Technology Opportunity, Series 3
Ticker Symbol: FEDJNX
||Adobe Systems Incorporated
||Arista Networks, Inc.
||Cisco Systems, Inc.
|Data Processing & Outsourced Services
||PayPal Holdings, Inc.
|Electronic Manufacturing Services
||IPG Photonics Corporation
||TE Connectivity Ltd.
|Home Entertainment Software
||Activision Blizzard, Inc.
|IT Consulting & Other Services
||Cognizant Technology Solutions Corporation
|Internet Software & Services
||Alibaba Group Holding Limited
||Tencent Holdings Limited
||Applied Materials, Inc.
||Lam Research Corporation
||Microchip Technology Incorporated
||Skyworks Solutions, Inc.
||Taiwan Semiconductor Manufacturing Company Ltd.
|Technology Hardware Storage & Peripherals
* As of the close of business on 1/18/18.
Market values are for reference only and are not indicative of your individual
|Not FDIC Insured Not Bank Guaranteed May Lose Value
|Initial Date of Deposit
|Initial Public Offering Price
||$10.00 per Unit
|Portfolio Ending Date
|Fee Account Cash CUSIP
|Fee Account Reinvestment CUSIP
|Sales Charges (based on a $10 public offering
|Transactional Sales Charges:
|Creation & Development Fee:
|Maximum Sales Charge:
The deferred sales charge will be deducted in three monthly installments commencing
When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If
the price exceeds $10.00 per unit, you will pay an initial sales charge.
|Maximum Sales Charge:
The maximum sales charge for investors in fee accounts consists of the creation and development fee.
Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges
apply to units purchased as an ineligible asset.
The creation and development fee is a charge of $.050 per unit collected at
the end of the initial offering period. If the price you pay exceeds $10 per
unit, the creation and development fee will be less than 0.50%; if the price
you pay is less than $10 per unit, the creation and development fee will exceed
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.
You should consider the portfolio's investment objectives, risks, and
charges and expenses carefully before investing. Contact your financial advisor
or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus,
which contains this and other information about the portfolio. Read it carefully
before you invest.
An investment in this unmanaged unit investment trust should be made with an
understanding of the risks involved with owning common stocks, such as an economic
recession and the possible deterioration of either the financial condition of
the issuers of the equity securities or the general condition of the stock market.
You should be aware that the portfolio is concentrated in stocks in
the information technology sector which involves additional risks,
including limited diversification. The companies engaged in the
information technology sector are subject to fierce competition,
high research and development costs, and their products and
services may be subject to rapid obsolescence. Technology
company stocks, especially those which are Internet-related, may
experience extreme price and volume fluctuations that are often
unrelated to their operating performance. There is no assurance
that the projections stated herein will be realized.
An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and
certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products,
financial resources, management inexperience and less publicly available information.
An investment in a portfolio containing equity securities of foreign issuers is subject to additional risks, including currency fluctuations, political risks,
withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers. Risks associated with investing in
foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and
more volatile than the U.S. and developed foreign markets.
Although this portfolio terminates in approximately 15 months,
the strategy is long-term. Investors should consider their ability to
pursue investing in successive portfolios, if available. There may be
tax consequences unless units are purchased in an IRA or other
The value of the securities held by the trust may be subject to steep declines
or increased volatility due to changes in performance or perception of the issuers.