Financials Select, 75  Ticker: FACOMX
 
Description
A unit investment trust that seeks above-average capital appreciation by investing in a concentrated portfolio of financial services companies.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: FS2Y75
Portfolio Status: Secondary
Initial Offer Date: 01/28/2021
Secondary Date: 04/28/2021
Portfolio Ending Date: 01/27/2023
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $11.8000
POP(*): $12.0717
Remaining Deferred Sales Charge: $0.2250
* As of Trade Date: 05/12/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 5/12/2021) Per Unit (as of 5/10/2021)
1.64% $0.19850
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 0.00%
Consumer Discretionary  Consumer Discretionary 0.00%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 0.00%
Financials  Financials 93.26%
Health Care  Health Care 0.00%
Industrials  Industrials 0.00%
Information Technology  Information Technology 6.11%
Materials  Materials 0.00%
Real Estate  Real Estate 0.00%
Utilities  Utilities 0.00%
Other  Other 0.63%
 
  Large Mid Small  
Growth  15.94% 3.45% 0.00%  
Value  59.12% 20.86% 0.00%  

 Style Weighting
Large-Cap Growth 15.94%
Large-Cap Value 59.12%
Mid-Cap Growth 3.45%
Mid-Cap Value 20.86%
Small-Cap Growth 0.00%
Small-Cap Value 0.00%
Undetermined 0.63%
 Composition
U.S. Stocks 81.12%   Other 0.63%
Non-U.S. Stocks 18.25%      
The style and sector characteristics of the portfolio are determined as of 05/12/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $108,358.52
Price/Earnings 13.62
Price/Book 1.81
As of 5/12/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Capital One Financial Corporation COF Financials  Financials Large-Cap Value 4.01%
 Western Alliance Bancorporation WAL Financials  Financials Mid-Cap Value 3.91%
 Fifth Third Bancorp FITB Financials  Financials Large-Cap Value 3.86%
 Ally Financial Inc. ALLY Financials  Financials Mid-Cap Value 3.76%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 3.71%
 The Goldman Sachs Group, Inc. GS Financials  Financials Large-Cap Value 3.54%
 MetLife, Inc. MET Financials  Financials Large-Cap Value 3.50%
 Stifel Financial Corp. SF Financials  Financials Mid-Cap Value 3.50%
 Evercore Inc. EVR Financials  Financials Mid-Cap Growth 3.45%
 The Blackstone Group Inc. BX Financials  Financials Large-Cap Growth 3.45%
 Synchrony Financial SYF Financials  Financials Mid-Cap Value 3.45%
 Citigroup Inc. C Financials  Financials Large-Cap Value 3.36%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 3.30%
 Truist Financial Corporation TFC Financials  Financials Large-Cap Value 3.29%
 Morgan Stanley MS Financials  Financials Large-Cap Value 3.27%
 AXA S.A. (ADR) AXAHY Financials  Financials Large-Cap Value 3.26%
 Royal Bank of Canada RY Financials  Financials Large-Cap Value 3.25%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 3.23%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 3.22%
 AON Plc AON Financials  Financials Large-Cap Growth 3.21%
 S&P Global Inc. SPGI Financials  Financials Large-Cap Growth 3.17%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 3.16%
 BlackRock, Inc. BLK Financials  Financials Large-Cap Value 3.14%
 Manulife Financial Corporation MFC Financials  Financials Large-Cap Value 3.11%
 Mastercard Incorporated MA Information Technology  Information Technology Large-Cap Growth 3.06%
 Visa Inc. (Class A) V Information Technology  Information Technology Large-Cap Growth 3.05%
 Nasdaq, Inc. NDAQ Financials  Financials Mid-Cap Value 3.02%
 UBS Group AG UBS Financials  Financials Large-Cap Value 2.75%
 Intercontinental Exchange, Inc. ICE Financials  Financials Large-Cap Value 2.71%
 HDFC Bank Ltd. (ADR) HDB Financials  Financials Large-Cap Value 2.67%
 
Total Number of Holdings:    30
Underlying Securities information represented above is as of 05/12/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 May 20, 2021
$0.07500 June 18, 2021
$0.07500 July 20, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.