Richard Bernstein Advisors Global Dividend Kings®, 39  Ticker: FLTCBX
 
Description
A unit investment trust that seeks total return through a combination of dividend income and capital appreciation. The stocks are selected for the trust by Richard Bernstein Advisors (RBA) using a comprehensive process.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: RBGD39
Portfolio Status: Secondary
Initial Offer Date: 09/08/2021
Secondary Date: 12/08/2021
Portfolio Ending Date: 09/08/2023
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.9064
POP(*): $10.1345
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 05/16/2022 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 5/16/2022) Per Unit (as of 5/16/2022)
3.53% $0.35800
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 16.74%
Consumer Discretionary  Consumer Discretionary 0.00%
Consumer Staples  Consumer Staples 8.50%
Energy  Energy 16.27%
Financials  Financials 13.73%
Health Care  Health Care 9.23%
Industrials  Industrials 0.00%
Information Technology  Information Technology 6.96%
Materials  Materials 2.21%
Real Estate  Real Estate 6.82%
Utilities  Utilities 19.21%
Other  Other 0.33%
 
  Large Mid Small  
Growth  13.96% 11.26% 0.00%  
Value  46.41% 27.97% 0.07%  

 Style Weighting
Large-Cap Growth 13.96%
Large-Cap Value 46.41%
Mid-Cap Growth 11.26%
Mid-Cap Value 27.97%
Small-Cap Growth 0.00%
Small-Cap Value 0.07%
Undetermined 0.33%
 Composition
U.S. Stocks 46.51%   Other 0.33%
Non-U.S. Stocks 53.16%      
The style and sector characteristics of the portfolio are determined as of 05/13/2022 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $60,891.45
Price/Earnings 12.57
Price/Book 1.87
As of 5/13/2022
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 3.69%
 Canadian Natural Resources Ltd. CNQ.CN Energy  Energy Large-Cap Value 3.43%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 2.75%
 Pembina Pipeline Corporation PPL.CN Energy  Energy Mid-Cap Value 2.41%
 ONEOK, Inc. OKE Energy  Energy Large-Cap Growth 2.39%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 2.30%
 National Grid Plc NG/.LN Utilities  Utilities Large-Cap Value 2.27%
 APA Group APA.AU Utilities  Utilities Mid-Cap Growth 2.23%
 TC Energy Corporation TRP.CN Energy  Energy Large-Cap Value 2.22%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 2.21%
 British American Tobacco Plc BATS.LN Consumer Staples  Consumer Staples Large-Cap Value 2.19%
 Edison International EIX Utilities  Utilities Large-Cap Value 2.16%
 Enbridge Inc. ENB.CN Energy  Energy Large-Cap Value 2.13%
 Canadian Utilities Limited (Class A) CU.CN Utilities  Utilities Mid-Cap Value 2.11%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 2.07%
 Tokio Marine Holdings, Inc. 8766.JP Financials  Financials Large-Cap Value 2.04%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Growth 2.02%
 Cardinal Health, Inc. CAH Health Care  Health Care Mid-Cap Growth 2.02%
 TELUS Corporation T.CN Communication Services  Communication Services Large-Cap Value 2.02%
 W.P. Carey Inc. WPC Real Estate  Real Estate Mid-Cap Value 2.00%
 BCE Inc. BCE.CN Communication Services  Communication Services Large-Cap Value 1.98%
 Nippon Telegraph and Telephone Corporation (NTT) 9432.JP Communication Services  Communication Services Large-Cap Value 1.94%
 Philip Morris International Inc. PM Consumer Staples  Consumer Staples Large-Cap Growth 1.93%
 Hellenic Telecommunications Organization S.A. HTO.GA Communication Services  Communication Services Mid-Cap Growth 1.92%
 KDDI Corporation 9433.JP Communication Services  Communication Services Large-Cap Value 1.91%
 Pinnacle West Capital Corporation PNW Utilities  Utilities Mid-Cap Value 1.88%
 Novartis AG NOVN.SW Health Care  Health Care Large-Cap Value 1.88%
 PPL Corporation PPL Utilities  Utilities Mid-Cap Value 1.87%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 1.87%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.87%
 Enagas S.A. ENG.SM Utilities  Utilities Mid-Cap Value 1.87%
 T&D Holdings, Inc. 8795.JP Financials  Financials Mid-Cap Value 1.86%
 Realty Income Corporation O Real Estate  Real Estate Large-Cap Value 1.85%
 Algonquin Power & Utilities Corp. AQN.CN Utilities  Utilities Mid-Cap Value 1.77%
 Manulife Financial Corporation MFC.CN Financials  Financials Large-Cap Value 1.74%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Value 1.71%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 1.70%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 1.66%
 Sompo Holdings Inc. 8630.JP Financials  Financials Mid-Cap Value 1.65%
 SBI Holdings, Inc. 8473.JP Financials  Financials Mid-Cap Value 1.65%
 Medical Properties Trust, Inc. MPW Real Estate  Real Estate Mid-Cap Value 1.64%
 Great-West Lifeco Inc. GWO.CN Financials  Financials Mid-Cap Value 1.63%
 The Western Union Company WU Information Technology  Information Technology Mid-Cap Growth 1.54%
 Elisa Oyj ELISA.FH Communication Services  Communication Services Mid-Cap Growth 1.48%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 1.41%
 United Utilities Group Plc UU/.LN Utilities  Utilities Mid-Cap Value 1.36%
 Franklin Resources, Inc. BEN Financials  Financials Mid-Cap Value 1.29%
 Regency Centers Corporation REG Real Estate  Real Estate Mid-Cap Value 1.29%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 1.22%
 Uniper SE UN01.GY Utilities  Utilities Mid-Cap Value 1.18%
 Sanofi SAN.FP Health Care  Health Care Large-Cap Value 0.87%
 Unilever Plc ULVR.LN Consumer Staples  Consumer Staples Large-Cap Growth 0.70%
 TERNA - Rete Elettrica Nazionale SpA TRN.IM Utilities  Utilities Mid-Cap Value 0.51%
 Warner Bros. Discovery, Inc. WBD Communication Services  Communication Services Large-Cap Value 0.31%
 Orion Office REIT Inc. ONL Real Estate  Real Estate Small-Cap Value 0.04%
 Kyndryl Holdings, Inc. KD Information Technology  Information Technology Small-Cap Value 0.03%
 Euroapi Sasu EAPI.FP Health Care  Health Care Small-Cap Growth 0.00%
 
Total Number of Holdings:    57
Underlying Securities information represented above is as of 05/13/2022 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Mid-Cap Risk. An investment in a portfolio containing mid-cap companies is subject to additional risks, as the share prices of certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.