First Trust China AlphaDEX® Fund (FCA)

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Holdings

Holdings of the Fund as of 10/14/2021
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Total Number of Holdings (excluding cash): 51

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
China Resources Power Holdings Company Limited	836.HK	Y1503A100	Utilities	203,187	$498,400.46	4.87%
China Coal Energy Company Limited	1898.HK	Y1434L100	Energy	581,836	$468,251.38	4.58%
Aluminum Corporation of China Limited (Class H)	2600.HK	Y0094N109	Materials	581,512	$396,222.10	3.87%
Dongfeng Motor Group Company Ltd. (Class H)	489.HK	Y21042109	Consumer Discretionary	411,880	$375,423.17	3.67%
Anhui Conch Cement Company Limited (Class H)	914.HK	Y01373102	Materials	65,356	$365,492.84	3.57%
China Petroleum & Chemical Corporation (Sinopec) (Class H)	386.HK	Y15010104	Energy	685,600	$353,442.95	3.46%
China Suntien Green Energy Corporation Limited (Class H)	956.HK	Y15207106	Energy	423,800	$352,508.32	3.45%
China Overseas Land & Investment Limited	688.HK	Y15004107	Real Estate	152,772	$352,346.82	3.44%
China Resources Cement Holdings Limited	1313.HK	G2113L106	Materials	365,822	$347,080.60	3.39%
China Conch Venture Holdings Limited	586.HK	G2116J108	Industrials	65,706	$320,568.59	3.13%
Angang Steel Company Limited (Class H)	347.HK	Y0132D105	Materials	548,200	$315,733.88	3.09%
Jiangxi Copper Company Ltd. (Class H)	358.HK	Y4446C100	Materials	169,612	$306,145.47	2.99%
Huaxin Cement Co., Ltd. (Class B)	900933.CH	Y37469114	Materials	148,380	$278,954.40	2.73%
Sinotrans Limited (Class H)	598.HK	Y6145J104	Industrials	666,700	$255,417.62	2.50%
COSCO SHIPPING Holdings Company Limited (Class H)	1919.HK	Y1455B106	Industrials	178,990	$252,659.28	2.47%
Genscript Biotech Corp.	1548.HK	G3825B105	Health Care	63,800	$247,703.28	2.42%
PICC Property and Casualty Company Limited (Class H)	2328.HK	Y6975Z103	Financials	238,068	$222,504.90	2.18%
BYD Company Limited (Class H)	1211.HK	Y1023R104	Consumer Discretionary	6,772	$220,959.51	2.16%
Pharmaron Beijing Co., Ltd. (Class H)	3759.HK	Y989K6119	Health Care	10,410	$212,388.89	2.08%
Brilliance China Automotive Holdings Limited	1114.HK	G1368B102	Consumer Discretionary	590,923	$190,681.58	1.86%
China Hongqiao Group Ltd.	1378.HK	G21150100	Materials	153,765	$186,411.77	1.82%
Hygeia Healthcare Holdings Co., Ltd.	6078.HK	G4712E103	Health Care	21,100	$184,185.90	1.80%
Agile Group Holdings Ltd	3383.HK	G01198103	Real Estate	213,956	$183,465.51	1.79%
Chongqing Changan Automobile Co., Ltd. (Class B)	200625.CH	Y1583S104	Consumer Discretionary	283,882	$179,558.97	1.76%
China Shenhua Energy Company Limited (Class H)	1088.HK	Y1504C113	Energy	70,753	$166,820.08	1.63%
Sunac China Holdings Limited	1918.HK	G8569A106	Real Estate	81,300	$163,258.47	1.60%
China Longyuan Power Group Corporation Limited (Class H)	916.HK	Y1501T101	Utilities	80,600	$158,122.52	1.55%
WuXi Biologics (Cayman) Inc.	2269.HK	G97008117	Health Care	11,119	$154,952.70	1.51%
PetroChina Company Limited (Class H)	857.HK	Y6883Q104	Energy	286,000	$148,175.10	1.45%
China Medical System Holdings Limited	867.HK	G21108124	Health Care	79,200	$147,026.81	1.44%
Sinotruk (Hong Kong) Limited	3808.HK	Y8014Z102	Industrials	97,100	$144,304.95	1.41%
Kingsoft Corporation Ltd.	3888.HK	G5264Y108	Communication Services	34,718	$141,041.18	1.38%
BYD Electronic International Co., Ltd.	285.HK	Y1045N107	Information Technology	42,028	$139,399.93	1.36%
Bosideng International Holdings Limited	3998.HK	G12652106	Consumer Discretionary	194,200	$138,313.04	1.35%
Kunlun Energy Company Limited	135.HK	G5320C108	Utilities	151,400	$135,663.43	1.33%
China Tower Corporation Limited (Class H)	788.HK	Y15076105	Communication Services	1,007,403	$134,691.66	1.32%
Zijin Mining Group Co., Ltd.	2899.HK	Y9892H107	Materials	102,400	$135,067.69	1.32%
China Meidong Auto Holdings Limited	1268.HK	G21192102	Consumer Discretionary	24,600	$127,609.44	1.25%
WuXi AppTec Co., Ltd. (Class H)	2359.HK	Y971B1118	Health Care	5,990	$128,062.87	1.25%
Shanghai Fosun Pharmaceutical (Group) Co, Ltd. (Class H)	2196.HK	Y7687D109	Health Care	25,600	$120,125.99	1.17%
Logan Group Company Limited	3380.HK	G55555109	Real Estate	93,200	$98,010.67	0.96%
Yanzhou Coal Mining Company Limited (Class H)	1171.HK	Y97417102	Energy	52,534	$98,469.59	0.96%
Great Wall Motor Company Limited (Class H)	2333.HK	Y2882P106	Consumer Discretionary	21,472	$87,275.92	0.85%
Huadian Power International Corp. Ltd. (Class H)	1071.HK	Y3738Y101	Utilities	213,022	$83,801.17	0.82%
US Dollar	$USD		Other	78,995	$78,994.83	0.77%
Bank of China Ltd.	3988.HK	Y0698A107	Financials	192,800	$67,666.51	0.66%
Zhongsheng Group Holdings Limited	881.HK	G9894K108	Consumer Discretionary	8,250	$67,614.25	0.66%
China Resources Land Limited	1109.HK	G2108Y105	Real Estate	16,200	$66,957.64	0.65%
Bank of Communications Co., Ltd. (Class H)	3328.HK	Y06988102	Financials	103,400	$62,211.48	0.61%
China Cinda Asset Management Co. Ltd. (Class H)	1359.HK	Y1R34V103	Financials	363,500	$61,685.41	0.60%
Kingboard Holdings Limited	148.HK	G52562140	Information Technology	12,450	$56,259.88	0.55%
Country Garden Services Holding Co. Ltd.	6098.HK	G2453A108	Real Estate	6,300	$50,620.30	0.49%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.