|
|
| Aerospace & Defense, 21 |
FTRZKX |
6/25/2018 |
| 30309P182 |
| 30309P208 (Fee) |
|
| 30309P190 |
| 30309P216 (Fee) |
|
2 Year |
|
|
| Balanced Income Opportunity, 5 |
FWYJGX |
6/25/2018 |
| 30308V149 |
| 30308V164 (Fee) |
|
| 30308V156 |
| 30308V172 (Fee) |
|
15 Month |
|
|
| Global Deep Value Dividend, 19 |
FMOHUX |
6/25/2018 |
| 30309P265 |
| 30309P281 (Fee) |
|
| 30309P273 |
| 30309P299 (Fee) |
|
15 Month |
|
|
| Innovative Technology, 19 |
FENIPX |
6/25/2018 |
| 30309P224 |
| 30309P240 (Fee) |
|
| 30309P232 |
| 30309P257 (Fee) |
|
2 Year |
|
|
| Low Volatility, 12 |
FTNJBX |
6/25/2018 |
| 30309P307 |
| 30309P323 (Fee) |
|
| 30309P315 |
| 30309P331 (Fee) |
|
15 Month |
|
|
| Capital Strength, 43 |
FBZESX |
6/27/2018 |
| 30308V354 |
| 30308V370 (Fee) |
|
| 30308V362 |
| 30308V388 (Fee) |
|
2 Year |
|
|
| Dow Jones Global Titans, 25 |
FDRYMX |
6/27/2018 |
| 30309P745 |
| 30309P760 (Fee) |
|
| 30309P752 |
| 30309P778 (Fee) |
|
2 Year |
|
|
| Global Bond Income Closed-End, 29 |
FIQBRX |
6/27/2018 |
| 30309Q826 |
| 30309Q842 (Fee) |
|
| 30309Q834 |
| 30309Q859 (Fee) |
|
2 Year |
|
|
| Richard Bernstein Advisors Global Dividend Kings®, 27 |
FLNCHX |
6/27/2018 |
| 30309P786 |
| 30309P802 (Fee) |
|
| 30309P794 |
| 30309P810 (Fee) |
|
2 Year |
|
|
| Sabrient Forward Looking Value, 6 |
FJVLQX |
6/27/2018 |
| 30309Q107 |
| 30309Q123 (Fee) |
|
| 30309Q115 |
| 30309Q131 (Fee) |
|
15 Month |
|
|
| Balanced Income Equity and ETF, 32 |
FHORTX |
6/28/2018 |
| 30309N781 |
| 30309N807 (Fee) |
|
| 30309N799 |
| 30309N815 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge and ETF, 21 |
FTPWJX |
6/28/2018 |
| 30309Q263 |
| 30309Q289 (Fee) |
|
| 30309Q271 |
| 30309Q297 (Fee) |
|
2 Year |
|
|
| Senior Loan and Dividend Growers, 19 |
FGMTEX |
6/28/2018 |
| 30309P828 |
| 30309P844 (Fee) |
|
| 30309P836 |
| 30309P851 (Fee) |
|
2 Year |
|
|
| Market Strength Allocation Select, 32 |
FMBROX |
6/29/2018 |
| 30309Q388 |
| 30309Q404 (Fee) |
|
| 30309Q396 |
| 30309Q412 (Fee) |
|
2 Year |
|
|
| Nasdaq® Dividend Achievers 25, 12 |
FSEAPX |
6/29/2018 |
| 30309P349 |
| 30309P364 (Fee) |
|
| 30309P356 |
| 30309P372 (Fee) |
|
15 Month |
|
|
| Sabrient Small Cap Growth, 19 |
FMETJX |
6/29/2018 |
| 30309P380 |
| 30309P406 (Fee) |
|
| 30309P398 |
| 30309P414 (Fee) |
|
15 Month |
|
|
| Strategic International Opportunity, 5 |
FPLEGX |
6/29/2018 |
| 30309Q420 |
| 30309Q446 (Fee) |
|
| 30309Q438 |
| 30309Q453 (Fee) |
|
15 Month |
|
|
| AI & Robotics Opportunity, 4 |
FESWAX |
7/2/2018 |
| 30309T242 |
| 30309T267 (Fee) |
|
| 30309T259 |
| 30309T275 (Fee) |
|
15 Month |
|
|
| Covered Call Select Closed-End, 66 |
FWBAQX |
7/2/2018 |
| 30309Q461 |
| 30309Q487 (Fee) |
|
| 30309Q479 |
| 30309Q495 (Fee) |
|
2 Year |
|
|
| Diversified High Income Closed-End, 33 |
FWILCX |
7/2/2018 |
| 30309Q503 |
| 30309Q529 (Fee) |
|
| 30309Q511 |
| 30309Q537 (Fee) |
|
2 Year |
|
|
| E-Commerce Opportunity, 4 |
FLAIRX |
7/2/2018 |
| 30309Q669 |
| 30309Q685 (Fee) |
|
| 30309Q677 |
| 30309Q693 (Fee) |
|
15 Month |
|
|
| Innovative Transaction & Process, 2 |
FHIMBX |
7/2/2018 |
| 30309Q701 |
| 30309Q727 (Fee) |
|
| 30309Q719 |
| 30309Q735 (Fee) |
|
15 Month |
|
|
| MLP Closed-End Fund and Energy, 60 |
FACHRX |
7/6/2018 |
| 30309Q628 |
| 30309Q644 (Fee) |
|
| 30309Q636 |
| 30309Q651 (Fee) |
|
2 Year |
|
|
| Diversified Equity Strategic Allocation, 3rd Qtr 2018 |
------- |
7/9/2018 |
| 30308W220 |
| 30308W246 (Fee) |
|
| 30308W238 |
| 30308W253 (Fee) |
|
15 Month |
|
|
| 60/40 Strategic Allocation, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30309P422 |
| 30309P448 (Fee) |
|
| 30309P430 |
| 30309P455 (Fee) |
|
15 Month |
|
|
| 75/25 Strategic Allocation, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30309P463 |
| 30309P489 (Fee) |
|
| 30309P471 |
| 30309P497 (Fee) |
|
15 Month |
|
|
| Diversified Fixed Income ETF, 35 |
------- |
7/10/2018 |
| 30308V636 |
| 30308V651 (Fee) |
|
| 30308V644 |
| 30308V669 (Fee) |
|
15 Month |
|
|
| Dow® Target 10, July 2018 |
FGJHUX |
7/10/2018 |
| 30308W188 |
| 30308W204 (Fee) |
|
| 30308W196 |
| 30308W212 (Fee) |
|
13 Month |
|
|
| Dow® Target 5, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W501 |
| 30308W527 (Fee) |
|
| 30308W519 |
| 30308W535 (Fee) |
|
15 Month |
|
|
| Dow® Target Dividend, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W543 |
| 30308W568 (Fee) |
|
| 30308W550 |
| 30308W576 (Fee) |
|
15 Month |
|
|
| European Target High Quality Dividend, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W386 |
| 30308W402 (Fee) |
|
| 30308W394 |
| 30308W410 (Fee) |
|
15 Month |
|
|
| Global Target 15, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W584 |
| 30308W600 (Fee) |
|
| 30308W592 |
| 30308W618 (Fee) |
|
15 Month |
|
|
| Income Allocation Closed-End, 3rd Qtr 2018 |
FHNSTX |
7/10/2018 |
| 30308W147 |
| 30308W162 (Fee) |
|
| 30308W154 |
| 30308W170 (Fee) |
|
15 Month |
|
|
| S&P Dividend Aristocrats Target 25, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W626 |
| 30308W642 (Fee) |
|
| 30308W634 |
| 30308W659 (Fee) |
|
15 Month |
|
|
| S&P Target 24, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W667 |
| 30308W683 (Fee) |
|
| 30308W675 |
| 30308W691 (Fee) |
|
15 Month |
|
|
| S&P Target SMid 60, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W840 |
| 30308W865 (Fee) |
|
| 30308W857 |
| 30308W873 (Fee) |
|
15 Month |
|
|
| Target Diversified Dividend, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30309M346 |
| 30309M361 (Fee) |
|
| 30309M353 |
| 30309M379 (Fee) |
|
15 Month |
|
|
| Target Diversified Global Allocation, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W261 |
| 30308W287 (Fee) |
|
| 30308W279 |
| 30308W295 (Fee) |
|
15 Month |
|
|
| Target Dividend Blend, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W428 |
| 30308W444 (Fee) |
|
| 30308W436 |
| 30308W451 (Fee) |
|
15 Month |
|
|
| Target Double Play, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W725 |
| 30308W741 (Fee) |
|
| 30308W733 |
| 30308W758 (Fee) |
|
15 Month |
|
|
| Target Focus Four, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30309M106 |
| 30309M122 (Fee) |
|
| 30309M114 |
| 30309M130 (Fee) |
|
15 Month |
|
|
| Target Global Dividend Leaders, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W766 |
| 30308W782 (Fee) |
|
| 30308W774 |
| 30308W790 (Fee) |
|
15 Month |
|
|
| Target Growth, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30309M148 |
| 30309M163 (Fee) |
|
| 30309M155 |
| 30309M171 (Fee) |
|
15 Month |
|
|
| Target High Quality Dividend, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W469 |
| 30308W485 (Fee) |
|
| 30308W477 |
| 30308W493 (Fee) |
|
15 Month |
|
|
| Target Triad, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30309M189 |
| 30309M205 (Fee) |
|
| 30309M197 |
| 30309M213 (Fee) |
|
15 Month |
|
|
| Target VIP, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30309M221 |
| 30309M247 (Fee) |
|
| 30309M239 |
| 30309M254 (Fee) |
|
15 Month |
|
|
| Value Line® Target 25, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W808 |
| 30308W824 (Fee) |
|
| 30308W816 |
| 30308W832 (Fee) |
|
15 Month |
|
|
| Value Line® Target Safety 30, 3rd Qtr 2018 |
------- |
7/10/2018 |
| 30308W303 |
| 30308W329 (Fee) |
|
| 30308W311 |
| 30308W337 (Fee) |
|
15 Month |
|
|
| Strategic Income Select Closed-End, 35 |
------- |
7/11/2018 |
| 30309Q784 |
| 30309Q800 (Fee) |
|
| 30309Q792 |
| 30309Q818 (Fee) |
|
2 Year |
|
|
| 40/60 Strategic Allocation, 3rd Qtr 2018 |
------- |
7/12/2018 |
| 30309P505 |
| 30309P521 (Fee) |
|
| 30309P513 |
| 30309P539 (Fee) |
|
15 Month |
|
|
| ETF Growth and Income, July 2018 |
------- |
7/12/2018 |
| 30309P547 |
| 30309P562 (Fee) |
|
| 30309P554 |
| 30309P570 (Fee) |
|
15 Month |
|
|
| Inflation Hedge, 38 |
------- |
7/12/2018 |
| 30308V719 |
| 30308V735 (Fee) |
|
| 30308V727 |
| 30308V743 (Fee) |
|
2 Year |
|
|
| Brookmont Equity Dividend, 16 |
------- |
7/13/2018 |
| 30309Q222 |
| 30309Q248 (Fee) |
|
| 30309Q230 |
| 30309Q255 (Fee) |
|
15 Month |
|
|
| Deep Value Dividend Opportunity, 5 |
------- |
7/13/2018 |
| 30309R287 |
| 30309R303 (Fee) |
|
| 30309R295 |
| 30309R311 (Fee) |
|
15 Month |
|
|
| Interest Rate Hedge, 119 |
------- |
7/13/2018 |
| 30309R162 |
| 30309R188 (Fee) |
|
| 30309R170 |
| 30309R196 (Fee) |
|
2 Year |
|
|
| Strategic Income Advantage Select Closed-End, 76 |
------- |
7/13/2018 |
| 30309R246 |
| 30309R261 (Fee) |
|
| 30309R253 |
| 30309R279 (Fee) |
|
2 Year |
|
|
| Income Dividend Equity Allocation (IDEA), 17 |
------- |
7/16/2018 |
| 30309Q149 |
| 30309Q164 (Fee) |
|
| 30309Q156 |
| 30309Q172 (Fee) |
|
2 Year |
|
|
| Technology Opportunity, 5 |
------- |
7/16/2018 |
| 30309R105 |
| 30309R121 (Fee) |
|
| 30309R113 |
| 30309R139 (Fee) |
|
15 Month |
|
|
| Balanced Income Equity and ETF Opportunity, 5 |
------- |
7/17/2018 |
| 30309R204 |
| 30309R220 (Fee) |
|
| 30309R212 |
| 30309R238 (Fee) |
|
15 Month |
|
|
| First Trust® ETF Allocation, 25 |
------- |
7/17/2018 |
| 30309P588 |
| 30309P604 (Fee) |
|
| 30309P596 |
| 30309P612 (Fee) |
|
2 Year |
|
|
| Select DSIP, 3rd Qtr 2018 |
------- |
7/17/2018 |
| 30309P620 |
| 30309P646 (Fee) |
|
| 30309P638 |
| 30309P653 (Fee) |
|
15 Month |
|
|
| Capital Strength Buy-Write, 40 |
------- |
7/18/2018 |
| 30309R147 |
| 30309R154 (Fee) |
|
|
2 Year |
|
|
| Emerging Markets Strength, 41 |
------- |
7/18/2018 |
| 30309Q180 |
| 30309Q206 (Fee) |
|
| 30309Q198 |
| 30309Q214 (Fee) |
|
2 Year |
|
|
| High Dividend Equity Opportunity, 5 |
------- |
7/18/2018 |
| 30309R527 |
| 30309R543 (Fee) |
|
| 30309R535 |
| 30309R550 (Fee) |
|
15 Month |
|
|
| Health Care Opportunity, 5 |
------- |
7/20/2018 |
| 30309T101 |
| 30309T127 (Fee) |
|
| 30309T119 |
| 30309T135 (Fee) |
|
15 Month |
|
|
| Multi-Sector Income, 41 |
------- |
7/20/2018 |
| 30309T200 |
| 30309T226 (Fee) |
|
| 30309T218 |
| 30309T234 (Fee) |
|
15 Month |
|
|
| Richard Bernstein Advisors Quality Income, 30 |
------- |
7/20/2018 |
| 30309R683 |
| 30309R709 (Fee) |
|
| 30309R691 |
| 30309R717 (Fee) |
|
15 Month |
|
|
| S&P International Dividend Aristocrats, 3rdQtr 2018 |
------- |
7/20/2018 |
| 30309T283 |
| 30309T309 (Fee) |
|
| 30309T291 |
| 30309T317 (Fee) |
|
15 Month |
|
|
| Sabrient Baker's Dozen, July 2018 |
------- |
7/20/2018 |
| 30309P661 |
| 30309P687 (Fee) |
|
| 30309P679 |
| 30309P695 (Fee) |
|
13 Month |
|
|
| Preferred Income Opportunity, 10 |
------- |
7/23/2018 |
| 30308V594 |
| 30308V610 (Fee) |
|
| 30308V602 |
| 30308V628 (Fee) |
|
15 Month |
|
|
| U.S. Equity Closed-End Portfolio, 28 |
------- |
7/23/2018 |
| 30309T325 |
| 30309T341 (Fee) |
|
| 30309T333 |
| 30309T358 (Fee) |
|
2 Year |
|
|
| Senior Loan Closed-End and ETF, 23 |
------- |
7/24/2018 |
| 30309T366 |
| 30309T382 (Fee) |
|
| 30309T374 |
| 30309T390 (Fee) |
|
2 Year |
|
|
| European Deep Value Dividend, 20 |
------- |
7/25/2018 |
| 30309R329 |
| 30309R345 (Fee) |
|
| 30309R337 |
| 30309R352 (Fee) |
|
2 Year |
|
|
| Global Commodities Opportunity , 35 |
------- |
7/25/2018 |
| 30309R360 |
| 30309R386 (Fee) |
|
| 30309R378 |
| 30309R394 (Fee) |
|
15 Month |
|
|
| Sabrient Dividend Opportunity, 2 |
------- |
7/25/2018 |
| 30309R402 |
| 30309R428 (Fee) |
|
| 30309R410 |
| 30309R436 (Fee) |
|
15 Month |
|
|
| Sabrient Dividend, 24 |
------- |
7/25/2018 |
| 30309R485 |
| 30309R501 (Fee) |
|
| 30309R493 |
| 30309R519 (Fee) |
|
2 Year |
|
|
| Dow® Target 10, August 2018 |
------- |
8/10/2018 |
| 30309Q305 |
| 30309Q321 (Fee) |
|
| 30309Q313 |
| 30309Q339 (Fee) |
|
13 Month |
|
|
| Sabrient Baker's Dozen, August 2018 |
------- |
8/20/2018 |
| 30309R642 |
| 30309R667 (Fee) |
|
| 30309R659 |
| 30309R675 (Fee) |
|
13 Month |
|
|