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Exchange-Traded Funds

Actively Managed Funds

FEMB - First Trust Emerging Markets Local Currency Bond ETF

FPEI - First Trust Institutional Preferred Securities and Income ETF

FPE - First Trust Preferred Securities and Income ETF

FSMB - First Trust Short Duration Managed Municipal ETF

FTLS - First Trust Long/Short Equity ETF

FUMB - First Trust Ultra Short Duration Municipal ETF

HDMV - First Trust Horizon Managed Volatility Developed International ETF

HUSV - First Trust Horizon Managed Volatility Domestic ETF

RFAP - First Trust RiverFront Dynamic Asia Pacific ETF

RFDI - First Trust RiverFront Dynamic Developed International ETF

RFEM - First Trust RiverFront Dynamic Emerging Markets ETF

RFEU - First Trust RiverFront Dynamic Europe ETF

FMB - First Trust Managed Municipal ETF

FCAL - First Trust California Municipal High Income ETF

FMHI - First Trust Municipal High Income ETF

EMLP - First Trust North American Energy Infrastructure Fund

FCVT - First Trust SSI Strategic Convertible Securities ETF

FDIV - First Trust Strategic Income ETF

FTSL - First Trust Senior Loan Fund

HYLS - First Trust Tactical High Yield ETF

LGOV - First Trust Long Duration Opportunities ETF

LMBS - First Trust Low Duration Opportunities ETF

PRME - First Trust Heitman Global Prime Real Estate ETF

FTSM - First Trust Enhanced Short Maturity ETF

FMF - First Trust Morningstar Managed Futures Strategy Fund

FTHI - First Trust BuyWrite Income ETF

FTLB - First Trust Hedged BuyWrite Income ETF

FAAR - First Trust Alternative Absolute Return Strategy ETF

FTGC - First Trust Global Tactical Commodity Strategy Fund

ERM - EquityCompass Risk Manager ETF

FCEF - First Trust CEF Income Opportunity ETF

LDSF - First Trust Low Duration Strategic Focus ETF

MCEF - First Trust Municipal CEF Income Opportunity ETF

TERM - EquityCompass Tactical Risk Manager ETF

FIXD - First Trust TCW Opportunistic Fixed Income ETF

UCON - First Trust TCW Unconstrained Plus Bond ETF

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.

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