Banking Opportunity Portfolio, Series 35
Ticker Symbol: FBDBLX
|30 Holdings (As of Day of Deposit)
||Bank of America Corporation
||Capital One Financial Corporation
||Citizens Financial Group, Inc.
||East West Bancorp, Inc.
||Fifth Third Bancorp
||First Horizon National Corporation
||First Interstate BancSystem, Inc.
||Home BancShares, Inc.
||Huntington Bancshares Incorporated
||JPMorgan Chase & Co.
||M&T Bank Corporation
||Pinnacle Financial Partners, Inc.
||The PNC Financial Services Group, Inc.
||Regions Financial Corporation
||Sandy Spring Bancorp, Inc.
||Simmons First National Corporation
||SVB Financial Group
||TCF Financial Corporation
||Western Alliance Bancorporation
||Wintrust Financial Corporation
* As of the close of business on 8/20/19.
Market values are for reference only and are not indicative of your individual
|Not FDIC Insured Not Bank Guaranteed May Lose Value
|Initial Date of Deposit
|Initial Public Offering Price
||$10.00 per Unit
| Portfolio Ending Date
|Historical 12-Month Distribution Rate of Trust Holdings:*
|Historical 12-Month Distribution Per Unit:*
|Fee Accounts Cash CUSIP
|Fee Accounts Reinvestment CUSIP
*There is no guarantee the issuers of the securities included in the trust will declare dividends or
distributions in the future. The historical 12-month distribution per unit and historical 12-month
distribution rate of the securities included in the trust are for illustrative purposes only and are
not indicative of the trust’s distribution or distribution rate. The historical 12-month distribution
per unit is based on the weighted average of the trailing twelve month distributions paid by the
securities included in the portfolio. The historical 12-month distribution rate is calculated by
dividing the historical 12-month distributions by the trust’s offering price. The historical 12-
month distribution and rate are reduced to account for the effects of fees and expenses, which
will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends
or distributions over the prior twelve months. The distribution per unit and rate paid by the trust
may be higher or lower than the amount shown above due to certain factors that may include,
but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses
incurred, or the sale of securities in the portfolio.
|Sales Charges (based on a $10 public offering
|Transactional sales charges:
|Creation and Development Fee:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing 12/20/19.
When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If
the price exceeds $10.00 per unit, you will pay an initial sales charge.
|Maximum Sales Charge:
The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.050 per unit collected at
the end of the initial offering period. If the price you pay exceeds $10.00 per
unit, the creation and development fee will be less than 0.50%; if the price
you pay is less than $10.00 per unit, the creation and development fee will exceed
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
You should consider the portfolio's investment objectives, risks, and
charges and expenses carefully before investing. Contact your financial advisor
or call First Trust Portfolios L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
An investment in this unmanaged unit investment trust should
be made with an understanding of the risks involved with owning common stocks, such as an
economic recession and the possible deterioration of either the financial condition of the issuers
of the equity securities or the general condition of the stock market.
You should be aware that the portfolio is concentrated in stocks in the financials sector which
involves additional risks, including limited diversification. The companies engaged in the
financials sector are subject to the adverse effects of volatile interest rates, economic recession,
decreases in the availability of capital, increased competition from new entrants in the field, and
potential increased regulation.
The value of the securities held by the trust may be subject to steep declines or increased
volatility due to changes in performance or perception of the issuers.
An investment in a portfolio containing small-cap and mid-cap companies is subject to
additional risks, as the share prices of small-cap companies and certain mid-cap companies are
often more volatile than those of larger companies due to several factors, including limited
trading volumes, products, financial resources, management inexperience and less publicly
As the use of Internet technology has become more prevalent in the course of business, the trust
has become more susceptible to potential operational risks through breaches in cyber security.
Although this portfolio terminates in approximately 15 months, the strategy is long-term.
Investors should consider their ability to pursue investing in successive portfolios, if available.
There may be tax consequences unless units are purchased in an IRA or other qualified plan.