Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       


Low Volatility Portfolio, Series 10
Ticker Symbol: FLKVRX

Ticker Company Name Initial
MMM 3M Company 2% $235.45
ACN Accenture Plc 2% 152.99
AFL Aflac Incorporated 2% 87.64
APD Air Products and Chemicals, Inc. 2% 163.00
ALL The Allstate Corporation 2% 104.34
AEE Ameren Corporation 2% 58.30
AEP American Electric Power Company, Inc. 2% 72.99
APH Amphenol Corporation 2% 87.79
AJG Arthur J. Gallagher & Co. 2% 62.91
AVB AvalonBay Communities, Inc. 2% 178.99
BAX Baxter International Inc. 2% 65.02
BRK/B Berkshire Hathaway Inc. 2% 197.57
CVX Chevron Corporation 2% 125.98
CB Chubb Limited 2% 145.31
ED Consolidated Edison, Inc. 2% 84.20
DHR Danaher Corporation 2% 93.32
DTE DTE Energy Company 2% 108.13
DUK Duke Energy Corporation 2% 83.60
ECL Ecolab Inc. 2% 133.70
ES Eversource Energy 2% 61.96
XOM Exxon Mobil Corporation 2% 83.98
GD General Dynamics Corporation 2% 201.97
HON Honeywell International Inc. 2% 153.76
ITW Illinois Tool Works Inc. 2% 167.10
JNJ Johnson & Johnson 2% 140.09
KMB Kimberly-Clark Corporation 2% 121.31
LH Laboratory Corporation of America Holdings 2% 161.04
L Loews Corporation 2% 49.92
MMC Marsh & McLennan Companies, Inc. 2% 80.74
MCD McDonald’s Corporation 2% 171.29
NEE NextEra Energy, Inc. 2% 154.00
NI NiSource Inc. 2% 25.06
NOC Northrop Grumman Corporation 2% 303.84
PFE Pfizer Inc. 2% 36.21
PNW Pinnacle West Capital Corporation 2% 84.29
PPL PPL Corporation 2% 30.76
PX Praxair, Inc. 2% 152.61
PG The Procter & Gamble Company 2% 92.48
RTN Raytheon Company 2% 187.46
RSG Republic Services, Inc. 2% 66.77
SRE Sempra Energy 2% 107.94
SWK Stanley Black & Decker, Inc. 2% 167.81
TEL TE Connectivity Ltd. 2% 95.26
TMK Torchmark Corporation 2% 90.63
TRV The Travelers Companies, Inc. 2% 134.78
USB U.S. Bancorp 2% 54.01
UTX United Technologies Corporation 2% 127.14
WM Waste Management, Inc. 2% 85.88
WLTW Willis Towers Watson Plc 2% 151.87
XEL Xcel Energy Inc. 2% 47.83

* As of the close of business on 12/26/17.
Market values are for reference only and are not indicative of your individual cost basis.

Not FDIC Insured • Not Bank Guaranteed • May Lose Value

Portfolio Summary
Initial Date of Deposit 12/27/2017
Initial Public Offering Price $10.00 per Unit
Portfolio Ending Date 3/27/2019
Estimated Net First Year Distribution per Unit* $0.1937
Cash CUSIP 30306F229
Reinvestment CUSIP 30306F237
Fee Accounts Cash CUSIP 30306F245
Fee Accounts Reinvestment CUSIP 30306F252

*The estimate is based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare dividends in the future or that, if declared, they will remain at current levels or increase over time.

Sales Charges (based on a $10 public offering price)
Standard Accounts
Transactional sales charges: Initial: 0.00%
  Deferred: 1.35%
Creation and Development Fee:   0.50%
Maximum Sales Charge:   1.85%

The deferred sales charge will be deducted in three monthly installments commencing 4/20/18.

When the public offering price is less than or equal to $10.00 per unit, there will be no initial sales charge. If the price exceeds $10.00 per unit, you will pay an initial sales charge.

Fee/Wrap Accounts
Maximum Sales Charge: 0.50%

The maximum sales charge for investors in fee accounts consists of the creation and development fee. Investors in fee accounts are not assessed any transactional sales charges. Standard accounts sales charges apply to units purchased as an ineligible asset.

The creation and development fee is a charge of $.050 per unit collected at the end of the initial offering period. If the price you pay exceeds $10 per unit, the creation and development fee will be less than 0.50%; if the price you pay is less than $10 per unit, the creation and development fee will exceed 0.50%.

In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

You should carefully consider the portfolio's investment objective, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the portfolio. Read it carefully before you invest.

Risk Considerations:
An investment in this unmanaged unit investment trust should be made with an understanding of the risks involved with owning common stocks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

An investment in a portfolio containing equity securities of foreign issuers is subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

One of the securities in the portfolio is issued by a Real Estate Investment Trust (REIT). Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Although this portfolio terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Fund Cusip Information
30306F229 (Cash)
30306F237 (Reinvest)
30306F245 (Cash-Fee)
30306F252 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2018 All rights reserved.