|
|
| Aerospace & Defense, 22 |
FTCILX |
9/21/2018 |
| 30310A828 |
| 30310A844 (Fee) |
|
| 30310A836 |
| 30310A851 (Fee) |
|
2 Year |
|
|
| Balanced Income Opportunity, 6 |
FWIATX |
9/21/2018 |
| 30309W385 |
| 30309W401 (Fee) |
|
| 30309W393 |
| 30309W419 (Fee) |
|
15 Month |
|
|
| Global Deep Value Dividend, 20 |
FMCHUX |
9/21/2018 |
| 30310A505 |
| 30310A521 (Fee) |
|
| 30310A513 |
| 30310A539 (Fee) |
|
15 Month |
|
|
| Innovative Technology, 20 |
FBWTAX |
9/21/2018 |
| 30310A786 |
| 30310A802 (Fee) |
|
| 30310A794 |
| 30310A810 (Fee) |
|
2 Year |
|
|
| International High Dividend Equity, 35 |
FPDANX |
9/21/2018 |
| 30310B107 |
| 30310B123 (Fee) |
|
| 30310B115 |
| 30310B131 (Fee) |
|
2 Year |
|
|
| Low Volatility, 13 |
FPYKFX |
9/21/2018 |
| 30310A422 |
| 30310A448 (Fee) |
|
| 30310A430 |
| 30310A455 (Fee) |
|
15 Month |
|
|
| AI, Robotics & Technology Opportunity, 5 |
FWZMQX |
9/24/2018 |
| 30310B180 |
| 30310B206 (Fee) |
|
| 30310B198 |
| 30310B214 (Fee) |
|
15 Month |
|
|
| Covered Call Select Closed-End, 67 |
FQPRCX |
9/24/2018 |
| 30310B222 |
| 30310B248 (Fee) |
|
| 30310B230 |
| 30310B255 (Fee) |
|
2 Year |
|
|
| Richard Bernstein Advisors Tactical Series, American Industrial Renaissance®, 2018-2 |
FKITDX |
9/24/2018 |
| 30310B149 |
| 30310B164 (Fee) |
|
| 30310B156 |
| 30310B172 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge and ETF, 22 |
FNRWJX |
9/25/2018 |
| 30310B263 |
| 30310B289 (Fee) |
|
| 30310B271 |
| 30310B297 (Fee) |
|
2 Year |
|
|
| Senior Loan and Dividend Growers, 20 |
FYATJX |
9/25/2018 |
| 30310B305 |
| 30310B321 (Fee) |
|
| 30310B313 |
| 30310B339 (Fee) |
|
2 Year |
|
|
| E-Commerce Opportunity, 5 |
FBPVMX |
9/26/2018 |
| 30310B388 |
| 30310B404 (Fee) |
|
| 30310B396 |
| 30310B412 (Fee) |
|
15 Month |
|
|
| Global Bond Income Closed-End, 30 |
FPNKHX |
9/26/2018 |
| 30310B420 |
| 30310B446 (Fee) |
|
| 30310B438 |
| 30310B453 (Fee) |
|
2 Year |
|
|
| Innovative Transaction & Process, 3 |
FWODJX |
9/26/2018 |
| 30310B461 |
| 30310B487 (Fee) |
|
| 30310B479 |
| 30310B495 (Fee) |
|
15 Month |
|
|
| Nasdaq® Dividend Achievers 25, 13 |
FOAKLX |
9/26/2018 |
| 30310B503 |
| 30310B529 (Fee) |
|
| 30310B511 |
| 30310B537 (Fee) |
|
15 Month |
|
|
| Richard Bernstein Advisors Global Dividend Kings®, 28 |
FENGHX |
9/26/2018 |
| 30310B347 |
| 30310B362 (Fee) |
|
| 30310B354 |
| 30310B370 (Fee) |
|
2 Year |
|
|
| Sabrient Small Cap Growth, 20 |
FJPHTX |
9/26/2018 |
| 30310A547 |
| 30310A562 (Fee) |
|
| 30310A554 |
| 30310A570 (Fee) |
|
15 Month |
|
|
| Strategic International Opportunity, 6 |
FMAEBX |
9/26/2018 |
| 30310A588 |
| 30310A604 (Fee) |
|
| 30310A596 |
| 30310A612 (Fee) |
|
15 Month |
|
|
| First Trust® ETF Allocation, 26 |
FPZWCX |
9/28/2018 |
| 30310A380 |
| 30310A406 (Fee) |
|
| 30310A398 |
| 30310A414 (Fee) |
|
15 Month |
|
|
| High Income Model Portfolio, 2 |
FRTYAX |
9/28/2018 |
| 30310B701 |
| 30310B727 (Fee) |
|
| 30310B719 |
| 30310B735 (Fee) |
|
15 Month |
|
|
| Communication Services Opportunity, 1 |
------- |
10/1/2018 |
| 30310B826 |
| 30310B842 (Fee) |
|
| 30310B834 |
| 30310B859 (Fee) |
|
15 Month |
|
|
| Diversified High Income Closed-End, 34 |
------- |
10/1/2018 |
| 30310B743 |
| 30310B768 (Fee) |
|
| 30310B750 |
| 30310B776 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge Opportunity, 7 |
------- |
10/1/2018 |
| 30310B784 |
| 30310B800 (Fee) |
|
| 30310B792 |
| 30310B818 (Fee) |
|
15 Month |
|
|
| Senior Loan & Limited Duration Closed-End, 84 |
------- |
10/1/2018 |
| 30310B669 |
| 30310B685 (Fee) |
|
| 30310B677 |
| 30310B693 (Fee) |
|
2 Year |
|
|
| Senior Loan Select Closed-End, 34 |
------- |
10/1/2018 |
| 30310D301 |
| 30310D327 (Fee) |
|
| 30310D319 |
| 30310D335 (Fee) |
|
2 Year |
|
|
| Dividend & Income Select Closed-End, 70 |
------- |
10/3/2018 |
| 30310D541 |
| 30310D566 (Fee) |
|
| 30310D558 |
| 30310D574 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge, 120 |
------- |
10/3/2018 |
| 30310C501 |
| 30310C527 (Fee) |
|
| 30310C519 |
| 30310C535 (Fee) |
|
2 Year |
|
|
| MLP Closed-End Fund and Energy, 61 |
------- |
10/3/2018 |
| 30310C188 |
| 30310C204 (Fee) |
|
| 30310C196 |
| 30310C212 (Fee) |
|
2 Year |
|
|
| Equity Closed-End Opportunity, 3 |
------- |
10/5/2018 |
| 30310C667 |
| 30310C683 (Fee) |
|
| 30310C675 |
| 30310C691 (Fee) |
|
15 Month |
|
|
| Homebuilders Recovery Select, 20 |
------- |
10/5/2018 |
| 30310C709 |
| 30310C725 (Fee) |
|
| 30310C717 |
| 30310C733 (Fee) |
|
2 Year |
|
|
| Stonebridge Preferred Income, 20 |
------- |
10/5/2018 |
| 30310C782 |
| 30310C808 (Fee) |
|
| 30310C790 |
| 30310C816 (Fee) |
|
2 Year |
|
|
| Diversified Equity Strategic Allocation, 4th Qtr 2018 |
------- |
10/9/2018 |
| 30309X102 |
| 30309X128 (Fee) |
|
| 30309X110 |
| 30309X136 (Fee) |
|
15 Month |
|
|
| Brookmont Equity Dividend, 17 |
------- |
10/10/2018 |
| 30310C469 |
| 30310C485 (Fee) |
|
| 30310C477 |
| 30310C493 (Fee) |
|
15 Month |
|
|
| Deep Value Dividend Opportunity, 6 |
------- |
10/10/2018 |
| 30310D145 |
| 30310D160 (Fee) |
|
| 30310D152 |
| 30310D178 (Fee) |
|
15 Month |
|
|
| Dow® Target 10, October 2018 |
------- |
10/10/2018 |
| 30309Y100 |
| 30309Y126 (Fee) |
|
| 30309Y118 |
| 30309Y134 (Fee) |
|
13 Month |
|
|
| Dow® Target 5, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X748 |
| 30309X763 (Fee) |
|
| 30309X755 |
| 30309X771 (Fee) |
|
15 Month |
|
|
| Dow® Target Dividend, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X789 |
| 30309X805 (Fee) |
|
| 30309X797 |
| 30309X813 (Fee) |
|
15 Month |
|
|
| European Target High Quality Dividend, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X623 |
| 30309X649 (Fee) |
|
| 30309X631 |
| 30309X656 (Fee) |
|
15 Month |
|
|
| Global Target 15, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X821 |
| 30309X847 (Fee) |
|
| 30309X839 |
| 30309X854 (Fee) |
|
15 Month |
|
|
| Income Allocation Closed-End, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X227 |
| 30309X243 (Fee) |
|
| 30309X235 |
| 30309X250 (Fee) |
|
15 Month |
|
|
| Richard Bernstein Advisors Quality Income, 31 |
------- |
10/10/2018 |
| 30310D186 |
| 30310D202 (Fee) |
|
| 30310D194 |
| 30310D210 (Fee) |
|
15 Month |
|
|
| S&P Dividend Aristocrats Target 25, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y142 |
| 30309Y167 (Fee) |
|
| 30309Y159 |
| 30309Y175 (Fee) |
|
15 Month |
|
|
| S&P Target 24, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y183 |
| 30309Y209 (Fee) |
|
| 30309Y191 |
| 30309Y217 (Fee) |
|
15 Month |
|
|
| S&P Target SMid 60, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y399 |
| 30309Y415 (Fee) |
|
| 30309Y407 |
| 30309Y423 (Fee) |
|
15 Month |
|
|
| Target Diversified Dividend, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y225 |
| 30309Y241 (Fee) |
|
| 30309Y233 |
| 30309Y258 (Fee) |
|
15 Month |
|
|
| Target Diversified Global Allocation, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X144 |
| 30309X169 (Fee) |
|
| 30309X151 |
| 30309X177 (Fee) |
|
15 Month |
|
|
| Target Dividend Blend, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X664 |
| 30309X680 (Fee) |
|
| 30309X672 |
| 30309X698 (Fee) |
|
15 Month |
|
|
| Target Double Play, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y266 |
| 30309Y282 (Fee) |
|
| 30309Y274 |
| 30309Y290 (Fee) |
|
15 Month |
|
|
| Target Focus Four, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y431 |
| 30309Y456 (Fee) |
|
| 30309Y449 |
| 30309Y464 (Fee) |
|
15 Month |
|
|
| Target Global Dividend Leaders, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y308 |
| 30309Y324 (Fee) |
|
| 30309Y316 |
| 30309Y332 (Fee) |
|
15 Month |
|
|
| Target Growth, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y472 |
| 30309Y498 (Fee) |
|
| 30309Y480 |
| 30309Y506 (Fee) |
|
15 Month |
|
|
| Target High Quality Dividend, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X706 |
| 30309X722 (Fee) |
|
| 30309X714 |
| 30309X730 (Fee) |
|
15 Month |
|
|
| Target Triad, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y514 |
| 30309Y530 (Fee) |
|
| 30309Y522 |
| 30309Y548 (Fee) |
|
15 Month |
|
|
| Target VIP, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309Y563 |
| 30309Y589 (Fee) |
|
| 30309Y571 |
| 30309Y597 (Fee) |
|
15 Month |
|
|
| Value Line® Target Safety 30, 4th Qtr 2018 |
------- |
10/10/2018 |
| 30309X581 |
| 30309X607 (Fee) |
|
| 30309X599 |
| 30309X615 (Fee) |
|
15 Month |
|
|
| 40/60 Strategic Allocation, 4th Qtr 2018 |
------- |
10/11/2018 |
| 30310A307 |
| 30310A323 (Fee) |
|
| 30310A315 |
| 30310A331 (Fee) |
|
15 Month |
|
|
| 60/40 Strategic Allocation, 4th Qtr 2018 |
------- |
10/11/2018 |
| 30310A224 |
| 30310A240 (Fee) |
|
| 30310A232 |
| 30310A257 (Fee) |
|
15 Month |
|
|
| 75/25 Strategic Allocation, 4th Qtr 2018 |
------- |
10/11/2018 |
| 30310A265 |
| 30310A281 (Fee) |
|
| 30310A273 |
| 30310A299 (Fee) |
|
15 Month |
|
|
| Diversified Fixed Income ETF, 36 |
------- |
10/11/2018 |
| 30310A463 |
| 30310A489 (Fee) |
|
| 30310A471 |
| 30310A497 (Fee) |
|
15 Month |
|
|
| Global Equity Income Closed-End, 61 |
------- |
10/12/2018 |
| 30310D343 |
| 30310D368 (Fee) |
|
| 30310D350 |
| 30310D376 (Fee) |
|
2 Year |
|
|
| High Dividend Equity Opportunity, 6 |
------- |
10/12/2018 |
| 30310D228 |
| 30310D244 (Fee) |
|
| 30310D236 |
| 30310D251 (Fee) |
|
15 Month |
|
|
| Income Dividend Equity Allocation (IDEA), 18 |
------- |
10/12/2018 |
| 30310C741 |
| 30310C766 (Fee) |
|
| 30310C758 |
| 30310C774 (Fee) |
|
2 Year |
|
|
| Technology Opportunity, 6 |
------- |
10/12/2018 |
| 30310C543 |
| 30310C568 (Fee) |
|
| 30310C550 |
| 30310C576 (Fee) |
|
15 Month |
|
|
| ETF Growth and Income, October 2018 |
------- |
10/16/2018 |
| 30310C584 |
| 30310C600 (Fee) |
|
| 30310C592 |
| 30310C618 (Fee) |
|
15 Month |
|
|
| Inflation Hedge, 39 |
------- |
10/16/2018 |
| 30310C220 |
| 30310C246 (Fee) |
|
| 30310C238 |
| 30310C253 (Fee) |
|
2 Year |
|
|
| Select DSIP, 4th Qtr 2018 |
------- |
10/16/2018 |
| 30310B586 |
| 30310B602 (Fee) |
|
| 30310B594 |
| 30310B610 (Fee) |
|
15 Month |
|
|
| Emerging Markets Strength Opportunity, 1 |
------- |
10/17/2018 |
| 30310C824 |
| 30310C840 (Fee) |
|
| 30310C832 |
| 30310C857 (Fee) |
|
15 Month |
|
|
| Emerging Markets Strength, 42 |
------- |
10/17/2018 |
| 30310C261 |
| 30310C287 (Fee) |
|
| 30310C279 |
| 30310C295 (Fee) |
|
2 Year |
|
|
| Health Care Opportunity, 6 |
------- |
10/17/2018 |
| 30310C303 |
| 30310C329 (Fee) |
|
| 30310C311 |
| 30310C337 (Fee) |
|
15 Month |
|
|
| Multi-Sector Income, 42 |
------- |
10/17/2018 |
| 30310D384 |
| 30310D400 (Fee) |
|
| 30310D392 |
| 30310D418 (Fee) |
|
15 Month |
|
|
| S&P International Dividend Aristocrats, 4th Qtr 2018 |
------- |
10/17/2018 |
| 30310D269 |
| 30310D285 (Fee) |
|
| 30310D277 |
| 30310D293 (Fee) |
|
15 Month |
|
|
| Municipal Advantage Closed-End and ETF, 50 |
------- |
10/18/2018 |
| 30310D426 |
| 30310D442 (Fee) |
|
| 30310D434 |
| 30310D459 (Fee) |
|
2 Year |
|
|
| Alternative Income, 30 |
------- |
10/19/2018 |
| 30310D509 |
| 30310D525 (Fee) |
|
| 30310D517 |
| 30310D533 (Fee) |
|
2 Year |
|
|
| Preferred Income Opportunity, 11 |
------- |
10/19/2018 |
| 30310D467 |
| 30310D483 (Fee) |
|
| 30310D475 |
| 30310D491 (Fee) |
|
15 Month |
|
|
| Sabrient Baker's Dozen, October 2018 |
------- |
10/19/2018 |
| 30310B545 |
| 30310B560 (Fee) |
|
| 30310B552 |
| 30310B578 (Fee) |
|
13 Month |
|
|
| Tactical Income Opportunity, 7 |
------- |
10/19/2018 |
| 30310D582 |
| 30310D608 (Fee) |
|
| 30310D590 |
| 30310D616 (Fee) |
|
15 Month |
|
|
| Global Commodities Opportunity, 36 |
------- |
10/22/2018 |
| 30310E283 |
| 30310E309 (Fee) |
|
| 30310E291 |
| 30310E317 (Fee) |
|
15 Month |
|
|
| Sabrient Dividend Opportunity, 3 |
------- |
10/22/2018 |
| 30310E200 |
| 30310E226 (Fee) |
|
| 30310E218 |
| 30310E234 (Fee) |
|
15 Month |
|
|
| Sabrient Dividend, 25 |
------- |
10/22/2018 |
| 30310E242 |
| 30310E267 (Fee) |
|
| 30310E259 |
| 30310E275 (Fee) |
|
2 Year |
|
|
| International Capital Strength, 40 |
------- |
10/26/2018 |
| 30310C345 |
| 30310C360 (Fee) |
|
| 30310C352 |
| 30310C378 (Fee) |
|
2 Year |
|
|
| SMid Capital Strength, 40 |
------- |
10/26/2018 |
| 30310C386 |
| 30310C402 (Fee) |
|
| 30310C394 |
| 30310C410 (Fee) |
|
2 Year |
|
|
| Content Leaders, 11 |
------- |
11/1/2018 |
| 30310D624 |
| 30310D640 (Fee) |
|
| 30310D632 |
| 30310D657 (Fee) |
|
15 Month |
|
|
| Dow® Target 10, November 2018 |
------- |
11/12/2018 |
| 30310C428 |
| 30310C444 (Fee) |
|
| 30310C436 |
| 30310C451 (Fee) |
|
13 Month |
|
|