Financials Opportunity, 5  Ticker: FQVPNX
 
Description
A unit investment trust that seeks above average capital appreciation by investing in a concentrated portfolio of leading financial services companies.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: FSOP5
Portfolio Status: Secondary
Initial Offer Date: 03/11/2019
Secondary Date: 06/07/2019
Portfolio Ending Date: 06/11/2020
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.5331
POP(*): $10.6772
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 09/20/2019 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 9/20/2019) Per Unit (as of 9/20/2019)
1.93% $0.20580
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 0.00%
Consumer Discretionary  Consumer Discretionary 0.00%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 0.00%
Financials  Financials 92.00%
Health Care  Health Care 0.00%
Industrials  Industrials 0.00%
Information Technology  Information Technology 7.37%
Materials  Materials 0.00%
Real Estate  Real Estate 0.00%
Utilities  Utilities 0.00%
Other  Other 0.63%
 
  Large Mid Small  
Growth  11.36% 0.00% 2.93%  
Value  63.38% 21.70% 0.00%  

 Style Weighting
Large-Cap Growth 11.36%
Large-Cap Value 63.38%
Mid-Cap Growth 0.00%
Mid-Cap Value 21.70%
Small-Cap Growth 2.93%
Small-Cap Value 0.00%
Undetermined 0.63%
 Composition
U.S. Stocks 93.14%   Other 0.63%
Non-U.S. Stocks 6.23%      
The style and sector characteristics of the portfolio are determined as of 09/20/2019 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $84,975.00
Weighted Average Price/Earnings 11.39
Weighted Average Price/Book 1.51
As of 9/20/2019
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 S&P Global Inc. SPGI Financials  Financials Large-Cap Growth 3.99%
 Intercontinental Exchange, Inc. ICE Financials  Financials Large-Cap Value 3.92%
 Mastercard Incorporated MA Information Technology  Information Technology Large-Cap Growth 3.78%
 Discover Financial Services DFS Financials  Financials Large-Cap Value 3.62%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 3.60%
 Visa Inc. (Class A) V Information Technology  Information Technology Large-Cap Growth 3.59%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 3.54%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 3.53%
 Capital One Financial Corporation COF Financials  Financials Large-Cap Value 3.49%
 Citigroup Inc. C Financials  Financials Large-Cap Value 3.45%
 The PNC Financial Services Group, Inc. PNC Financials  Financials Large-Cap Value 3.42%
 The Goldman Sachs Group, Inc. GS Financials  Financials Large-Cap Value 3.37%
 American Express Company AXP Financials  Financials Large-Cap Value 3.33%
 Stifel Financial Corp. SF Financials  Financials Mid-Cap Value 3.30%
 Synchrony Financial SYF Financials  Financials Large-Cap Value 3.29%
 KeyCorp KEY Financials  Financials Mid-Cap Value 3.25%
 BB&T Corporation BBT Financials  Financials Large-Cap Value 3.24%
 BlackRock, Inc. BLK Financials  Financials Large-Cap Value 3.24%
 Morgan Stanley MS Financials  Financials Large-Cap Value 3.23%
 Raymond James Financial, Inc. RJF Financials  Financials Mid-Cap Value 3.22%
 Western Alliance Bancorporation WAL Financials  Financials Mid-Cap Value 3.22%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 3.18%
 The Toronto-Dominion Bank TD Financials  Financials Large-Cap Value 3.18%
 Citizens Financial Group, Inc. CFG Financials  Financials Mid-Cap Value 3.18%
 Lincoln National Corporation LNC Financials  Financials Mid-Cap Value 3.09%
 DBS Group Holdings Ltd. (ADR) DBSDY Financials  Financials Large-Cap Value 3.05%
 Evercore Inc. EVR Financials  Financials Small-Cap Growth 2.93%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 2.92%
 TD Ameritrade Holding Corporation AMTD Financials  Financials Large-Cap Value 2.78%
 Comerica Incorporated CMA Financials  Financials Mid-Cap Value 2.44%
 
Total Number of Holdings:    30
Underlying Securities information represented above is as of 09/20/2019 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.