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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning six distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
VP4Q24 |
Portfolio Status: |
Primary |
Initial Offer Date: |
10/10/2024 |
Portfolio Ending Date: |
01/09/2026 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.4178 |
POP(*): |
$10.5632 |
Remaining Deferred Sales Charge: |
$0.1350 |
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* As of Trade Date: 12/09/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
|
Communication Services |
8.16% |
Consumer Discretionary |
10.00% |
Consumer Staples |
4.58% |
Energy |
4.01% |
Financials |
17.62% |
Health Care |
8.71% |
Industrials |
19.10% |
Information Technology |
24.94% |
Materials |
1.62% |
Real Estate |
0.00% |
Utilities |
1.05% |
Other |
0.21% |
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|
Large |
Mid |
Small |
|
Growth |
46.06% |
2.53% |
12.63% |
|
Value |
29.84% |
1.95% |
6.78% |
|
Large-Cap Growth |
46.06% |
Large-Cap Value |
29.84% |
Mid-Cap Growth |
2.53% |
Mid-Cap Value |
1.95% |
Small-Cap Growth |
12.63% |
Small-Cap Value |
6.78% |
Undetermined |
0.21% |
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U.S. Stocks |
80.33% |
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Other |
0.21% |
Non-U.S. Stocks |
19.46% |
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The style and sector characteristics of the portfolio are determined as of 12/06/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$693,704 |
Price/Earnings |
16.52 |
Price/Book |
2.52 |
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As of 12/6/2024
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
Apple Inc.
| AAPL |
Information Technology
| Large-Cap Growth |
8.38%
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Taiwan Semiconductor Manufacturing Company Ltd. (ADR)
| TSM |
Information Technology
| Large-Cap Growth |
4.25%
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NVIDIA Corporation
| NVDA |
Information Technology
| Large-Cap Growth |
4.17%
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Meta Platforms Inc. (Class A)
| META |
Communication Services
| Large-Cap Growth |
3.86%
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The Goldman Sachs Group, Inc.
| GS |
Financials
| Large-Cap Value |
3.77%
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American Express Company
| AXP |
Financials
| Large-Cap Growth |
3.52%
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Honeywell International Inc.
| HON |
Industrials
| Large-Cap Growth |
3.41%
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Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
3.38%
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Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
3.17%
|
Johnson & Johnson
| JNJ |
Health Care
| Large-Cap Growth |
2.91%
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HCA Healthcare, Inc.
| HCA |
Health Care
| Large-Cap Value |
2.63%
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Applovin Corp. (Class A)
| APP |
Information Technology
| Large-Cap Growth |
2.44%
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Altria Group, Inc.
| MO |
Consumer Staples
| Large-Cap Value |
2.32%
|
Lockheed Martin Corporation
| LMT |
Industrials
| Large-Cap Growth |
2.26%
|
Booking Holdings Inc.
| BKNG |
Consumer Discretionary
| Large-Cap Value |
1.51%
|
Fiserv, Inc.
| FI |
Financials
| Large-Cap Value |
1.04%
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The GEO Group, Inc.
| GEO |
Industrials
| Small-Cap Growth |
1.03%
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Fair Isaac Corporation
| FICO |
Information Technology
| Large-Cap Value |
0.99%
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Cintas Corporation
| CTAS |
Industrials
| Large-Cap Growth |
0.98%
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British American Tobacco Plc
| BATS.LN |
Consumer Staples
| Large-Cap Value |
0.84%
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HSBC Holdings Plc
| HSBA.LN |
Financials
| Large-Cap Value |
0.84%
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Stellantis N.V.
| STLAM.IM |
Consumer Discretionary
| Large-Cap Value |
0.81%
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PayPal Holdings, Inc.
| PYPL |
Financials
| Large-Cap Value |
0.80%
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Nordea Bank Abp
| NDA.FH |
Financials
| Large-Cap Value |
0.80%
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Volvo AB (Class B)
| VOLVB.SS |
Industrials
| Large-Cap Value |
0.78%
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Banco Bilbao Vizcaya Argentaria, S.A.
| BBVA.SM |
Financials
| Large-Cap Value |
0.77%
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Intesa Sanpaolo SpA
| ISP.IM |
Financials
| Large-Cap Value |
0.76%
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Bayerische Motoren Werke (BMW) AG
| BMW.GY |
Consumer Discretionary
| Large-Cap Value |
0.76%
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Enel SpA
| ENEL.IM |
Utilities
| Large-Cap Value |
0.75%
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CaixaBank, S.A.
| CABK.SM |
Financials
| Large-Cap Value |
0.75%
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Rio Tinto Plc
| RIO.LN |
Materials
| Large-Cap Value |
0.74%
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Equinor ASA
| EQNR.NO |
Energy
| Large-Cap Value |
0.72%
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PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
0.71%
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BASF SE
| BAS.GY |
Materials
| Large-Cap Value |
0.71%
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Eni SpA
| ENI.IM |
Energy
| Large-Cap Value |
0.71%
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BNP Paribas S.A.
| BNP.FP |
Financials
| Large-Cap Value |
0.71%
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Mercedes-Benz Group AG
| MBG.GY |
Consumer Discretionary
| Large-Cap Value |
0.71%
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BP Plc
| BP/.LN |
Energy
| Large-Cap Value |
0.70%
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ING Groep N.V.
| INGA.NA |
Financials
| Large-Cap Value |
0.70%
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Credit Agricole S.A.
| ACA.FP |
Financials
| Large-Cap Value |
0.70%
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Revolve Group, Inc.
| RVLV |
Consumer Discretionary
| Small-Cap Growth |
0.68%
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TTM Technologies, Inc.
| TTMI |
Information Technology
| Small-Cap Value |
0.67%
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Volkswagen AG
| VOW.GY |
Consumer Discretionary
| Large-Cap Value |
0.66%
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CoreCivic, Inc.
| CXW |
Industrials
| Small-Cap Value |
0.64%
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Sonic Automotive, Inc.
| SAH |
Consumer Discretionary
| Small-Cap Growth |
0.62%
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Federal Agricultural Mortgage Corporation (Class C)
| AGM |
Financials
| Small-Cap Growth |
0.61%
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Hillman Solutions Corp.
| HLMN |
Industrials
| Small-Cap Growth |
0.59%
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eBay Inc.
| EBAY |
Consumer Discretionary
| Large-Cap Growth |
0.58%
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VSE Corporation
| VSEC |
Industrials
| Small-Cap Growth |
0.58%
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H&E Equipment Services, Inc.
| HEES |
Industrials
| Small-Cap Growth |
0.57%
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The Greenbrier Companies, Inc.
| GBX |
Industrials
| Small-Cap Value |
0.56%
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Pathward Financial Inc.
| CASH |
Financials
| Small-Cap Growth |
0.56%
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Supernus Pharmaceuticals, Inc.
| SUPN |
Health Care
| Small-Cap Growth |
0.54%
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Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
0.53%
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W.W. Grainger, Inc.
| GWW |
Industrials
| Large-Cap Growth |
0.53%
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Apogee Enterprises, Inc.
| APOG |
Industrials
| Small-Cap Growth |
0.50%
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Verint Systems Inc.
| VRNT |
Information Technology
| Small-Cap Growth |
0.50%
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MannKind Corporation
| MNKD |
Health Care
| Small-Cap Value |
0.49%
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GoDaddy Inc. (Class A)
| GDDY |
Information Technology
| Mid-Cap Growth |
0.49%
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World Kinect Corp.
| WKC |
Energy
| Small-Cap Value |
0.45%
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T-Mobile US, Inc.
| TMUS |
Communication Services
| Large-Cap Value |
0.45%
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Photronics, Inc.
| PLAB |
Information Technology
| Small-Cap Value |
0.44%
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WisdomTree, Inc.
| WT |
Financials
| Small-Cap Growth |
0.44%
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Tennant Company
| TNC |
Industrials
| Small-Cap Growth |
0.43%
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DNOW Inc.
| DNOW |
Industrials
| Small-Cap Value |
0.43%
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REV Group, Inc.
| REVG |
Industrials
| Small-Cap Growth |
0.43%
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Veeco Instruments Inc.
| VECO |
Information Technology
| Small-Cap Growth |
0.42%
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Steelcase Inc.
| SCS |
Industrials
| Small-Cap Value |
0.41%
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Harmonic Inc.
| HLIT |
Information Technology
| Small-Cap Growth |
0.40%
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Select Water Solutions, Inc. (Class A)
| WTTR |
Energy
| Small-Cap Growth |
0.40%
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Arhaus, Inc. (Class A)
| ARHS |
Consumer Discretionary
| Small-Cap Growth |
0.39%
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Universal Corporation
| UVV |
Consumer Staples
| Small-Cap Value |
0.38%
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American Woodmark Corporation
| AMWD |
Industrials
| Small-Cap Value |
0.38%
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Carlisle Companies Incorporated
| CSL |
Industrials
| Mid-Cap Growth |
0.38%
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Colgate-Palmolive Company
| CL |
Consumer Staples
| Large-Cap Growth |
0.37%
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G-III Apparel Group, Ltd.
| GIII |
Consumer Discretionary
| Small-Cap Value |
0.37%
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Mettler-Toledo International Inc.
| MTD |
Health Care
| Mid-Cap Value |
0.36%
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A10 Networks, Inc.
| ATEN |
Information Technology
| Small-Cap Growth |
0.35%
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Centrus Energy Corp. (Class A)
| LEU |
Energy
| Small-Cap Growth |
0.34%
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Netflix, Inc.
| NFLX |
Communication Services
| Large-Cap Growth |
0.34%
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ScanSource, Inc.
| SCSC |
Information Technology
| Small-Cap Value |
0.33%
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Dick's Sporting Goods, Inc.
| DKS |
Consumer Discretionary
| Mid-Cap Growth |
0.33%
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HCI Group, Inc.
| HCI |
Financials
| Small-Cap Growth |
0.32%
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Intuitive Surgical, Inc.
| ISRG |
Health Care
| Large-Cap Growth |
0.30%
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Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
0.29%
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Texas Instruments Incorporated
| TXN |
Information Technology
| Large-Cap Growth |
0.28%
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EOG Resources, Inc.
| EOG |
Energy
| Large-Cap Value |
0.27%
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Collegium Pharmaceutical, Inc.
| COLL |
Health Care
| Small-Cap Growth |
0.27%
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ACM Research, Inc. (Class A)
| ACMR |
Information Technology
| Small-Cap Value |
0.27%
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Caleres, Inc.
| CAL |
Consumer Discretionary
| Small-Cap Value |
0.26%
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Beazer Homes USA, Inc.
| BZH |
Consumer Discretionary
| Small-Cap Value |
0.26%
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Tenet Healthcare Corporation
| THC |
Health Care
| Mid-Cap Value |
0.25%
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Turning Point Brands, Inc.
| TPB |
Consumer Staples
| Small-Cap Growth |
0.25%
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Universal Health Services, Inc. (Class B)
| UHS |
Health Care
| Mid-Cap Value |
0.24%
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Insulet Corporation
| PODD |
Health Care
| Mid-Cap Growth |
0.24%
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Applied Materials, Inc.
| AMAT |
Information Technology
| Large-Cap Growth |
0.23%
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BJ's Restaurants, Inc.
| BJRI |
Consumer Discretionary
| Small-Cap Growth |
0.23%
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Kimberly-Clark Corporation
| KMB |
Consumer Staples
| Large-Cap Growth |
0.22%
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NVR, Inc.
| NVR |
Consumer Discretionary
| Mid-Cap Growth |
0.22%
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Fortinet, Inc.
| FTNT |
Information Technology
| Large-Cap Growth |
0.20%
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Marathon Petroleum Corporation
| MPC |
Energy
| Large-Cap Value |
0.20%
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Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Mid-Cap Growth |
0.20%
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Doximity, Inc. (Class A)
| DOCS |
Health Care
| Mid-Cap Growth |
0.20%
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Mueller Water Products, Inc.
| MWA |
Industrials
| Small-Cap Growth |
0.18%
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Powell Industries, Inc.
| POWL |
Industrials
| Small-Cap Growth |
0.18%
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Builders FirstSource, Inc.
| BLDR |
Industrials
| Mid-Cap Growth |
0.18%
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Tecnoglass Inc.
| TGLS |
Industrials
| Small-Cap Growth |
0.18%
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A-Mark Precious Metals, Inc.
| AMRK |
Consumer Discretionary
| Small-Cap Value |
0.18%
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Matson, Inc.
| MATX |
Industrials
| Small-Cap Growth |
0.17%
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Ramaco Resources, Inc. (Class A)
| METC |
Materials
| Small-Cap Growth |
0.17%
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DaVita Inc.
| DVA |
Health Care
| Mid-Cap Growth |
0.16%
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American Electric Power Company, Inc.
| AEP |
Utilities
| Large-Cap Value |
0.15%
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Brady Corporation
| BRC |
Industrials
| Small-Cap Growth |
0.15%
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KB Home
| KBH |
Consumer Discretionary
| Small-Cap Value |
0.15%
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Life Time Group Holdings, Inc.
| LTH |
Consumer Discretionary
| Small-Cap Growth |
0.15%
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Constellation Energy Corporation
| CEG |
Utilities
| Large-Cap Growth |
0.15%
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Diamondback Energy, Inc.
| FANG |
Energy
| Large-Cap Value |
0.14%
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KLA Corporation
| KLAC |
Information Technology
| Large-Cap Growth |
0.13%
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Crocs, Inc.
| CROX |
Consumer Discretionary
| Mid-Cap Growth |
0.13%
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Regeneron Pharmaceuticals, Inc.
| REGN |
Health Care
| Large-Cap Value |
0.12%
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Liberty Latin America Ltd. (Class A)
| LILA |
Communication Services
| Small-Cap Value |
0.11%
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Devon Energy Corporation
| DVN |
Energy
| Mid-Cap Value |
0.08%
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Fox Corporation (Class A)
| FOXA |
Communication Services
| Mid-Cap Value |
0.02%
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Ramaco Resources, Inc. (Class B)
| METCB |
Materials
| Small-Cap Growth |
0.00%
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Total Number of Holdings: 124 |
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Underlying Securities information represented above is as of 12/06/2024 but will vary with future fluctuations in the market. |
Standard Account Sales Charges * |
Transactional sales charges: |
Initial: |
0.10% |
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Deferred: |
1.28% |
C&D Fee: |
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0.47% |
Maximum Sales Charge: |
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1.85% |
|
30337N522 |
Cash |
Semi-Annual |
30337N530 |
Reinvest |
Semi-Annual |
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* Based on the offer price as of 12/09/2024 4:00pm ET |
Fee/Wrap Account Sales Charges * |
C&D Fee: |
|
0.48% |
Maximum Sales Charge: |
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0.48% |
|
30337N548 |
Cash-Fee |
Semi-Annual |
30337N555 |
Reinvest-Fee |
Semi-Annual |
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* Based on the NAV price as of 12/09/2024 4:00pm ET |
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.
Deferred Sales Charge Schedule |
$0.04500
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January 17, 2025
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$0.04500
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February 20, 2025
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$0.04500
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March 20, 2025
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
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CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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