the portfolio is concentrated in stocks in the financials sector which involves additional risks, including limited diversification. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.
An investment in a portfolio containing equity securities of
foreign issuers is subject to additional risks, including currency
fluctuations, political risks, withholding, the lack of adequate
financial information, and exchange control restrictions
impacting foreign issuers. Risks associated with investing in
foreign securities may be more pronounced in emerging
markets where the securities markets are substantially smaller,
less liquid, less regulated and more volatile than the U.S. and
developed foreign markets.
An investment in a portfolio containing small-cap and mid-cap companies is subject to additional
risks, as the share prices of small-cap companies and certain mid-cap companies are often more
volatile than those of larger companies due to several factors, including limited trading volumes,
products, financial resources, management inexperience and less publicly available information.
Because the portfolio is concentrated in securities issued by
companies headquartered in China and the United Kingdom, the
portfolio may present more risks than a portfolio which is broadly
diversified over several regions.
The value of the securities held by the trust may be subject to steep declines
or increased volatility due to changes in performance or perception of the issuers.
As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.