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Financials Opportunity Portfolio, Series 5
Ticker Symbol: FQVPNX

Holdings
Ticker Company Name Initial
Weight
Price*
Banks (36.76%)
BAC Bank of America Corporation 3.34% $28.65
BBT BB&T Corporation 3.33% 49.60
C Citigroup Inc. 3.35% 62.06
CFG Citizens Financial Group, Inc. 3.34% 34.76
CMA Comerica Incorporated 3.36% 83.47
DBSDY DBS Group Holdings Ltd. 3.35% 73.64
JPM JPMorgan Chase & Co. 3.33% 103.01
KEY KeyCorp 3.34% 16.77
PNC The PNC Financial Services Group, Inc. 3.34% 126.70
TD The Toronto-Dominion Bank 3.35% 55.83
WAL Western Alliance Bancorporation 3.33% 43.99
Diversified Financials (46.61%)
AXP American Express Company 3.34% 107.98
BLK BlackRock, Inc. 3.33% 421.31
COF Capital One Financial Corporation 3.32% 81.37
DFS Discover Financial Services 3.32% 69.88
EVR Evercore Inc. 3.31% 88.09
GS The Goldman Sachs Group, Inc. 3.34% 195.24
ICE Intercontinental Exchange, Inc. 3.34% 72.50
MS Morgan Stanley 3.32% 41.36
RJF Raymond James Financial, Inc. 3.34% 80.35
SPGI S&P Global Inc. 3.36% 196.33
SF Stifel Financial Corp. 3.33% 53.22
SYF Synchrony Financial 3.32% 31.54
TROW T. Rowe Price Group, Inc. 3.32% 96.84
AMTD TD Ameritrade Holding Corporation 3.32% 54.25
Insurance (9.97%)
ALL The Allstate Corporation 3.32% 93.30
LNC Lincoln National Corporation 3.33% 60.17
PRU Prudential Financial, Inc. 3.32% 93.30
Software & Services (6.66%)
MA Mastercard Incorporated 3.36% 221.87
V Visa Inc. 3.30% 147.35

* As of the close of business on 3/8/19.
Market values are for reference only and are not indicative of your individual cost basis.


Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 3/11/2019
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 6/11/2020
Cash CUSIP 30297W801
Reinvestment CUSIP 30297W819
Fee Account Cash CUSIP 30297W827
Fee Account Reinvestment CUSIP 30297W835

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional Sales Charges: Initial: 0.00%
  Deferred: 1.35%
Creation & Development Fee:   0.50%
Maximum Sales Charge:   1.85%

The deferred sales charge will be deducted in three monthly installments commencing 6/20/19.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

Fee/Wrap Accounts
Maximum Sales Charge: 0.50%

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should consider the portfolio's investment objective, risks, and charges and expenses carefully before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations:
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

You should be aware that the portfolio is concentrated in stocks in the financials sector which involves additional risks, including limited diversification. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Although this portfolio terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

An investment in a portfolio containing equity securities of foreign issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

 
Fund Cusip Information
30297W801 (Cash)
30297W819 (Reinvest)
30297W827 (Cash-Fee)
30297W835 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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