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Exchange-Traded Funds

Size/Style Funds

FNY - First Trust Mid Cap Growth AlphaDEX® Fund

FNK - First Trust Mid Cap Value AlphaDEX® Fund

FMK - First Trust Mega Cap AlphaDEX® Fund

FYC - First Trust Small Cap Growth AlphaDEX® Fund

FYT - First Trust Small Cap Value AlphaDEX® Fund

FTC - First Trust Large Cap Growth AlphaDEX® Fund

FEX - First Trust Large Cap Core AlphaDEX® Fund

FTA - First Trust Large Cap Value AlphaDEX® Fund

FNX - First Trust Mid Cap Core AlphaDEX® Fund

FAD - First Trust Multi Cap Growth AlphaDEX® Fund

FAB - First Trust Multi Cap Value AlphaDEX® Fund

FYX - First Trust Small Cap Core AlphaDEX® Fund

EDOW - First Trust Dow 30 Equal Weight ETF

FTCS - First Trust Capital Strength ETF

FDM - First Trust Dow Jones Select MicroCap Index Fund

FDL - First Trust Morningstar Dividend Leaders Index Fund

TUSA - First Trust Total US Market AlphaDEX® ETF

FVD - First Trust Value Line® Dividend Index Fund

FVL - First Trust Value Line® 100 Exchange-Traded Fund

HUSV - First Trust Horizon Managed Volatility Domestic ETF

RNLC - Large Cap US Equity Select ETF

RNDV - US Equity Dividend Select ETF

RNMC - Mid Cap US Equity Select ETF

RNSC - Small Cap US Equity Select ETF

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.

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