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Target Triad, 3rd Qtr 2020  Ticker: FONUPX
 
Description
A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The stocks in the portfolio are selected by applying a disciplined investment strategy which adheres to pre-determined factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: TR3Q20
Portfolio Status: Secondary
Initial Offer Date: 07/10/2020
Secondary Date: 10/12/2020
Portfolio Ending Date: 10/08/2021
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $13.8879
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 07/23/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate  Per Unit (as of 7/23/2021)
----- $0.18220
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 9.20%
Consumer Discretionary  Consumer Discretionary 9.51%
Consumer Staples  Consumer Staples 8.52%
Energy  Energy 6.08%
Financials  Financials 10.43%
Health Care  Health Care 14.89%
Industrials  Industrials 5.71%
Information Technology  Information Technology 19.24%
Materials  Materials 11.86%
Real Estate  Real Estate 0.00%
Utilities  Utilities 4.42%
Other  Other 0.14%
 
  Large Mid Small  
Growth  25.70% 20.46% 2.12%  
Value  18.27% 14.64% 18.67%  

 Style Weighting
Large-Cap Growth 25.70%
Large-Cap Value 18.27%
Mid-Cap Growth 20.46%
Mid-Cap Value 14.64%
Small-Cap Growth 2.12%
Small-Cap Value 18.67%
Undetermined 0.14%
 Composition
U.S. Stocks 79.24%   Other 0.14%
Non-U.S. Stocks 20.62%      
The style and sector characteristics of the portfolio are determined as of 07/23/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $47,003.51
Price/Earnings 20.42
Price/Book 2.30
As of 7/22/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Enphase Energy, Inc. ENPH Information Technology  Information Technology Mid-Cap Growth 4.58%
 Dillard's, Inc. (Class A) DDS Consumer Discretionary  Consumer Discretionary Small-Cap Value 3.95%
 Align Technology, Inc. ALGN Health Care  Health Care Large-Cap Growth 3.21%
 Square, Inc. (Class A) SQ Information Technology  Information Technology Large-Cap Growth 2.80%
 Logitech International S.A. LOGI Information Technology  Information Technology Mid-Cap Growth 2.55%
 Horizon Therapeutics Plc HZNP Health Care  Health Care Mid-Cap Growth 2.42%
 NRG Energy, Inc. NRG Utilities  Utilities Mid-Cap Growth 2.39%
 Trex Company, Inc. TREX Industrials  Industrials Mid-Cap Growth 2.22%
 The Sherwin-Williams Company SHW Materials  Materials Large-Cap Growth 2.16%
 Lowe's Companies, Inc. LOW Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.08%
 Cadence Design Systems, Inc. CDNS Information Technology  Information Technology Large-Cap Growth 2.06%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 2.06%
 Eli Lilly and Company LLY Health Care  Health Care Large-Cap Growth 2.03%
 ServiceNow, Inc. NOW Information Technology  Information Technology Large-Cap Growth 1.92%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 1.89%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 1.89%
 Moody's Corporation MCO Financials  Financials Large-Cap Growth 1.83%
 Canadian Natural Resources Limited CNQ Energy  Energy Large-Cap Value 1.58%
 DexCom, Inc. DXCM Health Care  Health Care Large-Cap Growth 1.51%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 1.50%
 Ovintiv Inc. OVV Energy  Energy Mid-Cap Value 1.50%
 Zynga Inc. ZNGA Communication Services  Communication Services Mid-Cap Value 1.44%
 Cable One, Inc. CABO Communication Services  Communication Services Mid-Cap Growth 1.44%
 Netflix, Inc. NFLX Communication Services  Communication Services Large-Cap Growth 1.43%
 FactSet Research Systems Inc. FDS Financials  Financials Mid-Cap Growth 1.39%
 General Mills, Inc. GIS Consumer Staples  Consumer Staples Large-Cap Value 1.33%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 1.33%
 Trinseo S.A. TSE Materials  Materials Small-Cap Growth 1.31%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 1.25%
 Beyond Meat, Inc. BYND Consumer Staples  Consumer Staples Mid-Cap Growth 1.24%
 The Clorox Company CLX Consumer Staples  Consumer Staples Mid-Cap Growth 1.16%
 Kinross Gold Corporation KGC Materials  Materials Mid-Cap Value 1.14%
 Neurocrine Biosciences, Inc. NBIX Health Care  Health Care Mid-Cap Growth 1.07%
 The Andersons, Inc. ANDE Consumer Staples  Consumer Staples Small-Cap Value 1.06%
 Fifth Third Bancorp FITB Financials  Financials Mid-Cap Value 1.05%
 Barrick Gold Corporation GOLD Materials  Materials Large-Cap Value 1.05%
 Comerica Incorporated CMA Financials  Financials Mid-Cap Value 1.01%
 Ryder System, Inc. R Industrials  Industrials Small-Cap Value 1.00%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.99%
 The Greenbrier Companies, Inc. GBX Industrials  Industrials Small-Cap Value 0.99%
 Magna International Inc. (Class A) MGA Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.96%
 ViacomCBS Inc. VIAC Communication Services  Communication Services Mid-Cap Value 0.94%
 B2Gold Corp. BTG Materials  Materials Small-Cap Value 0.93%
 Carpenter Technology Corporation CRS Materials  Materials Small-Cap Value 0.90%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 0.89%
 Unum Group UNM Financials  Financials Small-Cap Value 0.88%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 0.85%
 GATX Corporation GATX Industrials  Industrials Small-Cap Value 0.82%
 Sinclair Broadcast Group, Inc. SBGI Communication Services  Communication Services Small-Cap Growth 0.81%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 0.81%
 UGI Corporation UGI Utilities  Utilities Mid-Cap Value 0.79%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.77%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.77%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.77%
 Kronos Worldwide, Inc. KRO Materials  Materials Small-Cap Value 0.73%
 Trinity Industries, Inc. TRN Industrials  Industrials Small-Cap Value 0.68%
 Exelon Corporation EXC Utilities  Utilities Large-Cap Value 0.66%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 0.65%
 National HealthCare Corporation NHC Health Care  Health Care Small-Cap Value 0.65%
 Universal Corporation UVV Consumer Staples  Consumer Staples Small-Cap Value 0.64%
 Hollysys Automation Technologies Ltd. HOLI Information Technology  Information Technology Small-Cap Value 0.62%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.61%
 B&G Foods, Inc. BGS Consumer Staples  Consumer Staples Small-Cap Value 0.61%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 0.59%
 PPL Corporation PPL Utilities  Utilities Mid-Cap Value 0.58%
 POSCO (ADR) PKX Materials  Materials Mid-Cap Value 0.54%
 HollyFrontier Corporation HFC Energy  Energy Small-Cap Value 0.54%
 Delek US Holdings, Inc. DK Energy  Energy Small-Cap Value 0.53%
 Nutrien Ltd. NTR Materials  Materials Large-Cap Value 0.52%
 Banco Bilbao Vizcaya Argentaria, S.A. (ADR) BBVA Financials  Financials Large-Cap Value 0.50%
 Natwest Group PLC NWG Financials  Financials Large-Cap Value 0.50%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 0.49%
 ING Groep N.V. (ADR) ING Financials  Financials Large-Cap Value 0.49%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Value 0.49%
 Barclays Plc (ADR) BCS Financials  Financials Large-Cap Value 0.45%
 Banco Santander S.A. (ADR) SAN Financials  Financials Large-Cap Value 0.43%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.41%
 Manulife Financial Corporation MFC Financials  Financials Large-Cap Value 0.40%
 UBS Group AG UBS Financials  Financials Large-Cap Value 0.38%
 Suncor Energy Inc. SU Energy  Energy Large-Cap Value 0.36%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.35%
 Canon Inc. (ADR) CAJ Information Technology  Information Technology Large-Cap Value 0.35%
 Petroleo Brasileiro S.A. - Petrobras (ADR) PBR Energy  Energy Large-Cap Value 0.34%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.32%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.32%
 TotalEnergies SE (ADR) TTE Energy  Energy Large-Cap Value 0.31%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 0.28%
 Telefonica, S.A. (ADR) TEF Communication Services  Communication Services Mid-Cap Value 0.27%
 Orange (ADR) ORAN Communication Services  Communication Services Large-Cap Value 0.27%
 Credit Suisse Group AG (ADR) CS Financials  Financials Mid-Cap Value 0.27%
 Viatris Inc. VTRS Health Care  Health Care Mid-Cap Value 0.03%
 
Total Number of Holdings:    91
Underlying Securities information represented above is as of 07/23/2021 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of "reasonably" normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Source ICE Data Indices, LLC, is used with permission. "NYSE®" is a service/trade mark of ICE Data Indices, LLC or its affiliates and has been licensed, along with the NYSE® International 100 Index ("Index") for use by First Trust Portfolios L.P. Neither First Trust Portfolios L.P. nor the product, as applicable, is sponsored, endorsed, sold or promoted by ICE Data Indices, LLC, its affiliates or its Third Party Suppliers ("ICE Data and its Suppliers"). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Product particularly, or the ability of the Index to track general market performance. Past performance of an Index is not an indicator of or a guarantee of future results.

ICE DATA AND ITS SUPPLIERS DISCLAIM ANY AND ALL WARRANTIES AND REPRESENTATIONS, EXPRESS AND/OR IMPLIED, INCLUDING ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE, INCLUDING THE INDICES, INDEX DATA AND ANY INFORMATION INCLUDED IN, RELATED TO, OR DERIVED THEREFROM ("INDEX DATA"). ICE DATA AND ITS SUPPLIERS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY WITH RESPECT TO THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDICES AND THE INDEX DATA, WHICH ARE PROVIDED ON AN "AS IS" BASIS AND YOUR USE IS AT YOUR OWN RISK.

Fund Cusip Information
30314Q308 (Cash)
30314Q316 (Reinvest)
30314Q324 (Cash-Fee)
30314Q332 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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