Sabrient Dividend, 36  Ticker: FISUDX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income. The portfolio seeks to find companies with above-average dividend yields. The stocks are selected for the trust by Sabrient Systems, LLC by applying a seven-step investment strategy process.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: SBDV36
Portfolio Status: Secondary
Initial Offer Date: 06/22/2021
Secondary Date: 09/20/2021
Portfolio Ending Date: 06/22/2023
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.9595
POP(*): $10.1888
Remaining Deferred Sales Charge: $0.1500
* As of Trade Date: 10/22/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 10/22/2021) Per Unit (as of 10/22/2021)
3.53% $0.35970
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 3.92%
Consumer Discretionary  Consumer Discretionary 3.82%
Consumer Staples  Consumer Staples 1.96%
Energy  Energy 8.61%
Financials  Financials 31.81%
Health Care  Health Care 3.48%
Industrials  Industrials 10.40%
Information Technology  Information Technology 11.28%
Materials  Materials 15.06%
Real Estate  Real Estate 7.47%
Utilities  Utilities 2.12%
Other  Other 0.07%
 
  Large Mid Small  
Growth  10.57% 1.95% 5.55%  
Value  21.31% 28.37% 32.18%  

 Style Weighting
Large-Cap Growth 10.57%
Large-Cap Value 21.31%
Mid-Cap Growth 1.95%
Mid-Cap Value 28.37%
Small-Cap Growth 5.55%
Small-Cap Value 32.18%
Undetermined 0.07%
 Composition
U.S. Stocks 80.87%   Other 0.07%
Non-U.S. Stocks 19.06%      
The style and sector characteristics of the portfolio are determined as of 10/22/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $29,691.94
Price/Earnings 14.18
Price/Book 1.93
As of 10/22/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Apollo Global Management, Inc. (Class A) APO Financials  Financials Large-Cap Growth 2.62%
 New York Community Bancorp, Inc. NYCB Financials  Financials Mid-Cap Value 2.39%
 Ryder System, Inc. R Industrials  Industrials Small-Cap Value 2.34%
 Costamare Inc. CMRE Industrials  Industrials Small-Cap Value 2.33%
 Janus Henderson Group Plc JHG Financials  Financials Mid-Cap Value 2.29%
 Canadian Natural Resources Limited CNQ Energy  Energy Large-Cap Value 2.28%
 ONEOK, Inc. OKE Energy  Energy Large-Cap Value 2.25%
 CF Industries Holdings, Inc. CF Materials  Materials Mid-Cap Value 2.25%
 Everest Re Group, Ltd. RE Financials  Financials Mid-Cap Value 2.18%
 Principal Financial Group, Inc. PFG Financials  Financials Mid-Cap Value 2.16%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 2.16%
 Investors Bancorp, Inc. ISBC Financials  Financials Small-Cap Value 2.14%
 National Fuel Gas Company NFG Utilities  Utilities Small-Cap Value 2.12%
 Ares Capital Corporation ARCC Financials  Financials Mid-Cap Value 2.12%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 2.09%
 LCI Industries LCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.09%
 Capital Southwest Corporation CSWC Financials  Financials Small-Cap Value 2.09%
 Flushing Financial Corporation FFIC Financials  Financials Small-Cap Value 2.07%
 Triton International Limited TRTN Industrials  Industrials Small-Cap Value 2.07%
 Axis Capital Holdings Limited AXS Financials  Financials Small-Cap Value 2.05%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 2.01%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 2.00%
 Greif, Inc. GEF Materials  Materials Small-Cap Value 2.00%
 BCE Inc. BCE Communication Services  Communication Services Large-Cap Value 1.99%
 Baker Hughes Company (Class A) BKR Energy  Energy Mid-Cap Value 1.99%
 SLR Investment Corp. SLRC Financials  Financials Small-Cap Value 1.97%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Growth 1.96%
 Emerson Electric Co. EMR Industrials  Industrials Large-Cap Value 1.96%
 Bank of Hawaii Corporation BOH Financials  Financials Small-Cap Value 1.96%
 Medical Properties Trust, Inc. MPW Real Estate  Real Estate Mid-Cap Value 1.96%
 Iron Mountain Incorporated IRM Real Estate  Real Estate Mid-Cap Growth 1.95%
 Neenah Inc. NP Materials  Materials Small-Cap Value 1.95%
 W.P. Carey Inc. WPC Real Estate  Real Estate Mid-Cap Value 1.95%
 The Toronto-Dominion Bank TD Financials  Financials Large-Cap Value 1.94%
 Hercules Capital, Inc. HTGC Financials  Financials Small-Cap Value 1.93%
 TELUS Corporation TU Communication Services  Communication Services Large-Cap Value 1.93%
 Starwood Property Trust, Inc. STWD Financials  Financials Mid-Cap Value 1.90%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 1.88%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 1.83%
 Dow Inc. DOW Materials  Materials Large-Cap Value 1.78%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 1.76%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 1.74%
 Ethan Allen Interiors Inc. ETD Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.73%
 Allison Transmission Holdings, Inc. ALSN Industrials  Industrials Small-Cap Growth 1.70%
 Benchmark Electronics, Inc. BHE Information Technology  Information Technology Small-Cap Value 1.69%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Value 1.68%
 International Paper Company IP Materials  Materials Mid-Cap Value 1.68%
 The Chemours Company CC Materials  Materials Small-Cap Growth 1.68%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Value 1.65%
 Omega Healthcare Investors, Inc. OHI Real Estate  Real Estate Mid-Cap Value 1.61%
 Sylvamo Corporation SLVM Materials  Materials Small-Cap Growth 0.08%
 
Total Number of Holdings:    51
Underlying Securities information represented above is as of 10/22/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 October 20, 2021
$0.07500 November 19, 2021
$0.07500 December 20, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Brexit Risk. About one year after the United Kingdom officially departed the European Union (commonly referred to as "Brexit"), the United Kingdom and the European Union reached a trade agreement that became effective on December 31, 2020. It is not currently possible to determine the extent of the impact the Brexit trade agreement may have on the portfolio's investments and this uncertainty could negatively impact current and future economic conditions in the United Kingdom and other countries, which could negatively impact the value of the portfolio's investments.

Business Development Company Risk. Certain of the securities in the portfolio are issued by closed-end investment companies which have been elected to be treated as Business Development Companies (BDC). An investment in BDCs is subject to various risks, including management's ability to meet the BDC's investment objective, and to manage the BDC's portfolio during periods of market turmoil. BDCs may trade in the market at a discount to their net asset value. BDCs may employ the use of leverage which subjects the BDC to increased risks.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused significant volatility and declines in global financial markets, causing losses for investors. The development of vaccines has slowed the spread of the virus and allowed for the resumption of "reasonably" normal business activity in the United States, although many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.