First Trust China AlphaDEX® Fund (FCA)

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Holdings

Holdings of the Fund as of 11/23/2020
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Total Number of Holdings (excluding cash): 50

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
China Hongqiao Group Ltd.	1378.HK	G21150100	Materials	3,514,413	$3,364,072.51	6.00%
BYD Electronic International Co., Ltd.	285.HK	Y1045N107	Information Technology	681,398	$3,305,196.97	5.90%
Dongfeng Motor Group Company Ltd. (Class H)	489.HK	Y21042109	Consumer Discretionary	2,611,159	$2,886,840.50	5.15%
Meituan (Class B)	3690.HK	G59669104	Consumer Discretionary	56,300	$2,237,009.14	3.99%
Zhongsheng Group Holdings	881.HK	G9894K108	Consumer Discretionary	281,591	$2,230,466.93	3.98%
China Merchants Port Holdings Company Limited	144.HK	Y1489Q103	Industrials	1,319,869	$1,716,326.88	3.06%
CNOOC Limited	883.HK	Y1662W117	Energy	1,402,669	$1,661,141.11	2.97%
KWG Group Holding Ltd.	1813.HK	G53224104	Real Estate	1,195,652	$1,644,260.58	2.93%
Beijing Enterprises Holdings Ltd.	392.HK	Y07702122	Utilities	467,015	$1,551,374.71	2.77%
Innovent Biologics, Inc.	1801.HK	G4818G101	Health Care	210,134	$1,504,519.97	2.69%
Yanzhou Coal Mining Company Limited (Class H)	1171.HK	Y97417102	Energy	1,669,596	$1,410,786.66	2.52%
Alibaba Health Information Technology Limited	241.HK	G0171K101	Health Care	535,168	$1,401,505.56	2.50%
China Telecom Corporation Limited (Class H)	728.HK	Y1505D102	Communication Services	4,456,394	$1,379,759.74	2.46%
Guangzhou R&F Properties Company Limited (Class H)	2777.HK	Y2933F115	Real Estate	1,072,054	$1,376,094.91	2.46%
Brilliance China Automotive Holdings Limited	1114.HK	G1368B102	Consumer Discretionary	1,447,225	$1,374,113.21	2.45%
ZhongAn Online P & C Insurance Co., Ltd. (Class H)	6060.HK	Y989DF109	Financials	252,196	$1,239,572.16	2.21%
China Coal Energy Company Limited	1898.HK	Y1434L100	Energy	4,121,001	$1,174,907.39	2.10%
Gemdale Properties and Investment Corporation Limited	535.HK	G3911S103	Real Estate	6,763,734	$1,116,876.46	1.99%
China Mobile Limited	941.HK	Y14965100	Communication Services	185,111	$1,110,436.75	1.98%
Yihai International Holding Ltd.	1579.HK	G98419107	Consumer Staples	91,134	$1,105,139.07	1.97%
China Literature Limited	772.HK	G2121R103	Communication Services	138,958	$1,080,959.72	1.93%
China State Construction International Holdings Limited	3311.HK	G21677136	Industrials	1,605,066	$1,080,866.47	1.93%
WuXi Biologics (Cayman) Inc.	2963.HK	G97008125	Health Care	101,649	$1,068,077.69	1.91%
Microport Scientific Corp.	853.HK	G60837104	Health Care	232,798	$1,049,627.19	1.87%
Ping An Healthcare and Technology Company Limited	1833.HK	G71139102	Health Care	82,074	$1,048,212.76	1.87%
Shenzhen International Holdings Limited	152.HK	G8086V146	Industrials	588,002	$1,005,844.79	1.80%
China Longyuan Power Group Corporation Limited (Class H)	916.HK	Y1501T101	Utilities	1,111,970	$984,069.64	1.76%
Kingdee International Software Group Company Limited	268.HK	G52568147	Information Technology	268,332	$900,024.77	1.61%
Shandong Weigao Group Medical Polymer Co. Ltd. (Class H)	1066.HK	Y76810103	Health Care	420,532	$897,311.42	1.60%
Kingboard Holdings Limited	148.HK	G52562140	Information Technology	240,774	$875,925.85	1.56%
BAIC Motor Corporation Limited (Class H)	1958.HK	Y0506H104	Consumer Discretionary	2,165,347	$860,373.20	1.54%
China Resources Power Holdings Company Limited	836.HK	Y1503A100	Utilities	796,595	$860,145.01	1.54%
AK Medical Holdings Limited	1789.HK	G02014101	Health Care	392,534	$788,957.09	1.41%
Kunlun Energy Company Limited	135.HK	G5320C108	Utilities	964,134	$778,610.71	1.39%
Country Garden Services Holding Co. Ltd.	6098.HK	G2453A108	Industrials	134,347	$772,119.15	1.38%
China Shenhua Energy Company Limited (Class H)	1088.HK	Y1504C113	Energy	398,827	$761,473.70	1.36%
WuXi AppTec Co., Ltd. (Class H)	2359.HK	Y971B1118	Health Care	48,034	$762,188.72	1.36%
Kingsoft Corp Ltd	3888.HK	G5264Y108	Information Technology	133,916	$694,491.87	1.24%
Xiaomi Corporation (Class B)	1810.HK	G9830T106	Information Technology	188,264	$670,324.37	1.20%
China Everbright Environment Group Ltd.	257.HK	Y14226107	Industrials	1,181,936	$664,797.06	1.19%
GOME Retail Holdings Limited	493.HK	G3978C124	Consumer Discretionary	5,623,402	$660,159.95	1.18%
BOC Aviation Limited	2588.HK	Y09292106	Industrials	48,802	$430,942.89	0.77%
China National Building Material Company Ltd. (Class H)	3323.HK	Y15045100	Materials	292,627	$426,580.97	0.76%
Beijing Capital International Airport Company Limited (Class H)	694.HK	Y07717104	Industrials	498,327	$392,793.49	0.70%
Shandong Gold Mining Co., Ltd. (Class H)	1787.HK	Y76831125	Materials	147,014	$362,622.90	0.65%
China Communications Construction Company Ltd. (Class H)	1800.HK	Y1R36J108	Industrials	553,403	$299,132.89	0.53%
Logan Property Holdings Company Limited	3380.HK	G55555109	Real Estate	176,506	$287,816.17	0.51%
China Overseas Land & Investment Limited	688.HK	Y15004107	Real Estate	103,114	$234,652.32	0.42%
Ausnutria Dairy Corporation Ltd.	1717.HK	G06318102	Consumer Staples	139,934	$192,798.28	0.34%
China Overseas Property Holdings Limited	2669.HK	G2118M109	Real Estate	295,336	$180,594.02	0.32%
US Dollar	$USD		Other	159,968	$159,968.19	0.29%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.